Guinness Atkinson Asset Management Inc Diversified Active

CIK: 0001409765 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 4, 2020

Total Value ($000): $141,839 (100.0% shares, 0.0% debt)

Holdings (76)

NEW ORIENTAL ED & TECH GRP I 6.3%
Value ($000) $8,986 Shares 74,110 Est. Cost $44.54 Unrealized
NVDA NVIDIA CORP 4.8%
Value ($000) $6,843 Shares 29,083 Est. Cost $1.59 Unrealized +225.9%
LAM RESEARCH CORP 4.8%
Value ($000) $6,757 Shares 23,110 Est. Cost $203.17 Unrealized
ADBE ADOBE INC 4.7%
Value ($000) $6,649 Shares 20,160 Est. Cost $277.72 Unrealized +5.9%
CSCO CISCO SYS INC 4.6%
Value ($000) $6,586 Shares 137,317 Est. Cost $22.37 Unrealized +72.4%
KLAC KLA CORPORATION 4.5%
Value ($000) $6,453 Shares 36,220 Est. Cost $98.66 Unrealized +57.8%
DHR DANAHER CORPORATION 4.5%
Value ($000) $6,423 Shares 41,849 Est. Cost $40.38 Unrealized +204.5%
NKE NIKE INC 4.5%
Value ($000) $6,400 Shares 63,173 Est. Cost $46.37 Unrealized +87.2%
AMAT APPLIED MATLS INC 4.4%
Value ($000) $6,210 Shares 101,740 Est. Cost $22.14 Unrealized +139.5%
CMCSA COMCAST CORP NEW 4.3%
Value ($000) $6,133 Shares 136,370 Est. Cost $27.42 Unrealized +38.1%
META FACEBOOK INC 4.3%
Value ($000) $6,094 Shares 29,690 Est. Cost $167.47 Unrealized +14.9%
BMY BRISTOL MYERS SQUIBB CO 4.3%
Value ($000) $6,079 Shares 94,700 Est. Cost $45.19 Unrealized 0.0%
PYPL PAYPAL HLDGS INC 4.2%
Value ($000) $6,017 Shares 55,627 Est. Cost $44.67 Unrealized +132.8%
GOOGL ALPHABET INC 4.0%
Value ($000) $5,719 Shares 4,270 Est. Cost $38.25 Unrealized +67.4%
AMZN AMAZON COM INC 4.0%
Value ($000) $5,673 Shares 3,070 Est. Cost $93.15 Unrealized -5.0%
ROP ROPER TECHNOLOGIES INC 3.9%
Value ($000) $5,544 Shares 15,650 Est. Cost $132.79 Unrealized +150.8%
ICE INTERCONTINENTAL EXCHANGE IN 3.8%
Value ($000) $5,365 Shares 57,973 Est. Cost $46.49 Unrealized +84.4%
BABA ALIBABA GROUP HLDG LTD 2.0%
Value ($000) $2,885 Shares 13,600 Est. Cost $212.13 Unrealized
NTES NETEASE INC 2.0%
Value ($000) $2,814 Shares 9,175 Est. Cost $127.98 Unrealized
QCOM QUALCOMM INC 1.9%
Value ($000) $2,691 Shares 30,500 Est. Cost $51.02 Unrealized +42.8%
NOAH NOAH HLDGS LTD 1.8%
Value ($000) $2,554 Shares 72,200 Est. Cost $45.44 Unrealized
BIDU BAIDU INC 1.7%
Value ($000) $2,427 Shares 19,200 Est. Cost $228.72 Unrealized
ATHM AUTOHOME INC 1.6%
Value ($000) $2,213 Shares 27,668 Est. Cost $100.25 Unrealized
CNQ CANADIAN NAT RES LTD 0.5%
Value ($000) $725 Shares 22,400 Est. Cost $8.99 Unrealized +9.8%
COP CONOCOPHILLIPS 0.5%
Value ($000) $689 Shares 10,600 Est. Cost $32.79 Unrealized +43.8%
CVX CHEVRON CORP NEW 0.5%
Value ($000) $687 Shares 5,700 Est. Cost $57.42 Unrealized +56.2%
SU SUNCOR ENERGY INC NEW 0.5%
Value ($000) $684 Shares 20,876 Est. Cost $21.33 Unrealized +14.8%
SLB SCHLUMBERGER LTD 0.5%
Value ($000) $683 Shares 17,000 Est. Cost $59.97 Unrealized -48.8%
IMO IMPERIAL OIL LTD 0.5%
Value ($000) $683 Shares 25,801 Est. Cost $24.78 Unrealized -14.0%
ENB ENBRIDGE INC 0.5%
Value ($000) $680 Shares 17,100 Est. Cost $23.75 Unrealized +4.6%
VLO VALERO ENERGY CORP NEW 0.5%
Value ($000) $653 Shares 6,969 Est. Cost $34.20 Unrealized +115.3%
HAL HALLIBURTON CO 0.4%
Value ($000) $582 Shares 23,800 Est. Cost $36.98 Unrealized -49.2%
DVN DEVON ENERGY CORP NEW 0.4%
Value ($000) $579 Shares 22,300 Est. Cost $38.13 Unrealized -57.2%
NOBLE ENERGY INC 0.4%
Value ($000) $526 Shares 21,170 Est. Cost $61.03 Unrealized
EOG EOG RES INC 0.4%
Value ($000) $524 Shares 6,250 Est. Cost $55.80 Unrealized 0.0%
AFL AFLAC INC 0.3%
Value ($000) $492 Shares 9,305 Est. Cost $32.49 Unrealized +41.1%
ENCANA CORP 0.3%
Value ($000) $474 Shares 100,960 Est. Cost $7.24 Unrealized
OXY OCCIDENTAL PETE CORP 0.3%
Value ($000) $470 Shares 11,400 Est. Cost $68.03 Unrealized -47.1%
ON ON SEMICONDUCTOR CORP 0.3%
Value ($000) $403 Shares 16,516 Est. Cost $20.73 Unrealized +1.9%
ITW ILLINOIS TOOL WKS INC 0.3%
Value ($000) $383 Shares 2,130 Est. Cost $85.64 Unrealized +70.8%
PWR QUANTA SVCS INC 0.3%
Value ($000) $378 Shares 9,292 Est. Cost $35.69 Unrealized +12.6%
AVGO BROADCOM INC 0.3%
Value ($000) $376 Shares 1,190 Est. Cost $19.95 Unrealized +29.8%
UNITED TECHNOLOGIES CORP 0.3%
Value ($000) $375 Shares 2,504 Est. Cost $103.35 Unrealized
THRM GENTHERM INC 0.3%
Value ($000) $372 Shares 8,384 Est. Cost $41.09 Unrealized +3.7%
MSFT MICROSOFT CORP 0.3%
Value ($000) $372 Shares 2,360 Est. Cost $33.90 Unrealized +310.7%
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $371 Shares 2,546 Est. Cost $81.90 Unrealized +39.3%
DQ DAQO NEW ENERGY CORP 0.3%
Value ($000) $369 Shares 7,200 Est. Cost $41.80 Unrealized
BLACKROCK INC 0.3%
Value ($000) $367 Shares 730 Est. Cost $471.38 Unrealized
ABBV ABBVIE INC 0.3%
Value ($000) $365 Shares 4,128 Est. Cost $42.58 Unrealized +51.8%
VFC V F CORP 0.3%
Value ($000) $365 Shares 3,660 Est. Cost $57.10 Unrealized +57.0%
PAYX PAYCHEX INC 0.3%
Value ($000) $361 Shares 4,240 Est. Cost $57.17 Unrealized +23.6%
AJG GALLAGHER ARTHUR J & CO 0.3%
Value ($000) $356 Shares 3,740 Est. Cost $42.08 Unrealized +102.2%
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $336 Shares 2,690 Est. Cost $64.23 Unrealized +63.9%
CME CME GROUP INC 0.2%
Value ($000) $329 Shares 1,640 Est. Cost $90.54 Unrealized +78.9%
AMRC AMERESCO INC 0.2%
Value ($000) $320 Shares 18,300 Est. Cost $15.63 Unrealized +0.7%
AYI ACUITY BRANDS INC 0.2%
Value ($000) $317 Shares 2,300 Est. Cost $138.01 Unrealized -8.7%
ORA ORMAT TECHNOLOGIES INC 0.2%
Value ($000) $317 Shares 4,259 Est. Cost $31.66 Unrealized +130.2%
CSIQ CANADIAN SOLAR INC 0.2%
Value ($000) $314 Shares 14,200 Est. Cost $23.68 Unrealized -23.5%
HLX HELIX ENERGY SOLUTIONS GRP I 0.2%
Value ($000) $308 Shares 31,980 Est. Cost $22.41 Unrealized -61.4%
FSLR FIRST SOLAR INC 0.2%
Value ($000) $280 Shares 5,000 Est. Cost $51.33 Unrealized +7.0%
SUNPOWER CORP 0.1%
Value ($000) $197 Shares 25,300 Est. Cost $13.79 Unrealized
TPICQ TPI COMPOSITES INC 0.1%
Value ($000) $180 Shares 9,700 Est. Cost $19.98 Unrealized -8.2%
OASIS PETE INC NEW 0.1%
Value ($000) $134 Shares 41,000 Est. Cost $8.06 Unrealized
TSLA TESLA INC 0.1%
Value ($000) $87 Shares 208 Est. Cost $21.69 Unrealized 0.0%
SWKS SKYWORKS SOLUTIONS INC 0.1%
Value ($000) $86 Shares 708 Est. Cost $84.82 Unrealized 0.0%
ANSYS INC 0.1%
Value ($000) $81 Shares 316 Est. Cost $256.33 Unrealized
LEA LEAR CORP 0.1%
Value ($000) $80 Shares 580 Est. Cost $109.43 Unrealized 0.0%
TSM TAIWAN SEMICONDUCTOR MFG LTD 0.1%
Value ($000) $79 Shares 1,352 Est. Cost $58.43 Unrealized
DAN DANA INCORPORATED 0.1%
Value ($000) $76 Shares 4,200 Est. Cost $14.55 Unrealized 0.0%
APH AMPHENOL CORP NEW 0.1%
Value ($000) $76 Shares 704 Est. Cost $24.08 Unrealized 0.0%
GOOG ALPHABET INC 0.1%
Value ($000) $75 Shares 56 Est. Cost $64.05 Unrealized 0.0%
POWI POWER INTEGRATIONS INC 0.1%
Value ($000) $75 Shares 760 Est. Cost $43.28 Unrealized 0.0%
INTC INTEL CORP 0.1%
Value ($000) $74 Shares 1,232 Est. Cost $49.26 Unrealized 0.0%
ADI ANALOG DEVICES INC 0.1%
Value ($000) $74 Shares 624 Est. Cost $100.85 Unrealized 0.0%
FLIR SYS INC 0.1%
Value ($000) $71 Shares 1,356 Est. Cost $52.36 Unrealized
UNIT CORP 0.0%
Value ($000) $14 Shares 20,797 Est. Cost $43.69 Unrealized