Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 2, 2019
Total Value: $933M (99.5% shares, 0.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC COM | 3,016,501 | $57.83M | 6.2% | $19.17 * | $19.94 | -24.5% | COM | 361438104 |
| — | RED HAT INC | 278,032 | $52.2M | 5.6% | $187.76 | $177.96 | — | COM | 756577102 |
| — | CELGENE CORP | 502,920 | $46.49M | 5.0% | $92.44 | $93.68 | — | COM | 151020104 |
| — | ANADARKO PETE CORP COM | 573,298 | $40.45M | 4.3% | $70.56 | $70.56 | — | COM | 032511107 |
| — | L3 TECHNOLOGIES INC | 137,553 | $33.72M | 3.6% | $245.17 | $245.17 | — | COM | 502413107 |
| — | ALTABA INC | 442,428 | $30.69M | 3.3% | $69.37 | $55.52 | — | COM | 021346101 |
| — | SPARK THERAPEUTICS INC COM | 291,724 | $29.87M | 3.2% | $102.38 | $113.04 | — | COM | 84652J103 |
| — | FIRST DATA CORP NEW COM CL A | 1,100,581 | $29.79M | 3.2% | $27.07 | $26.57 | — | COM | 32008D106 |
| — | MELLANOX TECHNOLOGIES LTD SHS | 263,459 | $29.16M | 3.1% | $110.67 | $115.52 | — | COM | M51363113 |
| — | WORLDPAY INC | 215,706 | $26.43M | 2.8% | $122.55 | $120.37 | — | COM | 981558109 |
| — | VERSUM MATLS INC COM | 512,037 | $26.41M | 2.8% | $51.58 | $51.09 | — | COM | 92532W103 |
| — | TABLEAU SOFTWARE INC CL A | 158,100 | $26.25M | 2.8% | $166.02 | $166.02 | — | COM | 87336U105 |
| — | ARRAY BIOPHARMA INC COM | 543,580 | $25.18M | 2.7% | $46.33 | $46.33 | — | COM | 04269X105 |
| — | LIBERTY SIRIUS GROUP C | 621,500 | $23.61M | 2.5% | $37.98 | $31.58 | — | COM | 531229607 |
| — | TRIBUNE MEDIA CO - A | 505,173 | $23.35M | 2.5% | $46.22 | $40.32 | — | COM | 896047503 |
| — | ZAYO GROUP HLDGS INC COM | 546,254 | $17.98M | 1.9% | $32.91 | $32.91 | — | COM | 98919V105 |
| — | WABCO HLDGS INC | 131,172 | $17.39M | 1.9% | $132.60 | $132.08 | — | COM | 92927K102 |
| — | OAKTREE CAP GROUP LLC UNIT CL | 344,259 | $17.05M | 1.8% | $49.54 | $49.59 | — | UNITS | 674001201 |
| — | GDL FUND | 1,705,000 | $15.78M | 1.7% | $9.25 | $9.53 | — | MUTUAL FUNDS | 361570104 |
| — | MEDIDATA SOLUTIONS INC COM | 151,585 | $13.72M | 1.5% | $90.51 | $90.51 | — | COM | 58471A105 |
| — | MULTI-COLOR CORP | 264,764 | $13.23M | 1.4% | $49.97 | $49.92 | — | COM | 625383104 |
| — | GABELLI DIV&INC TR COM | 584,261 | $12.66M | 1.4% | $21.67 | $18.30 | — | MUTUAL FUNDS | 36242H104 |
| — | ALLERGAN PLC SHS | 70,684 | $11.84M | 1.3% | $167.44 | $169.39 | — | COM | G0177J108 |
| — | WELLCARE HEALTH PLANS INC COM | 40,800 | $11.63M | 1.2% | $285.07 | $285.07 | — | COM | 94946T106 |
| — | SUNTRUST BANKS INC | 176,167 | $11.07M | 1.2% | $62.85 | $61.19 | — | COM | 867914103 |
| — | CYPRESS SEMICONDUCTOR CORP COM | 452,745 | $10.07M | 1.1% | $22.24 | $22.24 | — | COM | 232806109 |
| HEI/A | HEICO CORP NEW CL A | 79,591 | $8.227M | 0.9% | $103.37 * | $91.25 | 0.0% | COM | 422806208 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 377,871 | $7.973M | 0.9% | $21.10 | $21.36 | — | COM | 398438408 |
| PACB | PACIFIC BIOSCIENCES CALIF INCO | 1,312,207 | $7.939M | 0.9% | $6.05 * | $6.88 | +1.9% | COM | 69404D108 |
| — | SHUTTERFLY INC COM | 147,633 | $7.463M | 0.8% | $50.55 | $50.55 | — | COM | 82568P304 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 370,159 | $6.966M | 0.7% | $18.82 | $16.42 | — | MUTUAL FUNDS | 36242L105 |
| — | DEL FRISCOS RESTAURANT GROUPCO | 865,782 | $6.892M | 0.7% | $7.96 | $7.96 | — | COM | 245077102 |
| LEN/B | LENNAR B SHARES | 178,531 | $6.875M | 0.7% | $38.51 * | $32.35 | +9.2% | COM | 526057302 |
| — | ELECTRONICS FOR IMAGING INC CO | 184,746 | $6.819M | 0.7% | $36.91 | $36.91 | — | COM | 286082102 |
| — | CONTROL4 CORP COM | 278,889 | $6.624M | 0.7% | $23.75 | $23.75 | — | COM | 21240D107 |
| — | AQUANTIA CORP COM | 502,300 | $6.545M | 0.7% | $13.03 | $13.03 | — | COM | 03842Q108 |
| — | GLOBAL BRASS & COPPER HOLDIN | 146,722 | $6.416M | 0.7% | $43.73 | $43.73 | — | COM | 37953G103 |
| — | LORAL SPACE & COMMUNICATNS ICO | 153,968 | $5.313M | 0.6% | $34.51 | $44.99 | — | COM | 543881106 |
| — | CAESARS ENTMT CORP COM | 442,650 | $5.232M | 0.6% | $11.82 | $11.82 | — | COM | 127686103 |
| FOX | FOX CORP CL B | 140,702 | $5.14M | 0.6% | $36.53 * | $34.51 | -4.5% | COM | 35137L204 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $4.764M | 0.5% | $732.92 * | $7.17 | +96.5% | COM | 169656105 |
| — | LF CAP ACQUISITION CORP CL A | 447,993 | $4.547M | 0.5% | $10.15 | $9.68 | — | COM | 50200K108 |
| — | AMBER RD INC COM | 342,100 | $4.468M | 0.5% | $13.06 | $13.06 | — | COM | 02318Y108 |
| — | MEGALITH FINANCIAL ACQUISITION | 443,200 | $4.45M | 0.5% | $10.04 | $9.64 | — | COM | 58518F109 |
| — | TRINITY MERGER CORP COM CL A | 423,100 | $4.358M | 0.5% | $10.30 | $9.83 | — | COM | 89653L106 |
| — | WAGEWORKS INC COM | 84,248 | $4.279M | 0.5% | $50.79 | $50.79 | — | COM | 930427109 |
| — | AMCI ACQUISITION CORP CLASS A | 418,600 | $4.161M | 0.4% | $9.94 | $9.85 | — | COM | 00165R101 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS CL | 390,961 | $4.08M | 0.4% | $10.44 | $10.11 | — | COM | G8250R103 |
| — | CIRCOR INTL INC COM | 87,500 | $4.025M | 0.4% | $46.00 | $46.00 | — | COM | 17273K109 |
| — | NEBULA ACQUISITION CORP COM CL | 393,293 | $3.968M | 0.4% | $10.09 | $9.83 | — | COM | 629076100 |
| — | FINISAR CORP COM NEW | 171,980 | $3.933M | 0.4% | $22.87 | $23.17 | — | COM | 31787A507 |
| — | BUCKEYE PARTNERS L P UNIT LTD | 94,301 | $3.871M | 0.4% | $41.05 | $41.05 | — | OIL & GAS PARTNE | 118230101 |
| — | HFF INC CL A | 85,089 | $3.87M | 0.4% | $45.48 | $45.48 | — | COM | 40418F108 |
| WFC | WELLS FARGO & CO NEW | 81,693 | $3.866M | 0.4% | $47.32 * | $27.36 | +42.8% | COM | 949746101 |
| — | GORDON POINTE ACQUISITION COCO | 373,900 | $3.862M | 0.4% | $10.33 | $9.85 | — | COM | 382788107 |
| — | FORUM MERGER II CORP CL A | 368,900 | $3.704M | 0.4% | $10.04 | $9.91 | — | COM | 34986F103 |
| — | MONOCLE ACQUISITION CORP COM | 364,700 | $3.611M | 0.4% | $9.90 | $9.90 | — | COM | 609754106 |
| — | VECTOIQ ACQUISITION CORP COM | 342,000 | $3.464M | 0.4% | $10.13 | $9.64 | — | COM | 92243N103 |
| — | ATTUNITY LTD SHS NEW | 144,256 | $3.39M | 0.4% | $23.50 | $23.46 | — | COM | M15332121 |
| BAC | BANK OF AMERICA | 115,229 | $3.342M | 0.4% | $29.00 * | $13.81 | +77.4% | COM | 060505104 |
| — | TKK SYMPHONY ACQUISTION COR | 332,580 | $3.329M | 0.4% | $10.01 | $9.76 | — | COM | G88950103 |
| — | BANCO SANTANDER S A SPONSORED | 422,675 | $3.233M | 0.3% | $7.65 | $7.65 | — | COM | 05969B103 |
| — | DISCOVERY INC-C | 111,935 | $3.185M | 0.3% | $28.45 | $25.82 | — | COM | 25470F302 |
| — | INTERNATIONAL SPEEDWAY A | 69,433 | $3.117M | 0.3% | $44.89 | $43.77 | — | COM | 460335201 |
| KKR | KKR & CO INC CL A | 122,410 | $3.093M | 0.3% | $25.27 * | $21.06 | +5.8% | COM | 48251W104 |
| — | HOPFED BANCORP INC COM | 161,796 | $3.069M | 0.3% | $18.97 | $19.70 | — | COM | 439734104 |
| — | CHASERG TECHNLGY ACQUISITN CCL | 295,536 | $2.967M | 0.3% | $10.04 | $9.87 | — | COM | 16166A103 |
| — | ENTEGRA FINL CORP COM | 97,400 | $2.934M | 0.3% | $30.12 | $30.12 | — | COM | 29363J108 |
| — | B RILEY PRINCIPAL MERGER CORCL | 300,100 | $2.926M | 0.3% | $9.75 | $9.75 | — | COM | 05586Y106 |
| — | ARATANA THERAPEUTICS INC COM | 534,397 | $2.757M | 0.3% | $5.16 | $5.16 | — | COM | 03874P101 |
| — | LEGACY TEX FINL GROUP INC COM | 63,730 | $2.594M | 0.3% | $40.70 | $40.70 | — | COM | 52471Y106 |
| — | GABELLI MULTIMEDIA TRST INC | 310,076 | $2.499M | 0.3% | $8.06 | $7.30 | — | MUTUAL FUNDS | 36239Q109 |
| — | ANDINA ACQUISITION CORP III SH | 243,600 | $2.414M | 0.3% | $9.91 | $9.91 | — | COM | G04415108 |
| — | BIOSCRIP INC | 874,809 | $2.275M | 0.2% | $2.60 | $2.60 | — | COM | 09069N108 |
| — | STEWARDSHIP FINL CORP COM | 144,555 | $2.235M | 0.2% | $15.46 | $15.46 | — | COM | 860326107 |
| — | AEROHIVE NETWORKS INC COM | 495,127 | $2.193M | 0.2% | $4.43 | $4.43 | — | COM | 007786106 |
| — | EL PASO ELEC CO COM NEW | 33,300 | $2.178M | 0.2% | $65.41 | $65.41 | — | COM | 283677854 |
| RVPH | TENZING ACQUISITION CORP ORD S | 194,500 | $1.988M | 0.2% | $10.22 | $10.07 | — | COM | G8708A116 |
| — | UQM TECHNOLOGIES INC COM | 1,191,600 | $1.966M | 0.2% | $1.65 | $1.65 | — | COM | 903213106 |
| — | GABELLI CV SECURITIES FUND | 357,988 | $1.836M | 0.2% | $5.13 | $4.39 | — | MUTUAL FUNDS | 36240B109 |
| IBKR | INTERACTIVE BROKERS | 32,000 | $1.734M | 0.2% | $54.19 * | $12.75 | +2.0% | COM | 45841N107 |
| — | INTERMOLECULAR INC COM | 1,415,000 | $1.656M | 0.2% | $1.17 | $1.17 | — | COM | 45882D109 |
| — | PROFICIENT ALPHA ACQUISITION C | 164,000 | $1.648M | 0.2% | $10.05 | $10.05 | — | COM | 74317H204 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.623M | 0.2% | $18.44 * | $16.93 | +11.2% | COM | 403829104 |
| — | GABELLI GO ANYWHERE TRUST | 105,996 | $1.616M | 0.2% | $15.25 | $19.90 | — | MUTUAL FUNDS | 36250J109 |
| VZ | VERIZON COMMUNICATIONS | 27,000 | $1.543M | 0.2% | $57.15 * | $38.62 | +3.7% | COM | 92343V104 |
| — | BANCROFT FUND LTD COM | 60,941 | $1.365M | 0.1% | $22.40 | $18.29 | — | MUTUAL FUNDS | 059695106 |
| SONY | SONY CORP-ADR (B:SNE US) | 24,500 | $1.284M | 0.1% | $52.41 | $26.89 | — | COM | 835699307 |
| — | BARNES & NOBLES | 189,189 | $1.266M | 0.1% | $6.69 | $6.69 | — | COM | 067774109 |
| CCB | COASTAL FINANCIAL CORP/WA | 80,000 | $1.238M | 0.1% | $15.47 * | $16.55 | -1.7% | COM | 19046P209 |
| — | NORTHSTAR REALTY EUROPE CORPCO | 67,891 | $1.115M | 0.1% | $16.42 | $16.42 | — | COM | 66706L101 |
| — | EDTECHX HLDGS ACQUISITION COCO | 107,700 | $1.072M | 0.1% | $9.95 | $9.75 | — | COM | 28138X103 |
| — | AMERICAN MIDSTREAM PARTNERS CO | 204,256 | $1.056M | 0.1% | $5.17 | $4.48 | — | COM | 02752P100 |
| MITK | MITEK SYS INC COM NEW | 105,720 | $1.051M | 0.1% | $9.94 * | $11.22 | -4.9% | COM | 606710200 |
| — | GCP APPLIED TECHNOLOGIES INCCO | 43,086 | $975K | 0.1% | $22.63 | $23.41 | — | COM | 36164Y101 |
| — | TRINE ACQUISITION CORP COM CL | 99,000 | $960K | 0.1% | $9.70 | $9.70 | — | COM | 89628U108 |
| — | MBT FINL CORP COM | 95,700 | $959K | 0.1% | $10.02 | $9.30 | — | COM | 578877102 |
| — | BUNGE LIMITED | 100 | $945K | 0.1% | $9450.00 | — | — | Call | G16962905 |
| — | GABELLI GLB SML & MD CP VAL CO | 80,725 | $937K | 0.1% | $11.61 | $11.19 | — | MUTUAL FUNDS | 36249W104 |
| — | AGBA ACQUISTION LTD | 87,800 | $880K | 0.1% | $10.02 | $10.02 | — | COM | G0120M133 |
| BK | BANK OF NEW YORK MELLON CORP | 19,000 | $839K | 0.1% | $44.16 * | $33.03 | +17.5% | COM | 064058100 |
| — | GIGCAPITAL2 INC | 78,900 | $791K | 0.1% | $10.03 | $10.03 | — | COM | 375036209 |
| — | AVAYA HLDGS CORP COM | 66,100 | $787K | 0.1% | $11.91 | $11.91 | — | COM | 05351X101 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 8,600 | $697K | 0.1% | $81.05 | $67.50 | — | COM | 78377T107 |
| — | FALCON MINERALS CORP | 78,514 | $660K | 0.1% | $8.41 | $11.00 | — | COM | 30607B109 |
| ETN | EATON CORP PLC SHS | 7,900 | $658K | 0.1% | $83.29 * | $47.54 | +50.2% | COM | G29183103 |
| TDS | TELEPHONE & DATA SYS | 19,900 | $605K | 0.1% | $30.40 * | $24.08 | +29.7% | COM | 879433829 |
| — | CONNECTICUT WTR SVC INC COM | 8,464 | $590K | 0.1% | $69.71 | $69.11 | — | COM | 207797101 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 6,000 | $577K | 0.1% | $96.17 * | $22.72 | +22.3% | COM | 631103108 |
| — | TESLA MOTORS 1.250 03/1/21 | 600,000 | $571K | 0.1% | $0.95 | $1.07 | — | CONVERTIBLE BOND | 88160RAC5 |
| C | CITIGROUP INC | 7,500 | $525K | 0.1% | $70.00 * | $49.36 | +7.2% | COM | 172967424 |
| — | CBS CORP CLASS A | 10,450 | $523K | 0.1% | $50.05 | $51.70 | — | COM | 124857103 |
| — | MIDSOUTH BANCORP INC COM | 44,094 | $523K | 0.1% | $11.86 | $11.86 | — | COM | 598039105 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,200 | $521K | 0.1% | $72.36 | $58.13 | — | COM | 451100101 |
| EXAS | EXACT SCIENCES CORP COM | 4,356 | $514K | 0.1% | $118.00 * | $69.79 | +44.4% | COM | 30063P105 |
| — | TWO 6 1/4 1/15/22 | 500,000 | $506K | 0.1% | $1.01 | $1.01 | — | CONVERTIBLE BOND | 90187BAA9 |
| PNC | PNC FINANCIAL CORP | 3,600 | $494K | 0.1% | $137.22 * | $98.99 | +5.2% | COM | 693475105 |
| — | SPWR 4 1/15/23 | 525,000 | $466K | 0.0% | $0.89 | $0.86 | — | CONVERTIBLE BOND | 867652AL3 |
| CNS | COHEN & STEERS INC COM | 9,000 | $463K | 0.0% | $51.44 * | $27.16 | +40.0% | COM | 19247A100 |
| — | CRAY INC COM NEW | 13,300 | $463K | 0.0% | $34.81 | $34.81 | — | COM | 225223304 |
| DIS | DISNEY WALT PRODTNS | 3,000 | $419K | 0.0% | $139.67 * | $107.88 | +18.7% | COM | 254687106 |
| — | VIACOM INC NEW CL A | 12,200 | $416K | 0.0% | $34.10 | $49.28 | — | COM | 92553P102 |
| TXT | TEXTRON INC | 7,400 | $392K | 0.0% | $52.97 * | $50.40 | -0.3% | COM | 883203101 |
| T | A T & T INC (NEW) | 11,632 | $390K | 0.0% | $33.53 * | $14.53 | +3.8% | COM | 00206R102 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 43,750 | $369K | 0.0% | $8.43 | $16.86 | — | COM | 40049J206 |
| NFG | NATIONAL FUEL GAS CO N J COM | 6,900 | $364K | 0.0% | $52.75 * | $54.71 | +4.0% | COM | 636180101 |
| — | TBPH 3 1/4 11/1/23 | 400,000 | $347K | 0.0% | $0.87 | $0.87 | — | CONVERTIBLE BOND | 88339KAA0 |
| NEM | NEWMONT GOLDCORP CORP | 9,000 | $346K | 0.0% | $38.44 * | $14.41 | +93.9% | COM | 651639106 |
| TXN | TEXAS INSTRUMENTS INC | 3,000 | $344K | 0.0% | $114.67 * | $63.00 | +47.2% | COM | 882508104 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $343K | 0.0% | $1372.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| — | DISH NETWORK CORPORATION | 8,700 | $334K | 0.0% | $38.39 | $52.56 | — | COM | 25470M109 |
| VMC | VULCAN MATLS CO COM | 2,400 | $330K | 0.0% | $137.50 * | $95.27 | +26.5% | COM | 929160109 |
| — | GENERAL ELEC CO | 31,200 | $328K | 0.0% | $10.51 | $7.56 | — | COM | 369604103 |
| — | HYDROGENICS CORP NEW COM NEW | 21,900 | $325K | 0.0% | $14.84 | $14.84 | — | COM | 448883207 |
| CAG | CONAGRA BRANDS INC | 12,000 | $318K | 0.0% | $26.50 * | $22.59 | -1.7% | COM | 205887102 |
| — | LIBERTY BRAVES GROUP C | 11,339 | $317K | 0.0% | $27.96 | $15.24 | — | COM | 531229888 |
| — | TEXAS PAC LD TR SUB CTF PROP I | 400 | $315K | 0.0% | $787.50 | $542.50 | — | COM | 882610108 |
| CNH | CNH INDUSTRIAL NV | 30,000 | $308K | 0.0% | $10.27 * | $8.32 | -7.2% | COM | N20944109 |
| — | PDCE 1 1/8 9/15/21 | 325,000 | $305K | 0.0% | $0.94 | $0.94 | — | CONVERTIBLE BOND | 69327RAD3 |
| — | THE MEDICINES CO. 2.5 1/15/22 | 250,000 | $301K | 0.0% | $1.20 | $1.22 | — | CONVERTIBLE BOND | 584688AE5 |
| — | ICPT 2.000 05/15/26 | 300,000 | $300K | 0.0% | $1.00 | $1.00 | — | CONVERTIBLE BOND | 45845PAB4 |
| NPO | ENPRO INDS INC COM | 4,500 | $287K | 0.0% | $63.78 * | $65.34 | 0.0% | COM | 29355X107 |
| GDX | VANECK VECTORS GOLD MINERS ETF | 11,100 | $284K | 0.0% | $25.59 | $25.59 | — | ETF - EQUITY | 92189F106 |
| — | CHICOS FAS INC COM | 79,400 | $268K | 0.0% | $3.38 | $3.38 | — | COM | 168615102 |
| BC | BRUNSWICK CORP | 5,500 | $252K | 0.0% | $45.82 * | $42.53 | 0.0% | COM | 117043109 |
| — | BUNGE LIMITED COM | 4,500 | $251K | 0.0% | $55.78 | $53.06 | — | COM | G16962105 |
| MGM | MGM RESORTS INTERNATIONAL | 8,800 | $251K | 0.0% | $28.52 * | $30.36 | -13.8% | COM | 552953101 |
| — | MDCO 2 3/4 7/15/23 | 250,000 | $245K | 0.0% | $0.98 | $0.84 | — | CONVERTIBLE BOND | 584688AG0 |
| — | CLVS 2 1/2 9/15/21 | 275,000 | $243K | 0.0% | $0.88 | $0.86 | — | CONVERTIBLE BOND | 189464AB6 |
| — | HLX 4 1/8 9/15/23 | 200,000 | $243K | 0.0% | $1.22 | $1.19 | — | CONVERTIBLE BOND | 42330PAJ6 |
| — | INFN 2 1/8 9/1/24 | 350,000 | $240K | 0.0% | $0.69 | $0.69 | — | CONVERTIBLE BOND | 45667GAC7 |
| — | BANK OF AMERICA CV PFD L 7.250 | 175 | $240K | 0.0% | $1371.43 | $1274.29 | — | CONVERTIBLE PREF | 060505682 |
| — | FORUM MERGER II CORP WT EXP 09 | 368,900 | $236K | 0.0% | $0.64 | $0.44 | — | WARRANT AND RIGH | 34986F111 |
| MLI | MUELLER INDS INC COM | 8,000 | $234K | 0.0% | $29.25 * | $13.36 | -0.3% | COM | 624756102 |
| — | GENERAL ELECTRIC CO | 100 | $216K | 0.0% | $2160.00 | — | — | Call | 369604903 |
| — | EXAS 1.000 01/15/25 | 125,000 | $216K | 0.0% | $1.73 | $1.73 | — | CONVERTIBLE BOND | 30063PAA3 |
| SSP | SCRIPPS E W CO OHIO CL A | 14,000 | $214K | 0.0% | $15.29 * | $13.36 | +5.3% | COM | 811054402 |
| GNW | GENWORTH FINL INC COM CL A | 57,523 | $213K | 0.0% | $3.70 * | $3.77 | -5.9% | COM | 37247D106 |
| ELV | ANTHEM INC COM | 750 | $212K | 0.0% | $282.67 * | $263.72 | -5.3% | COM | 036752103 |
| HON | HONEYWELL INT'L INC | 1,200 | $210K | 0.0% | $175.00 * | $138.65 | 0.0% | COM | 438516106 |
| CI | CIGNA CORP NEW | 1,300 | $205K | 0.0% | $157.69 * | $143.34 | 0.0% | COM | 125523100 |
| HCA | HCA HEALTHCARE INC | 1,500 | $203K | 0.0% | $135.33 * | $119.41 | 0.0% | COM | 40412C101 |
| — | IPHI 1 1/8 12/1/20 | 150,000 | $201K | 0.0% | $1.34 | $1.34 | — | CONVERTIBLE BOND | 45772FAB3 |
| BRSL | INTERNATIONAL GAME TECH PLC SH | 15,000 | $195K | 0.0% | $13.00 * | $8.97 | 0.0% | COM | G4863A108 |
| NWL | NEWELL BRANDS | 12,000 | $185K | 0.0% | $15.42 * | $12.87 | -14.8% | COM | 651229106 |
| — | ROAN RES INC CL A COM | 105,550 | $184K | 0.0% | $1.74 | $1.74 | — | COM | 769755109 |
| — | RDUS 3.000 09/01/24 | 200,000 | $181K | 0.0% | $0.91 | $0.77 | — | CONVERTIBLE BOND | 750469AA6 |
| — | ICPT 3 1/4 7/1/23 | 200,000 | $178K | 0.0% | $0.89 | $0.81 | — | CONVERTIBLE BOND | 45845PAA6 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 14,600 | $163K | 0.0% | $11.16 | $1.80 | +519.9% | COM | 218352102 |
| — | LF CAP ACQUISITION CORP WT EXP | 447,993 | $152K | 0.0% | $0.34 | $0.50 | — | WARRANT AND RIGH | 50200K116 |
| CCO | CLEAR CHANNEL OUTDOOR HLDG | 31,250 | $148K | 0.0% | $4.74 * | $5.11 | 0.0% | COM | 18453H106 |
| — | TRINITY MERGER CORP WT EXP 051 | 423,100 | $140K | 0.0% | $0.33 | $0.50 | — | WARRANT AND RIGH | 89653L114 |
| — | VECTOIQ ACQUISITION CORP WT EX | 279,200 | $131K | 0.0% | $0.47 | $0.59 | — | WARRANT AND RIGH | 92243N111 |
| EVH | EVOLENT HEALTH INC CL A | 15,500 | $123K | 0.0% | $7.94 * | $14.72 | -19.6% | COM | 30050B101 |
| — | AMCI ACQUISITION CORP WT EXP 0 | 418,600 | $121K | 0.0% | $0.29 | $0.28 | — | WARRANT AND RIGH | 00165R119 |
| — | CHASERG TECHNLGY ACQUISITN CWT | 147,768 | $111K | 0.0% | $0.75 | $0.65 | — | WARRANT AND RIGH | 16166A111 |
| — | MONOCLE ACQUISITION CORP WT EX | 284,300 | $100K | 0.0% | $0.35 | $0.35 | — | WARRANT AND RIGH | 609754114 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS WT | 73,713 | $99,000 | 0.0% | $1.34 | $0.80 | — | WARRANT AND RIGH | G8250R129 |
| — | NEBULA ACQUISITION CORP WT EXP | 93,031 | $93,000 | 0.0% | $1.00 | $1.35 | — | WARRANT AND RIGH | 629076118 |
| — | HC2 HLDGS INC COM | 37,100 | $88,000 | 0.0% | $2.37 | $8.43 | — | COM | 404139107 |
| — | VEON LTD ADR | 28,000 | $78,000 | 0.0% | $2.79 | $3.51 | — | COM | 91822M106 |
| — | GORDON POINTE ACQUISITION COWT | 223,900 | $76,000 | 0.0% | $0.34 | $0.65 | — | WARRANT AND RIGH | 382788115 |
| — | GAMCO NAT RESOURCE GOLD X | 12,348 | $72,000 | 0.0% | $5.83 | $5.83 | — | MUTUAL FUNDS | 36465E101 |
| — | ANDINA ACQUISITION CORP III RT | 243,600 | $63,000 | 0.0% | $0.26 | $0.26 | — | WARRANT AND RIGH | G04415132 |
| — | SUPERIOR INDS INTL INC | 16,000 | $55,000 | 0.0% | $3.44 | $3.44 | — | COM | 868168105 |
| SNAXW | ANDINA ACQUISITION CORP III WT | 243,600 | $51,000 | 0.0% | $0.21 | $0.21 | — | WARRANT AND RIGH | G04415124 |
| — | B RILEY PRINCIPAL MERGER CORWT | 100,150 | $50,000 | 0.0% | $0.50 | $0.50 | — | WARRANT AND RIGH | 05586Y114 |
| OPK | OPKO HEALTH INC COM | 20,000 | $49,000 | 0.0% | $2.45 * | $7.71 | -71.7% | COM | 68375N103 |
| — | TENZING ACQUISITION CORP WT EX | 194,500 | $41,000 | 0.0% | $0.21 | $0.16 | — | WARRANT AND RIGH | G8708A108 |
| — | TKK SYMPHONY ACQUISITION CORRT | 208,580 | $38,000 | 0.0% | $0.18 | $0.32 | — | WARRANT AND RIGH | G88950137 |
| — | TRINE ACQUISITION CORP WT EXP | 49,500 | $37,000 | 0.0% | $0.75 | $0.75 | — | WARRANT AND RIGH | 89628U116 |
| — | INTERNAP CORP COM PAR | 10,000 | $30,000 | 0.0% | $3.00 | $15.70 | — | COM | 45885A409 |
| — | TKK SYMPHONY ACQUISITION CORWT | 208,580 | $27,000 | 0.0% | $0.13 | $0.17 | — | WARRANT AND RIGH | G88950129 |
| — | WEATHERFORD INTERNATIONAL PLC | 55,000 | $3,000 | 0.0% | $0.05 | $5.64 | — | COM | G48833100 |