Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 13, 2020
Total Value: $827M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHO | SCHWAB SHORT TERM US TREASURY | 2,897,637 | $146M | 17.7% | $50.12 | — | Fixed Income ETF | 808524862 |
| GVI | ISHARES INT. GOVT/CREDIT BOND ETF | 543,369 | $61.22M | 7.4% | $110.93 | — | Fixed Income ETF | 464288612 |
| COLD | AMERICOLD REALTY TRUST | 1,111,161 | $38.96M | 4.7% | $30.99 | — | Common Stocks | 03064D108 |
| — | OAKTREE SPECIALTY LENDING CORP / FSC | 5,589,457 | $30.52M | 3.7% | $4.98 | — | Common Stocks | 67401P108 |
| RSG | REPUBLIC SERVICES, INC. | 316,962 | $28.41M | 3.4% | $45.49 | +76.0% | Common Stocks | 760759100 |
| ARES | ARES MANAGEMENT CORP | 731,111 | $26.09M | 3.2% | $16.68 | +52.8% | Common Stocks | 03990B101 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 916,746 | $25.82M | 3.1% | $38.58 | — | Common Stocks | 293792107 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 207,668 | $25.66M | 3.1% | $73.28 | +50.2% | Common Stocks | 11133T103 |
| — | THOMSON REUTERS CORP | 358,298 | $25.65M | 3.1% | $53.77 | — | Common Stocks | 884903709 |
| KKR | KKR | 836,415 | $24.4M | 2.9% | $23.90 | +12.0% | Common Stocks | 48251W104 |
| RWT | REDWOOD TRUST INC | 1,457,779 | $24.11M | 2.9% | $15.14 | — | Common Stocks | 758075402 |
| NEE | NEXTERA ENERGY, INC. | 99,420 | $24.08M | 2.9% | $37.35 | +34.3% | Common Stocks | 65339F101 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 322,003 | $22.9M | 2.8% | $47.25 | +34.5% | Common Stocks | 099502106 |
| LHX | L3HARRIS TECHNOLOGIES INC | 115,423 | $22.84M | 2.8% | $180.41 | -1.6% | Common Stocks | 502431109 |
| CME | CME GROUP INC | 110,886 | $22.26M | 2.7% | $88.08 | +84.0% | Common Stocks | 12572Q105 |
| — | OUTFRONT MEDIA INC. | 809,218 | $21.7M | 2.6% | $25.95 | — | Common Stocks | 69007J106 |
| VCSH | VANGUARD S/T CORP BOND ETF | 266,773 | $21.62M | 2.6% | $80.06 | — | Fixed Income ETF | 92206C409 |
| DIS | WALT DISNEY COMPANY | 140,291 | $20.29M | 2.5% | $129.79 | +4.6% | Common Stocks | 254687106 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 890,038 | $19.55M | 2.4% | $23.33 | — | Fixed Income Closed-End Fund | 670735109 |
| JPM | J P MORGAN CHASE & CO | 135,048 | $18.83M | 2.3% | $108.18 | +0.5% | Common Stocks | 46625H100 |
| BX | BLACKSTONE GROUP LP | 254,086 | $14.21M | 1.7% | $39.34 | +7.0% | Common Stocks | 09260D107 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 642,150 | $14.01M | 1.7% | $23.76 | — | Equity ETFs | 46625H365 |
| — | INVESCO DYNAMIC CREDIT OPP | 1,170,923 | $13.29M | 1.6% | $11.70 | — | Fixed Income Closed-End Fund | 46132R104 |
| CMCSA | COMCAST CORP NEW CL A | 283,589 | $12.75M | 1.5% | $35.55 | +6.5% | Common Stocks | 20030N101 |
| ICE | INTERCONTINENTAL EXCHANGE INC | 135,373 | $12.53M | 1.5% | $85.57 | +0.2% | Common Stocks | 45866F104 |
| C | CITIGROUP INC | 154,626 | $12.35M | 1.5% | $59.26 | 0.0% | Common Stocks | 172967424 |
| — | NUVEEN CREDIT STRAT FUND | 1,603,599 | $12.3M | 1.5% | $8.39 | — | Fixed Income Closed-End Fund | 67073D102 |
| ADM | ARCHER DANIELS MIDLAND | 256,616 | $11.89M | 1.4% | $34.82 | +2.6% | Common Stocks | 039483102 |
| AMZN | AMAZON COM INC | 4,297 | $7.94M | 1.0% | $33.95 | +160.7% | Common Stocks | 023135106 |
| — | ISTAR INC. | 448,346 | $6.506M | 0.8% | $14.51 | — | Common Stocks | 45031U101 |
| BANX | STONECASTLE FINANCIAL CORP. | 231,828 | $5.17M | 0.6% | $11.34 | +8.1% | Common Stocks | 861780104 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 76,599 | $4.816M | 0.6% | $63.94 | — | Common Stocks | 559080106 |
| QQQ | INVESCO QQQ TRUST UNIT SER 1 | 19,015 | $4.043M | 0.5% | $171.64 | — | Equity ETFs | 46090E103 |
| AAPL | APPLE INC. | 13,641 | $4.006M | 0.5% | $31.85 | +94.7% | Common Stocks | 037833100 |
| GOOG | ALPHABET INC -CL C | 2,801 | $3.745M | 0.5% | $42.26 | +51.5% | Common Stocks | 02079K107 |
| META | FACEBOOK INC | 8,839 | $1.814M | 0.2% | $145.00 | +32.7% | Common Stocks | 30303M102 |
| AXP | AMERICAN EXPRESS CO | 12,300 | $1.531M | 0.2% | $75.44 | +46.0% | Common Stocks | 025816109 |
| — | DIREXION DAILY S&P BULL 1.25 | 32,776 | $1.46M | 0.2% | $35.47 | — | Equity ETFs | 25490K109 |
| XLC | COMMUNICATIONS SERVICES SELECT SPDR FUND | 22,661 | $1.215M | 0.1% | $46.83 | — | Equity ETFs | 81369Y852 |
| — | AURORA CANNABIS INC | 546,732 | $1.181M | 0.1% | $8.95 | — | Common Stocks | 05156X108 |
| JNJ | JOHNSON & JOHNSON | 7,504 | $1.095M | 0.1% | $107.72 | +5.9% | Common Stocks | 478160104 |
| — | PRUDENTIAL ST DUR HY FUND | 60,000 | $924K | 0.1% | $14.35 | — | Fixed Income Closed-End Fund | 69346H100 |
| IWR | ISHARES RUSSELL MIDCAP | 15,300 | $912K | 0.1% | $81.65 | — | Equity ETFs | 464287499 |
| MSFT | MICROSOFT | 5,628 | $888K | 0.1% | $86.38 | +61.2% | Common Stocks | 594918104 |
| GOOGL | ALPHABET INC -CL A | 655 | $877K | 0.1% | $39.58 | +61.7% | Common Stocks | 02079K305 |
| DIA | SPDR DJIA TRUST | 3,025 | $862K | 0.1% | $213.96 | — | Common Stocks | 78467X109 |
| TRGP | TARGA RESOURCES | 20,107 | $821K | 0.1% | $15.07 | +121.3% | Common Stocks | 87612G101 |
| BAC | BANK AMER CORP | 20,230 | $713K | 0.1% | $24.62 | +12.9% | Common Stocks | 060505104 |
| NVDA | NVIDIA CORP | 3,000 | $706K | 0.1% | $4.93 | +4.9% | Common Stocks | 67066G104 |
| LYV | LIVE NATION ENT INC | 9,710 | $694K | 0.1% | $66.73 | +1.6% | Common Stocks | 538034109 |
| XOM | EXXON MOBIL CORP | 9,900 | $691K | 0.1% | $55.12 | -5.5% | Common Stocks | 30231G102 |
| FIS | FIDELITY NATL INFO | 4,951 | $689K | 0.1% | $113.10 | +4.9% | Common Stocks | 31620M106 |
| FTEC | FIDELITY INFO TECH ETF | 8,910 | $646K | 0.1% | $46.13 | — | Equity ETFs | 316092808 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 10,845 | $597K | 0.1% | $25.09 | +82.9% | Common Stocks | 609207105 |
| IYG | ISHARES U.S. FINANCIAL SERVICES ETF | 3,825 | $581K | 0.1% | $102.08 | — | Equity ETFs | 464287770 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,778 | $563K | 0.1% | $43.55 | +3.8% | Common Stocks | 110122108 |
| ONEQ | FIDELITY NASDAQCOMP INDEX ETF | 1,600 | $559K | 0.1% | $255.00 | — | Equity ETFs | 315912808 |
| APH | AMPHENOL CORP-CL A | 5,110 | $553K | 0.1% | $21.68 | +11.1% | Common Stocks | 032095101 |
| ITB | ISHARES US HOME CONSTRUCTION ETF | 11,783 | $523K | 0.1% | $34.94 | — | Equity ETFs | 464288752 |
| INTC | INTEL CORP | 8,619 | $516K | 0.1% | $43.87 | +12.3% | Common Stocks | 458140100 |
| VHT | VANGUARD HEALTH CARE ETF | 2,680 | $514K | 0.1% | $154.32 | — | Equity ETFs | 92204A504 |
| CSCO | CISCO SYS INC | 10,389 | $498K | 0.1% | $28.57 | +34.9% | Common Stocks | 17275R102 |
| — | APHRIA INC | 95,000 | $496K | 0.1% | $5.69 | — | Common Stocks | 03765K104 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 37,030 | $475K | 0.1% | $28.65 | — | Common Stocks | 29273V100 |
| SBUX | STARBUCKS CORP | 5,220 | $459K | 0.1% | $49.93 | +49.2% | Common Stocks | 855244109 |
| MAR | MARRIOTT INTERNATIONAL INC. | 2,900 | $439K | 0.1% | $69.39 | +85.1% | Common Stocks | 571903202 |
| VZ | VERIZON COMMUNICATIONS | 6,960 | $427K | 0.1% | $36.21 | +18.2% | Common Stocks | 92343V104 |
| VWO | VANGUARD FTSE EMERGING MARKET ETF | 9,350 | $416K | 0.1% | $43.53 | — | Equity ETFs | 922042858 |
| HD | HOME DEPOT INC | 1,872 | $409K | 0.0% | $128.00 | +52.3% | Common Stocks | 437076102 |
| AMP | AMERIPRISE FINL INC | 2,400 | $400K | 0.0% | $68.12 | +104.7% | Common Stocks | 03076C106 |
| UAL | UNITED CONTINENTAL HOLDINGS INC. | 4,350 | $383K | 0.0% | $48.11 | +86.6% | Common Stocks | 910047109 |
| FIDU | FIDELITY INDUSTRIALS ETF | 8,515 | $358K | 0.0% | $36.52 | — | Equity ETFs | 316092709 |
| — | HYDROPOTHECARY | 224,500 | $357K | 0.0% | $5.28 | — | Common Stocks | 428304109 |
| FSTA | FIDELITY CONS STAPLES ETF | 9,100 | $343K | 0.0% | $32.42 | — | Equity ETFs | 316092303 |
| HLT | HILTON WORLDWIDE HOLDINGS INC. | 3,000 | $333K | 0.0% | $61.77 | +60.1% | Common Stocks | 43300A203 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 1,888 | $332K | 0.0% | $138.06 | — | Equity ETFs | 464287614 |
| VFF | VILLAGE FARMS INTL INC | 50,000 | $312K | 0.0% | $4.42 | +61.1% | Common Stocks | 92707Y108 |
| ACN | ACCENTURE PLC | 1,467 | $309K | 0.0% | $146.49 | +21.8% | Common Stocks | G1151C101 |
| CFG | CITIZENS FINL GROUP INC | 7,543 | $306K | 0.0% | $26.02 | +9.5% | Common Stocks | 174610105 |
| HP | HELMERICH PAYNE INC | 6,576 | $299K | 0.0% | $46.79 | -14.3% | Common Stocks | 423452101 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 2,301 | $294K | 0.0% | $117.21 | — | Fixed Income ETF | 464287242 |
| ABBV | ABBVIE INC | 3,263 | $289K | 0.0% | $52.93 | +22.1% | Common Stocks | 00287Y109 |
| NSA | NATIONAL STORAGE AFFILIATES | 8,300 | $279K | 0.0% | $23.87 | — | Common Stocks | 637870106 |
| PG | PROCTER & GAMBLE COMPANY | 2,209 | $276K | 0.0% | $81.34 | +29.4% | Common Stocks | 742718109 |
| — | BECTON DICKINSON 6.125 CVT DTD 5/01/20 | 4,189 | $274K | 0.0% | $62.02 | — | Common Stocks | 075887208 |
| DOX | AMDOCS LIMITED | 3,776 | $273K | 0.0% | $50.12 | +19.3% | Common Stocks | G02602103 |
| — | SVB FINANCIAL GROUP | 1,018 | $256K | 0.0% | $109.31 | — | Common Stocks | 78486Q101 |
| — | TCF FINANCIAL CORP | 5,401 | $253K | 0.0% | $38.13 | — | Common Stocks | 872307103 |
| PGC | PEAPACK GLADSTONE FINL CORP | 8,100 | $250K | 0.0% | $28.11 | 0.0% | Common Stocks | 704699107 |
| CAT | CATERPILLAR INC | 1,663 | $246K | 0.0% | $123.92 | -0.7% | Common Stocks | 149123101 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 1,445 | $239K | 0.0% | $141.04 | — | Equity ETFs | 464287655 |
| MRK | MERCK & COMPANY | 2,617 | $238K | 0.0% | $50.05 | +35.0% | Common Stocks | 58933Y105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 1,050 | $238K | 0.0% | $176.47 | +23.1% | Common Stocks | 084670702 |
| TDY | TELEDYNE TECH INC | 679 | $235K | 0.0% | $249.44 | +34.8% | Common Stocks | 879360105 |
| T | A T & T INC (NEW) | 5,972 | $233K | 0.0% | $15.13 | +24.7% | Common Stocks | 00206R102 |
| KMI | KINDER MORGAN INC | 10,765 | $228K | 0.0% | $22.45 | -37.4% | Common Stocks | 49456B101 |
| GD | GENERAL DYNAMICS CORP. | 1,261 | $222K | 0.0% | $170.57 | -8.6% | Common Stocks | 369550108 |
| CRL | CHARLES RIVER LABS INTL | 1,451 | $222K | 0.0% | $134.31 | +3.1% | Common Stocks | 159864107 |
| — | JACOBS ENGN GRP INC | 2,433 | $219K | 0.0% | $76.21 | — | Common Stocks | 469814107 |
| LMT | LOCKHEED MARTIN CORP. | 546 | $213K | 0.0% | $284.16 | +14.3% | Common Stocks | 539830109 |
| PFE | PFIZER INC | 5,351 | $210K | 0.0% | $25.90 | +3.1% | Common Stocks | 717081103 |
| — | COTT CORPORATION | 15,153 | $207K | 0.0% | $14.28 | — | Common Stocks | 22163N106 |
| — | NEPTUNE WELLNESS SOLUTIONS INC | 75,000 | $206K | 0.0% | $3.50 | — | Common Stocks | 64079L105 |
| XEL | XCEL ENERGY INC | 3,200 | $203K | 0.0% | $35.43 | +45.9% | Common Stocks | 98389B100 |
| ATR | APTARGROUP INC | 1,754 | $203K | 0.0% | $98.10 | +7.0% | Common Stocks | 038336103 |
| — | FIREEYE INC | 12,149 | $201K | 0.0% | $15.89 | — | Common Stocks | 31816Q101 |
| BABA | ALIBABA GROUP ADR | 900 | $191K | 0.0% | $169.90 | — | Common Stocks | 01609W102 |
| — | TELARIA INC | 14,310 | $126K | 0.0% | $6.63 | — | Common Stocks | 879181105 |
| EDAP | EDAP TMS SA-ADR | 25,000 | $111K | 0.0% | $3.00 | — | Common Stocks | 268311107 |
| CNTTQ | CANNTRUST HOLDINGS INC | 90,000 | $83,000 | 0.0% | $7.07 | -85.9% | Common Stocks | 137800207 |
| — | ENLINK MIDSTREAM LLC | 10,925 | $67,000 | 0.0% | $12.81 | — | Common Stocks | 29336T100 |
| — | CENTENNIAL RESOURCE | 11,016 | $51,000 | 0.0% | $6.61 | — | Common Stocks | 15136A102 |
| — | NEW AGE BEVERAGES CORP | 25,000 | $46,000 | 0.0% | $4.68 | — | Common Stocks | 64157V108 |
| MVIS | MICROVISION INC | 25,000 | $18,000 | 0.0% | $1.92 | -61.9% | Common Stocks | 594960304 |
| AAUAF | ALMADEN MINERALS LTD | 25,000 | $15,000 | 0.0% | $1.00 | -43.7% | Common Stocks | 020283305 |
| — | PARCELPAY TECHNOLOGY INC | 100,000 | $8,000 | 0.0% | $0.07 | — | Common Stocks | 69938L105 |
| — | WESTLEAF INC | 50,000 | $8,000 | 0.0% | $0.16 | — | Common Stocks | 960563104 |
| — | SENESTECH INC | 10,000 | $6,000 | 0.0% | $1.60 | — | Common Stocks | 81720R109 |