Guinness Atkinson Asset Management Inc Diversified Active

CIK: 0001409765 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 28, 2019

Total Value ($000): $126,641 (100.0% shares, 0.0% debt)

Holdings (64)

NEW ORIENTAL ED & TECH GRP I 6.6%
Value ($000) $8,364 Shares 75,510 Est. Cost $44.54 Unrealized
DHR DANAHER CORPORATION 4.8%
Value ($000) $6,044 Shares 41,849 Est. Cost $40.38 Unrealized +201.4%
CSCO CISCO SYS INC 4.7%
Value ($000) $6,008 Shares 121,607 Est. Cost $20.28 Unrealized +111.0%
NKE NIKE INC 4.7%
Value ($000) $5,933 Shares 63,173 Est. Cost $46.37 Unrealized +69.9%
KLAC KLA CORPORATION 4.6%
Value ($000) $5,775 Shares 36,220 Est. Cost $98.66 Unrealized +30.9%
LAM RESEARCH CORP 4.5%
Value ($000) $5,745 Shares 24,860 Est. Cost $203.17 Unrealized
NVDA NVIDIA CORP 4.5%
Value ($000) $5,742 Shares 32,989 Est. Cost $1.59 Unrealized +163.3%
GOOGL ALPHABET INC 4.5%
Value ($000) $5,703 Shares 4,670 Est. Cost $38.25 Unrealized +53.7%
AMAT APPLIED MATLS INC 4.5%
Value ($000) $5,641 Shares 113,040 Est. Cost $22.14 Unrealized +104.8%
ROP ROPER TECHNOLOGIES INC 4.4%
Value ($000) $5,581 Shares 15,650 Est. Cost $132.79 Unrealized +163.4%
ADBE ADOBE INC 4.4%
Value ($000) $5,569 Shares 20,160 Est. Cost $277.72 Unrealized +5.1%
CMCSA COMCAST CORP NEW 4.3%
Value ($000) $5,498 Shares 121,970 Est. Cost $26.19 Unrealized +43.2%
CTSH COGNIZANT TECHNOLOGY SOLUTIO 4.3%
Value ($000) $5,435 Shares 90,180 Est. Cost $54.50 Unrealized +5.4%
ICE INTERCONTINENTAL EXCHANGE IN 4.2%
Value ($000) $5,349 Shares 57,973 Est. Cost $46.49 Unrealized +80.9%
AMZN AMAZON COM INC 4.2%
Value ($000) $5,329 Shares 3,070 Est. Cost $93.15 Unrealized -0.5%
META FACEBOOK INC 4.2%
Value ($000) $5,287 Shares 29,690 Est. Cost $167.47 Unrealized +12.7%
PYPL PAYPAL HLDGS INC 4.0%
Value ($000) $5,017 Shares 48,427 Est. Cost $35.85 Unrealized +206.5%
QCOM QUALCOMM INC 2.2%
Value ($000) $2,800 Shares 36,700 Est. Cost $51.02 Unrealized +27.4%
NTES NETEASE INC 1.9%
Value ($000) $2,442 Shares 9,175 Est. Cost $127.98 Unrealized
ATHM AUTOHOME INC 1.8%
Value ($000) $2,220 Shares 26,700 Est. Cost $100.99 Unrealized
NOAH NOAH HLDGS LTD 1.7%
Value ($000) $2,108 Shares 72,200 Est. Cost $45.44 Unrealized
BIDU BAIDU INC 1.6%
Value ($000) $1,973 Shares 19,200 Est. Cost $228.72 Unrealized
SU SUNCOR ENERGY INC NEW 0.6%
Value ($000) $747 Shares 23,676 Est. Cost $21.33 Unrealized +9.5%
CNQ CANADIAN NAT RES LTD 0.6%
Value ($000) $734 Shares 27,600 Est. Cost $8.99 Unrealized -1.0%
ENB ENBRIDGE INC 0.6%
Value ($000) $733 Shares 20,900 Est. Cost $23.75 Unrealized -4.6%
VLO VALERO ENERGY CORP NEW 0.6%
Value ($000) $722 Shares 8,469 Est. Cost $34.20 Unrealized +82.6%
CVX CHEVRON CORP NEW 0.5%
Value ($000) $676 Shares 5,700 Est. Cost $57.42 Unrealized +59.4%
IMO IMPERIAL OIL LTD 0.5%
Value ($000) $672 Shares 25,801 Est. Cost $24.78 Unrealized -11.1%
NOBLE ENERGY INC 0.5%
Value ($000) $655 Shares 29,170 Est. Cost $61.03 Unrealized
COP CONOCOPHILLIPS 0.5%
Value ($000) $632 Shares 11,100 Est. Cost $32.79 Unrealized +38.2%
SLB SCHLUMBERGER LTD 0.5%
Value ($000) $588 Shares 17,200 Est. Cost $59.97 Unrealized -48.4%
APACHE CORP 0.5%
Value ($000) $574 Shares 22,409 Est. Cost $77.22 Unrealized
DVN DEVON ENERGY CORP NEW 0.4%
Value ($000) $537 Shares 22,300 Est. Cost $38.13 Unrealized -52.6%
OXY OCCIDENTAL PETE CORP 0.4%
Value ($000) $507 Shares 11,400 Est. Cost $68.03 Unrealized -38.7%
INFY INFOSYS LTD 0.4%
Value ($000) $487 Shares 42,800 Est. Cost $11.38 Unrealized
ENCANA CORP 0.4%
Value ($000) $464 Shares 100,960 Est. Cost $7.24 Unrealized
HAL HALLIBURTON CO 0.4%
Value ($000) $449 Shares 23,800 Est. Cost $36.98 Unrealized -50.6%
AFL AFLAC INC 0.3%
Value ($000) $440 Shares 8,409 Est. Cost $31.06 Unrealized +46.1%
ORA ORMAT TECHNOLOGIES INC 0.3%
Value ($000) $346 Shares 4,659 Est. Cost $31.66 Unrealized +109.3%
UNITED TECHNOLOGIES CORP 0.3%
Value ($000) $342 Shares 2,504 Est. Cost $103.35 Unrealized
PG PROCTER & GAMBLE CO 0.3%
Value ($000) $335 Shares 2,690 Est. Cost $64.23 Unrealized +57.2%
AJG GALLAGHER ARTHUR J & CO 0.3%
Value ($000) $335 Shares 3,740 Est. Cost $42.08 Unrealized +97.6%
ITW ILLINOIS TOOL WKS INC 0.3%
Value ($000) $333 Shares 2,130 Est. Cost $85.64 Unrealized +52.0%
DQ DAQO NEW ENERGY CORP 0.3%
Value ($000) $332 Shares 7,200 Est. Cost $41.80 Unrealized
MSFT MICROSOFT CORP 0.3%
Value ($000) $328 Shares 2,360 Est. Cost $33.90 Unrealized +283.3%
VFC V F CORP 0.3%
Value ($000) $326 Shares 3,660 Est. Cost $57.10 Unrealized +49.6%
ABBV ABBVIE INC 0.2%
Value ($000) $313 Shares 4,128 Est. Cost $42.58 Unrealized +23.5%
AYI ACUITY BRANDS INC 0.2%
Value ($000) $310 Shares 2,300 Est. Cost $138.01 Unrealized -7.6%
PAYX PAYCHEX INC 0.2%
Value ($000) $310 Shares 3,740 Est. Cost $55.36 Unrealized +24.9%
BLACKROCK INC 0.2%
Value ($000) $307 Shares 690 Est. Cost $469.57 Unrealized
HLX HELIX ENERGY SOLUTIONS GRP I 0.2%
Value ($000) $306 Shares 37,980 Est. Cost $22.41 Unrealized -64.0%
AVGO BROADCOM INC 0.2%
Value ($000) $304 Shares 1,100 Est. Cost $19.46 Unrealized +23.4%
CME CME GROUP INC 0.2%
Value ($000) $300 Shares 1,420 Est. Cost $79.47 Unrealized +106.8%
AMRC AMERESCO INC 0.2%
Value ($000) $294 Shares 18,300 Est. Cost $15.63 Unrealized -6.7%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $294 Shares 2,276 Est. Cost $78.08 Unrealized +40.9%
FSLR FIRST SOLAR INC 0.2%
Value ($000) $290 Shares 5,000 Est. Cost $51.33 Unrealized +24.8%
PWR QUANTA SVCS INC 0.2%
Value ($000) $287 Shares 7,600 Est. Cost $34.69 Unrealized +2.5%
SUNPOWER CORP 0.2%
Value ($000) $278 Shares 25,300 Est. Cost $13.79 Unrealized
THRM GENTHERM INC 0.2%
Value ($000) $275 Shares 6,700 Est. Cost $40.70 Unrealized -3.0%
CSIQ CANADIAN SOLAR INC 0.2%
Value ($000) $268 Shares 14,200 Est. Cost $23.68 Unrealized -8.1%
ON ON SEMICONDUCTOR CORP 0.2%
Value ($000) $254 Shares 13,200 Est. Cost $20.63 Unrealized -6.8%
TPICQ TPI COMPOSITES INC 0.1%
Value ($000) $182 Shares 9,700 Est. Cost $19.98 Unrealized +6.8%
OASIS PETE INC NEW 0.1%
Value ($000) $142 Shares 41,000 Est. Cost $8.06 Unrealized
UNIT CORP 0.1%
Value ($000) $70 Shares 20,797 Est. Cost $43.69 Unrealized