Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 6, 2020
Total Value: $555M (99.3% shares, 0.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC COM | 2,931,791 | $33.92M | 6.1% | $19.94 | -51.5% | COM | 361438104 |
| — | MOMENTA PHARMACEUTICALS INC CO | 432,325 | $22.69M | 4.1% | $52.48 | — | COM | 60877T100 |
| — | IMMUNOMEDICS INC COM | 257,000 | $21.85M | 3.9% | $85.03 | — | COM | 452907108 |
| WTW | WILLIS TOWERS WATSON PUB LTD S | 103,387 | $21.59M | 3.9% | $188.75 | +0.6% | COM | G96629103 |
| — | E TRADE FINANCIAL CORP COM NEW | 426,671 | $21.36M | 3.8% | $46.66 | — | COM | 269246401 |
| — | VARIAN MED SYS INC COM | 107,374 | $18.47M | 3.3% | $172.00 | — | COM | 92220P105 |
| — | LIBERTY SIRIUS GROUP C | 523,944 | $17.33M | 3.1% | $31.92 | — | COM | 531229607 |
| — | AIMMUNE THERAPEUTICS INC COM | 501,719 | $17.28M | 3.1% | $34.45 | — | COM | 00900T107 |
| — | WRIGHT MEDICAL GROUP | 524,056 | $16M | 2.9% | $29.88 | — | COM | N96617118 |
| — | GDL FUND | 1,766,004 | $14.8M | 2.7% | $9.51 | — | MUTUAL FUNDS | 361570104 |
| — | GRUBHUB INC COM | 186,622 | $13.5M | 2.4% | $72.27 | — | COM | 400110102 |
| — | GCI LIBERTY INC COM CLASS A | 148,041 | $12.13M | 2.2% | $81.29 | — | COM | 36164V305 |
| — | ADVANCED DISP SVCS INC DEL COM | 393,960 | $11.91M | 2.1% | $32.64 | — | COM | 00790X101 |
| — | GABELLI DIV&INC TR COM | 642,520 | $11.79M | 2.1% | $18.63 | — | MUTUAL FUNDS | 36242H104 |
| — | ROSETTA STONE INC COM | 338,481 | $10.15M | 1.8% | $29.98 | — | COM | 777780107 |
| — | TIFFANY & CO NEW COM | 78,274 | $9.068M | 1.6% | $133.65 | — | COM | 886547108 |
| — | PMV CONSUMER ACQUISITION COR | 875,000 | $8.741M | 1.6% | $9.99 | — | COM | 693486201 |
| LEN/B | LENNAR B SHARES | 131,364 | $8.625M | 1.6% | $32.35 | +52.3% | COM | 526057302 |
| — | NATIONAL GEN HLDGS CORP COM | 253,165 | $8.544M | 1.5% | $33.75 | — | COM | 636220303 |
| — | FITBIT INC CL A | 1,152,806 | $8.024M | 1.4% | $6.59 | — | COM | 33812L102 |
| — | ACACIA COMMUNICATIONS INC COM | 107,765 | $7.263M | 1.3% | $65.83 | — | COM | 00401C108 |
| — | LIVONGO HEALTH INC COM | 46,415 | $6.5M | 1.2% | $140.04 | — | COM | 539183103 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 389,449 | $6.27M | 1.1% | $16.45 | — | MUTUAL FUNDS | 36242L105 |
| — | TD AMERITRADE HLDG CORP COM | 157,917 | $6.182M | 1.1% | $46.29 | — | COM | 87236Y108 |
| — | MAXIM INTEGRATED PRODS INC COM | 89,479 | $6.05M | 1.1% | $67.61 | — | COM | 57772K101 |
| — | NOBLE ENERGY INC COM | 703,723 | $6.017M | 1.1% | $8.55 | — | COM | 655044105 |
| — | GS ACQUISITION HOLDINGS CORP | 527,500 | $5.924M | 1.1% | $10.51 | — | COM | 36258Q204 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 320,324 | $5.558M | 1.0% | $21.02 | — | COM | 398438408 |
| — | HUDSON LTD COM CL A | 616,805 | $4.688M | 0.8% | $7.60 | — | COM | G46408103 |
| — | VIRTUSA CORP COM | 87,785 | $4.316M | 0.8% | $49.17 | — | COM | 92827P102 |
| — | SINA CORP ORD | 101,095 | $4.308M | 0.8% | $42.61 | — | COM | G81477104 |
| ALUS | ALUSSA ENERGY ACQ CORP | 409,000 | $4.061M | 0.7% | $9.80 | — | COM | G0232J101 |
| KKR | KKR & CO INC CL A | 114,000 | $3.915M | 0.7% | $21.06 | +58.1% | COM | 48251W104 |
| — | JERNIGAN CAP INC COM | 220,783 | $3.784M | 0.7% | $17.14 | — | COM | 476405105 |
| — | CINCINNATI BELL INC NEW COM NE | 249,200 | $3.738M | 0.7% | $14.91 | — | COM | 171871502 |
| — | CRAFT BREW ALLIANCE INC COM | 224,336 | $3.704M | 0.7% | $16.13 | — | COM | 224122101 |
| — | VIVINT SOLAR INC COM | 87,210 | $3.693M | 0.7% | $42.35 | — | COM | 92854Q106 |
| — | DELPHI TECHNOLOGIES PLC SHS | 220,479 | $3.684M | 0.7% | $10.37 | — | COM | G2709G107 |
| — | LIONHEART ACQUISITION CORP | 356,100 | $3.547M | 0.6% | $9.96 | — | COM | 53625R203 |
| — | NEW PROVIDENCE ACQUISITION COM | 330,465 | $3.328M | 0.6% | $10.07 | — | COM | 64822P106 |
| — | NAVISTAR INTL CORP COM | 73,549 | $3.202M | 0.6% | $43.54 | — | COM | 63934E112 |
| — | CITIC CAPITAL ACQUISITION COCO | 319,700 | $3.143M | 0.6% | $9.83 | — | COM | G21513109 |
| — | INTERPRIVATE ACQUISITION CORCO | 299,200 | $2.992M | 0.5% | $10.00 | — | UNITS | 46064A103 |
| — | APEX TECHNOLOGY ACQUISITN COCO | 270,311 | $2.865M | 0.5% | $10.25 | — | COM | 03768F102 |
| — | CHURCHILL CAPITAL CORP IV CL A | 288,600 | $2.823M | 0.5% | $9.78 | — | COM | 171439102 |
| — | CINCINNATI BELL PFD CVT 6.75 | 57,252 | $2.777M | 0.5% | $46.60 | — | CONVERTIBLE PREF | 171871403 |
| — | AKCEA THERAPEUTICS INC COM | 147,574 | $2.677M | 0.5% | $18.14 | — | COM | 00972L107 |
| — | ARTIUS ACQUISITION INC COM CL | 266,908 | $2.653M | 0.5% | $9.94 | — | COM | 04316G105 |
| — | CIIG MERGER CORP COM CL A | 264,300 | $2.648M | 0.5% | $10.02 | — | COM | 12559C103 |
| — | VECTOR ACQUISITION CORP | 259,900 | $2.635M | 0.5% | $10.14 | — | COM | G9442R100 |
| — | JAWS ACQUISITION CORP SHS | 238,100 | $2.479M | 0.4% | $10.41 | — | COM | G50744104 |
| — | UNION ACQUISITION CORP II SHS | 246,900 | $2.452M | 0.4% | $9.85 | — | COM | G9402Q100 |
| — | FOLEY TRASIMENE ACQUISITION | 237,100 | $2.418M | 0.4% | $10.20 | — | COM | 344328208 |
| — | CC NEUBERGER PRIN HLDGS II SHS | 239,400 | $2.406M | 0.4% | $10.05 | — | COM | G3166T103 |
| — | SOCIAL CAP HEDSPIA HLDG CO ICO | 180,000 | $2.243M | 0.4% | $12.46 | — | COM | G8251K107 |
| — | FUSION ACQUISITION CORP | 212,151 | $2.185M | 0.4% | $10.16 | — | COM | 36118H204 |
| — | TWC TECH HOLDINGS II CORP | 207,300 | $2.098M | 0.4% | $10.12 | — | COM | 90117G204 |
| — | GABELLI MULTIMEDIA TRST INC | 322,246 | $2.082M | 0.4% | $7.29 | — | MUTUAL FUNDS | 36239Q109 |
| — | GIGCAPITAL2 INC COM | 203,500 | $2.068M | 0.4% | $9.93 | — | COM | 375036100 |
| — | LORAL SPACE & COMMUNICATNS ICO | 112,998 | $2.068M | 0.4% | $43.97 | — | COM | 543881106 |
| — | GABELLI CV SECURITIES FUND | 355,988 | $1.922M | 0.3% | $4.39 | — | MUTUAL FUNDS | 36240B109 |
| — | FINSERV ACQUISITION CORP CL A | 186,300 | $1.869M | 0.3% | $10.03 | — | COM | 318085107 |
| — | CENTRAL EUROPN MEDIA ENTRPRICO | 432,026 | $1.81M | 0.3% | $4.53 | — | COM | G20045202 |
| — | BITAUTO HLDGS LTD SPONSORED AD | 114,498 | $1.803M | 0.3% | $15.82 | — | COM | 091727107 |
| — | FORUM MERGER III CORP COM CL A | 178,300 | $1.772M | 0.3% | $9.94 | — | COM | 349885103 |
| — | MONOCLE ACQUISITION CORP COM | 167,505 | $1.715M | 0.3% | $9.90 | — | COM | 609754106 |
| — | MYLAN N V ORD SHARES | 113,300 | $1.68M | 0.3% | $14.83 | — | COM | N59465109 |
| — | LF CAP ACQUISITION CORP CL A | 157,193 | $1.657M | 0.3% | $9.68 | — | COM | 50200K108 |
| OPCH | OPTION CARE HEALTH INC | 122,728 | $1.641M | 0.3% | $14.46 | -15.9% | COM | 68404L201 |
| FOX | FOX CORP CL B | 56,563 | $1.582M | 0.3% | $34.43 | -28.6% | COM | 35137L204 |
| — | COHN ROBBINS HOLDINGS CORP | 156,213 | $1.576M | 0.3% | $10.09 | — | COM | G23726121 |
| — | BANCROFT FUND LTD COM | 63,300 | $1.573M | 0.3% | $18.58 | — | MUTUAL FUNDS | 059695106 |
| DELL | DELL TECHNOLOGIES INC CL C | 23,163 | $1.568M | 0.3% | $28.60 | 0.0% | COM | 24703L202 |
| — | JUNIPER INDL HLDGS INC COM CL | 147,600 | $1.544M | 0.3% | $10.46 | — | COM | 48205G106 |
| IBKR | INTERACTIVE BROKERS | 31,500 | $1.522M | 0.3% | $12.75 | -5.2% | COM | 45841N107 |
| — | DISCOVERY INC-C | 77,608 | $1.521M | 0.3% | $22.04 | — | COM | 25470F302 |
| GYRO | GYRODYNE LLC COM | 88,194 | $1.456M | 0.3% | $16.93 | +1.1% | COM | 403829104 |
| — | ANDINA ACQUISITION CORP III SH | 140,500 | $1.439M | 0.3% | $9.91 | — | COM | G04415108 |
| VZ | VERIZON COMMUNICATIONS | 24,000 | $1.428M | 0.3% | $38.62 | +10.2% | COM | 92343V104 |
| TREB/U | TREBIA ACQUISITION CORP | 132,122 | $1.427M | 0.3% | $10.45 | — | COM | G9027T125 |
| — | TAUBMAN CTRS INC COM | 42,204 | $1.405M | 0.3% | $40.64 | — | COM | 876664103 |
| GNRSQ | GREENROSE ACQUISITION CORP COM | 143,300 | $1.4M | 0.3% | $9.86 | 0.0% | COM | 395392103 |
| TMUS | T-MOBILE US INC | 12,150 | $1.389M | 0.3% | $93.38 | +14.7% | COM | 872590104 |
| — | DMY TECHNOLOGY GROUP INC II | 131,800 | $1.348M | 0.2% | $10.23 | — | COM | 233277201 |
| CMTL | COMTECH TELECOMMUNICATIONS CCO | 95,950 | $1.343M | 0.2% | $15.01 | 0.0% | COM | 205826209 |
| — | YUNHONG INTL CL A SHS | 135,400 | $1.336M | 0.2% | $9.87 | — | COM | G98882106 |
| — | PIVOTAL INVT CORP II COM CL A | 113,300 | $1.306M | 0.2% | $9.94 | — | COM | 72582K100 |
| SONY | SONY CORP-ADR (B:SNE US) | 17,000 | $1.305M | 0.2% | $26.89 | — | COM | 835699307 |
| — | CLIMATE CHANGE CRISIS REAL | 128,500 | $1.291M | 0.2% | $10.05 | — | COM | 18716C209 |
| — | MACQUARIE INFRASTRUCTURE COMPA | 47,300 | $1.272M | 0.2% | $33.95 | — | COM | 55608B105 |
| — | INNERWORKINGS INC COM | 412,236 | $1.233M | 0.2% | $2.99 | — | COM | 45773Y105 |
| — | HEALTHCARE MERGER CORP A | 117,809 | $1.196M | 0.2% | $9.70 | — | COM | 42227L102 |
| — | GO ACQUISITION CORP | 118,600 | $1.195M | 0.2% | $10.08 | — | COM | 362019200 |
| GNW | GENWORTH FINL INC COM CL A | 344,091 | $1.153M | 0.2% | $4.15 | -35.7% | COM | 37247D106 |
| — | FLYING EAGLE ACQUISITION CORCO | 92,900 | $1.13M | 0.2% | $11.16 | — | COM | 34407Y103 |
| HXL | HEXCEL CORP NEW COM | 33,203 | $1.114M | 0.2% | $53.31 | -24.3% | COM | 428291108 |
| — | FOLEY TRASIMENE ACQUISTN CORCO | 106,200 | $1.1M | 0.2% | $10.36 | — | COM | 34431F104 |
| — | GABELLI GO ANYWHERE TRUST | 111,487 | $1.097M | 0.2% | $19.51 | — | MUTUAL FUNDS | 36250J109 |
| — | YUCAIPA ACQUISITION CORP | 106,200 | $1.083M | 0.2% | $10.20 | — | COM | G9879L121 |
| — | TRINE ACQUISITION CORP COM CL | 99,000 | $1.069M | 0.2% | $9.70 | — | COM | 89628U108 |
| — | FERRO CORP | 84,434 | $1.047M | 0.2% | $13.28 | — | COM | 315405100 |
| — | PROPERTY SOLUTIONS ACQUISITICO | 106,200 | $1.042M | 0.2% | $9.81 | — | COM | 74348Q108 |
| — | E MERGE TECHNOLOGY ACQUISITICO | 106,200 | $1.039M | 0.2% | $9.78 | — | COM | 26873Y104 |
| ASPL/U | ASPIRATIONAL CONSUMER LIFEST | 103,800 | $1.038M | 0.2% | $10.00 | — | COM | G05436129 |
| AGILQ | LIV CAP ACQUISITION CORP CL A | 104,600 | $1.03M | 0.2% | $9.85 | — | COM | G5510C108 |
| — | BRISTOL MYERS SQUIBB CO CONTNG | 400,701 | $902K | 0.2% | $2.98 | — | WARRANT AND RIGH | 110122157 |
| — | HPX CORP SHS CL A | 91,700 | $902K | 0.2% | $9.84 | — | COM | G32219100 |
| AONE/U | ONE | 79,115 | $862K | 0.2% | $10.90 | — | COM | G7000X113 |
| — | STANDARD AVB FINL CORP COM | 26,000 | $849K | 0.2% | $32.65 | — | COM | 85303B100 |
| — | PERCEPTRON INC COM | 124,818 | $849K | 0.2% | $6.80 | — | COM | 71361F100 |
| — | GABELLI GLB SML & MD CP VAL CO | 82,711 | $835K | 0.2% | $11.20 | — | MUTUAL FUNDS | 36249W104 |
| — | BOWX ACQUISITION CORP | 79,700 | $818K | 0.1% | $10.26 | — | COM | 103085205 |
| — | EQUITY DISTRIBUTION ACQUISIT | 77,900 | $802K | 0.1% | $10.30 | — | COM | 29465E209 |
| — | SURGALIGN HOLDINGS INC COM | 416,320 | $754K | 0.1% | $1.81 | — | COM | 86882C105 |
| MPC | MARATHON PETE CORP COM | 23,500 | $689K | 0.1% | $30.14 | 0.0% | COM | 56585A102 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 5,500 | $675K | 0.1% | $22.72 | +74.2% | COM | 631103108 |
| BK | BANK OF NEW YORK MELLON CORP | 19,000 | $652K | 0.1% | $33.03 | -5.6% | COM | 064058100 |
| — | MEGALITH FINANCIAL ACQUISITION | 63,000 | $650K | 0.1% | $9.64 | — | COM | 58518F109 |
| NEM | NEWMONT CORP | 9,600 | $609K | 0.1% | $16.63 | +231.6% | COM | 651639106 |
| — | LF CAP ACQUISITION CORP WT EXP | 334,993 | $603K | 0.1% | $0.50 | — | WARRANT AND RIGH | 50200K116 |
| — | SPWR 4 1/15/23 | 625,000 | $593K | 0.1% | $0.88 | — | CONVERTIBLE BOND | 867652AL3 |
| CCB | COASTAL FINANCIAL CORP/WA | 47,800 | $586K | 0.1% | $16.55 | -16.5% | COM | 19046P209 |
| — | TORTOISE ACQUISITION CORP II | 50,400 | $548K | 0.1% | $10.87 | — | COM | G89554110 |
| MSM | MSC INDL DIRECT INC CL A | 8,500 | $538K | 0.1% | $73.87 | -10.2% | COM | 553530106 |
| — | OAKTREE ACQUISITION CORP II | 51,900 | $534K | 0.1% | $10.29 | — | COM | G6715X129 |
| — | TBPH 3 1/4 11/1/23 | 600,000 | $530K | 0.1% | $0.89 | — | CONVERTIBLE BOND | 88339KAA0 |
| — | VESPER HEALTHCARE ACQUISITIO | 51,400 | $527K | 0.1% | $10.25 | — | COM | 92538T203 |
| — | SOCIAL CAP HDOSPHIA HLDG CO SH | 27,500 | $522K | 0.1% | $18.98 | — | COM | G8250T109 |
| TMPOQ | ACE CONVERGENCE ACQU CORP CL A | 53,100 | $518K | 0.1% | $9.76 | — | COM | G0083D120 |
| — | MOBILEIRON INC COM NEW | 67,800 | $475K | 0.1% | $7.01 | — | COM | 60739U204 |
| TXN | TEXAS INSTRUMENTS INC | 3,300 | $471K | 0.1% | $66.51 | +75.7% | COM | 882508104 |
| BHC | BAUSCH HEALTH COMPANIES INC CO | 29,300 | $455K | 0.1% | $20.63 | -16.5% | COM | 071734107 |
| PNC | PNC FINANCIAL CORP | 3,600 | $396K | 0.1% | $98.99 | -10.4% | COM | 693475105 |
| — | STARBOARD VALUE ACQUISITION | 38,900 | $393K | 0.1% | $10.10 | — | COM | 85521J208 |
| — | VIACOMCBS INC CL A | 12,635 | $383K | 0.1% | $44.62 | — | COM | 92556H107 |
| ENR | ENERGIZER HLDGS INC NEW | 9,500 | $372K | 0.1% | $31.38 | +18.2% | COM | 29272W109 |
| — | AMCI ACQUISITION CORP CLASS A | 34,680 | $359K | 0.1% | $9.86 | — | COM | 00165R101 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,200 | $355K | 0.1% | $58.13 | — | COM | 451100101 |
| TDS | TELEPHONE & DATA SYS | 19,100 | $352K | 0.1% | $23.92 | -12.0% | COM | 879433829 |
| — | TWO 6 1/4 1/15/22 | 350,000 | $350K | 0.1% | $1.01 | — | CONVERTIBLE BOND | 90187BAA9 |
| — | MIC 2 10/1/23 | 375,000 | $342K | 0.1% | $0.90 | — | CONVERTIBLE BOND | 55608BAB1 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $336K | 0.1% | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| — | RDUS 3.000 09/01/24 | 400,000 | $330K | 0.1% | $0.84 | — | CONVERTIBLE BOND | 750469AA6 |
| VMC | VULCAN MATLS CO COM | 2,400 | $325K | 0.1% | $95.27 | +26.2% | COM | 929160109 |
| — | NEE 4.872 9/1/22 CV PFD | 6,000 | $325K | 0.1% | $50.22 | — | CONVERTIBLE PREF | 65339F796 |
| — | INFN 2 1/8 9/1/24 | 350,000 | $324K | 0.1% | $0.69 | — | CONVERTIBLE BOND | 45667GAC7 |
| — | GCP APPLIED TECHNOLOGIES INCCO | 15,400 | $323K | 0.1% | $21.71 | — | COM | 36164Y101 |
| HCA | HCA HEALTHCARE INC | 2,500 | $312K | 0.1% | $99.34 | +19.1% | COM | 40412C101 |
| TXT | TEXTRON INC | 8,500 | $307K | 0.1% | $49.20 | -26.8% | COM | 883203101 |
| GDX | VANECK VECTORS GOLD MINERS ETF | 7,800 | $305K | 0.1% | $39.10 | — | ETF - EQUITY | 92189F106 |
| — | BANK OF AMERICA CV PFD L 7.250 | 200 | $299K | 0.1% | $1276.25 | — | CONVERTIBLE PREF | 060505682 |
| YTRA | YATRA ONLINE INC ORD SHS | 392,544 | $294K | 0.1% | $4.07 | -82.5% | COM | G98338109 |
| — | REDBALL ACQUISITION CORP | 26,400 | $279K | 0.1% | $10.57 | — | COM | G7417R121 |
| — | INTERSECT ENT INC COM | 16,900 | $276K | 0.0% | $16.33 | — | COM | 46071F103 |
| META | FACEBOOK INC CL A | 1,050 | $275K | 0.0% | $207.33 | +23.5% | COM | 30303M102 |
| — | SOCIAL CAP HDOSPHIA HLDG CO WT | 49,600 | $275K | 0.0% | $5.54 | — | WARRANT AND RIGH | G8250T125 |
| NFG | NATIONAL FUEL GAS CO N J COM | 6,700 | $272K | 0.0% | $53.56 | -20.5% | COM | 636180101 |
| — | BUNGE LIMITED COM | 5,900 | $270K | 0.0% | $45.76 | — | COM | G16962105 |
| — | INSU ACQUISITION CORP II | 26,100 | $270K | 0.0% | $10.34 | — | COM | 457821304 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 43,500 | $269K | 0.0% | $13.29 | — | COM | 40049J206 |
| CCI | CROWN CASTLE INTL CORP | 1,600 | $266K | 0.0% | $129.05 | 0.0% | COM | 22822V101 |
| C | CITIGROUP INC | 6,000 | $259K | 0.0% | $49.36 | -16.9% | COM | 172967424 |
| CI | CIGNA CORP NEW | 1,500 | $254K | 0.0% | $166.81 | -3.5% | COM | 125523100 |
| — | DISH NETWORK CORPORATION | 8,700 | $253K | 0.0% | $48.39 | — | COM | 25470M109 |
| — | PIVOTAL INVT CORP II WT EXP 06 | 68,164 | $252K | 0.0% | $1.35 | — | WARRANT AND RIGH | 72582K118 |
| — | FALCON MINERALS CORP | 102,714 | $251K | 0.0% | $7.15 | — | COM | 30607B109 |
| — | FRONT YD RESIDENTIAL CORP COM | 28,350 | $248K | 0.0% | $11.95 | — | COM | 35904G107 |
| DIS | DISNEY WALT PRODTNS | 2,000 | $248K | 0.0% | $107.88 | +13.2% | COM | 254687106 |
| CNH | CNH INDUSTRIAL NV | 31,250 | $244K | 0.0% | $7.89 | -25.1% | COM | N20944109 |
| — | ICPT 2.000 05/15/26 | 350,000 | $243K | 0.0% | $0.99 | — | CONVERTIBLE BOND | 45845PAB4 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 13,400 | $233K | 0.0% | $1.80 | +786.6% | COM | 218352102 |
| — | SOCIAL CAP HEDSPIA HLDG CO IWT | 60,000 | $232K | 0.0% | $3.87 | — | WARRANT AND RIGH | G8251K115 |
| ABBV | ABBVIE INC COM | 2,577 | $226K | 0.0% | $70.50 | +8.2% | COM | 00287Y109 |
| — | TWTR 1/4 6/15/24 | 200,000 | $223K | 0.0% | $0.97 | — | CONVERTIBLE BOND | 90184LAF9 |
| BDX | BECTON DICKINSON & CO COM | 950 | $221K | 0.0% | $220.31 | +2.3% | COM | 075887109 |
| MRK | MERCK & COMPANY | 2,600 | $216K | 0.0% | $65.93 | 0.0% | COM | 58933Y105 |
| — | CHURCHILL CAPITAL CORP IV | 21,000 | $210K | 0.0% | $10.00 | — | COM | 171439201 |
| PRGO | PERRIGO COMPANY | 4,500 | $207K | 0.0% | $53.64 | -2.4% | COM | G97822103 |
| BIO | BIO RAD LABS INC CL A | 400 | $206K | 0.0% | $441.30 | +14.8% | COM | 090572207 |
| CVS | CVS HEALTH CORP | 3,500 | $204K | 0.0% | $57.42 | -8.8% | COM | 126650100 |
| ELV | ANTHEM INC COM | 750 | $201K | 0.0% | $250.01 | 0.0% | COM | 036752103 |
| — | NEW PROVIDENCE ACQUISITION WT | 165,232 | $200K | 0.0% | $1.21 | — | WARRANT AND RIGH | 64822P114 |
| — | CITIC CAPITAL ACQUISITION COWT | 159,850 | $200K | 0.0% | $1.25 | — | WARRANT AND RIGH | G21513117 |
| BC | BRUNSWICK CORP | 3,400 | $200K | 0.0% | $43.41 | +32.2% | COM | 117043109 |
| — | HEALTHCARE MERGER CORP WT EXP | 111,300 | $199K | 0.0% | $1.79 | — | WARRANT AND RIGH | 42227L110 |
| — | PROSHARES TRUST ULTRASHORT SP5 | 12,500 | $199K | 0.0% | $30.45 | — | ETF - EQUITY | 74347B383 |
| — | COLL 2 5/8 2/15/26 | 200,000 | $197K | 0.0% | $0.92 | — | CONVERTIBLE BOND | 19459JAA2 |
| — | VECO 2.7 1/15/23 | 200,000 | $187K | 0.0% | $0.94 | — | CONVERTIBLE BOND | 922417AD2 |
| — | UNION ACQUISITION CORP II WT E | 246,900 | $185K | 0.0% | $0.38 | — | WARRANT AND RIGH | G9402Q126 |
| — | GIGCAPITAL2 INC WT EXP 022826 | 203,500 | $185K | 0.0% | $0.32 | — | WARRANT AND RIGH | 375036118 |
| — | CHENIERE ENERGY, INC. 4.250 0 | 250,000 | $180K | 0.0% | $0.78 | — | CONVERTIBLE BOND | 16411RAG4 |
| SSP | SCRIPPS E W CO OHIO CL A | 14,400 | $165K | 0.0% | $13.25 | -38.1% | COM | 811054402 |
| — | APEX TECHNOLOGY ACQUISITN COWT | 84,605 | $164K | 0.0% | $1.57 | — | WARRANT AND RIGH | 03768F110 |
| — | ICPT 3 1/4 7/1/23 | 200,000 | $161K | 0.0% | $0.81 | — | CONVERTIBLE BOND | 45845PAA6 |
| — | FLXN 3 3/8 5/1/24 | 200,000 | $158K | 0.0% | $0.85 | — | CONVERTIBLE BOND | 33938JAB2 |
| — | ARTIUS ACQUISITION INC WT EXP | 88,969 | $143K | 0.0% | $1.61 | — | WARRANT AND RIGH | 04316G113 |
| SSYS | STRATASYS LTD SHS | 10,400 | $130K | 0.0% | $14.59 | 0.0% | COM | M85548101 |
| — | TRINE ACQUISITION CORP WT EXP | 49,500 | $130K | 0.0% | $0.75 | — | WARRANT AND RIGH | 89628U116 |
| — | JUNIPER INDL HLDGS INC WT EXP | 73,800 | $128K | 0.0% | $1.73 | — | WARRANT AND RIGH | 48205G114 |
| — | ANDINA ACQUISITION CORP III RT | 341,751 | $126K | 0.0% | $0.29 | — | WARRANT AND RIGH | G04415132 |
| EVH | EVOLENT HEALTH INC CL A | 10,000 | $124K | 0.0% | $11.63 | +1.1% | COM | 30050B101 |
| — | INTERPRIVATE ACQUISITION CORWT | 149,600 | $122K | 0.0% | $0.82 | — | WARRANT AND RIGH | 46064A111 |
| — | CIIG MERGER CORP WT EXP 123126 | 132,150 | $114K | 0.0% | $0.86 | — | WARRANT AND RIGH | 12559C111 |
| — | OIS 1 1/2 2/15/23 | 200,000 | $114K | 0.0% | $0.85 | — | CONVERTIBLE BOND | 678026AH8 |
| — | MONOCLE ACQUISITION CORP WT EX | 221,700 | $111K | 0.0% | $0.43 | — | WARRANT AND RIGH | 609754114 |
| — | FORUM MERGER III CORP WT EXP 0 | 59,433 | $110K | 0.0% | $1.85 | — | WARRANT AND RIGH | 349885111 |
| — | AMCI ACQUISITION CORP WT EXP 0 | 162,381 | $110K | 0.0% | $0.28 | — | WARRANT AND RIGH | 00165R119 |
| — | MSG NETWORK INC CL A | 11,000 | $105K | 0.0% | $17.39 | — | COM | 553573106 |
| — | JAWS ACQUISITION CORP WT EXP | 48,266 | $102K | 0.0% | $2.11 | — | WARRANT AND RIGH | G50744112 |
| — | CC NEUBERGER PRIN HLDGS II WT | 59,850 | $98,000 | 0.0% | $1.64 | — | WARRANT AND RIGH | G3166T111 |
| — | FLYING EAGLE ACQUISITION CORWT | 28,750 | $94,000 | 0.0% | $3.27 | — | WARRANT AND RIGH | 34407Y111 |
| — | FINSERV ACQUISITION CORP WT EX | 93,150 | $93,000 | 0.0% | $1.00 | — | WARRANT AND RIGH | 318085115 |
| CCO | CLEAR CHANNEL OUTDOOR HLDG | 90,000 | $90,000 | 0.0% | $3.17 | -66.2% | COM | 18453H106 |
| — | AVID TECHNOLOGY INC | 10,000 | $86,000 | 0.0% | $7.30 | — | COM | 05367P100 |
| — | ALUSSA ENERGY ACQUISITION COWT | 126,100 | $82,000 | 0.0% | $0.65 | — | WARRANT AND RIGH | G0232J119 |
| — | FOLEY TRASIMENE ACQUISTN CORWT | 35,400 | $80,000 | 0.0% | $2.26 | — | WARRANT AND RIGH | 34431F112 |
| SNAXW | ANDINA ACQUISITION CORP III WT | 225,800 | $75,000 | 0.0% | $0.21 | — | WARRANT AND RIGH | G04415124 |
| — | TENZING ACQUISITION CORP WT EX | 143,600 | $73,000 | 0.0% | $0.16 | — | WARRANT AND RIGH | G8708A108 |
| — | VEON LTD ADR | 55,000 | $69,000 | 0.0% | $2.69 | — | COM | 91822M106 |
| — | GIGCAPITAL2 INC RT | 203,500 | $67,000 | 0.0% | $0.25 | — | WARRANT AND RIGH | 375036126 |
| — | GAMCO NAT RESOURCE GOLD X | 13,205 | $65,000 | 0.0% | $4.92 | — | MUTUAL FUNDS | 36465E105 |
| — | CHURCHILL CAPITAL CORP IV WT E | 41,640 | $62,000 | 0.0% | $1.49 | — | WARRANT AND RIGH | 171439110 |
| DDD | 3-D SYS CORP DEL COM NEW | 11,000 | $54,000 | 0.0% | $5.92 | 0.0% | COM | 88554D205 |
| ARLO | ARLO TECHNOLOGIES INC COM | 10,000 | $53,000 | 0.0% | $3.47 | +38.4% | COM | 04206A101 |
| — | MANNING & NAPIER INC | 12,000 | $51,000 | 0.0% | $2.83 | — | COM | 56382Q102 |
| AGLWQ | LIV CAP ACQUISITION CORP WT EX | 104,600 | $49,000 | 0.0% | $0.47 | — | WARRANT AND RIGH | G5510C116 |
| — | HPX CORP WT EXP 071425 | 45,850 | $41,000 | 0.0% | $0.89 | — | WARRANT AND RIGH | G32219126 |
| — | PROPERTY SOLUTIONS ACQUISITIWT | 106,200 | $40,000 | 0.0% | $0.38 | — | WARRANT AND RIGH | 74348Q116 |
| OPK | OPKO HEALTH INC COM | 10,000 | $37,000 | 0.0% | $7.71 | -45.2% | COM | 68375N103 |
| GNRWQ | GREENROSE ACQUISITION CORP WT | 143,300 | $34,000 | 0.0% | $0.24 | — | WARRANT AND RIGH | 395392111 |
| — | E MERGE TECHNOLOGY ACQUISITIWT | 35,400 | $33,000 | 0.0% | $0.93 | — | WARRANT AND RIGH | 26873Y112 |
| — | AGBA ACQUISITION LTD WT EXP 05 | 87,800 | $28,000 | 0.0% | $0.06 | — | WARRANT AND RIGH | G0120M117 |
| — | YUNHONG INTL RT | 135,400 | $27,000 | 0.0% | $0.20 | — | WARRANT AND RIGH | G98882130 |
| — | ACE CONVERGENCE ACQU CORP WT E | 26,550 | $22,000 | 0.0% | $0.83 | — | WARRANT AND RIGH | G0083D104 |
| — | AGBA ACQUISITION LTD RT | 87,800 | $20,000 | 0.0% | $0.21 | — | WARRANT AND RIGH | G0120M125 |
| — | YUNHONG INTL WT EXP 013127 | 67,700 | $14,000 | 0.0% | $0.21 | — | WARRANT AND RIGH | G98882122 |
| — | GLORY STAR NEW MEDIA GROUP H | 157,880 | $9,000 | 0.0% | $0.08 | — | WARRANT AND RIGH | G39973113 |