Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 2, 2019
Total Value: $777M (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC COM | 3,016,501 | $61.84M | 8.0% | $20.50 * | $19.94 | -24.2% | COM | 361438104 |
| — | RED HAT INC | 247,781 | $45.27M | 5.8% | $182.70 | $176.76 | — | COM | 756577102 |
| — | INTEGRATED DEVICE TECH INC COM | 712,528 | $34.91M | 4.5% | $48.99 | $48.37 | — | COM | 458118106 |
| — | ALTABA INC | 457,428 | $33.91M | 4.4% | $74.12 | $55.52 | — | COM | 021346101 |
| — | ELLIE MAE INC COM | 315,562 | $31.14M | 4.0% | $98.69 | $98.69 | — | COM | 28849P100 |
| — | CELGENE CORP | 328,326 | $30.97M | 4.0% | $94.34 | $94.34 | — | COM | 151020104 |
| — | SPARK THERAPEUTICS INC COM | 270,311 | $30.78M | 4.0% | $113.88 | $113.88 | — | COM | 84652J103 |
| — | ARRIS INTERNATIONAL PLC | 928,279 | $29.34M | 3.8% | $31.61 | $31.04 | — | COM | G0551A103 |
| — | LIBERTY SIRIUS GROUP C | 619,000 | $23.67M | 3.0% | $38.24 | $31.58 | — | COM | 531229607 |
| — | ULTIMATE SOFTWARE GROUP INC CO | 70,716 | $23.34M | 3.0% | $330.12 | $330.12 | — | COM | 90385D107 |
| — | TRIBUNE MEDIA CO - A | 498,023 | $22.98M | 3.0% | $46.14 | $40.23 | — | COM | 896047503 |
| — | U S G CORP COM NEW | 457,342 | $19.8M | 2.5% | $43.30 | $43.08 | — | COM | 903293405 |
| — | MELLANOX TECHNOLOGIES LTD SHS | 166,233 | $19.68M | 2.5% | $118.36 | $118.36 | — | COM | M51363113 |
| — | FIRST DATA CORP NEW COM CL A | 693,640 | $18.22M | 2.3% | $26.27 | $26.27 | — | COM | 32008D106 |
| — | BELMOND LTD CL A | 686,104 | $17.11M | 2.2% | $24.93 | $24.88 | — | COM | G1154H107 |
| — | GDL FUND | 1,686,878 | $16.13M | 2.1% | $9.56 | $9.53 | — | MUTUAL FUNDS | 361570104 |
| — | LUXOFT HLDG INC ORD SHS CL A | 215,300 | $12.64M | 1.6% | $58.71 | $58.71 | — | COM | G57279104 |
| — | GABELLI DIV&INC TR COM | 584,218 | $12.43M | 1.6% | $21.28 | $18.30 | — | MUTUAL FUNDS | 36242H104 |
| — | WABCO HLDGS INC COM | 88,872 | $11.72M | 1.5% | $131.83 | $131.83 | — | COM | 92927K102 |
| FOX | FOX CORP CL B | 266,354 | $9.557M | 1.2% | $35.88 * | $34.51 | 0.0% | COM | 35137L204 |
| — | GOLDCORP INC (US) | 807,200 | $9.234M | 1.2% | $11.44 | $11.44 | — | COM | 380956409 |
| PACB | PACIFIC BIOSCIENCES CALIF INCO | 1,209,114 | $8.742M | 1.1% | $7.23 | $6.87 | +5.3% | COM | 69404D108 |
| — | TRAVELPORT WORLDWIDE LTD SHS | 553,912 | $8.713M | 1.1% | $15.73 | $15.65 | — | COM | G9019D104 |
| — | MULTI-COLOR CORP | 167,950 | $8.379M | 1.1% | $49.89 | $49.89 | — | COM | 625383104 |
| — | OAKTREE CAP GROUP LLC UNIT CL | 159,347 | $7.912M | 1.0% | $49.65 | $49.65 | — | UNITS | 674001201 |
| — | NIGHTSTAR THERAPEUTICS PLC ADR | 292,353 | $7.417M | 1.0% | $25.37 | $25.37 | — | COM | 65413A101 |
| — | BEMIS INC COM | 133,183 | $7.389M | 1.0% | $55.48 | $55.48 | — | COM | 081437105 |
| LEN/B | LENNAR B SHARES | 178,016 | $6.964M | 0.9% | $39.12 * | $32.35 | -0.4% | COM | 526057302 |
| — | VERSUM MATLS INC COM | 136,905 | $6.812M | 0.9% | $49.76 | $49.76 | — | COM | 92532W103 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 364,201 | $6.796M | 0.9% | $18.66 | $16.38 | — | MUTUAL FUNDS | 36242L105 |
| — | NAVIGATORS GROUP INC COM | 86,569 | $6.049M | 0.8% | $69.87 | $69.45 | — | COM | 638904102 |
| — | WORLDPAY INC | 52,034 | $5.906M | 0.8% | $113.50 | $113.50 | — | COM | 981558109 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 291,171 | $5.855M | 0.8% | $20.11 | $21.43 | — | COM | 398438408 |
| — | LORAL SPACE & COMMUNICATNS ICO | 151,068 | $5.446M | 0.7% | $36.05 | $45.19 | — | COM | 543881106 |
| — | SUNTRUST BANKS INC | 81,050 | $4.802M | 0.6% | $59.25 | $59.25 | — | COM | 867914103 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $4.617M | 0.6% | $710.31 * | $7.17 | +61.7% | COM | 169656105 |
| — | LF CAP ACQUISITION CORP CL A | 447,993 | $4.502M | 0.6% | $10.05 | $9.68 | — | COM | 50200K108 |
| — | TRINITY MERGER CORP COM CL A | 423,100 | $4.324M | 0.6% | $10.22 | $9.83 | — | COM | 89653L106 |
| — | BRISTOL MYERS SQUIBB CO | 100 | $4.322M | 0.6% | $43220.00 | — | — | Put | 110122958 |
| — | INFRAREIT INC COM | 196,845 | $4.128M | 0.5% | $20.97 | $21.00 | — | COM | 45685L100 |
| — | MEGALITH FINANCIAL ACQUISITION | 410,500 | $4.097M | 0.5% | $9.98 | $9.61 | — | COM | 58518F109 |
| — | FINISAR CORP COM NEW | 171,980 | $3.985M | 0.5% | $23.17 | $23.17 | — | COM | 31787A507 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS CL | 390,961 | $3.984M | 0.5% | $10.19 | $10.11 | — | COM | G8250R103 |
| — | MAXWELL TECHNOLOGIES INC COM | 889,400 | $3.976M | 0.5% | $4.47 | $4.47 | — | COM | 577767106 |
| WFC | WELLS FARGO CO NEW | 81,693 | $3.947M | 0.5% | $48.32 * | $27.36 | +49.0% | COM | 949746101 |
| DIS | DISNEY WALT PRODTNS | 34,821 | $3.866M | 0.5% | $111.02 * | $107.88 | 0.0% | COM | 254687106 |
| — | AMCI ACQUISITION CORP CLASS A | 390,100 | $3.839M | 0.5% | $9.84 | $9.84 | — | COM | 00165R101 |
| — | GORDON POINTE ACQUISITION COCO | 373,900 | $3.814M | 0.5% | $10.20 | $9.85 | — | COM | 382788107 |
| — | FORUM MERGER II CORP CL A | 368,900 | $3.656M | 0.5% | $9.91 | $9.91 | — | COM | 34986F103 |
| — | IMMUNE DESIGN CORP COM | 591,650 | $3.461M | 0.4% | $5.85 | $5.85 | — | COM | 45252L103 |
| — | VECTOIQ ACQUISITION CORP COM | 342,000 | $3.417M | 0.4% | $9.99 | $9.64 | — | COM | 92243N103 |
| — | CLEMENTIA PHARMACEUTICALS INCO | 127,549 | $3.329M | 0.4% | $26.10 | $26.10 | — | COM | 185575107 |
| — | TKK SYMPHONY ACQUISTION COR | 332,580 | $3.296M | 0.4% | $9.91 | $9.76 | — | COM | G88950103 |
| — | HOPFED BANCORP INC COM | 161,796 | $3.187M | 0.4% | $19.70 | $19.70 | — | COM | 439734104 |
| BAC | BANK OF AMERICA | 115,229 | $3.179M | 0.4% | $27.59 * | $13.81 | +73.1% | COM | 060505104 |
| — | INTERNATIONAL SPEEDWAY A | 71,624 | $3.125M | 0.4% | $43.63 | $43.77 | — | COM | 460335201 |
| — | QUANTENNA COMMUNICATIONS INCCO | 127,400 | $3.1M | 0.4% | $24.33 | $24.33 | — | COM | 74766D100 |
| — | CHASERG TECHNLGY ACQUISITN CCL | 295,536 | $2.917M | 0.4% | $9.87 | $9.87 | — | COM | 16166A103 |
| NXPI | NXP SEMICONDUCTORS N V COM | 32,911 | $2.909M | 0.4% | $88.39 * | $91.96 | -14.6% | COM | N6596X109 |
| — | SI FINL GROUP INC MD COM | 223,576 | $2.886M | 0.4% | $12.91 | $12.73 | — | COM | 78425V104 |
| KKR | KKR & CO INC CL A | 122,410 | $2.875M | 0.4% | $23.49 * | $21.06 | +0.1% | COM | 48251W104 |
| — | MONOCLE ACQUISITION CORP UNIT | 284,300 | $2.866M | 0.4% | $10.08 | $10.08 | — | UNITS | 609754205 |
| — | NEBULA ACQUISITION CORP COM CL | 279,093 | $2.78M | 0.4% | $9.96 | $9.72 | — | COM | 629076100 |
| — | ATTUNITY LTD SHS NEW | 113,000 | $2.65M | 0.3% | $23.45 | $23.45 | — | COM | M15332121 |
| — | GABELLI MULTIMEDIA TRST INC | 307,011 | $2.554M | 0.3% | $8.32 | $7.30 | — | MUTUAL FUNDS | 36239Q109 |
| — | ANDINA ACQUISITION CORP | 243,600 | $2.46M | 0.3% | $10.10 | $10.10 | — | COM | G04415116 |
| — | PIVOTAL ACQ CORP | 213,500 | $2.176M | 0.3% | $10.19 | $10.19 | — | COM | 72583A200 |
| RVPH | TENZING ACQUISITION CORP ORD S | 194,500 | $1.959M | 0.3% | $10.07 | $10.07 | — | COM | G8708A116 |
| — | GABELLI GO ANYWHERE TRUST | 104,685 | $1.886M | 0.2% | $18.02 | $19.96 | — | MUTUAL FUNDS | 36250J109 |
| — | GABELLI CV SECURITIES FUND | 357,988 | $1.862M | 0.2% | $5.20 | $4.39 | — | MUTUAL FUNDS | 36240B109 |
| — | CM SEVEN STAR ACQUISITION COSH | 180,800 | $1.853M | 0.2% | $10.25 | $10.10 | — | COM | G2345N102 |
| — | OSIRIS THERAPEUTICS INC COM | 91,411 | $1.737M | 0.2% | $19.00 | $19.00 | — | COM | 68827R108 |
| IBKR | INTERACTIVE BROKERS | 32,000 | $1.66M | 0.2% | $51.88 * | $12.75 | -1.2% | COM | 45841N107 |
| VZ | VERIZON COMMUNICATIONS | 27,000 | $1.597M | 0.2% | $59.15 * | $38.62 | +0.9% | COM | 92343V104 |
| T | A T & T INC (NEW) | 50,700 | $1.59M | 0.2% | $31.36 * | $14.53 | -2.5% | COM | 00206R102 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.584M | 0.2% | $18.00 * | $16.93 | +10.6% | COM | 403829104 |
| — | DISCOVERY INC-C | 60,050 | $1.526M | 0.2% | $25.41 | $23.55 | — | COM | 25470F302 |
| CCB | COASTAL FINANCIAL CORP/WA | 80,000 | $1.359M | 0.2% | $16.99 * | $16.55 | -4.6% | COM | 19046P209 |
| PAAS | PAN AMERICAN SILVER CORP COM | 100,655 | $1.334M | 0.2% | $13.25 * | $14.00 | 0.0% | COM | 697900108 |
| — | BANCROFT FUND LTD COM | 60,941 | $1.303M | 0.2% | $21.38 | $18.29 | — | MUTUAL FUNDS | 059695106 |
| MITK | MITEK SYS INC COM NEW | 105,720 | $1.294M | 0.2% | $12.24 * | $11.22 | 0.0% | COM | 606710200 |
| — | CONNECTICUT WTR SVC INC COM | 16,600 | $1.14M | 0.1% | $68.67 | $69.11 | — | COM | 207797101 |
| — | UQM TECHNOLOGIES INC COM | 683,200 | $1.127M | 0.1% | $1.65 | $1.65 | — | COM | 903213106 |
| DELL | DELL TECHNOLOGIES INC CL C | 19,128 | $1.123M | 0.1% | $58.71 * | $25.10 | -3.7% | COM | 24703L202 |
| — | EDTECHX HLDGS ACQUISITION COCO | 107,700 | $1.086M | 0.1% | $10.08 | $9.75 | — | COM | 28138X103 |
| — | TRINE ACQ CORP | 99,000 | $992K | 0.1% | $10.02 | $10.02 | — | COM | 89628U207 |
| — | MBT FINL CORP COM | 95,700 | $959K | 0.1% | $10.02 | $9.30 | — | COM | 578877102 |
| BK | BANK OF NEW YORK MELLON CORP | 19,000 | $958K | 0.1% | $50.42 * | $33.03 | +28.2% | COM | 064058100 |
| — | BUNGE LIMITED | 100 | $945K | 0.1% | $9450.00 | — | — | Call | G16962905 |
| — | GABELLI GLB SML & MD CP VAL CO | 79,769 | $939K | 0.1% | $11.77 | $11.19 | — | MUTUAL FUNDS | 36249W104 |
| SONY | SONY CORP ADR (BSNE US) | 22,000 | $929K | 0.1% | $42.23 | $24.00 | — | COM | 835699307 |
| GNW | GENWORTH FINL INC COM CL A | 195,921 | $750K | 0.1% | $3.83 * | $3.77 | +16.3% | COM | 37247D106 |
| — | BSB BANCORP INC MD COM | 22,140 | $727K | 0.1% | $32.84 | $32.84 | — | COM | 05573H108 |
| — | FALCON MINERALS CORP | 78,514 | $694K | 0.1% | $8.84 | $11.00 | — | COM | 30607B109 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 8,100 | $666K | 0.1% | $82.22 | $66.67 | — | COM | 78377T107 |
| ETN | EATON CORP PLC SHS | 7,900 | $636K | 0.1% | $80.51 * | $47.54 | +39.8% | COM | G29183103 |
| — | TIVITY HEALTH INC COM | 36,129 | $634K | 0.1% | $17.55 | $17.55 | — | COM | 88870R102 |
| TDS | TELEPHONE DATA SYS | 19,900 | $612K | 0.1% | $30.75 * | $24.08 | +41.4% | COM | 879433829 |
| — | MONEYGRAM INTERNATIONAL INC CO | 284,666 | $581K | 0.1% | $2.04 | $6.62 | — | COM | 60935Y208 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 6,000 | $525K | 0.1% | $87.50 * | $22.72 | +13.1% | COM | 631103108 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,200 | $522K | 0.1% | $72.50 | $58.13 | — | COM | 451100101 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 46,000 | $509K | 0.1% | $11.07 | $16.86 | — | COM | 40049J206 |
| — | HOMETOWN BANKSHARES CORP COM | 35,436 | $507K | 0.1% | $14.31 | $11.85 | — | COM | 43787N108 |
| — | CBS CORP CLASS A | 10,450 | $498K | 0.1% | $47.66 | $51.70 | — | COM | 124857103 |
| — | AMD 2 1/8 9/1/26 | 150,000 | $496K | 0.1% | $3.31 | $1.09 | — | CONVERTIBLE BOND | 007903BD8 |
| C | CITIGROUP INC | 7,500 | $467K | 0.1% | $62.27 * | $49.36 | -1.2% | COM | 172967424 |
| CAG | CONAGRA BRANDS INC | 16,000 | $444K | 0.1% | $27.75 * | $22.59 | -23.0% | COM | 205887102 |
| PNC | PNC FINANCIAL CORP | 3,600 | $442K | 0.1% | $122.78 * | $98.99 | -2.2% | COM | 693475105 |
| — | SPWR 4 1/15/23 | 525,000 | $432K | 0.1% | $0.82 | $0.86 | — | CONVERTIBLE BOND | 867652AL3 |
| CNS | COHEN & STEERS INC COM | 10,000 | $423K | 0.1% | $42.30 * | $27.16 | +9.9% | COM | 19247A100 |
| NFG | NATIONAL FUEL GAS CO N J COM | 6,900 | $421K | 0.1% | $61.01 * | $54.71 | +6.1% | COM | 636180101 |
| — | TESLA MOTORS 1.250 03/1/21 | 400,000 | $411K | 0.1% | $1.03 | $1.13 | — | CONVERTIBLE BOND | 88160RAC5 |
| — | VIACOM INC NEW CL A | 12,200 | $396K | 0.1% | $32.46 | $49.28 | — | COM | 92553P102 |
| — | AMERICAN MIDSTREAM PARTNERS CO | 75,286 | $389K | 0.1% | $5.17 | $3.29 | — | COM | 02752P100 |
| EXAS | EXACT SCIENCES CORP COM | 4,250 | $368K | 0.0% | $86.59 | $69.02 | +23.3% | COM | 30063P105 |
| — | WELLS FARGO CV PFD L 7500 | 250 | $325K | 0.0% | $1300.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| NEM | NEWMONT MINING CORP HOLDING CO | 9,000 | $322K | 0.0% | $35.78 * | $14.41 | +89.7% | COM | 651639106 |
| TXN | TEXAS INSTRUMENTS INC | 3,000 | $318K | 0.0% | $106.00 * | $63.00 | +35.5% | COM | 882508104 |
| — | LIBERTY BRAVES GROUP C | 11,339 | $315K | 0.0% | $27.78 | $15.24 | — | COM | 531229888 |
| — | GENERAL ELEC CO | 31,200 | $312K | 0.0% | $10.00 | $7.56 | — | COM | 369604103 |
| — | TEXAS PAC LD TR SUB CTF PROP I | 400 | $309K | 0.0% | $772.50 | $542.50 | — | COM | 882610108 |
| — | ALLERGAN PLC SHS | 2,090 | $306K | 0.0% | $146.41 | $233.49 | — | COM | G0177J108 |
| SSP | SCRIPPS E W CO OHIO CL A | 14,000 | $294K | 0.0% | $21.00 * | $13.36 | +11.9% | COM | 811054402 |
| — | AMCI ACQUISITION CORP UNIT EX | 28,500 | $288K | 0.0% | $10.11 | $9.95 | — | UNITS | 00165R200 |
| VMC | VULCAN MATLS CO COM | 2,400 | $284K | 0.0% | $118.33 * | $95.27 | +6.8% | COM | 929160109 |
| MGM | MGM RESORTS INTERNATIONAL | 11,000 | $282K | 0.0% | $25.64 * | $30.36 | -11.9% | COM | 552953101 |
| — | DISH NETWORK CORPORATION | 8,700 | $276K | 0.0% | $31.72 | $52.56 | — | COM | 25470M109 |
| TXT | TEXTRON INC | 5,400 | $274K | 0.0% | $50.74 | $50.44 | +1.3% | COM | 883203101 |
| — | BUNGE LIMITED COM | 4,900 | $260K | 0.0% | $53.06 | $53.06 | — | COM | G16962105 |
| — | CLVS 2 1/2 9/15/21 | 275,000 | $256K | 0.0% | $0.93 | $0.86 | — | CONVERTIBLE BOND | 189464AB6 |
| — | GCP APPLIED TECHNOLOGIES INCCO | 8,500 | $252K | 0.0% | $29.65 | $26.59 | — | COM | 36164Y101 |
| — | THE MEDICINES CO. 2.5 1/15/22 | 250,000 | $251K | 0.0% | $1.00 | $1.22 | — | CONVERTIBLE BOND | 584688AE5 |
| CNH | CNH INDUSTRIAL NV | 24,000 | $245K | 0.0% | $10.21 * | $8.47 | -7.5% | COM | N20944109 |
| — | BANK OF AMERICA CV PFD L 7.250 | 175 | $229K | 0.0% | $1308.57 | $1274.29 | — | CONVERTIBLE PREF | 060505682 |
| — | HLX 4 1/8 9/15/23 | 200,000 | $225K | 0.0% | $1.13 | $1.19 | — | CONVERTIBLE BOND | 42330PAJ6 |
| MLI | MUELLER INDS INC COM | 7,000 | $219K | 0.0% | $31.29 * | $13.36 | 0.0% | COM | 624756102 |
| — | GENERAL ELECTRIC CO | 100 | $216K | 0.0% | $2160.00 | — | — | Call | 369604903 |
| ELV | ANTHEM INC COM | 750 | $215K | 0.0% | $286.67 * | $263.72 | 0.0% | COM | 036752103 |
| SUN | SUNOCO LP COM U REP LP | 6,800 | $212K | 0.0% | $31.18 | $31.18 | — | COM | 86765K109 |
| — | MDCO 2 3/4 7/15/23 | 250,000 | $210K | 0.0% | $0.84 | $0.84 | — | CONVERTIBLE BOND | 584688AG0 |
| TMO | THERMO FISHER SCIENTIFIC INC | 750 | $205K | 0.0% | $273.33 * | $244.42 | 0.0% | COM | 883556102 |
| BAX | BAXTER INTL INC COM | 2,500 | $203K | 0.0% | $81.20 * | $64.06 | 0.0% | COM | 071813109 |
| AB | ALLIANCE BERNSTEIN HLDGS LP UN | 7,000 | $202K | 0.0% | $28.86 | $28.86 | — | COM | 01881G106 |
| — | ICPT 3 1/4 7/1/23 | 200,000 | $198K | 0.0% | $0.99 | $0.81 | — | CONVERTIBLE BOND | 45845PAA6 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 14,600 | $171K | 0.0% | $11.71 * | $1.80 | +591.3% | COM | 218352102 |
| — | RDUS 3000 09/01/24 | 200,000 | $167K | 0.0% | $0.83 | $0.77 | — | CONVERTIBLE BOND | 750469AA6 |
| — | CLEAR CHANNEL OUTDOOR HLDGS CL | 31,000 | $166K | 0.0% | $5.35 | $6.24 | — | COM | 18451C109 |
| — | FORUM MERGER II CORP WT EXP 09 | 368,900 | $162K | 0.0% | $0.44 | $0.44 | — | WARRANT AND RIGH | 34986F111 |
| — | LF CAP ACQUISITION CORP WT EXP | 447,993 | $157K | 0.0% | $0.35 | $0.50 | — | WARRANT AND RIGH | 50200K116 |
| NWL | NEWELL BRANDS | 10,000 | $153K | 0.0% | $15.30 * | $13.25 | 0.0% | COM | 651229106 |
| — | TRINITY MERGER CORP WT EXP 051 | 423,100 | $152K | 0.0% | $0.36 | $0.50 | — | WARRANT AND RIGH | 89653L114 |
| EVH | EVOLENT HEALTH INC CL A | 11,200 | $141K | 0.0% | $12.59 * | $15.83 | 0.0% | COM | 30050B101 |
| — | VECTOIQ ACQUISITION CORP WT EX | 279,200 | $120K | 0.0% | $0.43 | $0.59 | — | WARRANT AND RIGH | 92243N111 |
| — | AMCI ACQUISITION CORP WT EXP 0 | 390,100 | $109K | 0.0% | $0.28 | $0.28 | — | WARRANT AND RIGH | 00165R119 |
| — | CHASERG TECHNLGY ACQUISITN CWT | 147,768 | $96,000 | 0.0% | $0.65 | $0.65 | — | WARRANT AND RIGH | 16166A111 |
| — | HC2 HLDGS INC COM | 37,100 | $91,000 | 0.0% | $2.45 | $8.43 | — | COM | 404139107 |
| — | GORDON POINTE ACQUISITION COWT | 223,900 | $85,000 | 0.0% | $0.38 | $0.65 | — | WARRANT AND RIGH | 382788115 |
| — | NEBULA ACQUISITION CORP WT EXP | 93,031 | $70,000 | 0.0% | $0.75 | $1.35 | — | WARRANT AND RIGH | 629076118 |
| — | GAMCO NAT RESOURCE GOLD X | 12,024 | $68,000 | 0.0% | $5.66 | $5.66 | — | MUTUAL FUNDS | 36465E109 |
| — | TKK SYMPHONY ACQUISITION CORRT | 208,580 | $67,000 | 0.0% | $0.32 | $0.32 | — | WARRANT AND RIGH | G88950137 |
| — | CAS MED SYS INC COM PAR | 25,000 | $61,000 | 0.0% | $2.44 | $2.44 | — | COM | 124769209 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS WT | 73,713 | $59,000 | 0.0% | $0.80 | $0.80 | — | WARRANT AND RIGH | G8250R129 |
| — | GABELLI GOLD NAT RES & INCOM | 13,169 | $57,000 | 0.0% | $4.33 | $5.43 | — | MUTUAL FUNDS | 36465A109 |
| — | INTERNAP CORP COM PAR | 10,000 | $50,000 | 0.0% | $5.00 | $15.70 | — | COM | 45885A409 |
| — | VEON LTD ADR | 22,000 | $46,000 | 0.0% | $2.09 | $3.70 | — | COM | 91822M106 |
| — | WEATHERFORD INTERNATIONAL PLC | 55,000 | $38,000 | 0.0% | $0.69 | $5.64 | — | COM | G48833100 |
| — | TKK SYMPHONY ACQUISITION CORWT | 208,580 | $35,000 | 0.0% | $0.17 | $0.17 | — | WARRANT AND RIGH | G88950129 |
| — | TENZING ACQUISITION CORP WT EX | 194,500 | $31,000 | 0.0% | $0.16 | $0.16 | — | WARRANT AND RIGH | G8708A108 |
| OPK | OPKO HEALTH INC COM | 10,000 | $26,000 | 0.0% | $2.60 * | $13.24 | -77.1% | COM | 68375N103 |
| — | WRIGHT MED GROUP N V CVR | 23,569 | $0 | 0.0% | $0.00 | — | — | WARRANT AND RIGH | N96617126 |