Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Jan 30, 2019
Total Value: $708M (99.5% shares, 0.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC COM | 3,016,501 | $50.95M | 7.2% | $16.89 * | $19.94 | -21.7% | PRIVATE INVESTME | 361438104 |
| — | SHIRE PLC ADR | 260,994 | $45.42M | 6.4% | $174.04 | $175.21 | — | COM | 82481R106 |
| — | TWENTY FIRST CENTY FOX B | 793,123 | $37.9M | 5.4% | $47.78 | $46.48 | — | COM | 90130A200 |
| — | RED HAT INC | 208,418 | $36.61M | 5.2% | $175.64 | $175.64 | — | COM | 756577102 |
| — | ALTABA INC | 505,328 | $29.28M | 4.1% | $57.94 | $55.52 | — | COM | 021346101 |
| — | VECTREN INC. | 388,594 | $27.97M | 4.0% | $71.98 | $71.70 | — | COM | 92240G101 |
| — | DUN & BRADSTREET CORP | 175,927 | $25.11M | 3.5% | $142.74 | $142.61 | — | COM | 26483E100 |
| — | TRIBUNE MEDIA CO - A | 524,288 | $23.79M | 3.4% | $45.38 | $40.23 | — | COM | 896047503 |
| — | LIBERTY SIRIUS GROUP C | 608,400 | $22.5M | 3.2% | $36.98 | $31.46 | — | COM | 531229607 |
| — | IMPERVA INC COM | 399,730 | $22.26M | 3.1% | $55.69 | $55.69 | — | COM | 45321L100 |
| — | TESARO INC COM | 259,100 | $19.24M | 2.7% | $74.25 | $74.25 | — | COM | 881569107 |
| — | U S G CORP COM NEW | 417,342 | $17.8M | 2.5% | $42.66 | $43.06 | — | COM | 903293405 |
| — | ORBOTECH LTD ORD | 288,153 | $16.29M | 2.3% | $56.54 | $61.94 | — | COM | M75253100 |
| — | INTEGRATED DEVICE TECH INC COM | 332,992 | $16.13M | 2.3% | $48.43 | $47.66 | — | COM | 458118106 |
| — | ARRIS INTERNATIONAL PLC | 512,629 | $15.67M | 2.2% | $30.57 | $30.57 | — | COM | G0551A103 |
| — | ESTERLINE TECHNOLOGIES CORP CO | 126,945 | $15.42M | 2.2% | $121.45 | $121.45 | — | COM | 297425100 |
| — | GDL FUND | 1,669,541 | $15.31M | 2.2% | $9.17 | $9.53 | — | MUTUAL FUNDS | 361570104 |
| — | ATHENAHEALTH INC COM | 104,749 | $13.82M | 2.0% | $131.93 | $136.77 | — | COM | 04685W103 |
| — | APPTIO INC CL A | 346,613 | $13.16M | 1.9% | $37.96 | $37.96 | — | COM | 03835C108 |
| — | BELMOND LTD CL A | 513,400 | $12.85M | 1.8% | $25.03 | $24.86 | — | COM | G1154H107 |
| — | NXSTAGE MEDICAL INC COM | 417,045 | $11.94M | 1.7% | $28.62 | $27.05 | — | COM | 67072V103 |
| — | GABELLI DIV&INC TR COM | 584,174 | $10.69M | 1.5% | $18.30 | $18.30 | — | MUTUAL FUNDS | 36242H104 |
| NXPI | NXP SEMICONDUCTORS N V COM | 130,861 | $9.589M | 1.4% | $73.28 * | $91.96 | -23.2% | COM | N6596X109 |
| — | ASPEN INSURANCE HOLDINGS LTDSH | 227,576 | $9.556M | 1.4% | $41.99 | $41.87 | — | COM | G05384105 |
| — | NUTRI SYS INC NEW COM | 164,500 | $7.218M | 1.0% | $43.88 | $43.88 | — | COM | 67069D108 |
| — | MINDBODY INC COM CL A | 183,900 | $6.694M | 0.9% | $36.40 | $36.40 | — | COM | 60255W105 |
| — | TRAVELPORT WORLDWIDE LTD SHS | 400,250 | $6.252M | 0.9% | $15.62 | $15.62 | — | COM | G9019D104 |
| T | A T & T INC (NEW) | 203,631 | $5.812M | 0.8% | $28.54 * | $14.53 | -3.5% | COM | 00206R102 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 358,370 | $5.77M | 0.8% | $16.10 | $16.34 | — | MUTUAL FUNDS | 36242L105 |
| — | LORAL SPACE & COMMUNICATNS ICO | 146,318 | $5.45M | 0.8% | $37.25 | $45.49 | — | COM | 543881106 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 278,271 | $5.109M | 0.7% | $18.36 | $21.49 | — | COM | 398438408 |
| — | ELECTRO SCIENTIFIC INDS INC CO | 142,706 | $4.275M | 0.6% | $29.96 | $29.96 | — | COM | 285229100 |
| — | TRINITY MERGER CORP COM CL A | 423,100 | $4.227M | 0.6% | $9.99 | $9.83 | — | COM | 89653L106 |
| — | MEGALITH FINANCIAL ACQUISITION | 410,500 | $3.982M | 0.6% | $9.70 | $9.61 | — | COM | 58518F109 |
| — | MODERN MEDIA ACQUISITION COM | 384,939 | $3.926M | 0.6% | $10.20 | $9.79 | — | COM | 60765P103 |
| — | AMCI ACQUISITION CORP UNIT EX | 390,100 | $3.881M | 0.5% | $9.95 | $9.95 | — | UNITS | 00165R200 |
| WFC | WELLS FARGO & CO NEW | 81,693 | $3.764M | 0.5% | $46.07 * | $27.36 | +53.6% | COM | 949746101 |
| — | GORDON POINTE ACQUISITION COCO | 373,900 | $3.739M | 0.5% | $10.00 | $9.85 | — | COM | 382788107 |
| — | FORUM MERGER II CORP UNIT EX 0 | 368,900 | $3.733M | 0.5% | $10.12 | $10.10 | — | UNITS | 34986F202 |
| — | NAVIGATORS GROUP INC COM | 52,947 | $3.679M | 0.5% | $69.48 | $69.18 | — | COM | 638904102 |
| PACB | PACIFIC BIOSCIENCES CALIF INCO | 489,050 | $3.619M | 0.5% | $7.40 * | $6.34 | 0.0% | COM | 69404D108 |
| LEN/B | LENNAR B SHARES | 113,650 | $3.561M | 0.5% | $31.33 * | $32.42 | -8.6% | COM | 526057302 |
| — | SPARTON CORP COM | 193,085 | $3.512M | 0.5% | $18.19 | $20.72 | — | COM | 847235108 |
| — | LF CAP ACQUISITION CORP CL A | 339,000 | $3.315M | 0.5% | $9.78 | $9.56 | — | COM | 50200K108 |
| UPBD | RENT A CTR INC NEW COM | 192,840 | $3.122M | 0.4% | $16.19 * | $14.21 | +2.2% | COM | 76009N100 |
| — | SI FINL GROUP INC MD COM | 233,326 | $2.97M | 0.4% | $12.73 | $12.73 | — | COM | 78425V104 |
| — | VECTOIQ ACQUISITION CORP COM | 305,400 | $2.962M | 0.4% | $9.70 | $9.60 | — | COM | 92243N103 |
| BAC | BANK OF AMERICA | 117,229 | $2.889M | 0.4% | $24.64 * | $13.81 | +65.1% | COM | 060505104 |
| AVA | AVISTA CORP COM | 66,559 | $2.827M | 0.4% | $42.47 * | $36.01 | +0.5% | COM | 05379B107 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $2.807M | 0.4% | $431.85 * | $7.17 | +26.0% | COM | 169656105 |
| — | INVESTMENT TECHNOLOGY GRP NECO | 92,720 | $2.804M | 0.4% | $30.24 | $30.24 | — | COM | 46145F105 |
| — | CIVITAS SOLUTIONS INC COM | 151,500 | $2.653M | 0.4% | $17.51 | $17.51 | — | COM | 17887R102 |
| — | NEBULA ACQUISITION CORP COM CL | 260,895 | $2.544M | 0.4% | $9.75 | $9.70 | — | COM | 629076100 |
| KKR | KKR & CO INC CL A | 122,410 | $2.403M | 0.3% | $19.63 * | $21.06 | 0.0% | COM | 48251W104 |
| — | CM SEVEN STAR ACQUISITION COSH | 237,900 | $2.403M | 0.3% | $10.10 | $10.10 | — | COM | G2345N102 |
| — | SOCIAL CAPITAL HEDOSOPHIE HO | 221,146 | $2.262M | 0.3% | $10.23 | $10.29 | — | COM | G8250R111 |
| — | GABELLI MULTIMEDIA TRST INC | 304,037 | $2.147M | 0.3% | $7.06 | $7.30 | — | MUTUAL FUNDS | 36239Q109 |
| — | TKK SYMPHONY ACQUISITION CORUN | 208,580 | $2.105M | 0.3% | $10.09 | $10.10 | — | UNITS | G88950111 |
| — | INFRAREIT INC COM | 95,000 | $1.997M | 0.3% | $21.02 | $21.02 | — | COM | 45685L100 |
| — | TENZING ACQUISITION CORP | 194,500 | $1.959M | 0.3% | $10.07 | $10.06 | — | COM | G8708A124 |
| — | PENSARE ACQUISITION CORP COM | 181,453 | $1.838M | 0.3% | $10.13 | $9.69 | — | COM | 70957E105 |
| DELL | DELL TECHNOLOGIES INC CL C | 41,028 | $1.83M | 0.3% | $44.60 * | $25.10 | 0.0% | COM | 24703L202 |
| — | INTERNATIONAL SPEEDWAY A | 41,560 | $1.823M | 0.3% | $43.86 | $43.86 | — | COM | 460335201 |
| IBKR | INTERACTIVE BROKERS | 32,000 | $1.749M | 0.2% | $54.66 * | $12.75 | 0.0% | COM | 45841N107 |
| — | PANDORA MEDIA INC COM | 207,100 | $1.675M | 0.2% | $8.09 | $8.09 | — | COM | 698354107 |
| GNW | GENWORTH FINL INC COM CL A | 352,405 | $1.642M | 0.2% | $4.66 * | $3.77 | +14.6% | COM | 37247D106 |
| — | GABELLI CV SECURITIES FUND | 357,988 | $1.572M | 0.2% | $4.39 | $4.39 | — | MUTUAL FUNDS | 36240B109 |
| — | GABELLI GO ANYWHERE TRUST | 103,497 | $1.539M | 0.2% | $14.87 | $19.98 | — | MUTUAL FUNDS | 36250J109 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.522M | 0.2% | $17.30 * | $16.93 | +11.5% | COM | 403829104 |
| VZ | VERIZON COMMUNICATIONS | 27,000 | $1.518M | 0.2% | $56.22 * | $38.62 | 0.0% | COM | 92343V104 |
| — | GCI LIBERTY INC COM CLASS A | 34,037 | $1.401M | 0.2% | $41.16 | $52.14 | — | COM | 36164V305 |
| — | CONVERGEONE HLDGS INC COM CL A | 111,400 | $1.379M | 0.2% | $12.38 | $12.38 | — | COM | 212481105 |
| — | MB FINANCIAL INC NEW COM | 34,100 | $1.351M | 0.2% | $39.62 | $39.62 | — | COM | 55264U108 |
| CI | CIGNA CORP NEW | 6,982 | $1.326M | 0.2% | $189.92 | $190.77 | 0.0% | COM | 125523100 |
| CCB | COASTAL FINANCIAL CORP/WA | 80,000 | $1.218M | 0.2% | $15.22 | $16.55 | -6.8% | COM | 19046P209 |
| — | TKK SYMPHONY ACQUISTION COR | 124,000 | $1.197M | 0.2% | $9.65 | $9.50 | — | COM | G88950103 |
| — | BANCROFT FUND LTD COM | 60,941 | $1.135M | 0.2% | $18.62 | $18.29 | — | MUTUAL FUNDS | 059695106 |
| — | XEROX CORP | 56,200 | $1.111M | 0.2% | $19.77 | $27.44 | — | COM | 984121608 |
| — | CONNECTICUT WTR SVC INC COM | 16,600 | $1.11M | 0.2% | $66.87 | $69.11 | — | COM | 207797101 |
| — | DISCOVERY INC-C | 48,050 | $1.109M | 0.2% | $23.08 | $23.08 | — | COM | 25470F302 |
| — | LF CAP ACQUISITION CORP UNIT E | 108,993 | $1.102M | 0.2% | $10.11 | $10.11 | — | UNITS | 50200K207 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS CL | 109,122 | $1.091M | 0.2% | $10.00 | $9.91 | — | COM | G8250R103 |
| — | TAHOE RES INC COM | 283,029 | $1.033M | 0.1% | $3.65 | $3.65 | — | COM | 873868103 |
| SONY | SONY CORP-ADR (B:SNE US) | 19,200 | $927K | 0.1% | $48.28 | $21.34 | — | COM | 835699307 |
| — | EDTECHX HLDGS ACQUISITION COCO | 94,000 | $912K | 0.1% | $9.70 | $9.70 | — | COM | 28138X103 |
| BK | BANK OF NEW YORK MELLON CORP | 19,000 | $894K | 0.1% | $47.05 * | $33.03 | +20.0% | COM | 064058100 |
| — | MBT FINL CORP COM | 95,700 | $890K | 0.1% | $9.30 | $9.30 | — | COM | 578877102 |
| — | GABELLI GLB SML & MD CP VAL CO | 78,828 | $771K | 0.1% | $9.78 | $11.18 | — | MUTUAL FUNDS | 36249W104 |
| — | FALCON MINERALS CORP | 78,514 | $667K | 0.1% | $8.50 | $11.00 | — | COM | 30607B109 |
| TDS | TELEPHONE & DATA SYS | 20,400 | $664K | 0.1% | $32.55 | $24.08 | +37.8% | COM | 879433829 |
| — | UNITED TECHNOLOGIES CORP | 6,175 | $658K | 0.1% | $106.56 | $106.56 | — | COM | 913017109 |
| — | CAESARS ENTMT CORP COM | 96,750 | $657K | 0.1% | $6.79 | $6.79 | — | COM | 127686103 |
| ETN | EATON CORP PLC SHS | 7,900 | $542K | 0.1% | $68.61 * | $47.54 | +36.8% | COM | G29183103 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 8,100 | $540K | 0.1% | $66.67 | $66.67 | — | COM | 78377T107 |
| — | TWO 6 1/4 1/15/22 | 500,000 | $490K | 0.1% | $0.98 | $1.03 | — | CONVERTIBLE BOND | 90187BAA9 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 6,000 | $489K | 0.1% | $81.50 * | $22.72 | +12.6% | COM | 631103108 |
| — | CBS CORP CLASS A | 10,450 | $458K | 0.1% | $43.83 | $51.70 | — | COM | 124857103 |
| — | TESLA MOTORS 1.250 03/1/21 | 400,000 | $447K | 0.1% | $1.12 | $1.13 | — | CONVERTIBLE BOND | 88160RAC5 |
| C | CITIGROUP INC | 8,500 | $443K | 0.1% | $52.12 * | $49.36 | 0.0% | COM | 172967424 |
| PNC | PNC FINANCIAL CORP | 3,600 | $421K | 0.1% | $116.94 * | $98.99 | 0.0% | COM | 693475105 |
| — | HOMETOWN BANKSHARES CORP COM | 35,436 | $420K | 0.1% | $11.85 | $11.85 | — | COM | 43787N108 |
| — | SPWR 4 1/15/23 | 525,000 | $418K | 0.1% | $0.80 | $0.86 | — | CONVERTIBLE BOND | 867652AL3 |
| COHU | COHU INC COM | 25,778 | $414K | 0.1% | $16.06 * | $18.68 | 0.0% | COM | 192576106 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,200 | $411K | 0.1% | $57.08 | $58.13 | — | COM | 451100101 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 32,000 | $403K | 0.1% | $12.59 | $19.39 | — | COM | 40049J206 |
| — | INTEL CORP 3.25 8/1/39 | 175,000 | $401K | 0.1% | $2.29 | $1.64 | — | CONVERTIBLE BOND | 458140AF7 |
| — | VECTOIQ ACQUISITION CORP UNIT | 36,600 | $369K | 0.1% | $10.08 | $10.08 | — | UNITS | 92243N202 |
| NFG | NATIONAL FUEL GAS CO N J COM | 7,200 | $368K | 0.1% | $51.11 * | $54.71 | +0.2% | COM | 636180101 |
| — | AKORN INC | 104,569 | $354K | 0.1% | $3.39 | $32.57 | — | COM | 009728106 |
| — | AMD 2 1/8 9/1/26 | 150,000 | $347K | 0.0% | $2.31 | $1.09 | — | CONVERTIBLE BOND | 007903BD8 |
| CNS | COHEN & STEERS INC COM | 10,000 | $343K | 0.0% | $34.30 * | $27.16 | 0.0% | COM | 19247A100 |
| — | VIACOM INC NEW CL A | 12,200 | $339K | 0.0% | $27.79 | $49.28 | — | COM | 92553P102 |
| — | MONEYGRAM INTERNATIONAL INC CO | 159,857 | $320K | 0.0% | $2.00 | $10.19 | — | COM | 60935Y208 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $315K | 0.0% | $1260.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| NEM | NEWMONT MINING CORP HOLDING CO | 9,000 | $312K | 0.0% | $34.67 * | $14.41 | +80.8% | COM | 651639106 |
| TXN | TEXAS INSTRUMENTS INC | 3,000 | $284K | 0.0% | $94.67 * | $63.00 | +25.6% | COM | 882508104 |
| — | LIBERTY BRAVES GROUP C | 11,339 | $282K | 0.0% | $24.87 | $15.24 | — | COM | 531229888 |
| MGM | MGM RESORTS INTERNATIONAL | 11,000 | $267K | 0.0% | $24.27 * | $30.36 | -16.6% | COM | 552953101 |
| EXAS | EXACT SCIENCES CORP COM | 4,150 | $262K | 0.0% | $63.13 * | $68.63 | 0.0% | COM | 30063P105 |
| SSP | SCRIPPS E W CO OHIO CL A | 16,500 | $260K | 0.0% | $15.76 * | $13.36 | -6.0% | COM | 811054402 |
| — | GENERAL ELEC CO | 34,000 | $257K | 0.0% | $7.56 | $7.56 | — | COM | 369604103 |
| CAG | CONAGRA BRANDS INC | 12,000 | $256K | 0.0% | $21.33 * | $24.32 | 0.0% | COM | 205887102 |
| — | RESOLUTE ENERGY CORP COM NEW | 8,800 | $255K | 0.0% | $28.98 | $28.98 | — | COM | 76116A306 |
| TXT | TEXTRON INC | 5,400 | $248K | 0.0% | $45.93 * | $50.44 | +10.4% | COM | 883203101 |
| — | ALLERGAN PLC SHS | 1,790 | $239K | 0.0% | $133.52 | $248.08 | — | COM | G0177J108 |
| VMC | VULCAN MATLS CO COM | 2,400 | $237K | 0.0% | $98.75 * | $95.27 | 0.0% | COM | 929160109 |
| RIG | TRANSOCEAN LTD ZUG NAMEN AKT | 32,710 | $227K | 0.0% | $6.94 * | $10.19 | 0.0% | COM | H8817H100 |
| CNH | CNH INDUSTRIAL NV | 24,000 | $221K | 0.0% | $9.21 * | $8.47 | -8.8% | COM | N20944109 |
| — | BANK OF AMERICA CV PFD L 7.250 | 175 | $220K | 0.0% | $1257.14 | $1274.29 | — | CONVERTIBLE PREF | 060505682 |
| — | TEXAS PAC LD TR SUB CTF PROP I | 400 | $217K | 0.0% | $542.50 | $542.50 | — | COM | 882610108 |
| — | DISH NETWORK CORPORATION | 8,700 | $217K | 0.0% | $24.94 | $52.56 | — | COM | 25470M109 |
| — | GENERAL ELECTRIC CO | 100 | $216K | 0.0% | $2160.00 | — | — | Call | 369604903 |
| — | THE MEDICINES CO. 2.5 1/15/22 | 250,000 | $215K | 0.0% | $0.86 | $1.22 | — | CONVERTIBLE BOND | 584688AE5 |
| — | GCP APPLIED TECHNOLOGIES INCCO | 8,500 | $209K | 0.0% | $24.59 | $26.59 | — | COM | 36164Y101 |
| — | AMERICAN MIDSTREAM PARTNERS CO | 65,800 | $199K | 0.0% | $3.02 | $3.02 | — | COM | 02752P100 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 14,600 | $195K | 0.0% | $13.36 | $1.80 | +635.3% | COM | 218352102 |
| — | ESSENDANT INC COM | 15,313 | $193K | 0.0% | $12.60 | $12.60 | — | COM | 296689102 |
| — | CLVS 2 1/2 9/15/21 | 225,000 | $191K | 0.0% | $0.85 | $0.85 | — | CONVERTIBLE BOND | 189464AB6 |
| — | ICPT 3 1/4 7/1/23 | 200,000 | $185K | 0.0% | $0.93 | $0.81 | — | CONVERTIBLE BOND | 45845PAA6 |
| — | HLX 4 1/8 9/15/23 | 200,000 | $182K | 0.0% | $0.91 | $1.19 | — | CONVERTIBLE BOND | 42330PAJ6 |
| — | BOJANGLES INC COM | 11,200 | $180K | 0.0% | $16.07 | $16.07 | — | COM | 097488100 |
| — | TRINITY MERGER CORP WT EXP 051 | 423,100 | $169K | 0.0% | $0.40 | $0.50 | — | WARRANT AND RIGH | 89653L114 |
| — | ACOR 1 3/4 6/15/21 | 200,000 | $167K | 0.0% | $0.83 | $0.86 | — | CONVERTIBLE BOND | 00484MAA4 |
| — | RDUS 3.000 09/01/24 | 200,000 | $152K | 0.0% | $0.76 | $0.77 | — | CONVERTIBLE BOND | 750469AA6 |
| — | LF CAP ACQUISITION CORP WT EXP | 339,000 | $146K | 0.0% | $0.43 | $0.55 | — | WARRANT AND RIGH | 50200K116 |
| — | CLEAR CHANNEL OUTDOOR HLDGS CL | 25,000 | $130K | 0.0% | $5.20 | $6.45 | — | COM | 18451C109 |
| — | VECTOIQ ACQUISITION CORP WT EX | 242,600 | $121K | 0.0% | $0.50 | $0.61 | — | WARRANT AND RIGH | 92243N111 |
| — | HC2 HLDGS INC COM | 37,100 | $98,000 | 0.0% | $2.64 | $8.43 | — | COM | 404139107 |
| — | NEBULA ACQUISITION CORP WT EXP | 86,965 | $97,000 | 0.0% | $1.12 | $1.39 | — | WARRANT AND RIGH | 629076118 |
| — | GORDON POINTE ACQUISITION COWT | 223,900 | $87,000 | 0.0% | $0.39 | $0.65 | — | WARRANT AND RIGH | 382788115 |
| AGI | ALAMOS GOLD INC NEW COM CL A | 18,847 | $68,000 | 0.0% | $3.61 * | $3.74 | -1.5% | COM | 011532108 |
| — | GAMCO NAT RESOURCE GOLD X | 11,708 | $58,000 | 0.0% | $4.95 | $6.70 | — | MUTUAL FUNDS | 36465E101 |
| — | VEON LTD ADR | 22,000 | $51,000 | 0.0% | $2.32 | $3.70 | — | COM | 91822M106 |
| — | GABELLI GOLD NAT RES & INCOM | 12,720 | $47,000 | 0.0% | $3.69 | $5.47 | — | MUTUAL FUNDS | 36465A109 |
| — | INTERNAP CORP COM PAR | 10,000 | $42,000 | 0.0% | $4.20 | $15.70 | — | COM | 45885A409 |
| — | WEATHERFORD INTERNATIONAL PLC | 55,000 | $31,000 | 0.0% | $0.56 | $5.64 | — | COM | G48833100 |
| OPK | OPKO HEALTH INC COM | 10,000 | $30,000 | 0.0% | $3.00 * | $13.24 | -74.4% | COM | 68375N103 |
| — | WRIGHT MED GROUP N V CVR | 23,569 | $0 | 0.0% | $0.00 | — | — | WARRANT AND RIGH | N96617126 |
| — | COMMUNITY HEALTH SYSTEMS-CVR | 471,530 | $0 | 0.0% | $0.00 | $0.06 | — | WARRANT AND RIGH | 203668116 |