GUARDIAN INVESTMENT MANAGEMENT Diversified Active

CIK: 0001365474 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 4, 2013

Total Value ($000): $73,486 (100.0% shares, 0.0% debt)

Holdings (54)

CVX CHEVRON 8.3%

Value ($000) $6,075 Shares 50,000 Est. Cost $71.30 Unrealized +2.5%

XOM EXXON MOBIL 6.5%

Value ($000) $4,788 Shares 50,000 Est. Cost $53.69 Unrealized +0.9%

Value ($000) $3,314 Shares 98,000 Est. Cost $11.40 Unrealized -3.9%

JNJ JOHNSON AND JOHNSON 3.5%

Value ($000) $2,600 Shares 30,000 Est. Cost $59.66 Unrealized +6.5%

AMGN AMGEN 3.5%

Value ($000) $2,551 Shares 22,797 Est. Cost $73.34 Unrealized +5.0%

— GENERAL ELECTRIC 3.2%

Value ($000) $2,370 Shares 99,500 Est. Cost $23.24 Unrealized —

MMM 3M CORP. 3.2%

Value ($000) $2,366 Shares 20,000 Est. Cost $61.43 Unrealized +7.4%

PG PROCTER AND GAMBLE 3.1%

Value ($000) $2,267 Shares 30,000 Est. Cost $55.00 Unrealized +2.2%

BMY BRISTOL MYERS 3.1%

Value ($000) $2,264 Shares 48,930 Est. Cost $28.67 Unrealized +1.9%

COP CONOCO 2.8%

Value ($000) $2,085 Shares 30,000 Est. Cost $40.71 Unrealized +9.3%

INTC INTEL 2.8%

Value ($000) $2,027 Shares 90,000 Est. Cost $17.18 Unrealized -1.6%

PFE PFIZER 2.5%

Value ($000) $1,838 Shares 65,000 Est. Cost $16.46 Unrealized -0.6%

AXP AMERICAN EXPRESS 2.5%

Value ($000) $1,823 Shares 24,140 Est. Cost $59.62 Unrealized +6.1%

Value ($000) $1,702 Shares 14,486 Est. Cost $80.37 Unrealized +13.9%

CAT CATERPILLAR TRACTOR 2.1%

Value ($000) $1,556 Shares 18,660 Est. Cost $61.55 Unrealized +0.1%

KMB KIMBERLY CLARK 1.9%

Value ($000) $1,413 Shares 15,000 Est. Cost $63.06 Unrealized -3.1%

SLB SCHLUMBERGER 1.8%

Value ($000) $1,325 Shares 15,000 Est. Cost $52.90 Unrealized +11.5%

— E.I. DUPONT 1.8%

Value ($000) $1,288 Shares 22,000 Est. Cost $52.62 Unrealized —

PEP PEPSICO 1.7%

Value ($000) $1,272 Shares 16,000 Est. Cost $56.04 Unrealized +1.3%

Value ($000) $1,182 Shares 25,500 Est. Cost $40.02 Unrealized +5.8%

— BANK OF AMERICA 1.6%

Value ($000) $1,173 Shares 85,000 Est. Cost $13.04 Unrealized —

COST COSTCO 1.6%

Value ($000) $1,157 Shares 10,000 Est. Cost $86.56 Unrealized +5.9%

ITW ILLINOIS TOOL WORKS 1.5%

Value ($000) $1,133 Shares 15,000 Est. Cost $49.85 Unrealized +9.9%

WFC WELLS FARGO 1.5%

Value ($000) $1,116 Shares 27,000 Est. Cost $27.89 Unrealized +8.3%

EL ESTEE LAUDER 1.5%

Value ($000) $1,097 Shares 15,700 Est. Cost $58.22 Unrealized -0.5%

— DUKE ENERGY 1.5%

Value ($000) $1,068 Shares 16,000 Est. Cost $67.34 Unrealized —

Value ($000) $1,022 Shares 40,000 Est. Cost $23.88 Unrealized —

— TOTAL SA 1.4%

Value ($000) $1,019 Shares 17,500 Est. Cost $48.91 Unrealized —

NSC NORFOLK SOUTHERN 1.4%

Value ($000) $1,006 Shares 13,000 Est. Cost $57.66 Unrealized -1.2%

— ANADARKO 1.4%

Value ($000) $1,000 Shares 11,000 Est. Cost $86.82 Unrealized —

ABT ABBOTT LABS 1.4%

Value ($000) $995 Shares 30,000 Est. Cost $28.66 Unrealized -3.3%

CAG CONAGRA 1.3%

Value ($000) $971 Shares 32,000 Est. Cost $17.69 Unrealized +0.4%

MSFT MICROSOFT 1.3%

Value ($000) $932 Shares 28,000 Est. Cost $26.70 Unrealized +1.1%

CL COLGATE PALMOLIVE 1.3%

Value ($000) $919 Shares 15,500 Est. Cost $44.39 Unrealized +0.4%

— WALGREEN 1.2%

Value ($000) $915 Shares 17,000 Est. Cost $45.00 Unrealized —

TRN TRINITY INDUSTRIES 1.2%

Value ($000) $907 Shares 25,000 Est. Cost $10.24 Unrealized +1.5%

— CHESAPEAKE ENERGY 1.2%

Value ($000) $906 Shares 35,000 Est. Cost $21.21 Unrealized —

ABBV ABBVIE 1.2%

Value ($000) $900 Shares 20,000 Est. Cost $26.55 Unrealized +2.3%

— INGERSOLL RAND 1.2%

Value ($000) $884 Shares 14,000 Est. Cost $56.14 Unrealized —

Value ($000) $838 Shares 12,700 Est. Cost $66.14 Unrealized —

FCX FREEPORT MCMORAN 1.1%

Value ($000) $827 Shares 20,000 Est. Cost $24.45 Unrealized +5.0%

MDLZ MONDELEZ 1.1%

Value ($000) $786 Shares 25,000 Est. Cost $23.49 Unrealized +1.0%

CSCO CISCO 1.0%

Value ($000) $749 Shares 32,000 Est. Cost $15.34 Unrealized +10.4%

WY WEYERHAUSER 0.9%

Value ($000) $658 Shares 23,000 Est. Cost $18.73 Unrealized -5.8%

Value ($000) $631 Shares 24,500 Est. Cost $6.66 Unrealized +3.0%

VEOEY VEOLIA 0.7%

Value ($000) $531 Shares 31,000 Est. Cost $11.62 Unrealized —

— CITIGROUP 0.7%

Value ($000) $485 Shares 10,000 Est. Cost $48.67 Unrealized —

— POTASH 0.6%

Value ($000) $469 Shares 15,000 Est. Cost $31.27 Unrealized —

Value ($000) $467 Shares 10,000 Est. Cost $43.25 Unrealized 0.0%

EWA I SHARES AUSTRALIA 0.6%

Value ($000) $442 Shares 17,500 Est. Cost $16.05 Unrealized —

— NOBLE CORP 0.5%

Value ($000) $378 Shares 10,000 Est. Cost $37.59 Unrealized —

BK BANK OF NEW YORK MELLON 0.5%

Value ($000) $371 Shares 12,300 Est. Cost $22.78 Unrealized 0.0%

ATI ALLEGHENY 0.5%

Value ($000) $343 Shares 11,250 Est. Cost $26.04 Unrealized +0.0%

Value ($000) $285 Shares 12,500 Est. Cost $22.80 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CVX	CHEVRON	50,000	$6,075	8.3%	$71.30	+2.5%	COM	166764100
XOM	EXXON MOBIL	50,000	$4,788	6.5%	$53.69	+0.9%	COM	30231G102
T	ATT	98,000	$3,314	4.5%	$11.40	-3.9%	COM	00206R102
JNJ	JOHNSON AND JOHNSON	30,000	$2,600	3.5%	$59.66	+6.5%	COM	478160104
AMGN	AMGEN	22,797	$2,551	3.5%	$73.34	+5.0%	COM	031162100
—	GENERAL ELECTRIC	99,500	$2,370	3.2%	$23.24	—	COM	369604103
MMM	3M CORP.	20,000	$2,366	3.2%	$61.43	+7.4%	COM	88579Y101
PG	PROCTER AND GAMBLE	30,000	$2,267	3.1%	$55.00	+2.2%	COM	742718109
BMY	BRISTOL MYERS	48,930	$2,264	3.1%	$28.67	+1.9%	COM	110122108
COP	CONOCO	30,000	$2,085	2.8%	$40.71	+9.3%	COM	20825C104
INTC	INTEL	90,000	$2,027	2.8%	$17.18	-1.6%	COM	458140100
PFE	PFIZER	65,000	$1,838	2.5%	$16.46	-0.6%	COM	717081103
AXP	AMERICAN EXPRESS	24,140	$1,823	2.5%	$59.62	+6.1%	COM	025816109
BA	BOEING	14,486	$1,702	2.3%	$80.37	+13.9%	COM	097023105
CAT	CATERPILLAR TRACTOR	18,660	$1,556	2.1%	$61.55	+0.1%	COM	149123101
KMB	KIMBERLY CLARK	15,000	$1,413	1.9%	$63.06	-3.1%	COM	494368103
SLB	SCHLUMBERGER	15,000	$1,325	1.8%	$52.90	+11.5%	COM	806857108
—	E.I. DUPONT	22,000	$1,288	1.8%	$52.62	—	COM	263534109
PEP	PEPSICO	16,000	$1,272	1.7%	$56.04	+1.3%	COM	713448108
V	VERIZON	25,500	$1,182	1.6%	$40.02	+5.8%	COM	92826C839
—	BANK OF AMERICA	85,000	$1,173	1.6%	$13.04	—	COM	060900115
COST	COSTCO	10,000	$1,157	1.6%	$86.56	+5.9%	COM	22160K105
ITW	ILLINOIS TOOL WORKS	15,000	$1,133	1.5%	$49.85	+9.9%	COM	452308109
WFC	WELLS FARGO	27,000	$1,116	1.5%	$27.89	+8.3%	COM	949746101
EL	ESTEE LAUDER	15,700	$1,097	1.5%	$58.22	-0.5%	COM	518439104
—	DUKE ENERGY	16,000	$1,068	1.5%	$67.34	—	COM	26441C105
—	EMC	40,000	$1,022	1.4%	$23.88	—	COM	268648102
—	TOTAL SA	17,500	$1,019	1.4%	$48.91	—	COM	89151E109
NSC	NORFOLK SOUTHERN	13,000	$1,006	1.4%	$57.66	-1.2%	COM	655844108
—	ANADARKO	11,000	$1,000	1.4%	$86.82	—	COM	032511107
ABT	ABBOTT LABS	30,000	$995	1.4%	$28.66	-3.3%	COM	002824100
CAG	CONAGRA	32,000	$971	1.3%	$17.69	+0.4%	COM	205887102
MSFT	MICROSOFT	28,000	$932	1.3%	$26.70	+1.1%	COM	594918104
CL	COLGATE PALMOLIVE	15,500	$919	1.3%	$44.39	+0.4%	COM	194162103
—	WALGREEN	17,000	$915	1.2%	$45.00	—	COM	931422109
TRN	TRINITY INDUSTRIES	25,000	$907	1.2%	$10.24	+1.5%	COM	896522109
—	CHESAPEAKE ENERGY	35,000	$906	1.2%	$21.21	—	COM	165167107
ABBV	ABBVIE	20,000	$900	1.2%	$26.55	+2.3%	COM	00287Y109
—	INGERSOLL RAND	14,000	$884	1.2%	$56.14	—	COM	G4776G101
—	EATON	12,700	$838	1.1%	$66.14	—	COM	278058102
FCX	FREEPORT MCMORAN	20,000	$827	1.1%	$24.45	+5.0%	COM	35671D857
MDLZ	MONDELEZ	25,000	$786	1.1%	$23.49	+1.0%	COM	609207105
CSCO	CISCO	32,000	$749	1.0%	$15.34	+10.4%	COM	17275R102
WY	WEYERHAUSER	23,000	$658	0.9%	$18.73	-5.8%	COM	962166104
CSX	CSX	24,500	$631	0.9%	$6.66	+3.0%	COM	126408103
VEOEY	VEOLIA	31,000	$531	0.7%	$11.62	—	COM	92334N103
—	CITIGROUP	10,000	$485	0.7%	$48.67	—	COM	172967101
—	POTASH	15,000	$469	0.6%	$31.27	—	COM	73755L107
L	LOEWS	10,000	$467	0.6%	$43.25	0.0%	COM	540424108
EWA	I SHARES AUSTRALIA	17,500	$442	0.6%	$16.05	—	COM	464286103
—	NOBLE CORP	10,000	$378	0.5%	$37.59	—	COM	h5833n103
BK	BANK OF NEW YORK MELLON	12,300	$371	0.5%	$22.78	0.0%	COM	064058100
ATI	ALLEGHENY	11,250	$343	0.5%	$26.04	+0.0%	COM	01741R102
ABBNY	ABB	12,500	$285	0.4%	$22.80	—	COM	000375204