CIK: 0001568303 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 3, 2017
Total Value ($000): $520,049 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 1,797,470 | $103,145 | 19.8% | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 2,777,981 | $56,188 | 10.8% | $13.69 | — | COM NEW | 16934Q208 |
| — | WEST CORP | 1,591,636 | $38,868 | 7.5% | $23.93 | — | COM | 952355204 |
| EPD | ENTERPRISE PRODS PARTNERS L | 679,022 | $18,748 | 3.6% | $51.23 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,139,532 | $17,078 | 3.3% | $8.46 | — | COM | 12673A108 |
| SYK | STRYKER CORP | 121,220 | $15,879 | 3.1% | $56.92 | +101.2% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $15,320 | 2.9% | $12.54 | — | COM | 035710409 |
| — | TWO HBRS INVT CORP | 1,307,654 | $12,540 | 2.4% | $10.07 | — | COM | 90187B101 |
| BKD | BROOKDALE SR LIVING INC | 870,940 | $11,548 | 2.2% | $24.41 | -42.2% | COM | 112463104 |
| GS | GOLDMAN SACHS GROUP INC | 49,400 | $11,348 | 2.2% | $120.06 | +66.6% | COM | 38141G104 |
| — | BARRICK GOLD CORP | 582,197 | $11,056 | 2.1% | $14.59 | — | COM | 067901108 |
| SLRC | SOLAR CAP LTD | 479,013 | $10,829 | 2.1% | $6.98 | +34.9% | COM | 83413U100 |
| — | MVC CAPITAL INC | 1,105,397 | $9,938 | 1.9% | $11.08 | — | COM | 553829102 |
| — | MFA FINL INC | 1,218,300 | $9,844 | 1.9% | $7.97 | — | COM | 55272X102 |
| SUI | SUN CMNTYS INC | 110,433 | $8,871 | 1.7% | $68.47 | — | COM | 866674104 |
| — | SOLAR SR CAP LTD | 462,777 | $8,321 | 1.6% | $16.13 | — | COM | 83416M105 |
| — | SUTHERLAND ASSET MGMT CORP M | 520,429 | $7,520 | 1.4% | $13.52 | — | COM | 86933G105 |
| ARI | APOLLO COML REAL EST FIN INC | 389,286 | $7,322 | 1.4% | $15.82 | — | COM | 03762U105 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $7,002 | 1.3% | $22.62 | — | COM | 288522303 |
| NEM | NEWMONT MINING CORP | 192,763 | $6,497 | 1.2% | $17.09 | +61.0% | COM | 651639106 |
| — | THL CR INC | 612,713 | $6,103 | 1.2% | $11.28 | — | COM | 872438106 |
| PNNT | PENNANTPARK INVT CORP | 748,056 | $6,089 | 1.2% | $2.40 | +17.3% | COM | 708062104 |
| PFLT | PENNANTPARK FLOATING RATE CA | 415,302 | $5,789 | 1.1% | $4.45 | +22.9% | COM | 70806A106 |
| FDUS | FIDUS INVT CORP | 299,830 | $5,268 | 1.0% | $4.96 | +23.9% | COM | 316500107 |
| NMFC | NEW MTN FIN CORP | 350,515 | $5,223 | 1.0% | $4.01 | +40.5% | COM | 647551100 |
| — | NEOVASC INC | 3,000,010 | $4,590 | 0.9% | $1.66 | — | COM | 64065J106 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4,511 | 0.9% | $26.84 | +11.5% | CL A | 20030N101 |
| SYF | SYNCHRONY FINL | 130,362 | $4,471 | 0.9% | $25.00 | +15.9% | COM | 87165B103 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 251,547 | $4,271 | 0.8% | $14.35 | +13.0% | COM NEW | 652526203 |
| CSCO | CISCO SYS INC | 120,000 | $4,056 | 0.8% | $15.24 | +62.3% | COM | 17275R102 |
| — | NUSTAR ENERGY LP | 70,406 | $3,660 | 0.7% | $45.65 | — | UNIT COM | 67058H102 |
| STWD | STARWOOD PPTY TR INC | 160,853 | $3,632 | 0.7% | $23.47 | — | COM | 85571B105 |
| — | FACTORSHARES TR | 116,600 | $3,442 | 0.7% | $25.72 | — | ISE CYBER SEC | 30304R407 |
| — | TCP CAP CORP | 167,136 | $2,912 | 0.6% | $14.18 | — | COM | 87238Q103 |
| PFE | PFIZER INC | 84,247 | $2,882 | 0.6% | $16.46 | +30.1% | COM | 717081103 |
| TRGP | TARGA RES CORP | 47,178 | $2,826 | 0.5% | $15.07 | +166.4% | COM | 87612G101 |
| — | MEDLEY CAP CORP | 367,236 | $2,824 | 0.5% | $8.74 | — | COM | 58503F106 |
| MSFT | MICROSOFT CORP | 42,400 | $2,792 | 0.5% | $26.70 | +116.6% | COM | 594918104 |
| GM | GENERAL MTRS CO | 79,149 | $2,765 | 0.5% | $26.01 | +19.0% | COM | 37045V100 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2,699 | 0.5% | $67.30 | +56.6% | COM | 98956P102 |
| EXC | EXELON CORP | 70,000 | $2,519 | 0.5% | $15.41 | +21.4% | COM | 30161N101 |
| — | GENERAL ELECTRIC CO | 79,952 | $2,383 | 0.5% | $23.19 | — | COM | 369604103 |
| — | TC PIPELINES LP | 38,000 | $2,267 | 0.4% | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| — | ENERGY TRANSFER PRTNRS L P | 61,380 | $2,242 | 0.4% | $52.20 | — | UNIT LTD PARTN | 29273R109 |
| XOM | EXXON MOBIL CORP | 23,240 | $1,906 | 0.4% | $53.69 | +4.5% | COM | 30231G102 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1,892 | 0.4% | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | BUCKEYE PARTNERS L P | 26,963 | $1,849 | 0.4% | $69.06 | — | UNIT LTD PARTN | 118230101 |
| — | ALLIED WRLD ASSUR COM HLDG A | 34,373 | $1,825 | 0.4% | $55.85 | — | SHS | H01531104 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,179,026 | $1,651 | 0.3% | $5.37 | — | SHS NEW | G89982113 |
| AGNC | AGNC INVT CORP | 82,733 | $1,646 | 0.3% | $18.13 | — | COM | 00123Q104 |
| — | JPMORGAN CHASE & CO | 35,200 | $1,630 | 0.3% | $23.69 | — | *W EXP 10/28/201 | 46634E114 |
| KGC | KINROSS GOLD CORP | 463,352 | $1,626 | 0.3% | $4.62 | -22.3% | COM NO PAR | 496902404 |
| LLY | LILLY ELI & CO | 18,000 | $1,514 | 0.3% | $42.21 | +64.7% | COM | 532457108 |
| — | FIREEYE INC | 119,800 | $1,511 | 0.3% | $18.30 | — | COM | 31816Q101 |
| RIG | TRANSOCEAN LTD | 121,138 | $1,508 | 0.3% | $24.77 | -44.6% | REG SHS | H8817H100 |
| — | MB FINANCIAL INC NEW | 35,000 | $1,499 | 0.3% | $26.80 | — | COM | 55264U108 |
| ABBV | ABBVIE INC | 22,000 | $1,434 | 0.3% | $26.55 | +63.8% | COM | 00287Y109 |
| — | TENET HEALTHCARE CORP | 75,000 | $1,328 | 0.3% | $17.71 | — | COM NEW | 88033G100 |
| SYNA | SYNAPTICS INC | 25,073 | $1,241 | 0.2% | $66.96 | -19.8% | COM | 87157D109 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 106,472 | $1,185 | 0.2% | $3.32 | +20.1% | COM | 44045A102 |
| ZTS | ZOETIS INC | 21,174 | $1,130 | 0.2% | $29.32 | +72.1% | COM | 98978V103 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1,126 | 0.2% | $16.14 | — | COM | 87265K102 |
| WFC | WELLS FARGO & CO NEW | 900 | $979 | 0.2% | — | — | Call | 949746101 |
| ABT | ABBOTT LABS | 22,000 | $977 | 0.2% | $28.85 | +28.0% | COM | 002824100 |
| BXMT | BLACKSTONE MTG TR INC | 29,680 | $919 | 0.2% | $27.85 | — | COM CL A | 09257W100 |
| CF | CF INDS HLDGS INC | 30,000 | $881 | 0.2% | $25.79 | 0.0% | COM | 125269100 |
| — | LAYNE CHRISTENSEN CO | 1,000,000 | $881 | 0.2% | $0.70 | — | NOTE 4.250%11/1 | 521050AB0 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $862 | 0.2% | $23.16 | +55.0% | CL A | 609207105 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $790 | 0.2% | $16.55 | — | COM | 82735Q102 |
| — | CIDARA THERAPEUTICS INC | 100,000 | $780 | 0.1% | $7.80 | — | COM | 171757107 |
| ARCC | ARES CAP CORP | 44,796 | $779 | 0.1% | $6.62 | +12.4% | COM | 04010L103 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $630 | 0.1% | $15.46 | — | COM | 70931T103 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $536 | 0.1% | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $512 | 0.1% | $15.06 | — | COM | 67066V101 |
| VALE | VALE S A | 53,100 | $504 | 0.1% | $13.15 | — | ADR | 91912E105 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $381 | 0.1% | $11.12 | — | COM | 46133G107 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $376 | 0.1% | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| COP | CONOCOPHILLIPS | 7,200 | $359 | 0.1% | $39.96 | -8.5% | COM | 20825C104 |
| — | VALE S A | 37,500 | $337 | 0.1% | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $334 | 0.1% | $15.02 | — | COM NEW | 64828T201 |
| — | MEDLEY MGMT INC | 40,134 | $333 | 0.1% | $8.30 | — | CL A COM | 58503T106 |
| GOOG | ALPHABET INC | 50 | $332 | 0.1% | — | — | Call | 02079K107 |
| — | GENERAL ELECTRIC CO | 2,000 | $324 | 0.1% | $23.19 | — | Call | 369604103 |
| — | EATON VANCE MUN BD FD | 25,500 | $320 | 0.1% | $11.29 | — | COM | 27827X101 |
| — | DOW CHEM CO | 300 | $309 | 0.1% | — | — | Call | 260543103 |
| HTGC | HERCULES CAPITAL INC | 20,000 | $303 | 0.1% | $11.24 | +30.5% | COM | 427096508 |
| CFG | CITIZENS FINL GROUP INC | 8,000 | $276 | 0.1% | $17.55 | +46.9% | COM | 174610105 |
| — | OCWEN FINL CORP | 40,000 | $219 | 0.0% | $5.47 | — | COM | 675746309 |
| COP | CONOCOPHILLIPS | 250 | $137 | 0.0% | $39.96 | -8.5% | Call | 20825C104 |
| — | APOLLO INVT CORP | 15,000 | $98 | 0.0% | $8.48 | — | COM | 03761U106 |
| BKD | BROOKDALE SR LIVING INC | 69 | $2 | 0.0% | $24.41 | -42.2% | Call | 112463104 |