Location: San Francisco, CA
CIK: 0001697366 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 7, 2018
Total Value: $209M (37.3% shares, 62.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Intel Corp | 4,385,000 | $10.91M | 5.2% | $1.80 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | Illumina Inc | 9,790,000 | $10.83M | 5.2% | $1.08 | — | NOTE 0.500% 6/1 | 452327AF6 |
| — | Citrix Systems Inc | 7,870,000 | $10.36M | 5.0% | $1.29 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | Red Hat Inc | 4,949,000 | $10.01M | 4.8% | $1.27 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | Wells Fargo & Co | 7,095 | $9.153M | 4.4% | $1191.87 | — | PERP PFD CNV A | 949746804 |
| — | Novellus Systems Inc | 1,495,000 | $9.049M | 4.3% | $2.39 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | Ares Capital Corp | 8,050,000 | $8.206M | 3.9% | $1.02 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| — | Dominion Resources Inc/VA | 176,140 | $8.174M | 3.9% | $50.27 | — | UNIT 08/15/2019 | 25746U836 |
| — | Becton Dickinson and Co | 139,545 | $8.152M | 3.9% | $54.95 | — | PFD SHS CONV A | 075887208 |
| — | VEREIT Inc | 7,830,000 | $7.899M | 3.8% | $1.01 | — | NOTE 3.750%12/1 | 02917TAB0 |
| — | Stanley Black & Decker Inc | 64,780 | $7.437M | 3.6% | $108.30 | — | UNIT 05/15/2020 | 854502887 |
| — | Anthem Inc | 2,300,000 | $6.928M | 3.3% | $3.01 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | Prospect Capital Corp | 6,800,000 | $6.809M | 3.3% | $1.01 | — | NOTE 5.750% 3/1 | 74348TAQ5 |
| — | Macquarie Infrastructure Corp | 6,194,000 | $6.124M | 2.9% | $1.11 | — | NOTE 2.875% 7/1 | 55608BAA3 |
| — | Priceline Group Inc/The | 3,600,000 | $5.78M | 2.8% | $1.20 | — | NOTE 1.000% 3/1 | 741503AS5 |
| — | TPG Specialty Lending Inc | 4,805,000 | $4.901M | 2.3% | $1.03 | — | NOTE 4.500%12/1 | 87265KAB8 |
| — | Welltower Inc | 86,890 | $4.847M | 2.3% | $63.40 | — | 6.50% PFD PREPET | 95040Q203 |
| — | DTE Energy Co | 90,960 | $4.711M | 2.3% | $53.35 | — | UNIT 99/99/9999 | 233331883 |
| — | Spirit Realty Capital Inc | 4,640,000 | $4.706M | 2.2% | $1.02 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| — | FireEye Inc | 4,660,000 | $4.348M | 2.1% | $0.90 | — | COM | 31816QAD3 |
| — | NextEra Energy Inc | 54,850 | $3.987M | 1.9% | $58.45 | — | UNIT 08/31/2018 | 65339F846 |
| — | Hercules Capital Inc | 3,500,000 | $3.541M | 1.7% | $1.01 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | BioMarin Pharmaceutical Inc | 3,030,000 | $2.844M | 1.4% | $1.00 | — | NOTE 1.500%10/1 | 09061GAH4 |
| — | BlackRock Capital Investment Corp | 2,740,000 | $2.814M | 1.3% | $1.04 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | RPM International Inc | 2,320,000 | $2.605M | 1.2% | $1.16 | — | NOTE 2.250%12/1 | 749685AT0 |
| — | Apollo Commercial Real Estate Finance Inc | 2,500,000 | $2.496M | 1.2% | $1.02 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | NextEra Energy Inc | 38,250 | $2.206M | 1.1% | $57.61 | — | UNIT 08/31/2018 | 65339F820 |
| — | Fidelity National Financial Inc | 699,000 | $2.17M | 1.0% | $2.09 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | ALZA Corp | 1,135,000 | $2.004M | 1.0% | $1.63 | — | SDCV 7/2 | 02261WAB5 |
| — | Solarcity Corp | 1,965,000 | $1.793M | 0.9% | $0.93 | — | NOTE 1.625%11/0 | 83416TAC4 |
| — | Pandora Media Inc | 1,800,000 | $1.639M | 0.8% | $0.92 | — | COM | 698354AB3 |
| — | Ctrip.com International Ltd | 1,250,000 | $1.522M | 0.7% | $1.18 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | Echo Global Logistics Inc | 1,450,000 | $1.471M | 0.7% | $1.03 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | Royal Gold Inc | 1,170,000 | $1.23M | 0.6% | $1.03 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | Assurant Inc | 10,000 | $1.037M | 0.5% | $103.70 | — | 6.50% CONV PFD D | 04621X207 |
| — | Model N Inc | 48,942 | $883K | 0.4% | $11.56 | — | COM | 607525102 |
| — | Hess Corp | 13,550 | $809K | 0.4% | $59.70 | — | DEP PDF SR A | 42809H404 |
| — | Priceline Group Inc/The | 624,000 | $779K | 0.4% | $1.01 | — | NOTE 1.000% 3/1 | 741503AX4 |
| — | Hortonworks Inc | 38,150 | $777K | 0.4% | $20.22 | — | COM | 440894103 |
| — | Verint Systems Inc | 780,000 | $759K | 0.4% | $0.97 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | Apptio Inc | 25,965 | $736K | 0.4% | $17.68 | — | COM | 03835C108 |
| AKAM | Akamai Technologies Inc | 10,077 | $715K | 0.3% | $55.56 | +22.6% | COM | 00971T101 |
| — | NeoPhotonics Corp | 103,271 | $707K | 0.3% | $8.56 | — | COM | 64051T100 |
| — | Silicon Laboratories Inc | 600,000 | $693K | 0.3% | $1.16 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | InterXion Holding NV | 10,910 | $678K | 0.3% | $36.67 | — | COM | N47279109 |
| — | Mimecast Ltd | 18,065 | $640K | 0.3% | $35.43 | — | COM | G14838109 |
| MPWR | Monolithic Power Systems Inc | 5,513 | $638K | 0.3% | $87.81 | +26.4% | COM | 609839105 |
| — | Mellanox Technologies Ltd | 8,595 | $626K | 0.3% | $45.80 | — | COM | M51363113 |
| YELP | Yelp Inc | 14,770 | $617K | 0.3% | $38.70 | +12.4% | COM | 985817105 |
| — | ProofPoint Inc | 4,903 | $557K | 0.3% | $75.89 | — | COM | 743424103 |
| — | Cloudera Inc | 25,695 | $554K | 0.3% | $16.53 | — | COM | 18914U100 |
| QLYS | Qualys Inc | 7,508 | $546K | 0.3% | $39.32 | +75.5% | COM | 74758T303 |
| — | Tableau Software Inc | 6,580 | $532K | 0.3% | $52.54 | — | COM | 87336U105 |
| — | Aspen Technology Inc | 6,633 | $523K | 0.3% | $54.76 | — | COM | 045327103 |
| — | Talend SA | 10,820 | $521K | 0.2% | $34.80 | — | ADS | 874224207 |
| — | MINDBODY Inc | 12,839 | $499K | 0.2% | $22.98 | — | COM | 60255W105 |
| NOW | ServiceNow Inc | 2,943 | $487K | 0.2% | $21.33 | +44.7% | COM | 81762P102 |
| RF | Regions Financial Corp | 25,952 | $482K | 0.2% | $9.10 | +52.7% | COM | 7591EP100 |
| RNG | RingCentral Inc | 7,550 | $479K | 0.2% | $38.36 | +52.7% | COM | 76680R206 |
| — | Zendesk Inc | 9,942 | $476K | 0.2% | $22.22 | — | COM | 98936J101 |
| MELI | MercadoLibre Inc | 1,335 | $476K | 0.2% | $260.95 | +40.1% | COM | 58733R102 |
| WIX | Wix.com Ltd | 5,965 | $475K | 0.2% | $61.89 | +13.3% | COM | M98068105 |
| ZION | Zions Bancorporation | 8,952 | $472K | 0.2% | $36.84 | +46.1% | COM | 989701107 |
| — | Splunk Inc | 4,802 | $472K | 0.2% | $53.33 | — | COM | 848637104 |
| — | Cornerstone OnDemand Inc | 11,828 | $463K | 0.2% | $41.73 | — | COM | 21925Y103 |
| — | LendingClub Corp | 131,490 | $460K | 0.2% | $4.13 | — | COM | 52603A109 |
| — | SVB Financial Group | 1,912 | $459K | 0.2% | $171.67 | — | COM | 78486Q101 |
| KEY | Keycorp | 23,085 | $451K | 0.2% | $12.74 | +14.7% | COM | 493267108 |
| — | New Relic Inc | 5,914 | $438K | 0.2% | $37.54 | — | COM | 64829B100 |
| ETSY | Etsy Inc | 15,047 | $422K | 0.2% | $12.23 | +83.7% | COM | 29786A106 |
| W | Wayfair Inc | 5,946 | $402K | 0.2% | $39.71 | +111.5% | COM | 94419L101 |
| VEEV | Veeva Systems Inc | 5,471 | $399K | 0.2% | $47.80 | +35.2% | COM | 922475108 |
| GWRE | Guidewire Software Inc | 4,868 | $393K | 0.2% | $67.64 | +19.0% | COM | 40171V100 |
| — | DISH Network Corp | 9,965 | $378K | 0.2% | $54.42 | — | COM | 25470M109 |
| — | FireEye Inc | 20,580 | $348K | 0.2% | $14.93 | — | COM | 31816Q101 |
| — | 2U Inc | 4,130 | $347K | 0.2% | $64.52 | — | COM | 90214J101 |
| — | Microsemi Corp | 5,100 | $330K | 0.2% | $64.71 | — | COM | 595137100 |
| XYZ | Square Inc | 6,180 | $304K | 0.1% | $21.14 | +117.1% | COM | 852234103 |
| SLAB | Silicon Laboratories Inc | 3,341 | $300K | 0.1% | $85.29 | +10.6% | COM | 826919102 |
| MDB | MongoDB Inc | 6,525 | $283K | 0.1% | $32.32 | 0.0% | COM | 60937P106 |
| — | Crown Castle International Corp | 250 | $278K | 0.1% | $1114.27 | — | 6.875% CON PFD A | 22822V309 |
| — | Imperva Inc | 5,087 | $220K | 0.1% | $39.46 | — | COM | 45321L100 |
| SHOP | Shopify Inc | 1,394 | $174K | 0.1% | $8.25 | +56.8% | COM | 82509L107 |
| — | Wayfair Inc | 165,000 | $157K | 0.1% | $1.04 | — | COM | 94419LAA9 |
| — | Wright Medical Group Inc | 145,000 | $144K | 0.1% | $1.01 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| SYNA | Synaptics Inc | 2,730 | $125K | 0.1% | $52.19 | -13.1% | COM | 87157D109 |
| EXC | Exelon Corp | 3,160 | $123K | 0.1% | $20.19 | +1.6% | COM | 30161N101 |
| BBBY | Overstock.com Inc | 2,800 | $102K | 0.0% | $50.62 | +23.2% | COM | 690370101 |
| — | Pandora Media Inc | 20,050 | $101K | 0.0% | $12.73 | — | COM | 698354107 |
| HUBS | HubSpot Inc | 921 | $100K | 0.0% | $52.95 | +96.8% | COM | 443573100 |
| FRCB | First Republic Bank/CA | 1,065 | $99,000 | 0.0% | $89.12 | 0.0% | COM | 33616C100 |
| — | Prospect Capital Corp | 95,000 | $95,000 | 0.0% | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | Citrix Systems Inc | 990 | $92,000 | 0.0% | $82.05 | — | NOTE 0.500% 4/1 | 177376100 |
| WDAY | Workday Inc | 719 | $91,000 | 0.0% | $80.58 | +51.8% | COM | 98138H101 |
| — | Anadarko Petroleum Corp | 2,800 | $83,000 | 0.0% | $33.04 | — | COM | 032511404 |
| AMG | Affiliated Managers Group Inc | 370 | $70,000 | 0.0% | $153.62 | +23.4% | COM | 008252108 |
| NVDA | Nvidia Corp | 304 | $70,000 | 0.0% | $5.34 | +8.8% | COM | 67066G104 |
| JNJ | Johnson & Johnson | 540 | $69,000 | 0.0% | $108.36 | 0.0% | COM | 478160104 |
| — | BlackRock Inc | 95 | $51,000 | 0.0% | $536.84 | — | COM | 09247X101 |
| GS | Goldman Sachs Group Inc/The | 195 | $49,000 | 0.0% | $218.41 | 0.0% | COM | 38141G104 |
| SCHW | Charles Schwab Corp/The | 930 | $49,000 | 0.0% | $48.14 | 0.0% | COM | 808513105 |
| JPM | JPMorgan Chase & Co | 450 | $49,000 | 0.0% | $91.43 | 0.0% | COM | 46625H100 |
| ARI | Apollo Commercial Real Estate Finance Inc | 2,700 | $49,000 | 0.0% | $18.15 | — | COM | 03762U105 |
| BAC | Bank of America Corp | 1,600 | $48,000 | 0.0% | $26.06 | 0.0% | COM | 060505104 |
| C | Citigroup Inc | 660 | $45,000 | 0.0% | $57.64 | 0.0% | COM | 172967424 |
| — | Macquarie Infrastructure Corp | 980 | $36,000 | 0.0% | $36.73 | — | COM | 55608B105 |
| — | TD Ameritrade Holding Corp | 580 | $34,000 | 0.0% | $58.62 | — | COM | 87236Y108 |
| — | Allergan plc | 176 | $30,000 | 0.0% | $170.45 | — | COM | G0177J108 |
| — | ProofPoint Inc | 20,000 | $29,000 | 0.0% | $1.22 | — | COM | 743424AD5 |
| MSCI | MSCI Inc | 180 | $27,000 | 0.0% | $114.62 | +15.2% | COM | 55354G100 |