Location: Stamford, CT
CIK: 0001511857 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Jul 23, 2014
Total Value: $467M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ROP | ROPER INDS INC NEW | 372,526 | $54.39M | 11.6% | $113.55 | +14.6% | COM | 776696106 |
| — | PIONEER NAT RES CO | 107,492 | $24.7M | 5.3% | $144.75 | — | COM | 723787107 |
| AWK | AMERICAN WTR WKS CO INC NEW | 269,288 | $13.32M | 2.8% | $31.82 | +17.1% | COM | 030420103 |
| TRMB | TRIMBLE NAVIGATION LTD | 353,362 | $13.06M | 2.8% | $27.63 | +35.3% | COM | 896239100 |
| — | ENERGEN CORP | 146,572 | $13.03M | 2.8% | $52.94 | — | COM | 29265N108 |
| FLEX | FLEXTRONICS INTL LTD | 1,150,038 | $12.73M | 2.7% | $5.48 | +37.5% | ORD | Y2573F102 |
| XOM | EXXON MOBIL CORP | 110,274 | $11.1M | 2.4% | $54.05 | +14.5% | COM | 30231G102 |
| — | CORE LABORATORIES N V | 65,955 | $11.02M | 2.4% | $156.17 | — | COM | N22717107 |
| PH | PARKER HANNIFIN CORP | 84,055 | $10.57M | 2.3% | $75.97 | +35.2% | COM | 701094104 |
| — | NORTHERN OIL & GAS INC NEV | 648,630 | $10.57M | 2.3% | $13.36 | — | COM | 665531109 |
| — | JOHNSON CTLS INC | 207,316 | $10.35M | 2.2% | $36.25 | — | COM | 478366107 |
| AAPL | APPLE INC | 109,413 | $10.17M | 2.2% | $18.10 | +3.1% | COM | 037833100 |
| HIG | HARTFORD FINL SVCS GROUP INC | 237,538 | $8.506M | 1.8% | $23.12 | +19.2% | COM | 416515104 |
| — | APACHE CORP | 77,305 | $7.778M | 1.7% | $83.99 | — | COM | 037411105 |
| EQT | EQT CORP | 70,198 | $7.504M | 1.6% | $37.75 | +39.4% | COM | 26884L109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 50,578 | $6.401M | 1.4% | $110.02 | +15.0% | CL B NEW | 084670702 |
| — | QUESTAR CORP | 250,006 | $6.2M | 1.3% | $23.84 | — | COM | 748356102 |
| CAT | CATERPILLAR INC DEL | 55,940 | $6.079M | 1.3% | $61.85 | +26.2% | COM | 149123101 |
| — | NORTHWEST NAT GAS CO | 125,541 | $5.919M | 1.3% | $42.48 | — | COM | 667655104 |
| NJR | NEW JERSEY RES | 94,985 | $5.429M | 1.2% | $14.89 | +19.0% | COM | 646025106 |
| — | QEP RES INC | 152,500 | $5.261M | 1.1% | $27.77 | — | COM | 74733V100 |
| JNJ | JOHNSON & JOHNSON | 46,950 | $4.912M | 1.1% | $59.66 | +22.6% | COM | 478160104 |
| — | ENERNOC INC | 246,926 | $4.679M | 1.0% | $13.69 | — | COM | 292764107 |
| OXY | OCCIDENTAL PETE CORP DEL | 45,172 | $4.636M | 1.0% | $61.28 | +8.0% | COM | 674599105 |
| — | CUI GLOBAL INC | 529,433 | $4.447M | 1.0% | $8.89 | — | COM NEW | 126576206 |
| IBM | INTERNATIONAL BUSINESS MACHS | 24,469 | $4.435M | 0.9% | $113.96 | -1.5% | COM | 459200101 |
| — | CONNECTICUT WTR SVC INC | 130,315 | $4.414M | 0.9% | $28.70 | — | COM | 207797101 |
| CPK | CHESAPEAKE UTILS CORP | 60,193 | $4.294M | 0.9% | $27.00 | +28.4% | COM | 165303108 |
| — | SOUTH JERSEY INDS INC | 69,221 | $4.182M | 0.9% | $57.44 | — | COM | 838518108 |
| MSFT | MICROSOFT CORP | 97,847 | $4.08M | 0.9% | $27.59 | +23.1% | COM | 594918104 |
| ACRE | ARES COML REAL ESTATE CORP | 325,598 | $4.041M | 0.9% | $12.58 | — | COM | 04013V108 |
| HXL | HEXCEL CORP NEW | 93,603 | $3.828M | 0.8% | $32.19 | +29.2% | COM | 428291108 |
| — | FX ENERGY INC | 1,029,779 | $3.718M | 0.8% | $3.22 | — | COM | 302695101 |
| — | OAKTREE CAP GROUP LLC | 72,050 | $3.602M | 0.8% | $49.99 | — | UNIT CL A | 674001201 |
| AJG | GALLAGHER ARTHUR J & CO | 76,644 | $3.572M | 0.8% | $34.24 | +6.3% | COM | 363576109 |
| AXS | AXIS CAPITAL HOLDINGS LTD | 80,473 | $3.563M | 0.8% | $32.15 | +3.8% | SHS | G0692U109 |
| — | GENERAL ELECTRIC CO | 133,424 | $3.506M | 0.8% | $23.19 | — | COM | 369604103 |
| MTDR | MATADOR RES CO | 119,461 | $3.498M | 0.7% | $10.41 | +153.8% | COM | 576485205 |
| — | FIFTH STREET FINANCE CORP | 347,374 | $3.415M | 0.7% | $9.67 | — | COM | 31678A103 |
| MOS | MOSAIC CO NEW | 62,009 | $3.066M | 0.7% | $37.62 | +3.7% | COM | 61945C103 |
| — | AETNA INC NEW | 36,171 | $2.933M | 0.6% | $67.15 | — | COM | 00817Y108 |
| — | APOLLO GLOBAL MGMT LLC | 105,600 | $2.927M | 0.6% | $27.72 | — | CL A SHS | 037612306 |
| GM | GENERAL MTRS CO | 79,800 | $2.897M | 0.6% | $27.03 | -2.7% | COM | 37045V100 |
| — | LIQTECH INTL INC | 1,378,549 | $2.73M | 0.6% | $2.04 | — | COM | 53632A102 |
| — | XEROX CORP | 210,780 | $2.622M | 0.6% | $10.95 | — | COM | 984121103 |
| — | CONVERSANT INC | 100,395 | $2.55M | 0.5% | $28.15 | — | COM | 21249J105 |
| GTY | GETTY RLTY CORP NEW | 132,091 | $2.52M | 0.5% | $20.65 | — | COM | 374297109 |
| CWT | CALIFORNIA WTR SVC GROUP | 101,806 | $2.464M | 0.5% | $15.03 | +16.9% | COM | 130788102 |
| — | EXTERRAN HLDGS INC | 51,580 | $2.321M | 0.5% | $28.08 | — | COM | 30225X103 |
| MRK | MERCK & CO INC NEW | 39,543 | $2.288M | 0.5% | $30.65 | +23.9% | COM | 58933Y105 |
| — | OUTERWALL INC | 37,560 | $2.229M | 0.5% | $61.11 | — | COM | 690070107 |
| — | AMERICAN CAP LTD | 141,580 | $2.165M | 0.5% | $15.29 | — | COM | 02503Y103 |
| — | TWO HBRS INVT CORP | 204,653 | $2.145M | 0.5% | $9.75 | — | COM | 90187B101 |
| — | SOLAR SR CAP LTD | 124,026 | $2.094M | 0.4% | $18.37 | — | COM | 83416M105 |
| JBL | JABIL CIRCUIT INC | 98,387 | $2.056M | 0.4% | $16.85 | -0.5% | COM | 466313103 |
| ED | CONSOLIDATED EDISON INC | 34,455 | $1.989M | 0.4% | $37.50 | -2.9% | COM | 209115104 |
| — | UNI PIXEL INC | 239,275 | $1.924M | 0.4% | $15.11 | — | COM NEW | 904572203 |
| TWI | TITAN INTL INC ILL | 112,220 | $1.888M | 0.4% | $20.42 | -19.5% | COM | 88830M102 |
| UNP | UNION PAC CORP | 18,528 | $1.848M | 0.4% | $63.28 | +18.2% | COM | 907818108 |
| VZ | VERIZON COMMUNICATIONS INC | 36,672 | $1.794M | 0.4% | $26.13 | +2.6% | COM | 92343V104 |
| — | SEAGATE TECHNOLOGY PLC | 29,867 | $1.697M | 0.4% | $56.20 | — | SHS | G7945M107 |
| — | VECTREN CORP | 39,795 | $1.691M | 0.4% | $33.83 | — | COM | 92240G101 |
| TGEN | TECOGEN INC NEW | 210,189 | $1.679M | 0.4% | $8.81 | 0.0% | COM NEW | 87876P201 |
| ABR | ARBOR RLTY TR INC | 233,557 | $1.623M | 0.3% | $6.92 | — | COM | 038923108 |
| GAP | GAP INC DEL | 38,481 | $1.6M | 0.3% | $27.08 | +0.6% | COM | 364760108 |
| — | HOLLYFRONTIER CORP | 35,602 | $1.555M | 0.3% | $48.13 | — | COM | 436106108 |
| — | WESTERN REFNG INC | 40,000 | $1.502M | 0.3% | $37.55 | — | COM | 959319104 |
| SLB | SCHLUMBERGER LTD | 12,311 | $1.452M | 0.3% | $53.10 | +41.0% | COM | 806857108 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 67,713 | $1.448M | 0.3% | $19.56 | — | SPONSORED ADR | 874039100 |
| — | EXTERRAN PARTNERS LP | 50,150 | $1.418M | 0.3% | $30.18 | — | COM UNITS | 30225N105 |
| — | SELECT INCOME REIT | 46,983 | $1.393M | 0.3% | $27.68 | — | COM SH BEN INT | 81618T100 |
| PG | PROCTER & GAMBLE CO | 17,607 | $1.384M | 0.3% | $55.03 | +5.9% | COM | 742718109 |
| — | OCWEN FINL CORP | 36,650 | $1.36M | 0.3% | $38.51 | — | COM NEW | 675746309 |
| CVX | CHEVRON CORP NEW | 10,327 | $1.348M | 0.3% | $71.30 | +6.5% | COM | 166764100 |
| — | OXFORD LANE CAP CORP | 78,288 | $1.325M | 0.3% | $16.58 | — | COM | 691543102 |
| — | TRADE STR RESIDENTIAL INC | 174,677 | $1.308M | 0.3% | $8.39 | — | COM NEW | 89255N203 |
| NTAP | NETAPP INC | 35,000 | $1.278M | 0.3% | $26.84 | 0.0% | COM | 64110D104 |
| — | ODYSSEY MARINE EXPLORATION I | 752,728 | $1.265M | 0.3% | $2.40 | — | COM | 676118102 |
| CSCO | CISCO SYS INC | 50,186 | $1.247M | 0.3% | $15.30 | +8.8% | COM | 17275R102 |
| ECL | ECOLAB INC | 11,033 | $1.228M | 0.3% | $75.90 | +24.2% | COM | 278865100 |
| — | AMERICAN CAP MTG INVT CORP | 61,125 | $1.224M | 0.3% | $18.53 | — | COM | 02504A104 |
| — | SCORPIO TANKERS INC | 119,738 | $1.218M | 0.3% | $10.15 | — | SHS | Y7542C106 |
| CF | CF INDS HLDGS INC | 4,792 | $1.153M | 0.2% | $28.21 | +25.9% | COM | 125269100 |
| DXJ | WISDOMTREE TR | 23,310 | $1.151M | 0.2% | $46.49 | — | JAPN HEDGE EQT | 97717W851 |
| SLRC | SOLAR CAP LTD | 52,640 | $1.12M | 0.2% | $7.37 | -1.2% | COM | 83413U100 |
| GLD | SPDR GOLD TRUST | 8,388 | $1.074M | 0.2% | $119.09 | — | GOLD SHS | 78463V107 |
| MCK | MCKESSON CORP | 5,380 | $1.002M | 0.2% | $101.46 | +60.9% | COM | 58155Q103 |
| — | WALTER INVT MGMT CORP | 33,550 | $999K | 0.2% | $29.83 | — | COM | 93317W102 |
| PFE | PFIZER INC | 33,432 | $992K | 0.2% | $16.45 | +6.7% | COM | 717081103 |
| — | AQUA AMERICA INC | 37,549 | $985K | 0.2% | $29.46 | — | COM | 03836W103 |
| MPC | MARATHON PETE CORP | 12,000 | $937K | 0.2% | $31.00 | +0.5% | COM | 56585A102 |
| VMBS | VANGUARD SCOTTSDALE FDS | 17,500 | $921K | 0.2% | $51.76 | — | MORTG-BACK SEC | 92206C771 |
| — | URS CORP NEW | 20,020 | $918K | 0.2% | $52.76 | — | COM | 903236107 |
| CHMI | CHERRY HILL MTG INVT CORP | 43,260 | $867K | 0.2% | $18.79 | — | COM | 164651101 |
| — | WALGREEN CO | 11,053 | $819K | 0.2% | $44.24 | — | COM | 931422109 |
| WDC | WESTERN DIGITAL CORP | 8,830 | $815K | 0.2% | $45.88 | +20.8% | COM | 958102105 |
| SJM | SMUCKER J M CO | 7,282 | $776K | 0.2% | $70.80 | +0.9% | COM NEW | 832696405 |
| YORW | YORK WTR CO | 37,075 | $772K | 0.2% | $14.28 | +10.7% | COM | 987184108 |
| PCYO | PURECYCLE CORP | 109,386 | $741K | 0.2% | $5.95 | -4.0% | COM NEW | 746228303 |
| PNC | PNC FINL SVCS GROUP INC | 8,158 | $726K | 0.2% | $47.47 | +25.9% | COM | 693475105 |
| — | FORTRESS INVESTMENT GROUP LL | 95,000 | $707K | 0.2% | $7.44 | — | CL A | 34958B106 |
| — | ENERGY XXI BERMUDA LTD | 29,355 | $694K | 0.1% | $26.03 | — | USD UNRS SHS | G10082140 |
| BHP | BHP BILLITON LTD | 10,100 | $691K | 0.1% | $57.61 | — | SPONSORED ADR | 088606108 |
| ABBV | ABBVIE INC | 12,110 | $683K | 0.1% | $26.57 | +24.1% | COM | 00287Y109 |
| GILD | GILEAD SCIENCES INC | 8,100 | $672K | 0.1% | $54.08 | 0.0% | COM | 375558103 |
| VFC | V F CORP | 10,569 | $666K | 0.1% | $50.74 | +14.5% | COM | 918204108 |
| — | SPECTRANETICS CORP | 29,110 | $666K | 0.1% | $18.50 | — | COM | 84760C107 |
| — | POWERSHARES ETF TRUST II | 26,445 | $658K | 0.1% | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| — | BED BATH & BEYOND INC | 11,460 | $658K | 0.1% | $57.42 | — | COM | 075896100 |
| VGK | VANGUARD INTL EQUITY INDEX F | 10,961 | $657K | 0.1% | $58.83 | — | FTSE EUROPE ETF | 922042874 |
| CL | COLGATE PALMOLIVE CO | 9,384 | $640K | 0.1% | $44.38 | +15.4% | COM | 194162103 |
| — | HATTERAS FINL CORP | 31,905 | $632K | 0.1% | $24.17 | — | COM | 41902R103 |
| EMR | EMERSON ELEC CO | 9,489 | $630K | 0.1% | $40.02 | +22.8% | COM | 291011104 |
| — | EQT MIDSTREAM PARTNERS LP | 6,450 | $624K | 0.1% | $48.81 | — | UNIT LTD PARTN | 26885B100 |
| ETN | EATON CORP PLC | 7,988 | $617K | 0.1% | $55.36 | +1.6% | SHS | G29183103 |
| — | YAHOO INC | 17,175 | $603K | 0.1% | $35.11 | — | COM | 984332106 |
| — | VIVUS INC | 112,500 | $599K | 0.1% | $5.72 | — | COM | 928551100 |
| SPY | SPDR S&P 500 ETF TR | 3,023 | $592K | 0.1% | $189.70 | — | TR UNIT | 78462F103 |
| ABBNY | ABB LTD | 25,115 | $578K | 0.1% | $24.22 | — | SPONSORED ADR | 000375204 |
| RIO | RIO TINTO PLC | 10,630 | $577K | 0.1% | $55.83 | — | SPONSORED ADR | 767204100 |
| — | GNC HLDGS INC | 16,590 | $566K | 0.1% | $34.12 | — | COM CL A | 36191G107 |
| — | ORBOTECH LTD | 37,100 | $563K | 0.1% | $13.37 | — | ORD | M75253100 |
| — | STILLWATER MNG CO | 31,250 | $548K | 0.1% | $10.75 | — | COM | 86074Q102 |
| — | ENDURANCE SPECIALTY HLDGS LT | 10,325 | $533K | 0.1% | $51.62 | — | SHS | G30397106 |
| IEF | ISHARES | 5,135 | $532K | 0.1% | $102.52 | — | 7-10 Y TR BD ETF | 464287440 |
| PFG | PRINCIPAL FINL GROUP INC | 10,444 | $527K | 0.1% | $23.49 | +31.8% | COM | 74251V102 |
| — | AGL RES INC | 9,552 | $526K | 0.1% | $55.07 | — | COM | 001204106 |
| BIIB | BIOGEN IDEC INC | 1,641 | $517K | 0.1% | $300.97 | 0.0% | COM | 09062X103 |
| — | AMERICAN CAPITAL AGENCY CORP | 21,975 | $514K | 0.1% | $19.71 | — | COM | 02503X105 |
| USB | US BANCORP DEL | 22,980 | $510K | 0.1% | $27.34 | +2.1% | COM NEW | 902973304 |
| KMB | KIMBERLY CLARK CORP | 4,581 | $509K | 0.1% | $63.06 | +13.8% | COM | 494368103 |
| ABT | ABBOTT LABS | 12,085 | $494K | 0.1% | $28.80 | +9.3% | COM | 002824100 |
| — | GOOGLE INC | 815 | $477K | 0.1% | $731.91 | — | CL A | 38259P508 |
| — | ISHARES GOLD TRUST | 36,800 | $474K | 0.1% | $12.01 | — | ISHARES | 464285105 |
| ORCL | ORACLE CORP | 11,530 | $467K | 0.1% | $27.44 | +26.4% | COM | 68389X105 |
| — | PIEDMONT NAT GAS INC | 12,400 | $464K | 0.1% | $33.69 | — | COM | 720186105 |
| GLW | CORNING INC | 21,000 | $461K | 0.1% | $15.67 | 0.0% | COM | 219350105 |
| TLT | ISHARES | 3,960 | $450K | 0.1% | $110.40 | — | 20+ YR TR BD ETF | 464287432 |
| COP | CONOCOPHILLIPS | 5,182 | $444K | 0.1% | $41.79 | +27.7% | COM | 20825C104 |
| — | ATHENAHEALTH INC | 3,550 | $444K | 0.1% | $84.79 | — | COM | 04685W103 |
| INTC | INTEL CORP | 14,303 | $442K | 0.1% | $17.21 | +20.2% | COM | 458140100 |
| IGSB | ISHARES | 4,168 | $440K | 0.1% | $105.13 | — | 1-3 YR CR BD ETF | 464288646 |
| — | COMSTOCK RES INC | 15,000 | $433K | 0.1% | $19.54 | — | COM NEW | 205768203 |
| — | UNITED TECHNOLOGIES CORP | 3,713 | $429K | 0.1% | $98.34 | — | COM | 913017109 |
| PEP | PEPSICO INC | 4,691 | $419K | 0.1% | $56.00 | +8.8% | COM | 713448108 |
| BAX | BAXTER INTL INC | 5,708 | $413K | 0.1% | $32.70 | 0.0% | COM | 071813109 |
| NVS | NOVARTIS A G | 4,530 | $410K | 0.1% | $70.64 | — | SPONSORED ADR | 66987V109 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,373 | $406K | 0.1% | $28.67 | +16.9% | COM | 110122108 |
| — | E M C CORP MASS | 15,285 | $403K | 0.1% | $26.23 | — | COM | 268648102 |
| KO | COCA COLA CO | 9,306 | $394K | 0.1% | $27.74 | +1.3% | COM | 191216100 |
| — | MACQUARIE INFRASTR CO LLC | 6,000 | $374K | 0.1% | $53.50 | — | MEMBERSHIP INT | 55608B105 |
| — | BOFI HLDG INC | 4,960 | $364K | 0.1% | $45.80 | — | COM | 05566U108 |
| — | MAGNUM HUNTER RES CORP DEL | 18,250 | $362K | 0.1% | $9.44 | — | COM | 55973B102 |
| NEM | NEWMONT MINING CORP | 14,070 | $358K | 0.1% | $25.29 | -25.9% | COM | 651639106 |
| — | BIOSCRIP INC | 42,810 | $357K | 0.1% | $7.91 | — | COM | 09069N108 |
| — | WISDOMTREE TR | 6,860 | $340K | 0.1% | $48.76 | — | ASIA LC DBT FD | 97717X842 |
| ADSK | AUTODESK INC | 6,005 | $339K | 0.1% | $37.68 | +34.6% | COM | 052769106 |
| — | JGWPT HLDGS INC | 30,000 | $338K | 0.1% | $11.27 | — | CL A | 46617M109 |
| T | AT&T INC | 9,322 | $330K | 0.1% | $11.13 | +5.9% | COM | 00206R102 |
| — | SANDSTORM GOLD LTD | 46,790 | $326K | 0.1% | $5.85 | — | COM NEW | 80013R206 |
| — | MFA FINL INC | 39,450 | $324K | 0.1% | $7.32 | — | COM | 55272X102 |
| PAA | PLAINS ALL AMERN PIPELINE L | 5,300 | $318K | 0.1% | $55.74 | — | UNIT LTD PARTN | 726503105 |
| — | 1347 PPTY INS HLDGS INC | 35,450 | $316K | 0.1% | $8.91 | — | COM | 68244P107 |
| TEX | TEREX CORP NEW | 7,670 | $315K | 0.1% | $32.07 | +26.8% | COM | 880779103 |
| LQD | ISHARES | 2,636 | $314K | 0.1% | $113.94 | — | IBOXX INV CP ETF | 464287242 |
| — | EXPRESS SCRIPTS HLDG CO | 4,527 | $314K | 0.1% | $75.10 | — | COM | 30219G108 |
| — | DISCOVER FINL SVCS | 5,000 | $310K | 0.1% | $62.00 | — | COM | 254709108 |
| PM | PHILIP MORRIS INTL INC | 3,590 | $303K | 0.1% | $49.85 | -3.2% | COM | 718172109 |
| F | FORD MTR CO DEL | 16,924 | $292K | 0.1% | $7.61 | +16.6% | COM PAR $0.01 | 345370860 |
| LOW | LOWES COS INC | 5,710 | $274K | 0.1% | $32.16 | +17.7% | COM | 548661107 |
| VOD | VODAFONE GROUP PLC NEW | 7,777 | $260K | 0.1% | $36.80 | — | SPNSR ADR NO PAR | 92857W308 |
| — | PROSHARES TR II | 10,490 | $258K | 0.1% | $30.16 | — | ULTSH DJ UBS CRU | 74347W668 |
| AGCO | AGCO CORP | 4,525 | $254K | 0.1% | $43.57 | 0.0% | COM | 001084102 |
| — | CHINA TECHFAITH WIRLS COMM T | 196,425 | $253K | 0.1% | $1.02 | — | SPONSORED ADR | 169424108 |
| — | ANADARKO PETE CORP | 2,290 | $251K | 0.1% | $109.61 | — | COM | 032511107 |
| MMM | 3M CO | 1,723 | $247K | 0.1% | $72.67 | +11.5% | COM | 88579Y101 |
| SPIB | SPDR SERIES TRUST | 7,135 | $246K | 0.1% | $33.78 | — | INTR TRM CORP BD | 78464A375 |
| — | SOUTHWESTERN ENERGY CO | 5,400 | $246K | 0.1% | $39.26 | — | COM | 845467109 |
| — | ROSETTA STONE INC | 25,000 | $243K | 0.1% | $9.72 | — | COM | 777780107 |
| JPM | JPMORGAN CHASE & CO | 4,196 | $242K | 0.1% | $39.16 | +5.2% | COM | 46625H100 |
| — | WEST CORP | 9,005 | $241K | 0.1% | $23.88 | — | COM | 952355204 |
| — | STERICYCLE INC | 2,000 | $237K | 0.1% | $118.50 | — | COM | 858912108 |
| AMGN | AMGEN INC | 1,992 | $236K | 0.1% | $76.98 | +8.3% | COM | 031162100 |
| — | PLUM CREEK TIMBER CO INC | 5,200 | $235K | 0.1% | $46.73 | — | COM | 729251108 |
| — | UNWIRED PLANET INC NEW | 104,300 | $233K | 0.0% | $2.17 | — | COM | 91531F103 |
| M | MACYS INC | 4,000 | $232K | 0.0% | $55.60 | +4.4% | COM | 55616P104 |
| — | DIME CMNTY BANCSHARES | 14,536 | $230K | 0.0% | $15.34 | — | COM | 253922108 |
| SYK | STRYKER CORP | 2,714 | $229K | 0.0% | $63.06 | +12.8% | COM | 863667101 |
| HD | HOME DEPOT INC | 2,812 | $228K | 0.0% | $56.05 | +7.2% | COM | 437076102 |
| IJH | ISHARES | 1,584 | $227K | 0.0% | $143.31 | — | CORE S&P MCP ETF | 464287507 |
| — | MARKET VECTORS ETF TR | 8,500 | $225K | 0.0% | $23.65 | — | GOLD MINER ETF | 57060U100 |
| — | BLACKROCK INCOME TR INC | 33,834 | $225K | 0.0% | $6.84 | — | COM | 09247F100 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 10,700 | $219K | 0.0% | $16.82 | — | SPONSORED ADR | 82706C108 |
| DHR | DANAHER CORP DEL | 2,770 | $218K | 0.0% | $29.75 | +4.5% | COM | 235851102 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 9,240 | $217K | 0.0% | $22.84 | — | COM | 67075A106 |
| TRV | TRAVELERS COMPANIES INC | 2,230 | $210K | 0.0% | $70.51 | 0.0% | COM | 89417E109 |
| VET | VERMILION ENERGY INC | 2,900 | $202K | 0.0% | $66.61 | 0.0% | COM | 923725105 |
| — | CENTRAL FD CDA LTD | 13,600 | $198K | 0.0% | $13.57 | — | CL A | 153501101 |
| — | BARRICK GOLD CORP | 10,439 | $191K | 0.0% | $15.75 | — | COM | 067901108 |
| — | TICC CAPITAL CORP | 17,400 | $172K | 0.0% | $9.62 | — | COM | 87244T109 |
| — | NUVEEN NY MUN VALUE FD | 17,100 | $169K | 0.0% | $9.01 | — | COM | 67062M105 |
| — | HERCULES OFFSHORE INC | 40,400 | $162K | 0.0% | $5.14 | — | COM | 427093109 |
| — | MERRIMACK PHARMACEUTICALS IN | 20,000 | $146K | 0.0% | $7.30 | — | COM | 590328100 |
| — | PROFESSIONAL DIVERSITY NET I | 35,095 | $143K | 0.0% | $4.20 | — | COM | 74312Y103 |
| — | MARKET VECTORS ETF TR | 5,040 | $128K | 0.0% | $25.40 | — | MTG REIT ETF | 57060U324 |
| — | CROSSROADS SYS INC | 36,627 | $123K | 0.0% | $2.11 | — | COM NEW | 22765D209 |
| — | SOLAZYME INC | 10,000 | $118K | 0.0% | $11.80 | — | COM | 83415T101 |
| — | WISDOMTREE TR | 5,440 | $116K | 0.0% | $21.32 | — | AUST NEW ZEAL DB | 97717W216 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 60,000 | $111K | 0.0% | $19.56 | — | Call | 874039100 |
| — | HALCON RES CORP | 25,000 | $105K | 0.0% | — | — | Call | 40537Q209 |
| — | PETROQUEST ENERGY INC | 13,000 | $98,000 | 0.0% | $3.92 | — | COM | 716748108 |
| — | PROGENICS PHARMACEUTICALS IN | 22,100 | $95,000 | 0.0% | $5.20 | — | COM | 743187106 |
| HYG | ISHARES | 949 | $90,000 | 0.0% | $94.84 | — | IBOXX HI YD ETF | 464288513 |
| ACWX | ISHARES | 1,741 | $84,000 | 0.0% | $48.25 | — | MSCI ACWI US ETF | 464288240 |
| — | SPECTRUM PHARMACEUTICALS INC | 10,066 | $82,000 | 0.0% | $7.45 | — | COM | 84763A108 |
| TIP | ISHARES | 648 | $75,000 | 0.0% | $115.74 | — | TIPS BD ETF | 464287176 |
| — | I D SYSTEMS INC | 13,500 | $73,000 | 0.0% | $5.77 | — | COM | 449489103 |
| — | CYTRX CORP | 13,000 | $54,000 | 0.0% | $4.15 | — | COM PAR $.001 | 232828509 |
| EFV | ISHARES | 850 | $50,000 | 0.0% | $58.82 | — | EAFE VALUE ETF | 464288877 |
| — | ORION ENERGY SYSTEMS INC | 12,000 | $49,000 | 0.0% | $4.08 | — | COM | 686275108 |
| — | AMERICAN DG ENERGY INC | 24,423 | $44,000 | 0.0% | $1.60 | — | COM | 025398108 |
| IVE | ISHARES | 477 | $43,000 | 0.0% | $90.15 | — | S&P 500 VAL ETF | 464287408 |
| IWD | ISHARES | 422 | $43,000 | 0.0% | $101.90 | — | RUS 1000 VAL ETF | 464287598 |
| — | LIHUA INTL INC | 110,268 | $33,000 | 0.0% | $4.88 | — | COM | 532352101 |
| IEI | ISHARES | 225 | $27,000 | 0.0% | $120.00 | — | 3-7 YR TR BD ETF | 464288661 |
| — | EXETER RES CORP | 36,100 | $26,000 | 0.0% | $0.67 | — | COM | 301835104 |
| VPL | VANGUARD INTL EQUITY INDEX F | 400 | $25,000 | 0.0% | $62.50 | — | FTSE PACIFIC ETF | 922042866 |
| EFA | ISHARES | 320 | $22,000 | 0.0% | $68.75 | — | MSCI EAFE ETF | 464287465 |
| — | CHINA GERUI ADV MAT GR LTD | 26,965 | $20,000 | 0.0% | $1.80 | — | SHS | G21101103 |
| — | SANOFI | 33,635 | $17,000 | 0.0% | $0.30 | — | RIGHT 12/31/2020 | 80105N113 |
| EMCB | WISDOMTREE TR | 175 | $14,000 | 0.0% | $80.00 | — | WSDM EMKTBD FD | 97717X784 |
| NYF | ISHARES | 100 | $11,000 | 0.0% | $110.00 | — | NY AMTFRE MU ETF | 464288323 |
| — | ADVANCED PHOTONIX INC | 12,000 | $7,000 | 0.0% | $0.67 | — | CL A | 00754E107 |
| SNY | SANOFI | 134 | $7,000 | 0.0% | $52.24 | — | SPONSORED ADR | 80105N105 |
| — | WISDOMTREE TR | 115 | $7,000 | 0.0% | $60.87 | — | AUSTRALIA DIV FD | 97717W810 |
| PFF | ISHARES | 125 | $5,000 | 0.0% | $40.00 | — | U.S. PFD STK ETF | 464288687 |
| SHY | ISHARES | 30 | $3,000 | 0.0% | $100.00 | — | 1-3 YR TR BD ETF | 464287457 |
| IWM | ISHARES | 400 | $1,000 | 0.0% | — | — | Put | 464287655 |
| — | SIGMA ALDRICH CORP | 10,999 | $0 | 0.0% | — | — | COM | 826552101 |
| IWM | ISHARES | 200 | $0 | 0.0% | — | — | RUSSELL 2000 ETF | 464287655 |
| VWO | VANGUARD INTL EQUITY INDEX F | 1,500 | $0 | 0.0% | — | — | FTSE EMR MKT ETF | 922042858 |
| — | CHINA CERAMICS CO LTD | 384,127 | $0 | 0.0% | $2.09 | — | SHS | G2113X100 |