Allen Investment Management, LLC Diversified Active

Location: New York, NY

CIK: 0001326234 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 15, 2014

Total Value: $955M (100.0% shares, 0.0% debt)

Holdings (147)

AIG AMERICAN INTL GROUP INC 3.8%
Value $36.06M Shares 660,717 Share Price $54.58 * Est. Cost/Share $33.01 Unrealized @ Report Date +22.4%
ALLERGAN INC 3.5%
Value $33.85M Shares 200,050 Share Price $169.22 Est. Cost/Share $169.22 Unrealized @ Report Date
BUD ANHEUSER BUSCH INBEV SA/NV 3.4%
Value $32.85M Shares 285,800 Share Price $114.94 Est. Cost/Share $111.99 Unrealized @ Report Date
ANADARKO PETE CORP 3.4%
Value $32.84M Shares 300,000 Share Price $109.47 Est. Cost/Share $84.93 Unrealized @ Report Date
FOREST LABS INC 3.0%
Value $28.71M Shares 290,000 Share Price $99.00 Est. Cost/Share $99.00 Unrealized @ Report Date
TYCO INTERNATIONAL LTD 2.9%
Value $27.36M Shares 600,000 Share Price $45.60 Est. Cost/Share $35.88 Unrealized @ Report Date
COVIDIEN PLC 2.8%
Value $27.05M Shares 300,000 Share Price $90.18 Est. Cost/Share $66.41 Unrealized @ Report Date
MLM MARTIN MARIETTA MATLS INC 2.7%
Value $25.78M Shares 195,236 Share Price $132.05 * Est. Cost/Share $104.25 Unrealized @ Report Date +9.6%
OMNICARE INC 2.6%
Value $24.96M Shares 375,000 Share Price $66.57 Est. Cost/Share $59.95 Unrealized @ Report Date
PBH PRESTIGE BRANDS HLDGS INC 2.5%
Value $24.33M Shares 717,850 Share Price $33.89 * Est. Cost/Share $32.31 Unrealized @ Report Date -0.9%
EXPRESS SCRIPTS HLDG CO 2.5%
Value $23.96M Shares 345,596 Share Price $69.33 Est. Cost/Share $71.97 Unrealized @ Report Date
QCOM QUALCOMM INC 2.5%
Value $23.95M Shares 302,381 Share Price $79.20 * Est. Cost/Share $54.00 Unrealized @ Report Date +6.1%
SHIRE PLC 2.5%
Value $23.55M Shares 100,000 Share Price $235.49 Est. Cost/Share $235.49 Unrealized @ Report Date
MCK MCKESSON CORP 2.4%
Value $23.16M Shares 124,404 Share Price $186.21 * Est. Cost/Share $151.97 Unrealized @ Report Date +7.4%
VIACOM INC NEW 2.3%
Value $21.79M Shares 251,224 Share Price $86.73 Est. Cost/Share $86.91 Unrealized @ Report Date
DVA DAVITA HEALTHCARE PARTNERS I 2.3%
Value $21.72M Shares 300,361 Share Price $72.32 * Est. Cost/Share $67.50 Unrealized @ Report Date +3.0%
SXC SUNCOKE ENERGY INC 2.3%
Value $21.5M Shares 1,000,000 Share Price $21.50 * Est. Cost/Share $21.57 Unrealized @ Report Date -2.6%
NEE NEXTERA ENERGY INC 2.2%
Value $20.9M Shares 203,899 Share Price $102.48 * Est. Cost/Share $16.57 Unrealized @ Report Date +8.2%
CHENIERE ENERGY PTNRS LP HLD 2.1%
Value $19.6M Shares 789,035 Share Price $24.84 Est. Cost/Share $21.82 Unrealized @ Report Date
DISH NETWORK CORP 2.0%
Value $19.52M Shares 300,000 Share Price $65.08 Est. Cost/Share $62.21 Unrealized @ Report Date
DOV DOVER CORP 2.0%
Value $18.85M Shares 207,223 Share Price $90.95 * Est. Cost/Share $52.90 Unrealized @ Report Date +7.4%
AZN ASTRAZENECA PLC 1.9%
Value $18.58M Shares 250,000 Share Price $74.31 Est. Cost/Share $74.31 Unrealized @ Report Date
WALGREEN CO 1.8%
Value $17.46M Shares 235,491 Share Price $74.13 Est. Cost/Share $70.27 Unrealized @ Report Date
MONSANTO CO NEW 1.7%
Value $16.5M Shares 132,306 Share Price $124.74 Est. Cost/Share $124.74 Unrealized @ Report Date
TAP MOLSON COORS BREWING CO 1.7%
Value $15.99M Shares 215,604 Share Price $74.16 * Est. Cost/Share $39.60 Unrealized @ Report Date +22.8%
DISCOVERY COMMUNICATNS NEW 1.7%
Value $15.77M Shares 217,266 Share Price $72.59 Est. Cost/Share $72.59 Unrealized @ Report Date
ASHLAND INC NEW 1.5%
Value $14.68M Shares 135,000 Share Price $108.74 Est. Cost/Share $97.45 Unrealized @ Report Date
MCGRAW HILL FINL INC 1.5%
Value $14.46M Shares 174,200 Share Price $83.03 Est. Cost/Share $75.06 Unrealized @ Report Date
GD GENERAL DYNAMICS CORP 1.4%
Value $13.78M Shares 118,218 Share Price $116.55 * Est. Cost/Share $66.59 Unrealized @ Report Date +32.9%
FISV FISERV INC 1.4%
Value $13.62M Shares 225,842 Share Price $60.32 * Est. Cost/Share $29.64 Unrealized @ Report Date 0.0%
TMUS T-MOBILE US INC 1.4%
Value $13.45M Shares 400,000 Share Price $33.62 * Est. Cost/Share $30.63 Unrealized @ Report Date +1.9%
ORCL ORACLE CORP 1.4%
Value $13.43M Shares 331,396 Share Price $40.53 * Est. Cost/Share $34.35 Unrealized @ Report Date +0.9%
SNN SMITH & NEPHEW PLC 1.4%
Value $13.39M Shares 150,000 Share Price $89.28 Est. Cost/Share $89.28 Unrealized @ Report Date
DIRECTV 1.3%
Value $12.75M Shares 150,000 Share Price $85.01 Est. Cost/Share $85.01 Unrealized @ Report Date
NAVI NAVIENT CORP 1.3%
Value $12.4M Shares 700,000 Share Price $17.71 * Est. Cost/Share $16.58 Unrealized @ Report Date 0.0%
LNG CHENIERE ENERGY INC 1.2%
Value $11.31M Shares 157,700 Share Price $71.70 * Est. Cost/Share $60.75 Unrealized @ Report Date 0.0%
BA BOEING CO 1.2%
Value $11.11M Shares 87,351 Share Price $127.23 * Est. Cost/Share $104.49 Unrealized @ Report Date +7.7%
MCO MOODYS CORP 1.1%
Value $10.98M Shares 125,277 Share Price $87.66 * Est. Cost/Share $64.50 Unrealized @ Report Date +13.4%
GLAXOSMITHKLINE PLC 1.0%
Value $9.975M Shares 186,519 Share Price $53.48 Est. Cost/Share $53.39 Unrealized @ Report Date
CVS CVS CAREMARK CORPORATION 1.0%
Value $9.598M Shares 127,346 Share Price $75.37 * Est. Cost/Share $45.14 Unrealized @ Report Date +21.6%
CAG CONAGRA FOODS INC 0.9%
Value $8.927M Shares 300,771 Share Price $29.68 * Est. Cost/Share $16.54 Unrealized @ Report Date -1.5%
ACWI ISHARES 0.9%
Value $8.804M Shares 146,098 Share Price $60.26 Est. Cost/Share $50.33 Unrealized @ Report Date
LMT LOCKHEED MARTIN CORP 0.9%
Value $8.341M Shares 51,895 Share Price $160.73 * Est. Cost/Share $118.32 Unrealized @ Report Date 0.0%
GIS GENERAL MLS INC 0.9%
Value $8.174M Shares 155,586 Share Price $52.54 * Est. Cost/Share $32.77 Unrealized @ Report Date +9.2%
LOW LOWES COS INC 0.8%
Value $8.019M Shares 167,097 Share Price $47.99 * Est. Cost/Share $38.16 Unrealized @ Report Date -0.8%
STPZ PIMCO ETF TR 0.8%
Value $7.554M Shares 141,013 Share Price $53.57 Est. Cost/Share $52.78 Unrealized @ Report Date
FIDELITY NATIONAL FINANCIAL 0.8%
Value $7.224M Shares 220,500 Share Price $32.76 Est. Cost/Share $32.76 Unrealized @ Report Date
COMMONWEALTH REIT 0.7%
Value $6.336M Shares 240,716 Share Price $26.32 Est. Cost/Share $26.30 Unrealized @ Report Date
SUNEDISON INC 0.6%
Value $5.65M Shares 250,000 Share Price $22.60 Est. Cost/Share $22.60 Unrealized @ Report Date
VALEANT PHARMACEUTICALS INTL 0.6%
Value $5.293M Shares 41,970 Share Price $126.11 Est. Cost/Share $130.15 Unrealized @ Report Date
RADIO ONE INC 0.5%
Value $4.818M Shares 977,300 Share Price $4.93 Est. Cost/Share $2.61 Unrealized @ Report Date
BOND PIMCO ETF TR 0.5%
Value $4.444M Shares 40,769 Share Price $109.00 Est. Cost/Share $106.19 Unrealized @ Report Date
HD HOME DEPOT INC 0.4%
Value $3.952M Shares 48,813 Share Price $80.96 * Est. Cost/Share $60.11 Unrealized @ Report Date 0.0%
VYM VANGUARD WHITEHALL FDS INC 0.4%
Value $3.848M Shares 58,028 Share Price $66.31 Est. Cost/Share $56.37 Unrealized @ Report Date
SPDR SERIES TRUST 0.4%
Value $3.699M Shares 152,050 Share Price $24.33 Est. Cost/Share $24.33 Unrealized @ Report Date
SUB ISHARES 0.4%
Value $3.698M Shares 34,800 Share Price $106.26 Est. Cost/Share $106.26 Unrealized @ Report Date
KEX KIRBY CORP 0.3%
Value $3.282M Shares 28,015 Share Price $117.15 * Est. Cost/Share $94.05 Unrealized @ Report Date +14.1%
GLOBAL EAGLE ENTMT INC 0.3%
Value $3.056M Shares 246,440 Share Price $12.40 Est. Cost/Share $14.69 Unrealized @ Report Date
DAL DELTA AIR LINES INC DEL 0.3%
Value $2.969M Shares 76,670 Share Price $38.72 * Est. Cost/Share $32.43 Unrealized @ Report Date +1.4%
SCHW SCHWAB CHARLES CORP NEW 0.3%
Value $2.8M Shares 103,975 Share Price $26.93 * Est. Cost/Share $17.92 Unrealized @ Report Date +27.5%
WIP SPDR SERIES TRUST 0.3%
Value $2.705M Shares 43,625 Share Price $62.01 Est. Cost/Share $57.91 Unrealized @ Report Date
TWENTY FIRST CENTY FOX INC 0.3%
Value $2.617M Shares 74,442 Share Price $35.15 Est. Cost/Share $35.16 Unrealized @ Report Date
TMO THERMO FISHER SCIENTIFIC INC 0.3%
Value $2.513M Shares 21,295 Share Price $118.01 * Est. Cost/Share $102.62 Unrealized @ Report Date +10.6%
PRICELINE GRP INC 0.3%
Value $2.464M Shares 2,048 Share Price $1203.13 Est. Cost/Share $1191.78 Unrealized @ Report Date
JNJ JOHNSON & JOHNSON 0.3%
Value $2.453M Shares 23,450 Share Price $104.61 * Est. Cost/Share $59.99 Unrealized @ Report Date +21.9%
STZ CONSTELLATION BRANDS INC 0.3%
Value $2.441M Shares 27,703 Share Price $88.11 * Est. Cost/Share $68.44 Unrealized @ Report Date +3.2%
ALK ALASKA AIR GROUP INC 0.2%
Value $2.254M Shares 23,713 Share Price $95.05 * Est. Cost/Share $38.97 Unrealized @ Report Date +11.0%
CENTRAL GOLDTRUST 0.2%
Value $1.99M Shares 41,922 Share Price $47.47 Est. Cost/Share $45.07 Unrealized @ Report Date
EMR EMERSON ELEC CO 0.2%
Value $1.867M Shares 28,133 Share Price $66.36 * Est. Cost/Share $40.17 Unrealized @ Report Date +22.3%
SOLAR SR CAP LTD 0.2%
Value $1.858M Shares 110,066 Share Price $16.88 Est. Cost/Share $17.69 Unrealized @ Report Date
UPS UNITED PARCEL SERVICE INC 0.2%
Value $1.768M Shares 17,224 Share Price $102.65 * Est. Cost/Share $56.58 Unrealized @ Report Date +17.7%
CLEAR CHANNEL OUTDOOR HLDGS 0.1%
Value $1.432M Shares 175,019 Share Price $8.18 Est. Cost/Share $7.69 Unrealized @ Report Date
PFLT PENNANTPARK FLOATING RATE CA 0.1%
Value $1.347M Shares 94,288 Share Price $14.29 * Est. Cost/Share $4.25 Unrealized @ Report Date +1.0%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $1.102M Shares 6,078 Share Price $181.31 * Est. Cost/Share $118.46 Unrealized @ Report Date -5.2%
KINDER MORGAN MANAGEMENT LLC 0.1%
Value $920K Shares 11,656 Share Price $78.93 Est. Cost/Share $78.93 Unrealized @ Report Date
PSEC PROSPECT CAPITAL CORPORATION 0.1%
Value $861K Shares 80,993 Share Price $10.63 * Est. Cost/Share $2.40 Unrealized @ Report Date +3.0%
MSFT MICROSOFT CORP 0.1%
Value $710K Shares 17,027 Share Price $41.70 * Est. Cost/Share $33.96 Unrealized @ Report Date 0.0%
KO COCA COLA CO 0.1%
Value $682K Shares 16,100 Share Price $42.36 * Est. Cost/Share $28.11 Unrealized @ Report Date 0.0%
VCSH VANGUARD SCOTTSDALE FDS 0.1%
Value $611K Shares 7,600 Share Price $80.39 Est. Cost/Share $80.00 Unrealized @ Report Date
TIPZ PIMCO ETF TR 0.1%
Value $583K Shares 10,023 Share Price $58.17 Est. Cost/Share $56.08 Unrealized @ Report Date
WPX ENERGY INC 0.1%
Value $576K Shares 24,102 Share Price $23.90 Est. Cost/Share $18.05 Unrealized @ Report Date
FIFTH STREET FINANCE CORP 0.1%
Value $554K Shares 56,319 Share Price $9.84 Est. Cost/Share $9.50 Unrealized @ Report Date
SLRC SOLAR CAP LTD 0.1%
Value $532K Shares 24,980 Share Price $21.30 * Est. Cost/Share $7.28 Unrealized @ Report Date 0.0%
NABORS INDUSTRIES LTD 0.1%
Value $524K Shares 17,853 Share Price $29.35 Est. Cost/Share $24.65 Unrealized @ Report Date
MCG CAPITAL CORP 0.1%
Value $522K Shares 133,081 Share Price $3.92 Est. Cost/Share $4.30 Unrealized @ Report Date
DHR DANAHER CORP DEL 0.1%
Value $495K Shares 6,282 Share Price $78.80 * Est. Cost/Share $25.11 Unrealized @ Report Date +23.8%
WMB WILLIAMS COS INC DEL 0.1%
Value $484K Shares 8,309 Share Price $58.25 * Est. Cost/Share $20.92 Unrealized @ Report Date +15.5%
GLD SPDR GOLD TRUST 0.0%
Value $461K Shares 3,600 Share Price $128.06 Est. Cost/Share $119.17 Unrealized @ Report Date
HAL HALLIBURTON CO 0.0%
Value $429K Shares 6,048 Share Price $70.93 * Est. Cost/Share $51.48 Unrealized @ Report Date 0.0%
LEGG MASON INC 0.0%
Value $428K Shares 8,332 Share Price $51.37 Est. Cost/Share $49.09 Unrealized @ Report Date
FMX FOMENTO ECONOMICO MEXICANO S 0.0%
Value $421K Shares 4,500 Share Price $93.56 Est. Cost/Share $93.56 Unrealized @ Report Date
LEN LENNAR CORP 0.0%
Value $398K Shares 9,487 Share Price $41.95 * Est. Cost/Share $34.54 Unrealized @ Report Date -0.7%
THE ADT CORPORATION 0.0%
Value $393K Shares 11,256 Share Price $34.91 Est. Cost/Share $29.94 Unrealized @ Report Date
HOME LN SERVICING SOLUTIONS 0.0%
Value $392K Shares 17,235 Share Price $22.74 Est. Cost/Share $21.59 Unrealized @ Report Date
PENNEY J C INC 0.0%
Value $385K Shares 42,584 Share Price $9.04 Est. Cost/Share $8.62 Unrealized @ Report Date
APD AIR PRODS & CHEMS INC 0.0%
Value $363K Shares 2,822 Share Price $128.63 * Est. Cost/Share $79.28 Unrealized @ Report Date +5.8%
NEW RESIDENTIAL INVT CORP 0.0%
Value $354K Shares 56,166 Share Price $6.30 Est. Cost/Share $6.30 Unrealized @ Report Date
SANDISK CORP 0.0%
Value $345K Shares 3,303 Share Price $104.45 Est. Cost/Share $75.32 Unrealized @ Report Date
ELLINGTON FINANCIAL LLC 0.0%
Value $345K Shares 14,373 Share Price $24.00 Est. Cost/Share $23.80 Unrealized @ Report Date
PIONEER NAT RES CO 0.0%
Value $333K Shares 1,450 Share Price $229.66 Est. Cost/Share $193.68 Unrealized @ Report Date
QEP RES INC 0.0%
Value $331K Shares 9,590 Share Price $34.52 Est. Cost/Share $29.41 Unrealized @ Report Date
CHESAPEAKE ENERGY CORP 0.0%
Value $331K Shares 10,646 Share Price $31.09 Est. Cost/Share $25.64 Unrealized @ Report Date
SAFEWAY INC 0.0%
Value $321K Shares 9,354 Share Price $34.32 Est. Cost/Share $32.57 Unrealized @ Report Date
JUNIPER NETWORKS INC 0.0%
Value $314K Shares 12,796 Share Price $24.54 Est. Cost/Share $25.79 Unrealized @ Report Date
AVENUE INCOME CR STRATEGIES 0.0%
Value $305K Shares 16,976 Share Price $17.97 Est. Cost/Share $17.26 Unrealized @ Report Date
SIG SIGNET JEWELERS LIMITED 0.0%
Value $303K Shares 2,743 Share Price $110.46 * Est. Cost/Share $72.74 Unrealized @ Report Date +16.0%
DRI DARDEN RESTAURANTS INC 0.0%
Value $294K Shares 6,360 Share Price $46.23 * Est. Cost/Share $31.33 Unrealized @ Report Date +0.1%
MALLINCKRODT PUB LTD CO 0.0%
Value $284K Shares 3,555 Share Price $79.89 Est. Cost/Share $63.29 Unrealized @ Report Date
BROADCOM CORP 0.0%
Value $281K Shares 7,559 Share Price $37.17 Est. Cost/Share $32.27 Unrealized @ Report Date
M MACYS INC 0.0%
Value $278K Shares 4,785 Share Price $58.10 Est. Cost/Share $58.04 Unrealized @ Report Date 0.0%
RITE AID CORP 0.0%
Value $271K Shares 37,783 Share Price $7.17 Est. Cost/Share $5.38 Unrealized @ Report Date
LYB LYONDELLBASELL INDUSTRIES N 0.0%
Value $269K Shares 2,754 Share Price $97.68 * Est. Cost/Share $51.88 Unrealized @ Report Date 0.0%
FDX FEDEX CORP 0.0%
Value $266K Shares 1,757 Share Price $151.39 * Est. Cost/Share $115.55 Unrealized @ Report Date +2.6%
LIBERTY GLOBAL PLC 0.0%
Value $266K Shares 6,290 Share Price $42.29 Est. Cost/Share $40.88 Unrealized @ Report Date
WHITEWAVE FOODS CO 0.0%
Value $265K Shares 8,183 Share Price $32.38 Est. Cost/Share $28.60 Unrealized @ Report Date
THC TENET HEALTHCARE CORP 0.0%
Value $260K Shares 5,531 Share Price $47.01 * Est. Cost/Share $44.28 Unrealized @ Report Date +2.1%
INGERSOLL-RAND PLC 0.0%
Value $259K Shares 4,144 Share Price $62.50 Est. Cost/Share $57.19 Unrealized @ Report Date
CLIFFS NAT RES INC 0.0%
Value $258K Shares 17,161 Share Price $15.03 Est. Cost/Share $15.03 Unrealized @ Report Date
DG DOLLAR GEN CORP NEW 0.0%
Value $255K Shares 4,442 Share Price $57.41 * Est. Cost/Share $50.45 Unrealized @ Report Date -1.4%
BLACKSTONE GSO FLTING RTE FU 0.0%
Value $253K Shares 14,124 Share Price $17.91 Est. Cost/Share $17.91 Unrealized @ Report Date
BRK/B BERKSHIRE HATHAWAY INC DEL 0.0%
Value $247K Shares 1,954 Share Price $126.41 Est. Cost/Share $126.57 Unrealized @ Report Date 0.0%
TIME WARNER INC 0.0%
Value $246K Shares 3,503 Share Price $70.23 Est. Cost/Share $70.23 Unrealized @ Report Date
TRIP TRIPADVISOR INC 0.0%
Value $244K Shares 2,245 Share Price $108.69 * Est. Cost/Share $81.07 Unrealized @ Report Date +0.9%
ENDO INTL PLC 0.0%
Value $238K Shares 3,403 Share Price $69.94 Est. Cost/Share $69.94 Unrealized @ Report Date
BAKER HUGHES INC 0.0%
Value $234K Shares 3,142 Share Price $74.47 Est. Cost/Share $74.47 Unrealized @ Report Date
TIP ISHARES 0.0%
Value $231K Shares 2,000 Share Price $115.50 Est. Cost/Share $112.50 Unrealized @ Report Date
COLFAX CORP 0.0%
Value $228K Shares 3,056 Share Price $74.61 Est. Cost/Share $74.61 Unrealized @ Report Date
ENGILITY HLDGS INC 0.0%
Value $225K Shares 5,879 Share Price $38.27 Est. Cost/Share $45.08 Unrealized @ Report Date
PMT PENNYMAC MTG INVT TR 0.0%
Value $223K Shares 10,147 Share Price $21.98 Est. Cost/Share $21.98 Unrealized @ Report Date
FOSTER WHEELER AG 0.0%
Value $218K Shares 6,402 Share Price $34.05 Est. Cost/Share $34.05 Unrealized @ Report Date
COR AMERISOURCEBERGEN CORP 0.0%
Value $215K Shares 2,954 Share Price $72.78 * Est. Cost/Share $49.82 Unrealized @ Report Date 0.0%
MUSA MURPHY USA INC 0.0%
Value $214K Shares 4,369 Share Price $48.98 * Est. Cost/Share $45.04 Unrealized @ Report Date 0.0%
BIDU BAIDU INC 0.0%
Value $211K Shares 1,127 Share Price $187.22 Est. Cost/Share $187.22 Unrealized @ Report Date
CIGNA CORPORATION 0.0%
Value $211K Shares 2,291 Share Price $92.10 Est. Cost/Share $92.10 Unrealized @ Report Date
KRAFT FOODS GROUP INC 0.0%
Value $210K Shares 3,503 Share Price $59.95 Est. Cost/Share $59.95 Unrealized @ Report Date
PSX PHILLIPS 66 0.0%
Value $209K Shares 2,603 Share Price $80.29 * Est. Cost/Share $43.41 Unrealized @ Report Date +24.8%
WHF WHITEHORSE FIN INC 0.0%
Value $206K Shares 14,405 Share Price $14.30 * Est. Cost/Share $14.53 Unrealized @ Report Date -5.1%
ALTISOURCE RESIDENTIAL CORP 0.0%
Value $205K Shares 7,875 Share Price $26.03 Est. Cost/Share $31.09 Unrealized @ Report Date
MEDLEY CAP CORP 0.0%
Value $205K Shares 15,664 Share Price $13.09 Est. Cost/Share $13.09 Unrealized @ Report Date
POST POST HLDGS INC 0.0%
Value $203K Shares 3,987 Share Price $50.92 * Est. Cost/Share $35.89 Unrealized @ Report Date -6.8%
GARRISON CAP INC 0.0%
Value $203K Shares 13,265 Share Price $15.30 Est. Cost/Share $15.30 Unrealized @ Report Date
TICC CAPITAL CORP 0.0%
Value $200K Shares 20,250 Share Price $9.88 Est. Cost/Share $9.81 Unrealized @ Report Date
TWO HBRS INVT CORP 0.0%
Value $173K Shares 16,503 Share Price $10.48 Est. Cost/Share $10.48 Unrealized @ Report Date
GLADSTONE CAPITAL CORP 0.0%
Value $135K Shares 13,431 Share Price $10.05 Est. Cost/Share $8.47 Unrealized @ Report Date
CHIMERA INVT CORP 0.0%
Value $129K Shares 40,502 Share Price $3.19 Est. Cost/Share $3.19 Unrealized @ Report Date
ABERDEEN ASIA PACIFIC INCOM 0.0%
Value $103K Shares 16,342 Share Price $6.30 Est. Cost/Share $6.16 Unrealized @ Report Date
NG NOVAGOLD RES INC 0.0%
Value $56,000 Shares 13,185 Share Price $4.25 * Est. Cost/Share $2.61 Unrealized @ Report Date +35.4%