Location: Sausalito, CA
CIK: 0001331997 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 12, 2014
Total Value: $91.66M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| META | FACEBOOK INC CL A | 106,456 | $8.085M | 8.8% | $25.44 | +186.4% | Stock | 30303M102 |
| — | PERFUMANIA HLDGS INC COM NEW | 876,037 | $5.449M | 5.9% | $5.25 | — | Stock | 71376C100 |
| — | VMWARE INC CL A COM | 46,241 | $4.132M | 4.5% | $69.09 | — | Stock | 928563402 |
| DIS | WALT DISNEY CO | 48,348 | $4.053M | 4.4% | $72.41 | +9.5% | Stock | 254687106 |
| BA | BOEING CO | 27,333 | $3.369M | 3.7% | $109.27 | 0.0% | Stock | 097023105 |
| PANW | PALO ALTO NETWORKS INC COM | 32,947 | $3.273M | 3.6% | $11.54 | +24.4% | Stock | 697435105 |
| — | GOOGLE INC CL A | 6,131 | $3.206M | 3.5% | $544.43 | — | Stock | 38259P508 |
| — | MONSANTO CO NEW COM | 27,753 | $3.088M | 3.4% | $100.19 | — | Stock | 61166W101 |
| AAPL | APPLE INC | 30,221 | $2.952M | 3.2% | $21.63 | 0.0% | Stock | 037833100 |
| BAC | BANK OF AMERICA CORP | 160,482 | $2.601M | 2.8% | $12.57 | 0.0% | Stock | 060505104 |
| PG | PROCTER & GAMBLE CO | 30,672 | $2.554M | 2.8% | $57.03 | +4.7% | Stock | 742718109 |
| GS | GOLDMAN SACHS GROUP INC COM | 14,355 | $2.54M | 2.8% | $136.82 | +2.8% | Stock | 38141G104 |
| WFC | WELLS FARGO & CO | 51,936 | $2.529M | 2.8% | $37.41 | 0.0% | Stock | 949746101 |
| VZ | VERIZON COMMUNICATIONS INC COM | 51,202 | $2.461M | 2.7% | $27.80 | 0.0% | Stock | 92343V104 |
| CVS | CVS CORP | 29,984 | $2.398M | 2.6% | $41.44 | +38.7% | Stock | 126650100 |
| TXN | TEXAS INSTRUMENTS INC | 53,379 | $2.331M | 2.5% | $35.14 | 0.0% | Stock | 882508104 |
| V | VISA INC COM CL A | 11,260 | $2.32M | 2.5% | $40.31 | +23.1% | Stock | 92826C839 |
| — | CELGENE CORP COM | 25,881 | $2.281M | 2.5% | $115.56 | — | Stock | 151020104 |
| — | ANADARKO PETE CORP COM | 23,719 | $2.1M | 2.3% | $88.54 | — | Stock | 032511107 |
| — | SPLUNK INC COM | 35,256 | $1.995M | 2.2% | $47.99 | — | Stock | 848637104 |
| — | CBS CORP NEW CL B | 35,821 | $1.875M | 2.0% | $58.66 | — | Stock | 124857202 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD ADR | 35,131 | $1.797M | 2.0% | $49.66 | — | ADR | 881624209 |
| — | MEDTRONIC INC | 27,975 | $1.734M | 1.9% | $61.98 | — | Stock | 585055106 |
| — | ALCOA INC | 110,210 | $1.721M | 1.9% | $15.62 | — | Stock | 013817101 |
| — | LINKEDIN CORP COM CL A | 8,373 | $1.641M | 1.8% | $178.30 | — | Stock | 53578A108 |
| SLB | SCHLUMBERGER LTD | 17,125 | $1.609M | 1.8% | $79.49 | 0.0% | Stock | 806857108 |
| — | DISH NETWORK CORP CL A | 27,318 | $1.599M | 1.7% | $57.89 | — | Stock | 25470M109 |
| — | RESTORATION HARDWARE HLDGS INC COM | 21,360 | $1.592M | 1.7% | $79.14 | — | Stock | 761283100 |
| SWK | STANLEY BLACK & DECKER | 17,080 | $1.438M | 1.6% | $66.98 | 0.0% | Stock | 854502101 |
| XOM | EXXON MOBIL CORP | 14,638 | $1.335M | 1.5% | $53.69 | +14.6% | Stock | 30231G102 |
| BP | BP PLC SPON ADR | 31,441 | $1.303M | 1.4% | $41.44 | — | ADR | 055622104 |
| FIVE | FIVE BELOW INC COM | 31,953 | $1.251M | 1.4% | $38.83 | 0.0% | Stock | 33829M101 |
| — | SUNPOWER CORP COM | 41,519 | $1.221M | 1.3% | $38.73 | — | Stock | 867652406 |
| — | SUNTRUST BKS INC COM | 32,231 | $1.155M | 1.3% | $38.34 | — | Stock | 867914103 |
| AXP | AMERICAN EXPRESS CO | 10,920 | $902K | 1.0% | $76.50 | 0.0% | Stock | 025816109 |
| JNJ | JOHNSON & JOHNSON | 8,913 | $880K | 1.0% | $61.51 | +22.9% | Stock | 478160104 |
| LMT | LOCKHEED MARTIN CORP COM | 2,476 | $436K | 0.5% | $82.15 | +52.0% | Stock | 539830109 |
| — | INGERSOLL-RAND PLC | 6,500 | $367K | 0.4% | $55.49 | — | Stock | G47791101 |
| MRK | MERCK & CO INC NEW COM | 6,544 | $354K | 0.4% | $30.11 | +30.8% | Stock | 58933Y105 |
| WPC | W P CAREY INC COM | 5,200 | $337K | 0.4% | $66.92 | — | REIT | 92936U109 |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH ETF | 5,387 | $253K | 0.3% | $46.96 | — | ETF | 808524300 |
| — | TEXAS PAC LD TR SUB CTF PROP I T | 1,400 | $230K | 0.3% | $164.29 | — | Stock | 882610108 |
| — | SYNTEL INC COM | 2,350 | $193K | 0.2% | $88.09 | — | Stock | 87162H103 |
| — | COLLECTORS UNIVERSE INC COM NEW | 7,850 | $184K | 0.2% | $23.44 | — | Stock | 19421R200 |
| MO | ALTRIA GROUP INC | 3,870 | $177K | 0.2% | $20.68 | 0.0% | Stock | 02209S103 |
| CMCSA | COMCAST CORP CL A | 3,375 | $171K | 0.2% | $21.17 | 0.0% | Stock | 20030N101 |
| SCHV | SCHWAB U.S. LARGE-CAP VALUE ETF | 3,993 | $163K | 0.2% | $40.82 | — | ETF | 808524409 |
| — | NEURALSTEM INC COM | 50,000 | $153K | 0.2% | $3.30 | — | Stock | 64127R302 |
| PM | PHILIP MORRIS INTL INC COM | 1,736 | $149K | 0.2% | $47.89 | 0.0% | Stock | 718172109 |
| UAA | UNDER ARMOUR INC CL A | 2,200 | $143K | 0.2% | $33.36 | 0.0% | Stock | 904311107 |
| COP | CONOCOPHILLIPS | 2,075 | $141K | 0.2% | $39.96 | +41.9% | Stock | 20825C104 |
| ALLE | ALLEGION PUB LTD CO ORD SHS | 2,366 | $111K | 0.1% | $46.37 | 0.0% | Stock | G0176J109 |
| — | KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER | 1,200 | $108K | 0.1% | $90.00 | — | MLP | 494550106 |
| — | EXPRESS SCRIPTS HLDG CO COM | 1,362 | $96,000 | 0.1% | $70.48 | — | Stock | 30219G108 |
| T | AT&T INC COM | 2,550 | $87,000 | 0.1% | $11.90 | 0.0% | Stock | 00206R102 |
| DIV | GLOBAL X SUPER DIVIDEND U.S. ETF | 3,000 | $85,000 | 0.1% | $28.33 | — | ETF | 37950E291 |
| — | GOOGLE INC CL C | 160 | $82,000 | 0.1% | $589.62 | — | Stock | 38259P706 |
| — | APOLLO INVT CORP COM | 9,400 | $75,000 | 0.1% | $7.98 | — | CEF | 03761U106 |
| — | TAL INTL GROUP INC COM | 1,725 | $71,000 | 0.1% | $41.16 | — | Stock | 874083108 |
| — | VECTOR GROUP LTD COM | 3,318 | $71,000 | 0.1% | $21.40 | — | Stock | 92240M108 |
| TROW | PRICE T ROWE GROUP INC COM | 935 | $71,000 | 0.1% | $52.60 | 0.0% | Stock | 74144T108 |
| SCHM | SCHWAB U.S. MID-CAP ETF | 1,680 | $63,000 | 0.1% | $37.50 | — | ETF | 808524508 |
| — | ENSCO PLC SHS CLASS A | 1,550 | $59,000 | 0.1% | $38.06 | — | Stock | G3157S106 |
| SCHA | SCHWAB U.S. SMALL-CAP ETF | 619 | $31,000 | 0.0% | $50.08 | — | ETF | 808524607 |
| — | ONEOK PARTNERS LP UNIT LTD PARTN | 580 | $30,000 | 0.0% | $51.72 | — | MLP | 68268N103 |
| ITW | ILLINOIS TOOL WORKS | 350 | $29,000 | 0.0% | $66.18 | 0.0% | Stock | 452308109 |
| — | JDS UNIPHASE CORP COM PAR $0.001 | 2,000 | $24,000 | 0.0% | $12.00 | — | Stock | 46612J507 |
| PSX | PHILLIPS 66 COM | 330 | $24,000 | 0.0% | $40.44 | +36.3% | Stock | 718546104 |
| SAN | BANCO SANTANDER SA ADR | 2,507 | $22,000 | 0.0% | $8.78 | — | ADR | 05964H105 |
| SPFF | GLOBAL X SUPERINCOME PREFERRED ETF | 1,400 | $21,000 | 0.0% | $15.00 | — | ETF | 37950E333 |
| — | APACHE CORP | 275 | $20,000 | 0.0% | $72.73 | — | Stock | 037411105 |
| ABBV | ABBVIE INC COM | 350 | $19,000 | 0.0% | $35.17 | 0.0% | Stock | 00287Y109 |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | 300 | $19,000 | 0.0% | $63.33 | — | ETF | 921946406 |
| CMI | CUMMINS INC | 135 | $18,000 | 0.0% | $106.06 | 0.0% | Stock | 231021106 |
| — | OXFORD LANE CAP CORP COM | 1,100 | $17,000 | 0.0% | $15.45 | — | CEF | 691543102 |
| — | CALL (BIDU) BAIDU COM INC 01/17/2015 @ $210 | 10 | $17,000 | 0.0% | — | — | Call | BIDU15011 |
| — | CALL LOCKHEED MARTIN CP | 10 | $17,000 | 0.0% | — | — | Call | LMT141220 |
| — | GLOBAL X SUPERDIVIDEND ETF | 700 | $16,000 | 0.0% | $22.86 | — | ETF | 37950E549 |
| EPD | ENTERPRISE PRODS PARTNERS L P COM | 400 | $15,000 | 0.0% | $37.50 | — | MLP | 293792107 |
| — | JMP GROUP INC COM | 1,987 | $13,000 | 0.0% | $6.54 | — | Stock | 46629U107 |
| — | KRAFT FOODS GROUP INC COM | 230 | $13,000 | 0.0% | $56.52 | — | Stock | 50076Q106 |
| — | BLACKROCK INC COM | 40 | $13,000 | 0.0% | $325.00 | — | Stock | 09247X101 |
| — | CALL (BIDU) BAIDU COM INC 11/22/2014 @ $210 | 10 | $13,000 | 0.0% | — | — | Call | BIDU14112 |
| — | PIONEER NAT RES CO COM | 65 | $12,000 | 0.0% | $184.62 | — | Stock | 723787107 |
| — | CALL (BIDU) BAIDU COM INC 11/07/2014 @ $210 | 10 | $11,000 | 0.0% | — | — | Call | BIDU14110 |
| ED | CONSOLIDATED EDISON INC | 142 | $9,000 | 0.0% | $37.46 | 0.0% | Stock | 209115104 |
| — | CALL (M) MACYS INC 11/22/2014 @ $57.5 | 50 | $8,000 | 0.0% | — | — | Call | M141122C0 |
| — | CALL (M) MACYS INC 01/17/2015 @ $57.5 | 25 | $7,000 | 0.0% | — | — | Call | M150117C0 |
| — | ACTINIUM PHARMACEUTICALS INC COM | 1,000 | $7,000 | 0.0% | $7.00 | — | Stock | 00507W107 |
| — | CALL (TWTR) TWITTER INC 12/20/2014 @ $52.5 | 20 | $6,000 | 0.0% | — | — | Call | TWTR14122 |
| — | PRANA BIOTECHNOLOGY LTD SPONSORED ADR | 2,450 | $5,000 | 0.0% | $2.04 | — | ADR | 739727105 |
| SBR | SABINE ROYALTY TR UNIT BEN INT | 50 | $2,000 | 0.0% | $40.00 | — | Stock | 785688102 |
| — | TRIANGLE CAP CORP COM | 75 | $2,000 | 0.0% | $26.67 | — | CEF | 895848109 |
| CCL | CARNIVAL CORP PAIRED CTF | 30 | $1,000 | 0.0% | $32.01 | 0.0% | Stock | 143658300 |
| AMD | ADVANCED MICRO DEVICES INC | 400 | $1,000 | 0.0% | $4.05 | 0.0% | Stock | 007903107 |
| — | FAIRPOINT COMMUNICATIONS INC COM | 6 | $0 | 0.0% | — | — | Stock | 305560104 |
| — | ROCKY MTN CHOCOLATE FACTORY COM PAR $0.03 | 21 | $0 | 0.0% | — | — | Stock | 774678403 |