Location: New Orleans, LA
CIK: 0001222993 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 9, 2018
Total Value: $1.188B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| V | VISA INC CLASSA | 411,201 | $46.88M | 3.9% | $56.44 | +85.0% | Com | 92826C839 |
| HD | HOME DEPOT INC | 229,047 | $43.41M | 3.7% | $59.22 | +139.2% | Com | 437076102 |
| JPM | JPMORGAN CHASE & CO | 390,229 | $41.73M | 3.5% | $39.10 | +108.0% | Com | 46625H100 |
| — | DOWDUPONT INC COM | 580,807 | $41.37M | 3.5% | $69.23 | — | Com | 26078J100 |
| TMO | THERMO FISHER SCNTFC | 212,057 | $40.27M | 3.4% | $82.17 | +128.1% | Com | 883556102 |
| META | FACEBOOK INC CLASSA | 216,697 | $38.24M | 3.2% | $42.92 | +308.9% | Com | 30303M102 |
| ACN | ACCENTURE PLCF CLASSA | 239,546 | $36.67M | 3.1% | $64.91 | +98.1% | Com | G1151C101 |
| XOM | EXXON MOBIL CORP | 428,926 | $35.88M | 3.0% | $54.47 | +4.9% | Com | 30231G102 |
| INTC | INTEL CORP | 739,866 | $34.15M | 2.9% | $18.27 | +100.0% | Com | 458140100 |
| CVX | CHEVRON CORPORATION | 247,810 | $31.02M | 2.6% | $70.22 | +19.0% | Com | 166764100 |
| ABT | ABBOTT LABORATORIES | 521,550 | $29.77M | 2.5% | $30.37 | +58.5% | Com | 002824100 |
| BAC | BANK OF AMERICA CORP | 997,931 | $29.46M | 2.5% | $11.84 | +92.4% | Com | 060505104 |
| PM | PHILIP MORRIS INTL | 277,853 | $29.36M | 2.5% | $50.56 | +37.6% | Com | 718172109 |
| CCL | CARNIVAL CORPF | 441,273 | $29.29M | 2.5% | $29.84 | +103.6% | Com | 143658300 |
| ROK | ROCKWELL AUTOMATION | 143,252 | $28.13M | 2.4% | $70.82 | +131.5% | Com | 773903109 |
| FBIN | FORTUNE BRANDS HM&S | 394,248 | $26.98M | 2.3% | $32.42 | +54.8% | Com | 34964C106 |
| IVZ | INVESCO LTDF | 731,482 | $26.73M | 2.2% | $19.37 | +26.9% | Com | G491BT108 |
| ORCL | ORACLE CORPORATION | 548,431 | $25.93M | 2.2% | $28.80 | +51.0% | Com | 68389X105 |
| PG | PROCTER & GAMBLE | 274,513 | $25.22M | 2.1% | $55.68 | +30.5% | Com | 742718109 |
| AFL | AFLAC INC | 281,342 | $24.7M | 2.1% | $20.34 | +73.5% | Com | 001055102 |
| NKE | NIKE INC CLASSB | 375,455 | $23.48M | 2.0% | $49.21 | +5.2% | Com | 654106103 |
| PEP | PEPSICO INCORPORATED | 188,155 | $22.56M | 1.9% | $58.27 | +52.7% | Com | 713448108 |
| JNJ | JOHNSON & JOHNSON | 160,527 | $22.43M | 1.9% | $62.59 | +77.3% | Com | 478160104 |
| MSFT | MICROSOFT CORP | 256,347 | $21.93M | 1.8% | $41.36 | +82.0% | Com | 594918104 |
| SLB | SCHLUMBERGER LTD F | 295,429 | $19.91M | 1.7% | $54.06 | -5.2% | Com | 806857108 |
| GIS | GENERAL MILLS INC | 308,845 | $18.31M | 1.5% | $33.42 | +21.3% | Com | 370334104 |
| VZ | VERIZON COMMUNICATN | 341,561 | $18.08M | 1.5% | $27.75 | +15.2% | Com | 92343V104 |
| NSC | NORFOLK SOUTHERN CO | 120,347 | $17.44M | 1.5% | $60.33 | +88.9% | Com | 655844108 |
| JCI | JOHNSON CTLS INTLF | 441,144 | $16.81M | 1.4% | $33.44 | -2.9% | Com | G51502105 |
| MRK | MERCK & CO INC | 298,120 | $16.77M | 1.4% | $32.13 | +33.8% | Com | 58933Y105 |
| — | PIONEER NATURAL RES | 92,298 | $15.95M | 1.3% | $146.88 | — | Com | 723787107 |
| T | A T & T INC | 378,115 | $14.7M | 1.2% | $11.76 | +29.7% | Com | 00206R102 |
| TSEM | TOWER SEMICONDUCTORF | 427,950 | $14.59M | 1.2% | $19.98 | +66.0% | Com | M87915274 |
| — | GENERAL ELECTRIC CO | 826,729 | $14.43M | 1.2% | $24.09 | — | Com | 369604103 |
| — | JACOBS ENGINEERING | 214,423 | $14.14M | 1.2% | $53.23 | — | Com | 469814107 |
| PFE | PFIZER INCORPORATED | 379,593 | $13.75M | 1.2% | $18.93 | +25.8% | Com | 717081103 |
| UPS | UNITED PARCEL SRVC CLASSB | 110,497 | $13.17M | 1.1% | $58.16 | +48.3% | Com | 911312106 |
| KO | COCA COLA COMPANY | 285,694 | $13.11M | 1.1% | $28.79 | +23.7% | Com | 191216100 |
| LNC | LINCOLN NATIONAL CO | 157,609 | $12.12M | 1.0% | $27.19 | +97.7% | Com | 534187109 |
| — | SHIRE PLC SPONSORED ADR | 71,413 | $11.08M | 0.9% | $154.52 | — | Com | 82481R106 |
| IWM | ISHARES TR RUSSELL 2000 | 70,460 | $10.74M | 0.9% | $103.37 | — | RUSSELL 2000 ETF | 464287655 |
| FLR | FLUOR CORPORATION | 204,482 | $10.56M | 0.9% | $53.11 | -17.5% | Com | 343412102 |
| EFA | ISHARES TR MSCI EAFE INDEX | 149,470 | $10.51M | 0.9% | $64.34 | — | MSCI EAFE ETF | 464287465 |
| AAPL | APPLE INC | 49,409 | $8.362M | 0.7% | $18.69 | +109.1% | Com | 037833100 |
| IBM | IBM CORP | 52,023 | $7.981M | 0.7% | $114.96 | -11.2% | Com | 459200101 |
| — | GLAXOSMITHKLINE PLCF SPONSORED | 219,684 | $7.792M | 0.7% | $46.51 | — | Com | 37733W105 |
| LOW | LOWES COMPANIES INC | 83,514 | $7.762M | 0.7% | $32.72 | +117.7% | Com | 548661107 |
| MO | ALTRIA GROUP INC | 104,332 | $7.45M | 0.6% | $18.36 | +99.6% | Com | 02209S103 |
| MMM | 3M COMPANY | 24,879 | $5.856M | 0.5% | $73.93 | +96.1% | Com | 88579Y101 |
| WMT | WAL-MART STORES INC | 57,082 | $5.637M | 0.5% | $20.06 | +33.7% | Com | 931142103 |
| — | UNITED TECHNOLOGIES | 43,191 | $5.51M | 0.5% | $94.67 | — | Com | 913017109 |
| DVN | DEVON ENERGY CORP | 125,012 | $5.175M | 0.4% | $32.04 | -16.2% | Com | 25179M103 |
| — | ROYAL DUTCH SHELLF SPONSORED A | 57,764 | $3.853M | 0.3% | $48.15 | — | Com | 780259206 |
| WFC | WELLS FARGO BK N A | 62,611 | $3.799M | 0.3% | $39.29 | +14.8% | Com | 949746101 |
| BA | BOEING CO | 11,547 | $3.405M | 0.3% | $88.17 | +191.9% | Com | 097023105 |
| — | NOBLE ENERGY INC | 100,307 | $2.923M | 0.2% | $30.65 | — | Com | 655044105 |
| VWO | VANGUARD FTSE EMERGING MARKETS | 61,500 | $2.823M | 0.2% | $37.97 | — | FTSE EMR MKT ETF | 922042858 |
| EEM | ISHARES TR MSCI EMERG MKT | 57,533 | $2.711M | 0.2% | $38.43 | — | MSCI EMG MKT ETF | 464287234 |
| IVV | ISHARES TR CORE S&P500 ETF | 10,019 | $2.694M | 0.2% | $191.38 | — | CORE S&P500 ETF | 464287200 |
| — | NATIONAL OILWELL VAR | 73,198 | $2.637M | 0.2% | $66.69 | — | Com | 637071101 |
| BMY | BRISTOL-MYERS SQUIBB | 41,272 | $2.529M | 0.2% | $32.79 | +41.7% | Com | 110122108 |
| PPG | PPG INDUSTRIES INC | 21,584 | $2.521M | 0.2% | $78.67 | +25.9% | Com | 693506107 |
| D | DOMINION ENERGY INC COM | 30,632 | $2.483M | 0.2% | $38.65 | +46.0% | Com | 25746U109 |
| KMB | KIMBERLY-CLARK CORP | 19,162 | $2.312M | 0.2% | $67.55 | +29.7% | Com | 494368103 |
| HWC | HANCOCK HOLDING CO | 43,871 | $2.172M | 0.2% | $29.20 | +69.2% | Com | 410120109 |
| DCI | DONALDSON COMPANY | 43,445 | $2.127M | 0.2% | $26.59 | +57.3% | Com | 257651109 |
| CL | COLGATE-PALMOLIVE CO | 21,885 | $1.651M | 0.1% | $44.92 | +34.2% | Com | 194162103 |
| SPY | SPDR S&P 500 ETF | 6,123 | $1.634M | 0.1% | $194.88 | — | TR UNIT | 78462F103 |
| LLY | ELI LILLY & COMPANY | 16,848 | $1.423M | 0.1% | $48.43 | +55.4% | Com | 532457108 |
| — | WALGREENS BOOTS ALLI | 19,205 | $1.395M | 0.1% | $76.49 | — | Com | 931427108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL | 6,811 | $1.35M | 0.1% | $126.10 | +50.6% | Com | 084670702 |
| — | DNP SELECT INCOME CF | 121,741 | $1.315M | 0.1% | $9.86 | — | Com | 23325P104 |
| AMGN | AMGEN INCORPORATED | 7,490 | $1.303M | 0.1% | $105.44 | +31.1% | Com | 031162100 |
| VNQ | VANGUARD REIT ETF | 14,999 | $1.245M | 0.1% | $76.28 | — | REIT ETF | 922908553 |
| SO | SOUTHERN COMPANY | 25,439 | $1.223M | 0.1% | $27.37 | +33.2% | Com | 842587107 |
| DIS | WALT DISNEY CO | 11,335 | $1.219M | 0.1% | $64.04 | +51.9% | Com | 254687106 |
| BP | BP PLC F SPONSORED ADR 1 ADR | 27,015 | $1.135M | 0.1% | $39.42 | — | Com | 055622104 |
| WEC | WEC ENERGY GROUP INC COM | 16,098 | $1.069M | 0.1% | $33.96 | +52.3% | Com | 92939U106 |
| IWR | ISHARES TR RUS MID CAP ETF | 5,076 | $1.056M | 0.1% | $162.20 | — | RUS MID-CAP ETF | 464287499 |
| BHP | BHP BILLITON LTD F SPONSORED A | 22,723 | $1.045M | 0.1% | $57.66 | — | Com | 088606108 |
| RRC | RANGE RESOURCES CORP | 57,361 | $979K | 0.1% | $24.91 | -27.8% | Com | 75281A109 |
| — | POWERSHARES QQQ TRUST UNIT SER | 5,595 | $871K | 0.1% | $74.57 | — | UNIT SER 1 | 73935A104 |
| DUK | DUKE ENERGY CORP | 9,892 | $832K | 0.1% | $45.25 | +38.5% | Com | 26441C204 |
| — | ROCKWELL COLLINS INC | 6,096 | $827K | 0.1% | $69.93 | — | Com | 774341101 |
| AEP | AMER ELECTRIC PWR CO | 11,184 | $823K | 0.1% | $31.68 | +77.0% | Com | 025537101 |
| — | IBERIABANK CORP | 10,465 | $811K | 0.1% | $58.31 | — | Com | 450828108 |
| GOOGL | ALPHABET INC. CLASSA | 755 | $795K | 0.1% | $37.32 | +37.3% | CAP STK CL A | 02079K305 |
| IDCC | INTERDIGITAL INC | 10,057 | $766K | 0.1% | $89.86 | -16.8% | Com | 45867G101 |
| VNQI | VANGUARD GLBAL EX US REAL EST | 12,151 | $735K | 0.1% | $53.24 | — | GLB EX US ETF | 922042676 |
| IWB | ISHARES RUSSELL 1000 ETF | 4,898 | $728K | 0.1% | $113.57 | — | RUS 1000 ETF | 464287622 |
| ZTS | ZOETIS INC CL A | 10,000 | $720K | 0.1% | $58.72 | +9.8% | Com | 98978V103 |
| SYY | SYSCO CORPORATION | 11,687 | $710K | 0.1% | $24.84 | +84.4% | Com | 871829107 |
| GD | GENERAL DYNAMICS CO | 3,250 | $661K | 0.1% | $120.42 | +41.5% | Com | 369550108 |
| GOOG | ALPHABET INC. CLASSC | 609 | $638K | 0.1% | $36.10 | +39.9% | CAP STK CL C | 02079K107 |
| — | JP MORGAN CHASE ALERIAN ETN | 22,875 | $628K | 0.1% | $37.59 | — | ALERIAN ML ETN | 46625H365 |
| L | LOEWS CORPORATION | 12,400 | $620K | 0.1% | $42.08 | +13.3% | Com | 540424108 |
| — | LIBERTY PROPERTY TRU REIT | 14,292 | $615K | 0.1% | $36.96 | — | Com | 531172104 |
| KHC | KRAFT HEINZ COMPANY | 7,814 | $608K | 0.1% | $50.35 | +6.0% | Com | 500754106 |
| BTI | BRIT AMER TOBACCOF SPONSORED A | 8,967 | $601K | 0.1% | $62.45 | — | Com | 110448107 |
| COP | CONOCOPHILLIPS | 10,639 | $584K | 0.0% | $40.04 | -1.0% | Com | 20825C104 |
| XLV | SELECT SECTOR SPDR TR SBI HEAL | 7,000 | $579K | 0.0% | $68.97 | — | Com | 81369Y209 |
| MDLZ | MONDELEZ INTL CLASSA | 13,462 | $576K | 0.0% | $27.18 | +26.9% | Com | 609207105 |
| HON | HONEYWELL INTL INC | 3,600 | $552K | 0.0% | $84.19 | +34.7% | Com | 438516106 |
| — | MONSANTO CO | 4,394 | $513K | 0.0% | $105.15 | — | Com | 61166W101 |
| CSCO | CISCO SYSTEMS INC | 13,019 | $499K | 0.0% | $18.89 | +48.1% | Com | 17275R102 |
| VGT | VANGUARD INFORMATION TECHNOLOG | 2,912 | $480K | 0.0% | $108.19 | — | INF TECH ETF | 92204A702 |
| GM | GENERAL MOTORS CO | 11,553 | $474K | 0.0% | $28.20 | +34.3% | Com | 37045V100 |
| VO | VANGUARD MID CAP ETF | 3,051 | $472K | 0.0% | $120.14 | — | MID CAP ETF | 922908629 |
| TXN | TEXAS INSTRUMENTS | 4,484 | $468K | 0.0% | $52.20 | +48.8% | Com | 882508104 |
| TDS | TELEPHONE & DATA SYS | 16,696 | $464K | 0.0% | $28.63 | -4.1% | Com | 879433829 |
| DGX | QUEST DIAGNOSTIC INC | 4,700 | $463K | 0.0% | $48.78 | +65.3% | Com | 74834L100 |
| CAT | CATERPILLAR INC | 2,825 | $445K | 0.0% | $68.82 | +69.0% | Com | 149123101 |
| HSY | HERSHEY COMPANY | 3,760 | $427K | 0.0% | $66.54 | +36.2% | Com | 427866108 |
| VB | VANGUARD SMALL CAP ETF | 2,888 | $427K | 0.0% | $110.57 | — | SMALL CP ETF | 922908751 |
| WY | WEYERHAEUSER CO REIT | 12,079 | $426K | 0.0% | $18.15 | +41.8% | Com | 962166104 |
| NVDA | NVIDIA CORP | 2,200 | $426K | 0.0% | $2.24 | +119.7% | Com | 67066G104 |
| TRMK | TRUSTMARK CORP | 12,781 | $407K | 0.0% | $16.58 | +55.8% | Com | 898402102 |
| AGG | ISHARES TR CORE US AGGBD ET | 3,723 | $407K | 0.0% | $110.99 | — | CORE TOTUSBD ETF | 464287226 |
| ICF | ISHARES TR COHEN&ST RLTY | 4,008 | $406K | 0.0% | $84.52 | — | COHEN&STEER REIT | 464287564 |
| MDY | SPDR S&P MIDCAP 400 ETF | 1,115 | $385K | 0.0% | $277.29 | — | UTSER1 S&PDCRP | 78467Y107 |
| EPD | ENTERPRISE PRODUCTS LP | 14,534 | $385K | 0.0% | $25.39 | — | Com | 293792107 |
| ISRG | INTUITIVE SURGICAL | 1,050 | $383K | 0.0% | $116.57 | +7.4% | Com | 46120E602 |
| FLEX | FLEXTRONICS INTL LTD F | 20,755 | $373K | 0.0% | $5.43 | +149.0% | Com | Y2573F102 |
| FR | FIRST INDUSTRIAL RLT | 11,750 | $370K | 0.0% | $15.18 | — | Com | 32054K103 |
| VFH | VANGUARD FINANCIALS ETF | 5,100 | $357K | 0.0% | $47.41 | — | FINANCIALS ETF | 92204A405 |
| NSRGY | NESTLE S A SPONSORED ADR | 4,033 | $347K | 0.0% | $78.96 | — | Com | 641069406 |
| KMI | KINDER MORGAN INC | 19,162 | $346K | 0.0% | $17.64 | -35.4% | Com | 49456B101 |
| AMAT | APPLIED MATERIALS | 6,700 | $343K | 0.0% | $25.27 | +95.6% | Com | 038222105 |
| ABBV | ABBVIE INC | 3,429 | $332K | 0.0% | $38.37 | +74.3% | Com | 00287Y109 |
| VOO | VANGUARD S&P 500 ETF | 1,340 | $329K | 0.0% | $195.01 | — | S&P 500 ETF SHS | 922908363 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND | 3,140 | $328K | 0.0% | $105.21 | — | 1-3 YR CR BD ETF | 464288646 |
| HSBC | HSBC HLDGS PLC F SPONSORED ADR | 6,213 | $321K | 0.0% | $31.32 | — | Com | 404280406 |
| PSX | PHILLIPS 66 | 3,144 | $318K | 0.0% | $56.75 | +22.1% | Com | 718546104 |
| POOL | POOL CORPORATION | 2,425 | $314K | 0.0% | $98.41 | +12.7% | Com | 73278L105 |
| PFF | ISHARES TR U.S. PFD STK ETF | 8,150 | $310K | 0.0% | $38.79 | — | U.S. PFD STK ETF | 464288687 |
| CSX | CSX CORP | 5,600 | $308K | 0.0% | $7.36 | +115.7% | Com | 126408103 |
| SPGI | S&P GLOBAL INC COM | 1,800 | $305K | 0.0% | $114.76 | +32.4% | Com | 78409V104 |
| UNP | UNION PACIFIC CORP | 2,268 | $304K | 0.0% | $69.52 | +45.0% | Com | 907818108 |
| ED | CONSOLIDATED EDISON | 3,573 | $304K | 0.0% | $36.43 | +75.9% | Com | 209115104 |
| GILD | GILEAD SCIENCES INC | 4,210 | $302K | 0.0% | $50.15 | +11.5% | Com | 375558103 |
| BRK/A | 1/100 BERKSHIRE HTWY CLA 100 S | 100 | $298K | 0.0% | $199512.94 | +42.7% | CL A | 084670108 |
| IWN | ISHARES TR RUS 2000 VAL ETF | 2,325 | $292K | 0.0% | $100.03 | — | RUS 2000 VAL ETF | 464287630 |
| FCX | FREEPORT MCMORAN INC | 15,327 | $291K | 0.0% | $13.68 | 0.0% | Com | 35671D857 |
| F | FORD MOTOR COMPANY | 22,850 | $285K | 0.0% | $7.42 | +8.0% | Com | 345370860 |
| IJH | ISHARES TR CORE S&P MCP ETF | 1,493 | $283K | 0.0% | $171.69 | — | CORE S&P MCP ETF | 464287507 |
| ALL | ALLSTATE CORPORATION | 2,622 | $275K | 0.0% | $57.46 | +42.3% | Com | 020002101 |
| AMZN | AMAZON COM INC | 235 | $275K | 0.0% | $40.04 | +37.4% | Com | 023135106 |
| ES | EVERSOURCE ENERGY | 4,315 | $273K | 0.0% | $46.03 | +3.3% | Com | 30040W108 |
| CNP | CENTERPOINT ENERGY | 9,625 | $273K | 0.0% | $17.54 | +29.6% | Com | 15189T107 |
| VDC | VANGUARD CONSUMER STAPLES ETF | 1,861 | $272K | 0.0% | $130.18 | — | CONSUM STP ETF | 92204A207 |
| BIIB | BIOGEN INC | 833 | $265K | 0.0% | $239.14 | +34.2% | Com | 09062X103 |
| ET | ENERGY TRNFR EQUITY LP | 15,000 | $259K | 0.0% | $16.92 | — | Com | 29273V100 |
| MCD | MC DONALDS CORP | 1,506 | $259K | 0.0% | $101.70 | +36.3% | Com | 580135101 |
| IBB | ISHARES TR NASDQ BIO INDX | 2,400 | $256K | 0.0% | $156.94 | — | NASDQ BIOTEC ETF | 464287556 |
| SBUX | STARBUCKS CORP | 4,400 | $253K | 0.0% | $46.21 | +2.6% | Com | 855244109 |
| RF | REGIONS FINANCIAL CO | 14,463 | $250K | 0.0% | $7.31 | +59.6% | Com | 7591EP100 |
| — | KELLOGG COMPANY | 3,600 | $245K | 0.0% | $51.30 | -12.9% | Com | 487836108 |
| NEE | NEXTERA ENERGY INC | 1,559 | $244K | 0.0% | $29.73 | +6.1% | Com | 65339F101 |
| EMR | EMERSON ELECTRIC CO | 3,492 | $243K | 0.0% | $39.16 | +36.0% | Com | 291011104 |
| FHN | FIRST HORIZON NATL | 12,017 | $240K | 0.0% | $8.40 | +70.3% | Com | 320517105 |
| VV | VANGUARD LARGE CAP ETF | 1,945 | $238K | 0.0% | $93.47 | — | LARGE CAP ETF | 922908637 |
| VHT | VANGUARD HEALTH CARE ETF | 1,500 | $231K | 0.0% | $138.00 | — | HEALTH CAR ETF | 92204A504 |
| AXP | AMERICAN EXPRESS CO | 2,313 | $230K | 0.0% | $69.17 | +23.2% | Com | 025816109 |
| VOX | VANGUARD TELECOMMUNICATION SER | 2,467 | $225K | 0.0% | $84.31 | — | TELCOMM ETF | 92204A884 |
| FDX | FEDEX CORPORATION | 900 | $225K | 0.0% | $184.90 | +7.7% | Com | 31428X106 |
| — | HARRIS CORPORATION | 1,576 | $223K | 0.0% | $131.98 | — | Com | 413875105 |
| VCR | VANGUARD CONSUMER DISCRETIONAR | 1,408 | $220K | 0.0% | $143.47 | — | CONSUM DIS ETF | 92204A108 |
| DAL | DELTA AIR LINES INC | 3,750 | $210K | 0.0% | $47.79 | 0.0% | Com | 247361702 |
| CMCSA | COMCAST CORPORATION CLASSA | 5,100 | $204K | 0.0% | $30.68 | 0.0% | Com | 20030N101 |
| — | MCDERMOTT INTL INC F | 10,486 | $69,000 | 0.0% | $2.90 | — | Com | 580037109 |
| — | ZIX CORPORATION | 12,750 | $56,000 | 0.0% | $4.94 | — | Com | 98974P100 |
| IMMP | IMMUTEP LTD SPONSORED ADR | 20,000 | $31,000 | 0.0% | $1.55 | — | Com | 45257L108 |
| — | NOVAVAX INC | 10,000 | $12,000 | 0.0% | $1.20 | — | Com | 670002104 |
| — | DARIOHEALTH CORP WT EXP 030821 | 20,000 | $4,000 | 0.0% | $0.20 | — | W EXP 3/08/2021 | 23725P100 |
| — | SEADRILL LTD F | 10,000 | $2,000 | 0.0% | $0.36 | — | Com | G7945E105 |