Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 3, 2017
Total Value: $520M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 1,797,470 | $103M | 19.8% | $57.38 | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 2,777,981 | $56.19M | 10.8% | $20.23 | $13.69 | — | COM NEW | 16934Q208 |
| — | WEST CORP | 1,591,636 | $38.87M | 7.5% | $24.42 | $23.93 | — | COM | 952355204 |
| EPD | ENTERPRISE PRODS PARTNERS L | 679,022 | $18.75M | 3.6% | $27.61 | $51.23 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,139,532 | $17.08M | 3.3% | $7.98 | $8.46 | — | COM | 12673A108 |
| SYK | STRYKER CORP | 121,220 | $15.88M | 3.1% | $130.99 * | $56.92 | +101.2% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $15.32M | 2.9% | $11.25 | $12.54 | — | COM | 035710409 |
| — | TWO HBRS INVT CORP | 1,307,654 | $12.54M | 2.4% | $9.59 | $10.07 | — | COM | 90187B101 |
| BKD | BROOKDALE SR LIVING INC | 870,940 | $11.55M | 2.2% | $13.26 * | $24.41 | -42.2% | COM | 112463104 |
| GS | GOLDMAN SACHS GROUP INC | 49,400 | $11.35M | 2.2% | $229.72 * | $120.06 | +66.6% | COM | 38141G104 |
| — | BARRICK GOLD CORP | 582,197 | $11.06M | 2.1% | $18.99 | $14.59 | — | COM | 067901108 |
| SLRC | SOLAR CAP LTD | 479,013 | $10.83M | 2.1% | $22.61 * | $6.98 | +34.9% | COM | 83413U100 |
| — | MVC CAPITAL INC | 1,105,397 | $9.938M | 1.9% | $8.99 | $11.08 | — | COM | 553829102 |
| — | MFA FINL INC | 1,218,300 | $9.844M | 1.9% | $8.08 | $7.97 | — | COM | 55272X102 |
| SUI | SUN CMNTYS INC | 110,433 | $8.871M | 1.7% | $80.33 | $68.47 | — | COM | 866674104 |
| — | SOLAR SR CAP LTD | 462,777 | $8.321M | 1.6% | $17.98 | $16.13 | — | COM | 83416M105 |
| — | SUTHERLAND ASSET MGMT CORP M | 520,429 | $7.52M | 1.4% | $14.45 | $13.52 | — | COM | 86933G105 |
| ARI | APOLLO COML REAL EST FIN INC | 389,286 | $7.322M | 1.4% | $18.81 | $15.82 | — | COM | 03762U105 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $7.002M | 1.3% | $15.83 | $22.62 | — | COM | 288522303 |
| NEM | NEWMONT MINING CORP | 192,763 | $6.497M | 1.2% | $33.70 * | $17.09 | +61.0% | COM | 651639106 |
| — | THL CR INC | 612,713 | $6.103M | 1.2% | $9.96 | $11.28 | — | COM | 872438106 |
| PNNT | PENNANTPARK INVT CORP | 748,056 | $6.089M | 1.2% | $8.14 * | $2.40 | +17.3% | COM | 708062104 |
| PFLT | PENNANTPARK FLOATING RATE CA | 415,302 | $5.789M | 1.1% | $13.94 * | $4.45 | +22.9% | COM | 70806A106 |
| FDUS | FIDUS INVT CORP | 299,830 | $5.268M | 1.0% | $17.57 * | $4.96 | +23.9% | COM | 316500107 |
| NMFC | NEW MTN FIN CORP | 350,515 | $5.223M | 1.0% | $14.90 * | $4.01 | +40.5% | COM | 647551100 |
| — | NEOVASC INC | 3,000,010 | $4.59M | 0.9% | $1.53 | $1.66 | — | COM | 64065J106 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4.511M | 0.9% | $37.59 * | $26.84 | +11.5% | CL A | 20030N101 |
| SYF | SYNCHRONY FINL | 130,362 | $4.471M | 0.9% | $34.30 * | $25.00 | +15.9% | COM | 87165B103 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 251,547 | $4.271M | 0.8% | $16.98 * | $14.35 | +13.0% | COM NEW | 652526203 |
| CSCO | CISCO SYS INC | 120,000 | $4.056M | 0.8% | $33.80 * | $15.24 | +62.3% | COM | 17275R102 |
| — | NUSTAR ENERGY LP | 70,406 | $3.66M | 0.7% | $51.98 | $45.65 | — | UNIT COM | 67058H102 |
| STWD | STARWOOD PPTY TR INC | 160,853 | $3.632M | 0.7% | $22.58 | $23.47 | — | COM | 85571B105 |
| — | FACTORSHARES TR | 116,600 | $3.442M | 0.7% | $29.52 | $25.72 | — | ISE CYBER SEC | 30304R407 |
| — | TCP CAP CORP | 167,136 | $2.912M | 0.6% | $17.42 | $14.18 | — | COM | 87238Q103 |
| PFE | PFIZER INC | 84,247 | $2.882M | 0.6% | $34.21 * | $16.46 | +30.1% | COM | 717081103 |
| TRGP | TARGA RES CORP | 47,178 | $2.826M | 0.5% | $59.90 * | $15.07 | +166.4% | COM | 87612G101 |
| — | MEDLEY CAP CORP | 367,236 | $2.824M | 0.5% | $7.69 | $8.74 | — | COM | 58503F106 |
| MSFT | MICROSOFT CORP | 42,400 | $2.792M | 0.5% | $65.85 * | $26.70 | +116.6% | COM | 594918104 |
| GM | GENERAL MTRS CO | 79,149 | $2.765M | 0.5% | $34.93 * | $26.01 | +19.0% | COM | 37045V100 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2.699M | 0.5% | $122.13 * | $67.30 | +56.6% | COM | 98956P102 |
| EXC | EXELON CORP | 70,000 | $2.519M | 0.5% | $35.99 * | $15.41 | +21.4% | COM | 30161N101 |
| — | GENERAL ELECTRIC CO | 79,952 | $2.383M | 0.5% | $29.81 | $23.19 | — | COM | 369604103 |
| — | TC PIPELINES LP | 38,000 | $2.267M | 0.4% | $59.66 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| — | ENERGY TRANSFER PRTNRS L P | 61,380 | $2.242M | 0.4% | $36.53 | $52.20 | — | UNIT LTD PARTN | 29273R109 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.906M | 0.4% | $82.01 * | $53.69 | +4.5% | COM | 30231G102 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.892M | 0.4% | $76.91 | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | BUCKEYE PARTNERS L P | 26,963 | $1.849M | 0.4% | $68.58 | $69.06 | — | UNIT LTD PARTN | 118230101 |
| — | ALLIED WRLD ASSUR COM HLDG A | 34,373 | $1.825M | 0.4% | $53.09 | $55.85 | — | SHS | H01531104 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,179,026 | $1.651M | 0.3% | $1.40 | $5.37 | — | SHS NEW | G89982113 |
| AGNC | AGNC INVT CORP | 82,733 | $1.646M | 0.3% | $19.90 | $18.13 | — | COM | 00123Q104 |
| — | JPMORGAN CHASE & CO | 35,200 | $1.63M | 0.3% | $46.31 | $23.69 | — | *W EXP 10/28/201 | 46634E114 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.626M | 0.3% | $3.51 * | $4.62 | -22.3% | COM NO PAR | 496902404 |
| LLY | LILLY ELI & CO | 18,000 | $1.514M | 0.3% | $84.11 * | $42.21 | +64.7% | COM | 532457108 |
| — | FIREEYE INC | 119,800 | $1.511M | 0.3% | $12.61 | $18.30 | — | COM | 31816Q101 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.508M | 0.3% | $12.45 * | $24.77 | -44.6% | REG SHS | H8817H100 |
| — | MB FINANCIAL INC NEW | 35,000 | $1.499M | 0.3% | $42.83 | $26.80 | — | COM | 55264U108 |
| ABBV | ABBVIE INC | 22,000 | $1.434M | 0.3% | $65.18 * | $26.55 | +63.8% | COM | 00287Y109 |
| — | TENET HEALTHCARE CORP | 75,000 | $1.328M | 0.3% | $17.71 | $17.71 | — | COM NEW | 88033G100 |
| SYNA | SYNAPTICS INC | 25,073 | $1.241M | 0.2% | $49.50 * | $66.96 | -19.8% | COM | 87157D109 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 106,472 | $1.185M | 0.2% | $11.13 * | $3.32 | +20.1% | COM | 44045A102 |
| ZTS | ZOETIS INC | 21,174 | $1.13M | 0.2% | $53.37 * | $29.32 | +72.1% | COM | 98978V103 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1.126M | 0.2% | $20.39 | $16.14 | — | COM | 87265K102 |
| WFC | WELLS FARGO & CO NEW | 900 | $979K | 0.2% | $1087.78 | — | — | Call | 949746101 |
| ABT | ABBOTT LABS | 22,000 | $977K | 0.2% | $44.41 * | $28.85 | +28.0% | COM | 002824100 |
| BXMT | BLACKSTONE MTG TR INC | 29,680 | $919K | 0.2% | $30.96 | $27.85 | — | COM CL A | 09257W100 |
| CF | CF INDS HLDGS INC | 30,000 | $881K | 0.2% | $29.37 * | $25.79 | 0.0% | COM | 125269100 |
| — | LAYNE CHRISTENSEN CO | 1,000,000 | $881K | 0.2% | $0.88 | $0.70 | — | NOTE 4.250%11/1 | 521050AB0 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $862K | 0.2% | $43.10 * | $23.16 | +55.0% | CL A | 609207105 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $790K | 0.2% | $21.47 | $16.55 | — | COM | 82735Q102 |
| — | CIDARA THERAPEUTICS INC | 100,000 | $780K | 0.1% | $7.80 | $7.80 | — | COM | 171757107 |
| ARCC | ARES CAP CORP | 44,796 | $779K | 0.1% | $17.39 * | $6.62 | +12.4% | COM | 04010L103 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $630K | 0.1% | $17.75 | $15.46 | — | COM | 70931T103 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $536K | 0.1% | $14.66 | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $512K | 0.1% | $13.70 | $15.06 | — | COM | 67066V101 |
| VALE | VALE S A | 53,100 | $504K | 0.1% | $9.49 | $13.15 | — | ADR | 91912E105 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $381K | 0.1% | $12.42 | $11.12 | — | COM | 46133G107 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $376K | 0.1% | $31.29 | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| COP | CONOCOPHILLIPS | 7,200 | $359K | 0.1% | $49.86 * | $39.96 | -8.5% | COM | 20825C104 |
| — | VALE S A | 37,500 | $337K | 0.1% | $8.99 | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $334K | 0.1% | $17.00 | $15.02 | — | COM NEW | 64828T201 |
| — | MEDLEY MGMT INC | 40,134 | $333K | 0.1% | $8.30 | $8.30 | — | CL A COM | 58503T106 |
| GOOG | ALPHABET INC | 50 | $332K | 0.1% | $6640.00 | — | — | Call | 02079K107 |
| — | GENERAL ELECTRIC CO | 2,000 | $324K | 0.1% | $162.00 | $23.19 | — | Call | 369604103 |
| — | EATON VANCE MUN BD FD | 25,500 | $320K | 0.1% | $12.55 | $11.29 | — | COM | 27827X101 |
| — | DOW CHEM CO | 300 | $309K | 0.1% | $1030.00 | — | — | Call | 260543103 |
| HTGC | HERCULES CAPITAL INC | 20,000 | $303K | 0.1% | $15.15 * | $11.24 | +30.5% | COM | 427096508 |
| CFG | CITIZENS FINL GROUP INC | 8,000 | $276K | 0.1% | $34.50 * | $17.55 | +46.9% | COM | 174610105 |
| — | OCWEN FINL CORP | 40,000 | $219K | 0.0% | $5.47 | $5.47 | — | COM | 675746309 |
| COP | CONOCOPHILLIPS | 250 | $137K | 0.0% | $548.00 * | $39.96 | -8.5% | Call | 20825C104 |
| — | APOLLO INVT CORP | 15,000 | $98,000 | 0.0% | $6.53 | $8.48 | — | COM | 03761U106 |
| BKD | BROOKDALE SR LIVING INC | 69 | $2,000 | 0.0% | $28.99 * | $24.41 | -42.2% | Call | 112463104 |