Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	LEVEL 3 COMMUNICATIONS INC	1,930,211	$109M	19.2%	$22.20	—	COM NEW	52729N308
—	CHIMERA INVT CORP	3,407,875	$58M	10.2%	$13.69	—	COM NEW	16934Q208
—	WEST CORP	1,591,636	$39.41M	6.9%	$23.93	—	COM	952355204
—	SPX CORP	600	$23.5M	4.1%	—	—	Call	784635104
SUI	SUN CMNTYS INC	293,657	$22.5M	4.0%	$68.47	—	COM	866674104
EPD	ENTERPRISE PRODS PARTNERS L	679,022	$18.36M	3.2%	$51.23	—	COM	293792107
—	CYS INVTS INC	2,139,532	$16.54M	2.9%	$8.46	—	COM	12673A108
GS	GOLDMAN SACHS GROUP INC	69,000	$16.52M	2.9%	$120.06	+39.7%	COM	38141G104
SYK	STRYKER CORP	121,220	$14.52M	2.6%	$56.92	+82.6%	COM	863667101
—	ANNALY CAP MGMT INC	1,361,822	$13.58M	2.4%	$12.54	—	COM	035710409
—	TWO HBRS INVT CORP	1,307,654	$11.4M	2.0%	$10.07	—	COM	90187B101
BKD	BROOKDALE SR LIVING INC	810,940	$10.07M	1.8%	$25.17	-46.7%	COM	112463104
SLRC	SOLAR CAP LTD	479,013	$9.973M	1.8%	$6.98	+24.2%	COM	83413U100
—	MVC CAPITAL INC	1,103,953	$9.472M	1.7%	$11.08	—	COM	553829102
—	BARRICK GOLD CORP	582,197	$9.304M	1.6%	$14.59	—	COM	067901108
—	MFA FINL INC	1,218,300	$9.296M	1.6%	$7.97	—	COM	55272X102
—	SOLAR SR CAP LTD	462,777	$7.608M	1.3%	$16.13	—	COM	83416M105
—	ELLINGTON FINANCIAL LLC	442,344	$6.865M	1.2%	$22.62	—	COM	288522303
NEM	NEWMONT MINING CORP	192,763	$6.567M	1.2%	$17.09	+57.2%	COM	651639106
—	SUTHERLAND ASSET MGMT CORP M	485,793	$6.534M	1.2%	$13.45	—	COM	86933G105
ARI	APOLLO COML REAL EST FIN INC	389,286	$6.47M	1.1%	$15.82	—	COM	03762U105
—	THL CR INC	601,403	$6.02M	1.1%	$11.31	—	COM	872438106
PNNT	PENNANTPARK INVT CORP	748,056	$5.73M	1.0%	$2.40	+6.6%	COM	708062104
SYF	SYNCHRONY FINL	140,362	$5.071M	0.9%	$25.00	+2.7%	COM	87165B103
NMFC	NEW MTN FIN CORP	350,515	$4.942M	0.9%	$4.01	+29.6%	COM	647551100
PFLT	PENNANTPARK FLOATING RATE CA	348,377	$4.916M	0.9%	$4.26	+22.4%	COM	70806A106
FDUS	FIDUS INVT CORP	299,830	$4.716M	0.8%	$4.96	+15.8%	COM	316500107
CMCSA	COMCAST CORP NEW	60,000	$4.143M	0.7%	$23.76	+12.8%	CL A	20030N101
CSCO	CISCO SYS INC	120,000	$3.626M	0.6%	$15.24	+51.3%	COM	17275R102
STWD	STARWOOD PPTY TR INC	160,853	$3.531M	0.6%	$23.47	—	COM	85571B105
—	NUSTAR ENERGY LP	70,406	$3.506M	0.6%	$45.65	—	UNIT COM	67058H102
—	NEOVASC INC	2,000,000	$3.46M	0.6%	$1.73	—	COM	64065J106
NEWT	NEWTEK BUSINESS SVCS CORP	216,647	$3.445M	0.6%	$14.05	+6.6%	COM NEW	652526203
—	FACTORSHARES TR	116,600	$3.083M	0.5%	$25.72	—	ISE CYBER SEC	30304R407
BXMT	BLACKSTONE MTG TR INC	96,249	$2.894M	0.5%	$27.85	—	COM CL A	09257W100
—	TCP CAP CORP	167,136	$2.825M	0.5%	$14.18	—	COM	87238Q103
GM	GENERAL MTRS CO	79,149	$2.758M	0.5%	$26.01	+8.3%	COM	37045V100
—	MEDLEY CAP CORP	367,236	$2.758M	0.5%	$8.74	—	COM	58503F106
PFE	PFIZER INC	84,247	$2.736M	0.5%	$16.46	+24.6%	COM	717081103
TRGP	TARGA RES CORP	47,178	$2.645M	0.5%	$15.07	+127.8%	COM	87612G101
MSFT	MICROSOFT CORP	42,400	$2.635M	0.5%	$26.70	+102.0%	COM	594918104
—	GENERAL ELECTRIC CO	79,952	$2.526M	0.4%	$23.19	—	COM	369604103
EXC	EXELON CORP	70,000	$2.484M	0.4%	$15.41	+11.9%	COM	30161N101
C	CITIGROUP INC	39,700	$2.359M	0.4%	$31.24	+30.0%	COM NEW	172967424
ZBH	ZIMMER BIOMET HLDGS INC	22,100	$2.281M	0.4%	$67.30	+47.8%	COM	98956P102
—	TC PIPELINES LP	38,000	$2.236M	0.4%	$48.29	—	UT COM LTD PRT	87233Q108
—	JPMORGAN CHASE & CO	50,200	$2.222M	0.4%	$23.69	—	*W EXP 10/28/201	46634E114
AXP	AMERICAN EXPRESS CO	30,000	$2.222M	0.4%	$50.49	+20.8%	COM	025816109
—	ENERGY TRANSFER PRTNRS L P	61,380	$2.198M	0.4%	$52.20	—	UNIT LTD PARTN	29273R109
XOM	EXXON MOBIL CORP	23,240	$2.098M	0.4%	$53.69	+8.3%	COM	30231G102
—	MAGELLAN MIDSTREAM PRTNRS LP	24,600	$1.86M	0.3%	$54.51	—	COM UNIT RP LP	559080106
—	ALLIED WRLD ASSUR COM HLDG A	34,373	$1.846M	0.3%	$55.85	—	SHS	H01531104
RIG	TRANSOCEAN LTD	121,138	$1.786M	0.3%	$24.77	-52.2%	REG SHS	H8817H100
—	BUCKEYE PARTNERS L P	26,963	$1.784M	0.3%	$69.06	—	UNIT LTD PARTN	118230101
—	MB FINANCIAL INC NEW	35,000	$1.653M	0.3%	$26.80	—	COM	55264U108
GSBD	GOLDMAN SACHS BDC INC	63,881	$1.502M	0.3%	$22.59	-0.9%	SHS	38147U107
AGNC	AGNC INVT CORP	82,733	$1.5M	0.3%	$18.13	—	COM	00123Q104
KGC	KINROSS GOLD CORP	463,352	$1.441M	0.3%	$4.62	-24.1%	COM NO PAR	496902404
—	FIREEYE INC	119,800	$1.426M	0.3%	$18.30	—	COM	31816Q101
ABBV	ABBVIE INC	22,000	$1.378M	0.2%	$26.55	+57.4%	COM	00287Y109
SYNA	SYNAPTICS INC	25,073	$1.343M	0.2%	$66.96	-13.6%	COM	87157D109
LLY	LILLY ELI & CO	18,000	$1.324M	0.2%	$42.21	+52.1%	COM	532457108
AAPL	APPLE INC	1,600	$1.317M	0.2%	—	—	Call	037833100
—	TRANSATLANTIC PETROLEUM LTD	1,179,026	$1.309M	0.2%	$5.37	—	SHS NEW	G89982113
ZTS	ZOETIS INC	21,174	$1.133M	0.2%	$29.32	+61.6%	COM	98978V103
HRZN	HORIZON TECHNOLOGY FIN CORP	106,472	$1.121M	0.2%	$3.32	+23.8%	COM	44045A102
THC	TENET HEALTHCARE CORP	75,000	$1.113M	0.2%	$26.03	-31.1%	COM NEW	88033G407
—	TPG SPECIALTY LENDING INC	55,220	$1.032M	0.2%	$16.14	—	COM	87265K102
WFC	WELLS FARGO & CO NEW	900	$956K	0.2%	—	—	Call	949746101
—	ISTAR INC	75,000	$928K	0.2%	$11.29	—	COM	45031U101
—	LAYNE CHRISTENSEN CO	1,000,000	$908K	0.2%	$0.70	—	NOTE 4.250%11/1	521050AB0
MDLZ	MONDELEZ INTL INC	20,000	$887K	0.2%	$23.16	+50.0%	CL A	609207105
—	BOARDWALK PIPELINE PARTNERS	49,796	$864K	0.2%	$30.20	—	UT LTD PARTNER	096627104
CFG	CITIZENS FINL GROUP INC	24,000	$855K	0.2%	$17.55	+21.5%	COM	174610105
ABT	ABBOTT LABS	22,000	$845K	0.1%	$28.85	+16.6%	COM	002824100
TSLA	TESLA MTRS INC	500	$823K	0.1%	—	—	Put	88160R101
ARCC	ARES CAP CORP	44,796	$739K	0.1%	$6.62	0.0%	COM	04010L103
—	PLAINS GP HLDGS L P	18,776	$651K	0.1%	$25.78	—	SHS A REP LTPN	72651A108
—	COLONY STARWOOD HOMES	22,350	$644K	0.1%	$24.74	—	COM	19625X102
—	TOTAL S A	12,500	$637K	0.1%	$48.95	—	SPONSORED ADR	89151E109
—	SILVER BAY RLTY TR CORP	36,791	$631K	0.1%	$16.55	—	COM	82735Q102
—	GENERAL ELECTRIC CO	2,000	$620K	0.1%	$23.19	—	Call	369604103
PMT	PENNYMAC MTG INVT TR	35,500	$581K	0.1%	$15.46	—	COM	70931T103
—	LEVEL 3 COMMUNICATIONS INC	800	$556K	0.1%	$22.20	—	Call	52729N308
MCD	MCDONALDS CORP	250	$541K	0.1%	—	—	Call	580135101
—	NUVEEN QUALITY MUNCP INCOME	37,385	$522K	0.1%	$15.06	—	COM	67066V101
—	AMERICAN CAP LTD	1,800	$520K	0.1%	—	—	Call	02503Y103
EARN	ELLINGTON RESIDENTIAL MTG RE	36,573	$476K	0.1%	$15.62	—	COM SHS BEN INT	288578107
—	APOLLO INVT CORP	80,800	$473K	0.1%	$8.48	—	COM	03761U106
GLW	CORNING INC	1,500	$466K	0.1%	—	—	Call	219350105
KBR	KBR INC	27,000	$451K	0.1%	$26.54	-47.1%	COM	48242W106
PAGP	PLAINS GP HLDGS L P	12,016	$417K	0.1%	$34.70	—	LTD PARTNR INT A	72651A207
VALE	VALE S A	53,100	$405K	0.1%	$13.15	—	ADR	91912E105
—	INVESCO QUALITY MUNI INC TRS	30,674	$380K	0.1%	$11.12	—	COM	46133G107
MSFT	MICROSOFT CORP	300	$367K	0.1%	$26.70	+102.0%	Call	594918104
COP	CONOCOPHILLIPS	7,200	$361K	0.1%	$39.96	-13.0%	COM	20825C104
TPVG	TRIPLEPOINT VENTURE GROWTH B	30,035	$354K	0.1%	$11.66	0.0%	COM	89677Y100
—	EATON VANCE MUN BD FD	25,500	$316K	0.1%	$11.29	—	COM	27827X101
RITM	NEW RESIDENTIAL INVT CORP	19,646	$309K	0.1%	$15.02	—	COM NEW	64828T201
HTGC	HERCULES CAPITAL INC	20,000	$282K	0.0%	$11.24	+21.2%	COM	427096508
—	CALUMET SPECIALTY PRODS PTNR	69,547	$278K	0.0%	$36.38	—	UT LTD PARTNER	131476103
—	VALE S A	37,500	$258K	0.0%	$12.16	—	ADR REPSTG PFD	91912E204
—	DELL TECHNOLOGIES INC	4,458	$245K	0.0%	$47.78	—	COM CL V	24703L103
QCOM	QUALCOMM INC	150	$230K	0.0%	$37.73	+38.5%	Call	747525103
—	PENNEY J C INC	25,000	$208K	0.0%	$8.62	—	COM	708160106
COP	CONOCOPHILLIPS	250	$182K	0.0%	$39.96	-13.0%	Call	20825C104
—	INVESCO MORTGAGE CAPITAL INC	10,000	$146K	0.0%	$16.57	—	COM	46131B100
GM	GENERAL MTRS CO	300	$119K	0.0%	$26.01	+8.3%	Call	37045V100
—	ZAIS GROUP HLDGS INC	26,340	$39,000	0.0%	$9.16	—	COM	98887G106
—	SPX CORP	265	$25,000	0.0%	—	—	Put	784635104
BKD	BROOKDALE SR LIVING INC	669	$15,000	0.0%	$25.17	-46.7%	Call	112463104
AXP	AMERICAN EXPRESS CO	300	$3,000	0.0%	$50.49	+20.8%	Put	025816109
GS	GOLDMAN SACHS GROUP INC	200	$1,000	0.0%	$120.06	+39.7%	Put	38141G104