Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 13, 2015
Total Value: $471M (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 1,930,211 | $102M | 21.6% | $52.67 | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 4,000,815 | $54.85M | 11.6% | $13.71 | $13.71 | — | COM NEW | 16934Q208 |
| BKD | BROOKDALE SR LIVING INC | 603,940 | $20.96M | 4.5% | $34.70 * | $27.55 | +33.8% | COM | 112463104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 679,022 | $20.3M | 4.3% | $29.89 | $51.23 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,060,310 | $15.93M | 3.4% | $7.73 | $8.50 | — | COM | 12673A108 |
| GS | GOLDMAN SACHS GROUP INC | 69,400 | $14.49M | 3.1% | $208.79 * | $120.06 | +37.1% | COM | 38141G104 |
| SYK | STRYKER CORP | 131,220 | $12.54M | 2.7% | $95.57 * | $56.92 | +47.2% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $12.52M | 2.7% | $9.19 | $12.54 | — | COM | 035710409 |
| — | TWO HBRS INVT CORP | 1,272,654 | $12.39M | 2.6% | $9.74 | $10.11 | — | COM | 90187B101 |
| — | GENERAL ELECTRIC CO | 427,069 | $11.35M | 2.4% | $26.57 | $23.19 | — | COM | 369604103 |
| — | MVC CAPITAL INC | 899,714 | $9.177M | 1.9% | $10.20 | $11.74 | — | COM | 553829102 |
| — | MFA FINL INC | 1,218,300 | $9.004M | 1.9% | $7.39 | $7.97 | — | COM | 55272X102 |
| SLRC | SOLAR CAP LTD | 458,713 | $8.257M | 1.8% | $18.00 * | $6.99 | +2.5% | COM | 83413U100 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $8.188M | 1.7% | $18.51 | $22.62 | — | COM | 288522303 |
| — | SOLAR SR CAP LTD | 456,100 | $7.193M | 1.5% | $15.77 | $16.16 | — | COM | 83416M105 |
| — | ALLIED WRLD ASSUR COM HLDG A | 160,440 | $6.934M | 1.5% | $43.22 | $55.85 | — | SHS | H01531104 |
| ARI | APOLLO COML REAL EST FIN INC | 385,985 | $6.342M | 1.3% | $16.43 | $15.82 | — | COM | 03762U105 |
| — | WEST CORP | 208,412 | $6.273M | 1.3% | $30.10 | $28.40 | — | COM | 952355204 |
| — | BARRICK GOLD CORP | 568,250 | $6.058M | 1.3% | $10.66 | $14.79 | — | COM | 067901108 |
| PNNT | PENNANTPARK INVT CORP | 634,056 | $5.567M | 1.2% | $8.78 * | $2.48 | +0.7% | COM | 708062104 |
| — | ZAIS FINL CORP | 323,420 | $5.23M | 1.1% | $16.17 | $17.74 | — | COM | 98886K108 |
| NMFC | NEW MTN FIN CORP | 337,800 | $4.894M | 1.0% | $14.49 * | $3.91 | +22.7% | COM | 647551100 |
| AAPL | APPLE INC | 2,400 | $4.547M | 1.0% | $1894.58 | — | — | Call | 037833100 |
| NEM | NEWMONT MINING CORP | 192,763 | $4.503M | 1.0% | $23.36 * | $17.09 | +14.3% | COM | 651639106 |
| — | NUSTAR ENERGY LP | 70,406 | $4.179M | 0.9% | $59.36 | $45.65 | — | UNIT COM | 67058H102 |
| — | COMCAST CORP NEW | 60,000 | $3.596M | 0.8% | $59.93 | $39.67 | — | CL A SPL | 20030N200 |
| — | TRANSATLANTIC PETROLEUM LTD | 686,528 | $3.508M | 0.7% | $5.11 | $8.35 | — | SHS NEW | G89982113 |
| — | THL CR INC | 295,040 | $3.408M | 0.7% | $11.55 | $12.29 | — | COM | 872438106 |
| CSCO | CISCO SYS INC | 120,000 | $3.295M | 0.7% | $27.46 * | $15.24 | +35.4% | COM | 17275R102 |
| — | ENERGY TRANSFER PRTNRS L P | 61,380 | $3.204M | 0.7% | $52.20 | $52.20 | — | UNIT LTD PARTN | 29273R109 |
| ZBH | ZIMMER BIOMET HLDGS INC | 27,100 | $2.96M | 0.6% | $109.23 * | $67.30 | +50.8% | COM | 98956P102 |
| GM | GENERAL MTRS CO | 88,211 | $2.94M | 0.6% | $33.33 * | $26.01 | +7.1% | COM | 37045V100 |
| — | TARGA RESOURCES PARTNERS LP | 76,095 | $2.937M | 0.6% | $38.60 | $50.45 | — | COM UNIT | 87611X105 |
| PFE | PFIZER INC | 84,247 | $2.825M | 0.6% | $33.53 * | $16.46 | +26.2% | COM | 717081103 |
| STWD | STARWOOD PPTY TR INC | 111,753 | $2.411M | 0.5% | $21.57 | $24.75 | — | COM | 85571B105 |
| — | FACTORSHARES TR | 75,000 | $2.366M | 0.5% | $31.55 | $26.70 | — | ISE CYBER SEC | 30304R407 |
| BXMT | BLACKSTONE MTG TR INC | 81,949 | $2.28M | 0.5% | $27.82 | $28.24 | — | COM CL A | 09257W100 |
| EXC | EXELON CORP | 70,000 | $2.199M | 0.5% | $31.41 * | $15.41 | +6.6% | COM | 30161N101 |
| SYNA | SYNAPTICS INC | 25,073 | $2.175M | 0.5% | $86.75 * | $66.96 | +36.3% | COM | 87157D109 |
| — | TC PIPELINES LP | 38,000 | $2.166M | 0.5% | $57.00 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| — | PLAINS GP HLDGS L P | 82,000 | $2.119M | 0.4% | $25.84 | $25.78 | — | SHS A REP LTPN | 72651A108 |
| — | BUCKEYE PARTNERS L P | 26,963 | $1.993M | 0.4% | $73.92 | $69.06 | — | UNIT LTD PARTN | 118230101 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.953M | 0.4% | $16.12 * | $24.77 | -27.3% | REG SHS | H8817H100 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.934M | 0.4% | $83.22 * | $53.69 | +1.1% | COM | 30231G102 |
| MSFT | MICROSOFT CORP | 42,400 | $1.872M | 0.4% | $44.15 * | $26.70 | +47.1% | COM | 594918104 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.805M | 0.4% | $73.37 | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | FIREEYE INC | 2,148 | $1.804M | 0.4% | $839.85 | — | — | Call | 31816Q101 |
| PFLT | PENNANTPARK FLOATING RATE CA | 127,994 | $1.777M | 0.4% | $13.88 * | $4.18 | +13.4% | COM | 70806A106 |
| — | CALUMET SPECIALTY PRODS PTNR | 69,547 | $1.771M | 0.4% | $25.46 | $36.38 | — | UT LTD PARTNER | 131476103 |
| — | JPMORGAN CHASE & CO | 70,200 | $1.737M | 0.4% | $24.74 | — | — | Call | 46634E114 |
| — | MB FINANCIAL INC NEW | 50,000 | $1.722M | 0.4% | $34.44 | $26.80 | — | COM | 55264U108 |
| — | AMERICAN CAPITAL AGENCY CORP | 87,633 | $1.61M | 0.3% | $18.37 | $20.16 | — | COM | 02503X105 |
| — | OCWEN FINL CORP | 151,400 | $1.544M | 0.3% | $10.20 | $13.85 | — | COM NEW | 675746309 |
| LLY | LILLY ELI & CO | 18,000 | $1.503M | 0.3% | $83.50 * | $42.21 | +49.7% | COM | 532457108 |
| ABBV | ABBVIE INC | 22,000 | $1.478M | 0.3% | $67.18 * | $26.55 | +59.4% | COM | 00287Y109 |
| TR | TOOTSIE ROLL INDS INC | 38,736 | $1.252M | 0.3% | $32.32 * | $22.10 | +14.4% | COM | 890516107 |
| — | MEDLEY CAP CORP | 123,334 | $1.099M | 0.2% | $8.91 | $12.93 | — | COM | 58503F106 |
| ABT | ABBOTT LABS | 22,000 | $1.08M | 0.2% | $49.09 * | $28.85 | +36.4% | COM | 002824100 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.075M | 0.2% | $2.32 * | $4.62 | -48.4% | COM NO PAR | 496902404 |
| — | E M C CORP MASS | 40,000 | $1.056M | 0.2% | $26.40 | $23.63 | — | COM | 268648102 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 59,100 | $1.047M | 0.2% | $17.72 | $13.70 | +28.4% | COM NEW | 652526203 |
| ZTS | ZOETIS INC | 21,174 | $1.021M | 0.2% | $48.22 * | $29.32 | +50.0% | CL A | 98978V103 |
| — | ISTAR FINL INC | 75,000 | $999K | 0.2% | $13.32 | $11.29 | — | COM | 45031U101 |
| — | ZAIS GROUP HLDGS INC | 82,621 | $901K | 0.2% | $10.91 | $9.16 | — | COM | 98887G106 |
| — | INVESCO MORTGAGE CAPITAL INC | 60,834 | $871K | 0.2% | $14.32 | $16.57 | — | COM | 46131B100 |
| MCD | MCDONALDS CORP | 1,500 | $866K | 0.2% | $577.33 | — | — | Call | 580135101 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $823K | 0.2% | $41.15 * | $23.16 | +33.2% | CL A | 609207105 |
| — | LAYNE CHRISTENSEN CO | 1,000,000 | $772K | 0.2% | $0.77 | $0.68 | — | NOTE 4.250%11/1 | 521050AB0 |
| — | BOARDWALK PIPELINE PARTNERS | 49,796 | $723K | 0.2% | $14.52 | $30.20 | — | UT LTD PARTNER | 096627104 |
| VALE | VALE S A | 105,600 | $622K | 0.1% | $5.89 | $13.15 | — | ADR | 91912E105 |
| — | ALTISOURCE PORTFOLIO SOLNS S | 20,000 | $616K | 0.1% | $30.80 | $30.80 | — | REG SHS | L0175J104 |
| — | TOTAL S A | 12,500 | $615K | 0.1% | $49.20 | $48.70 | — | SPONSORED ADR | 89151E109 |
| THC | TENET HEALTHCARE CORP | 750 | $609K | 0.1% | $812.00 | — | — | Call | 88033G407 |
| — | APOLLO INVT CORP | 84,800 | $600K | 0.1% | $7.08 | $8.48 | — | COM | 03761U106 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $599K | 0.1% | $16.28 | $16.55 | — | COM | 82735Q102 |
| — | KRAFT FOODS GROUP INC | 6,666 | $568K | 0.1% | $85.21 | $55.81 | — | COM | 50076Q106 |
| BKD | BROOKDALE SR LIVING INC | 1,750 | $564K | 0.1% | $322.29 * | $27.55 | +33.8% | Put | 112463104 |
| — | GENERAL GROWTH PPTYS INC NEW | 20,719 | $532K | 0.1% | $25.68 | $19.87 | — | COM | 370023103 |
| — | STARWOOD WAYPOINT RESIDENTL | 22,350 | $531K | 0.1% | $23.76 | $28.77 | — | COM SHS | 85571W109 |
| KBR | KBR INC | 27,000 | $526K | 0.1% | $19.48 * | $26.54 | -42.2% | COM | 48242W106 |
| — | AMERICAN CAP LTD | 38,000 | $515K | 0.1% | $13.55 | $14.79 | — | COM | 02503Y103 |
| SYNA | SYNAPTICS INC | 250 | $511K | 0.1% | $2044.00 * | $66.96 | +36.3% | Call | 87157D109 |
| — | NUVEEN PREM INCOME MUN FD | 37,251 | $489K | 0.1% | $13.13 | $12.32 | — | COM | 67062T100 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 33,607 | $480K | 0.1% | $14.28 | $15.93 | — | COM SHS BEN INT | 288578107 |
| COP | CONOCOPHILLIPS | 7,200 | $442K | 0.1% | $61.39 * | $39.96 | +16.1% | COM | 20825C104 |
| FDUS | FIDUS INVT CORP | 27,816 | $414K | 0.1% | $14.88 * | $4.75 | +5.3% | COM | 316500107 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 30,436 | $386K | 0.1% | $12.68 * | $3.76 | +7.6% | COM | 44045A102 |
| — | DOW CHEM CO | 500 | $365K | 0.1% | $730.00 | — | — | Call | 260543103 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $363K | 0.1% | $11.83 | $11.12 | — | COM | 46133G107 |
| — | INVESCO MUN OPPORTUNITY TR | 27,800 | $339K | 0.1% | $12.19 | $11.73 | — | COM | 46132C107 |
| — | INVESCO MUN TR | 26,900 | $323K | 0.1% | $12.01 | $11.60 | — | COM | 46131J103 |
| — | EATON VANCE MUN BD FD | 25,500 | $310K | 0.1% | $12.16 | $11.29 | — | COM | 27827X101 |
| — | INVESCO TR INVT GRADE MUNS | 24,400 | $310K | 0.1% | $12.70 | $12.17 | — | COM | 46131M106 |
| — | INVESCO ADVANTAGE MUNICIPAL | 28,300 | $310K | 0.1% | $10.95 | $10.53 | — | SH BEN INT | 46132E103 |
| — | HI-CRUSH PARTNERS LP | 10,000 | $307K | 0.1% | $30.70 | $35.10 | — | COM UNIT LTD | 428337109 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $299K | 0.1% | $15.22 | $15.02 | — | COM NEW | 64828T201 |
| IBM | INTERNATIONAL BUSINESS MACHS | 300 | $293K | 0.1% | $976.67 | — | — | Call | 459200101 |
| KMI | KINDER MORGAN INC DEL | 7,600 | $292K | 0.1% | $38.42 * | $20.66 | +17.8% | COM | 49456B101 |
| CQP | CHENIERE ENERGY PARTNERS LP | 8,816 | $272K | 0.1% | $30.85 | $31.99 | — | COM UNIT | 16411Q101 |
| GLW | CORNING INC | 1,500 | $242K | 0.1% | $161.33 | — | — | Call | 219350105 |
| EPR | EPR PPTYS | 4,400 | $241K | 0.1% | $54.77 | $57.56 | — | COM SH BEN INT | 26884U109 |
| — | PUTNAM MANAGED MUN INCOM TR | 32,800 | $232K | 0.0% | $7.07 | $6.65 | — | COM | 746823103 |
| — | PENNEY J C INC | 25,000 | $212K | 0.0% | $8.48 | $8.62 | — | COM | 708160106 |
| — | AMERICAN CAP LTD | 2,044 | $206K | 0.0% | $100.78 | $14.79 | — | Call | 02503Y103 |
| — | VALE S A | 37,500 | $189K | 0.0% | $5.04 | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| — | OCWEN FINL CORP | 400 | $138K | 0.0% | $345.00 | $13.85 | — | Call | 675746309 |
| GM | GENERAL MTRS CO | 2,126 | $92,000 | 0.0% | $43.27 * | $26.01 | +7.1% | Call | 37045V100 |
| — | AEROPOSTALE | 50,000 | $81,000 | 0.0% | $1.62 | $5.02 | — | COM | 007865108 |
| — | SANDRIDGE ENERGY INC | 61,162 | $54,000 | 0.0% | $0.88 | $4.76 | — | COM | 80007P307 |
| MSFT | MICROSOFT CORP | 500 | $2,000 | 0.0% | $4.00 * | $26.70 | +47.1% | Call | 594918104 |