Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 14, 2015
Total Value: $488M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 1,930,211 | $104M | 21.3% | $53.84 | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 15,938,854 | $50.05M | 10.3% | $3.14 | $3.01 | — | COM | 16934Q109 |
| BKD | BROOKDALE SR LIVING INC | 603,940 | $22.8M | 4.7% | $37.76 * | $27.55 | +32.9% | COM | 112463104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 679,022 | $22.36M | 4.6% | $32.93 | $51.23 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,060,310 | $18.36M | 3.8% | $8.91 | $8.50 | — | COM | 12673A108 |
| GS | GOLDMAN SACHS GROUP INC | 79,400 | $14.93M | 3.1% | $187.97 * | $120.06 | +24.8% | COM | 38141G104 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $14.16M | 2.9% | $10.40 | $12.54 | — | COM | 035710409 |
| — | TWO HBRS INVT CORP | 1,272,654 | $13.52M | 2.8% | $10.62 | $10.11 | — | COM | 90187B101 |
| SYK | STRYKER CORP | 131,220 | $12.11M | 2.5% | $92.25 * | $56.92 | +44.0% | COM | 863667101 |
| — | GENERAL ELECTRIC CO | 427,069 | $10.6M | 2.2% | $24.81 | $23.19 | — | COM | 369604103 |
| — | MFA FINL INC | 1,218,300 | $9.576M | 2.0% | $7.86 | $7.97 | — | COM | 55272X102 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $8.807M | 1.8% | $19.91 | $22.62 | — | COM | 288522303 |
| — | MVC CAPITAL INC | 899,714 | $8.529M | 1.7% | $9.48 | $11.74 | — | COM | 553829102 |
| — | SOLAR SR CAP LTD | 456,100 | $7.348M | 1.5% | $16.11 | $16.16 | — | COM | 83416M105 |
| — | WEST CORP | 208,412 | $7.03M | 1.4% | $33.73 | $28.40 | — | COM | 952355204 |
| ARI | APOLLO COML REAL EST FIN INC | 385,985 | $6.631M | 1.4% | $17.18 | $15.82 | — | COM | 03762U105 |
| SLRC | SOLAR CAP LTD | 320,713 | $6.491M | 1.3% | $20.24 * | $6.92 | +1.8% | COM | 83413U100 |
| — | ALLIED WRLD ASSUR COM HLDG A | 160,440 | $6.482M | 1.3% | $40.40 | $55.85 | — | SHS | H01531104 |
| — | BARRICK GOLD CORP | 568,250 | $6.228M | 1.3% | $10.96 | $14.79 | — | COM | 067901108 |
| — | ZAIS FINL CORP | 309,811 | $5.527M | 1.1% | $17.84 | $17.81 | — | COM | 98886K108 |
| PNNT | PENNANTPARK INVT CORP | 608,670 | $5.508M | 1.1% | $9.05 * | $2.48 | -4.2% | COM | 708062104 |
| GSBD | GOLDMAN SACHS BDC INC | 250,000 | $5.165M | 1.1% | $20.66 | $20.75 | 0.0% | SHS | 38147U107 |
| NMFC | NEW MTN FIN CORP | 337,800 | $4.932M | 1.0% | $14.60 * | $3.91 | +18.6% | COM | 647551100 |
| — | HOME LN SERVICING SOLUTIONS | 296,034 | $4.896M | 1.0% | $16.54 | $22.13 | — | ORD SHS | G6648D109 |
| AAPL | APPLE INC | 2,400 | $4.823M | 1.0% | $2009.58 | — | — | Call | 037833100 |
| — | NUSTAR ENERGY LP | 70,406 | $4.274M | 0.9% | $60.71 | $45.65 | — | UNIT COM | 67058H102 |
| NEM | NEWMONT MINING CORP | 192,763 | $4.185M | 0.9% | $21.71 * | $17.09 | +6.8% | COM | 651639106 |
| — | TRANSATLANTIC PETROLEUM LTD | 686,528 | $3.666M | 0.8% | $5.34 | $8.35 | — | SHS NEW | G89982113 |
| — | REGENCY ENERGY PARTNERS L P | 148,835 | $3.404M | 0.7% | $22.87 | $26.97 | — | COM UNITS L P | 75885Y107 |
| — | COMCAST CORP NEW | 60,000 | $3.364M | 0.7% | $56.07 | $39.67 | — | CL A SPL | 20030N200 |
| GM | GENERAL MTRS CO | 88,211 | $3.308M | 0.7% | $37.50 * | $26.01 | +8.2% | COM | 37045V100 |
| CSCO | CISCO SYS INC | 120,000 | $3.303M | 0.7% | $27.52 * | $15.24 | +31.9% | COM | 17275R102 |
| ZBH | ZIMMER HLDGS INC | 27,100 | $3.185M | 0.7% | $117.53 * | $67.30 | +55.1% | COM | 98956P102 |
| — | TARGA RESOURCES PARTNERS LP | 76,095 | $3.147M | 0.6% | $41.36 | $50.45 | — | COM UNIT | 87611X105 |
| — | THL CR INC | 250,025 | $3.073M | 0.6% | $12.29 | $12.42 | — | COM | 872438106 |
| PFE | PFIZER INC | 84,247 | $2.931M | 0.6% | $34.79 * | $16.46 | +22.1% | COM | 717081103 |
| STWD | STARWOOD PPTY TR INC | 111,753 | $2.716M | 0.6% | $24.30 | $24.75 | — | COM | 85571B105 |
| — | TC PIPELINES LP | 38,000 | $2.476M | 0.5% | $65.16 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| CFG | CITIZENS FINL GROUP INC | 100,000 | $2.413M | 0.5% | $24.13 * | $16.71 | 0.0% | COM | 174610105 |
| EXC | EXELON CORP | 70,000 | $2.353M | 0.5% | $33.61 * | $15.41 | +9.3% | COM | 30161N101 |
| BXMT | BLACKSTONE MTG TR INC | 81,949 | $2.325M | 0.5% | $28.37 | $28.24 | — | COM CL A | 09257W100 |
| — | FACTORSHARES TR | 75,000 | $2.098M | 0.4% | $27.97 | $26.70 | — | ISE CYBER SEC | 30304R407 |
| SYNA | SYNAPTICS INC | 25,073 | $2.039M | 0.4% | $81.32 * | $66.96 | +12.8% | COM | 87157D109 |
| — | BUCKEYE PARTNERS L P | 26,963 | $2.036M | 0.4% | $75.51 | $69.06 | — | UNIT LTD PARTN | 118230101 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.975M | 0.4% | $84.98 * | $53.69 | +3.5% | COM | 30231G102 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.887M | 0.4% | $76.71 | $54.51 | — | COM UNIT RP LP | 559080106 |
| PFLT | PENNANTPARK FLOATING RATE CA | 127,994 | $1.796M | 0.4% | $14.03 * | $4.18 | +8.8% | COM | 70806A106 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.777M | 0.4% | $14.67 * | $24.77 | -34.6% | REG SHS | H8817H100 |
| MSFT | MICROSOFT CORP | 42,400 | $1.724M | 0.4% | $40.66 * | $26.70 | +39.5% | COM | 594918104 |
| — | CALUMET SPECIALTY PRODS PTNR | 69,547 | $1.673M | 0.3% | $24.06 | $36.38 | — | UT LTD PARTNER | 131476103 |
| — | MB FINANCIAL INC NEW | 50,000 | $1.566M | 0.3% | $31.32 | $26.80 | — | COM | 55264U108 |
| — | JPMORGAN CHASE & CO | 70,200 | $1.545M | 0.3% | $22.01 | — | — | Call | 46634E114 |
| — | ZAIS GROUP HLDGS INC | 143,000 | $1.31M | 0.3% | $9.16 | $9.16 | — | COM | 98887G106 |
| LLY | LILLY ELI & CO | 18,000 | $1.308M | 0.3% | $72.67 * | $42.21 | +38.9% | COM | 532457108 |
| ABBV | ABBVIE INC | 22,000 | $1.288M | 0.3% | $58.55 * | $26.55 | +46.3% | COM | 00287Y109 |
| TR | TOOTSIE ROLL INDS INC | 37,608 | $1.276M | 0.3% | $33.93 * | $22.01 | +13.7% | COM | 890516107 |
| MCD | MCDONALDS CORP | 1,500 | $1.264M | 0.3% | $842.67 | — | — | Call | 580135101 |
| — | MEDLEY CAP CORP | 123,334 | $1.129M | 0.2% | $9.15 | $12.93 | — | COM | 58503F106 |
| — | AMERICAN CAPITAL AGENCY CORP | 49,600 | $1.058M | 0.2% | $21.33 | $21.53 | — | COM | 02503X105 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.038M | 0.2% | $2.24 * | $4.62 | -37.1% | COM NO PAR | 496902404 |
| — | E M C CORP MASS | 40,000 | $1.022M | 0.2% | $25.55 | $23.63 | — | COM | 268648102 |
| ABT | ABBOTT LABS | 22,000 | $1.019M | 0.2% | $46.32 * | $28.85 | +29.7% | COM | 002824100 |
| — | FIREEYE INC | 2,148 | $988K | 0.2% | $459.96 | — | — | Call | 31816Q101 |
| — | GOOGLE INC | 171 | $988K | 0.2% | $5777.78 | — | — | Call | 38259P706 |
| ZTS | ZOETIS INC | 21,174 | $980K | 0.2% | $46.28 * | $29.32 | +41.4% | CL A | 98978V103 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 59,100 | $977K | 0.2% | $16.53 * | $13.70 | +17.2% | COM NEW | 652526203 |
| — | ISTAR FINL INC | 75,000 | $975K | 0.2% | $13.00 | $11.29 | — | COM | 45031U101 |
| — | INVESCO MORTGAGE CAPITAL INC | 60,834 | $945K | 0.2% | $15.53 | $16.57 | — | COM | 46131B100 |
| — | PLAINS GP HLDGS L P | 32,000 | $908K | 0.2% | $28.38 | $25.69 | — | SHS A REP LTPN | 72651A108 |
| — | BOARDWALK PIPELINE PARTNERS | 49,796 | $802K | 0.2% | $16.11 | $30.20 | — | UT LTD PARTNER | 096627104 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $722K | 0.1% | $36.10 * | $23.16 | +22.3% | CL A | 609207105 |
| — | LAYNE CHRISTENSEN CO | 1,000,000 | $683K | 0.1% | $0.68 | $0.68 | — | NOTE 4.250%11/1 | 521050AB0 |
| — | APOLLO INVT CORP | 84,800 | $651K | 0.1% | $7.68 | $8.48 | — | COM | 03761U106 |
| — | TOTAL S A | 12,500 | $621K | 0.1% | $49.68 | $48.70 | — | SPONSORED ADR | 89151E109 |
| — | GENERAL GROWTH PPTYS INC NEW | 20,719 | $612K | 0.1% | $29.54 | $19.87 | — | COM | 370023103 |
| VALE | VALE S A | 105,600 | $597K | 0.1% | $5.65 | $13.15 | — | ADR | 91912E105 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $595K | 0.1% | $16.17 | $16.55 | — | COM | 82735Q102 |
| — | KRAFT FOODS GROUP INC | 6,666 | $581K | 0.1% | $87.16 | $55.81 | — | COM | 50076Q106 |
| — | STARWOOD WAYPOINT RESIDENTL | 22,350 | $578K | 0.1% | $25.86 | $28.77 | — | COM SHS | 85571W109 |
| ESNT | ESSENT GROUP LTD | 23,600 | $564K | 0.1% | $23.90 * | $19.64 | +9.4% | COM | G3198U102 |
| — | AMERICAN CAP LTD | 38,000 | $562K | 0.1% | $14.79 | $14.79 | — | COM | 02503Y103 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 33,607 | $550K | 0.1% | $16.37 | $15.93 | — | COM SHS BEN INT | 288578107 |
| FDUS | FIDUS INVT CORP | 34,728 | $534K | 0.1% | $15.38 * | $4.75 | +0.6% | COM | 316500107 |
| — | NUVEEN PREM INCOME MUN FD | 37,251 | $522K | 0.1% | $14.01 | $12.32 | — | COM | 67062T100 |
| BKD | BROOKDALE SR LIVING INC | 2,125 | $497K | 0.1% | $233.88 * | $27.55 | +32.9% | Put | 112463104 |
| SYNA | SYNAPTICS INC | 250 | $450K | 0.1% | $1800.00 * | $66.96 | +12.8% | Call | 87157D109 |
| COP | CONOCOPHILLIPS | 7,200 | $448K | 0.1% | $62.22 * | $39.96 | +14.0% | COM | 20825C104 |
| — | OCWEN FINL CORP | 51,400 | $424K | 0.1% | $8.25 | $20.95 | — | COM NEW | 675746309 |
| THC | TENET HEALTHCARE CORP | 750 | $402K | 0.1% | $536.00 | — | — | Call | 88033G407 |
| KBR | KBR INC | 27,000 | $391K | 0.1% | $14.48 * | $26.54 | -47.8% | COM | 48242W106 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $385K | 0.1% | $12.55 | $11.12 | — | COM | 46133G107 |
| — | MAXWELL TECHNOLOGIES INC | 46,100 | $372K | 0.1% | $8.07 | $11.24 | — | COM | 577767106 |
| — | INVESCO MUN OPPORTUNITY TR | 27,800 | $360K | 0.1% | $12.95 | $11.73 | — | COM | 46132C107 |
| — | HI-CRUSH PARTNERS LP | 10,000 | $351K | 0.1% | $35.10 | $35.10 | — | COM UNIT LTD | 428337109 |
| — | INVESCO MUN TR | 26,900 | $344K | 0.1% | $12.79 | $11.60 | — | COM | 46131J103 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 24,294 | $336K | 0.1% | $13.83 * | $3.68 | +8.3% | COM | 44045A102 |
| — | INVESCO ADVANTAGE MUNICIPAL | 28,300 | $333K | 0.1% | $11.77 | $10.53 | — | SH BEN INT | 46132E103 |
| — | EATON VANCE MUN BD FD | 25,500 | $329K | 0.1% | $12.90 | $11.29 | — | COM | 27827X101 |
| — | INVESCO TR INVT GRADE MUNS | 24,400 | $328K | 0.1% | $13.44 | $12.17 | — | COM | 46131M106 |
| KMI | KINDER MORGAN INC DEL | 7,600 | $320K | 0.1% | $42.11 * | $20.66 | +15.5% | COM | 49456B101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 300 | $309K | 0.1% | $1030.00 | — | — | Call | 459200101 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $295K | 0.1% | $15.02 | $15.02 | — | COM NEW | 64828T201 |
| CQP | CHENIERE ENERGY PARTNERS LP | 8,816 | $264K | 0.1% | $29.95 | $31.99 | — | COM UNIT | 16411Q101 |
| EPR | EPR PPTYS | 4,400 | $264K | 0.1% | $60.00 | $57.56 | — | COM SH BEN INT | 26884U109 |
| — | DOW CHEM CO | 500 | $263K | 0.1% | $526.00 | — | — | Call | 260543103 |
| — | PUTNAM MANAGED MUN INCOM TR | 32,800 | $242K | 0.0% | $7.38 | $6.65 | — | COM | 746823103 |
| — | PENNEY J C INC | 25,000 | $210K | 0.0% | $8.40 | $8.62 | — | COM | 708160106 |
| — | VALE S A | 37,500 | $182K | 0.0% | $4.85 | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| — | AEROPOSTALE | 50,000 | $174K | 0.0% | $3.48 | $5.02 | — | COM | 007865108 |
| — | AMERICAN CAP LTD | 1,000 | $153K | 0.0% | $153.00 | $14.79 | — | Call | 02503Y103 |
| GM | GENERAL MTRS CO | 250 | $143K | 0.0% | $572.00 * | $26.01 | +8.2% | Call | 37045V100 |
| — | SANDRIDGE ENERGY INC | 61,162 | $109K | 0.0% | $1.78 | $4.76 | — | COM | 80007P307 |
| — | OCWEN FINL CORP | 1,400 | $104K | 0.0% | $74.29 | $20.95 | — | Call | 675746309 |
| — | PLAINS GP HLDGS L P | 500 | $94,000 | 0.0% | $188.00 | $25.69 | — | Call | 72651A108 |
| MSFT | MICROSOFT CORP | 500 | $5,000 | 0.0% | $10.00 * | $26.70 | +39.5% | Call | 594918104 |