Location: San Francisco, CA
CIK: 0001697366 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Jul 25, 2018
Total Value: $213M (34.9% shares, 65.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Illumina Inc | 8,275,000 | $10.9M | 5.1% | $1.32 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | Stanley Black & Decker Inc | 99,775 | $10.52M | 4.9% | $107.30 | — | UNIT 05/15/2020 | 854502887 |
| — | Priceline Group Inc/The | 6,400,000 | $9.908M | 4.7% | $1.35 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | Intel Corp | 3,985,000 | $9.538M | 4.5% | $1.80 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | Wells Fargo & Co | 7,095 | $8.936M | 4.2% | $1191.87 | — | PERP PFD CNV A | 949746804 |
| — | DTE Energy Co | 173,460 | $8.909M | 4.2% | $52.40 | — | UNIT 99/99/9999 | 233331883 |
| — | Anthem Inc | 2,690,000 | $8.79M | 4.1% | $3.05 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | Citrix Systems Inc | 5,910,000 | $8.582M | 4.0% | $1.29 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | Red Hat Inc | 4,706,000 | $8.574M | 4.0% | $1.27 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | Ares Capital Corp | 8,130,000 | $8.161M | 3.8% | $1.02 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| — | Dominion Resources Inc/VA | 176,140 | $8.14M | 3.8% | $50.27 | — | UNIT 08/15/2019 | 25746U836 |
| — | VEREIT Inc | 7,995,000 | $8.078M | 3.8% | $1.01 | — | NOTE 3.750%12/1 | 02917TAB0 |
| — | Novellus Systems Inc | 1,495,000 | $7.756M | 3.6% | $2.39 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | Prospect Capital Corp | 6,800,000 | $6.791M | 3.2% | $1.01 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| — | NextEra Energy Inc | 117,050 | $6.684M | 3.1% | $57.27 | — | UNIT 08/31/2018 | 65339F820 |
| — | Becton Dickinson and Co | 103,945 | $6.421M | 3.0% | $54.95 | — | PFD SHS CONV A | 075887208 |
| — | Macquarie Infrastructure Corp | 6,194,000 | $6.14M | 2.9% | $1.11 | — | NOTE 2.875% 7/1 | 55608BAA3 |
| — | TPG Specialty Lending Inc | 4,805,000 | $4.841M | 2.3% | $1.03 | — | NOTE 4.500%12/1 | 87265KAB8 |
| — | Spirit Realty Capital Inc | 4,640,000 | $4.658M | 2.2% | $1.02 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| — | Hercules Capital Inc | 3,500,000 | $3.486M | 1.6% | $1.01 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | Echo Global Logistics Inc | 2,950,000 | $3.058M | 1.4% | $1.03 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | RPM International Inc | 2,320,000 | $2.82M | 1.3% | $1.16 | — | NOTE 2.250%12/1 | 749685AT0 |
| — | FireEye Inc | 3,080,000 | $2.818M | 1.3% | $0.90 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | BlackRock Capital Investment Corp | 2,740,000 | $2.789M | 1.3% | $1.04 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | Apollo Commercial Real Estate Finance Inc | 2,500,000 | $2.475M | 1.2% | $1.02 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | Pandora Media Inc | 2,450,000 | $2.357M | 1.1% | $0.93 | — | NOTE 1.750%12/0 | 698354AB3 |
| — | Prospect Capital Corp | 2,410,000 | $2.339M | 1.1% | $0.97 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | TPG Specialty Lending Inc | 2,250,000 | $2.242M | 1.1% | $1.00 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | Verint Systems Inc | 2,230,000 | $2.2M | 1.0% | $0.98 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | Silicon Laboratories Inc | 1,650,000 | $2.02M | 0.9% | $1.20 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | ALZA Corp | 1,135,000 | $1.913M | 0.9% | $1.63 | — | SDCV 7/2 | 02261WAB5 |
| — | Synaptics Inc | 1,355,000 | $1.341M | 0.6% | $0.99 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | Royal Gold Inc | 1,170,000 | $1.238M | 0.6% | $1.03 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | Hess Corp | 14,850 | $1.119M | 0.5% | $61.07 | — | DEP PDF SR A | 42809H404 |
| FPI | Farmland Partners Inc | 123,879 | $1.09M | 0.5% | $8.80 | — | COM | 31154R109 |
| — | HubSpot Inc | 705,000 | $1.009M | 0.5% | $1.43 | — | NOTE 0.250% 6/0 | 443573AB6 |
| — | NeoPhotonics Corp | 147,726 | $920K | 0.4% | $7.86 | — | COM | 64051T100 |
| CHGG | Chegg Inc | 32,435 | $901K | 0.4% | $25.15 | 0.0% | COM | 163092109 |
| — | Hortonworks Inc | 48,180 | $878K | 0.4% | $19.80 | — | COM | 440894103 |
| — | Cloudera Inc | 62,670 | $855K | 0.4% | $14.83 | — | COM | 18914U100 |
| — | Wayfair Inc | 590,000 | $762K | 0.4% | $1.22 | — | NOTE 0.375% 9/0 | 94419LAA9 |
| — | Priceline Group Inc/The | 624,000 | $746K | 0.4% | $1.01 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | Model N Inc | 39,407 | $733K | 0.3% | $11.56 | — | COM | 607525102 |
| — | Wright Medical Group NV | 28,180 | $732K | 0.3% | $25.98 | — | ORD SHS 0.03 PAR | N96617118 |
| — | InterXion Holding NV | 11,405 | $712K | 0.3% | $37.79 | — | SHS | N47279109 |
| ASGN | ASGN Inc | 8,745 | $684K | 0.3% | $81.81 | 0.0% | COM | 00191U102 |
| MPWR | Monolithic Power Systems Inc | 5,023 | $671K | 0.3% | $87.81 | +36.2% | COM | 609839105 |
| — | Mimecast Ltd | 15,965 | $658K | 0.3% | $35.43 | — | SHS | G14838109 |
| — | Tabula Rasa HealthCare Inc | 10,295 | $657K | 0.3% | $63.82 | — | COM | 873379101 |
| EVH | Evolent Health Inc | 29,935 | $630K | 0.3% | $18.93 | 0.0% | CL A | 30050B101 |
| — | Cornerstone OnDemand Inc | 13,203 | $626K | 0.3% | $42.32 | — | COM | 21925Y103 |
| — | BofI Holding Inc | 15,250 | $624K | 0.3% | $40.92 | — | COM | 05566U108 |
| HLNE | Hamilton Lane Inc | 12,946 | $621K | 0.3% | $43.97 | 0.0% | CL A | 407497106 |
| CBU | Community Bank System Inc | 10,330 | $610K | 0.3% | $46.68 | 0.0% | COM | 203607106 |
| GDOT | Green Dot Corp | 8,170 | $600K | 0.3% | $68.95 | 0.0% | CL A | 39304D102 |
| — | CenterState Bank Corp | 19,875 | $593K | 0.3% | $29.84 | — | COM | 15201P109 |
| — | New Relic Inc | 5,514 | $555K | 0.3% | $37.54 | — | COM | 64829B100 |
| — | Shutterfly Inc | 5,730 | $516K | 0.2% | $90.05 | — | COM | 82568P304 |
| — | Mellanox Technologies Ltd | 5,695 | $480K | 0.2% | $45.80 | — | SHS | M51363113 |
| — | Talend SA | 7,620 | $475K | 0.2% | $34.80 | — | ADS | 874224207 |
| — | 2U Inc | 5,495 | $459K | 0.2% | $69.24 | — | COM | 90214J101 |
| SLAB | Silicon Laboratories Inc | 4,591 | $457K | 0.2% | $89.29 | +12.0% | COM | 826919102 |
| HRTX | Heron Therapeutics Inc | 11,615 | $451K | 0.2% | $31.84 | 0.0% | COM | 427746102 |
| RARE | Ultragenyx Pharmaceutical Inc | 5,800 | $446K | 0.2% | $64.59 | 0.0% | COM | 90400D108 |
| — | SVB Financial Group | 1,517 | $438K | 0.2% | $171.67 | — | COM | 78486Q101 |
| — | Portola Pharmaceuticals Inc | 11,435 | $432K | 0.2% | $37.78 | — | COM | 737010108 |
| ROKU | Roku Inc | 9,045 | $385K | 0.2% | $36.48 | 0.0% | CL A | 77543R102 |
| — | MINDBODY Inc | 9,199 | $355K | 0.2% | $22.98 | — | CL A | 60255W105 |
| BBBY | Overstock.com Inc | 10,090 | $340K | 0.2% | $40.17 | -10.0% | COM | 690370101 |
| — | Echo Global Logistics Inc | 11,205 | $328K | 0.2% | $29.27 | — | COM | 27875T101 |
| YELP | Yelp Inc | 7,980 | $313K | 0.1% | $38.70 | +11.8% | COM | 985817105 |
| — | SAGE Therapeutics Inc | 1,735 | $272K | 0.1% | $156.77 | — | COM | 78667J108 |
| — | Crown Castle International Corp | 250 | $267K | 0.1% | $1114.27 | — | 6.875% CON PFD A | 22822V309 |
| W | Wayfair Inc | 1,911 | $227K | 0.1% | $39.71 | +118.6% | CL A | 94419L101 |
| — | Pandora Media Inc | 26,295 | $207K | 0.1% | $11.58 | — | COM | 698354107 |
| — | Apptio Inc | 5,665 | $205K | 0.1% | $17.68 | — | CL A | 03835C108 |
| TDOC | Teladoc Inc | 3,460 | $201K | 0.1% | $48.84 | 0.0% | COM | 87918A105 |
| — | Helius Medical Technologies Inc | 19,430 | $185K | 0.1% | $9.52 | — | CL A | 42328V504 |
| PODD | Insulet Corp | 2,150 | $184K | 0.1% | $89.69 | 0.0% | COM | 45784P101 |
| — | Wright Medical Group Inc | 145,000 | $157K | 0.1% | $1.01 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| WIX | Wix.com Ltd | 1,470 | $147K | 0.1% | $61.89 | +44.0% | SHS | M98068105 |
| MELI | MercadoLibre Inc | 455 | $136K | 0.1% | $260.95 | +20.9% | COM | 58733R102 |
| EXC | Exelon Corp | 3,160 | $135K | 0.1% | $20.19 | +8.8% | COM | 30161N101 |
| — | FireEye Inc | 8,675 | $134K | 0.1% | $14.93 | — | COM | 31816Q101 |
| ETSY | Etsy Inc | 2,831 | $119K | 0.1% | $12.23 | +166.1% | COM | 29786A106 |
| RNG | RingCentral Inc | 1,675 | $118K | 0.1% | $38.36 | +86.5% | CL A | 76680R206 |
| — | Zendesk Inc | 2,032 | $111K | 0.1% | $22.22 | — | COM | 98936J101 |
| — | LendingClub Corp | 28,610 | $108K | 0.1% | $4.13 | — | COM | 52603A109 |
| HUBS | HubSpot Inc | 835 | $105K | 0.0% | $52.95 | +123.7% | COM | 443573100 |
| MDB | MongoDB Inc | 2,040 | $101K | 0.0% | $32.32 | +38.8% | CL A | 60937P106 |
| — | DISH Network Corp | 2,875 | $97,000 | 0.0% | $54.42 | — | CL A | 25470M109 |
| JNJ | Johnson & Johnson | 540 | $66,000 | 0.0% | $108.36 | -7.1% | COM | 478160104 |
| ARI | Apollo Commercial Real Estate Finance Inc | 2,700 | $49,000 | 0.0% | $18.15 | — | COM | 03762U105 |
| JPM | JPMorgan Chase & Co | 450 | $47,000 | 0.0% | $91.43 | -2.6% | COM | 46625H100 |
| BAC | Bank of America Corp | 1,600 | $45,000 | 0.0% | $26.06 | -4.7% | COM | 060505104 |