Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 3, 2017
Total Value: $456M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 1,082,506 | $62.05M | 13.6% | $57.32 | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 2,777,881 | $48.25M | 10.6% | $17.37 | $13.69 | — | COM NEW | 16934Q208 |
| — | WEST CORP | 1,591,636 | $37.12M | 8.1% | $23.32 | $23.93 | — | COM | 952355204 |
| EPD | ENTERPRISE PRODS PARTNERS L | 679,022 | $18.39M | 4.0% | $27.08 | $51.23 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,139,532 | $17.96M | 3.9% | $8.40 | $8.46 | — | COM | 12673A108 |
| SYK | STRYKER CORP | 125,220 | $16.63M | 3.6% | $132.79 * | $59.09 | +111.2% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $15.58M | 3.4% | $11.44 | $12.54 | — | COM | 035710409 |
| BKD | BROOKDALE SR LIVING INC | 870,940 | $13.04M | 2.9% | $14.98 * | $24.41 | -43.4% | COM | 112463104 |
| — | TWO HBRS INVT CORP | 1,175,008 | $10.8M | 2.4% | $9.20 | $10.07 | — | COM | 90187B101 |
| — | MVC CAPITAL INC | 1,084,013 | $10.2M | 2.2% | $9.41 | $11.08 | — | COM | 553829102 |
| SLRC | SOLAR CAP LTD | 479,013 | $9.975M | 2.2% | $20.82 * | $6.98 | +38.9% | COM | 83413U100 |
| — | MFA FINL INC | 1,205,420 | $9.712M | 2.1% | $8.06 | $7.97 | — | COM | 55272X102 |
| — | BARRICK GOLD CORP | 582,197 | $9.263M | 2.0% | $15.91 | $14.59 | — | COM | 067901108 |
| — | SUTHERLAND ASSET MGMT CORP M | 585,123 | $8.252M | 1.8% | $14.10 | $13.58 | — | COM | 86933G105 |
| GS | GOLDMAN SACHS GROUP INC | 49,400 | $7.881M | 1.7% | $159.53 * | $120.06 | +53.8% | COM | 38141G104 |
| — | SOLAR SR CAP LTD | 441,016 | $7.261M | 1.6% | $16.46 | $16.13 | — | COM | 83416M105 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $7.17M | 1.6% | $16.21 | $22.62 | — | COM | 288522303 |
| NEM | NEWMONT MINING CORP | 192,763 | $6.281M | 1.4% | $32.58 * | $17.09 | +55.5% | COM | 651639106 |
| PNNT | PENNANTPARK INVT CORP | 810,056 | $5.779M | 1.3% | $7.13 * | $2.43 | +13.5% | COM | 708062104 |
| — | THL CR INC | 558,815 | $5.772M | 1.3% | $10.33 | $11.28 | — | COM | 872438106 |
| CGBD | TCG BDC INC | 300,000 | $5.403M | 1.2% | $18.01 * | $6.40 | 0.0% | COM | 872280102 |
| NMFC | NEW MTN FIN CORP | 381,015 | $5.13M | 1.1% | $13.46 * | $4.15 | +39.0% | COM | 647551100 |
| PFLT | PENNANTPARK FLOATING RATE CA | 368,493 | $4.876M | 1.1% | $13.23 * | $4.45 | +26.2% | COM | 70806A106 |
| FDUS | FIDUS INVT CORP | 300,811 | $4.86M | 1.1% | $16.16 * | $4.96 | +31.6% | COM | 316500107 |
| — | NEOVASC INC | 3,000,010 | $4.14M | 0.9% | $1.38 | $1.66 | — | COM | 64065J106 |
| — | ALLIED WRLD ASSUR COM HLDG A | 105,059 | $3.998M | 0.9% | $38.05 | $43.88 | — | SHS | H01531104 |
| CMCSA | COMCAST CORP NEW | 60,000 | $3.911M | 0.9% | $65.18 * | $26.84 | +18.9% | CL A | 20030N101 |
| SYF | SYNCHRONY FINL | 140,362 | $3.812M | 0.8% | $27.16 * | $24.93 | -3.6% | COM | 87165B103 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 251,547 | $3.749M | 0.8% | $14.90 * | $14.35 | +16.7% | COM NEW | 652526203 |
| — | FACTORSHARES TR | 116,600 | $3.5M | 0.8% | $30.02 | $25.72 | — | ISE CYBER SEC | 30304R407 |
| CSCO | CISCO SYS INC | 120,000 | $3.495M | 0.8% | $29.13 * | $15.24 | +64.4% | COM | 17275R102 |
| STWD | STARWOOD PPTY TR INC | 160,853 | $3.473M | 0.8% | $21.59 | $23.47 | — | COM | 85571B105 |
| — | NUSTAR ENERGY LP | 71,406 | $3.33M | 0.7% | $46.63 | $45.66 | — | UNIT COM | 67058H102 |
| ZBH | ZIMMER BIOMET HLDGS INC | 27,100 | $3.262M | 0.7% | $120.37 * | $75.27 | +46.8% | COM | 98956P102 |
| PFE | PFIZER INC | 84,247 | $2.944M | 0.6% | $34.94 * | $16.46 | +31.2% | COM | 717081103 |
| EXC | EXELON CORP | 70,000 | $2.53M | 0.6% | $36.14 * | $15.41 | +22.4% | COM | 30161N101 |
| ARI | APOLLO COML REAL EST FIN INC | 152,164 | $2.445M | 0.5% | $16.07 | $15.82 | — | COM | 03762U105 |
| GM | GENERAL MTRS CO | 79,149 | $2.419M | 0.5% | $30.56 * | $26.01 | +11.7% | COM | 37045V100 |
| — | MEDLEY CAP CORP | 367,236 | $2.391M | 0.5% | $6.51 | $8.74 | — | COM | 58503F106 |
| — | GENERAL ELECTRIC CO | 79,952 | $2.369M | 0.5% | $29.63 | $23.19 | — | COM | 369604103 |
| GSBD | GOLDMAN SACHS BDC INC | 115,000 | $2.299M | 0.5% | $19.99 * | $23.52 | 0.0% | SHS | 38147U107 |
| XOM | EXXON MOBIL CORP | 23,240 | $2.179M | 0.5% | $93.76 * | $53.69 | +3.3% | COM | 30231G102 |
| MSFT | MICROSOFT CORP | 42,400 | $2.17M | 0.5% | $51.18 * | $26.70 | +133.4% | COM | 594918104 |
| TRGP | TARGA RES CORP | 47,178 | $2.132M | 0.5% | $45.19 * | $15.07 | +134.5% | COM | 87612G101 |
| — | TC PIPELINES LP | 38,000 | $2.09M | 0.5% | $55.00 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.886M | 0.4% | $4.07 * | $4.62 | -13.9% | COM NO PAR | 496902404 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 158,628 | $1.866M | 0.4% | $11.76 * | $3.60 | +15.8% | COM | 44045A102 |
| AMZN | AMAZON COM INC | 400 | $1.801M | 0.4% | $4502.50 | — | — | Call | 023135106 |
| AGNC | AGNC INVT CORP | 87,633 | $1.8M | 0.4% | $20.54 | $18.27 | — | COM | 00123Q104 |
| — | JPMORGAN CHASE & CO | 35,200 | $1.77M | 0.4% | $50.28 | $23.69 | — | *W EXP 10/28/201 | 46634E114 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.753M | 0.4% | $71.26 | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | BUCKEYE PARTNERS L P | 26,963 | $1.724M | 0.4% | $63.94 | $69.06 | — | UNIT LTD PARTN | 118230101 |
| — | TCP CAP CORP | 99,757 | $1.557M | 0.3% | $15.61 | $14.18 | — | COM | 87238Q103 |
| — | MB FINANCIAL INC NEW | 35,000 | $1.541M | 0.3% | $44.03 | $26.80 | — | COM | 55264U108 |
| C | CITIGROUP INC | 35,000 | $1.484M | 0.3% | $42.40 * | $46.46 | 0.0% | COM | 172967424 |
| LLY | LILLY ELI & CO | 18,000 | $1.481M | 0.3% | $82.28 * | $42.21 | +68.9% | COM | 532457108 |
| — | TENET HEALTHCARE CORP | 75,000 | $1.451M | 0.3% | $19.35 | $17.71 | — | COM NEW | 88033G100 |
| FSLR | FIRST SOLAR INC | 35,000 | $1.396M | 0.3% | $39.89 * | $33.98 | 0.0% | COM | 336433107 |
| ARCC | ARES CAP CORP | 88,724 | $1.387M | 0.3% | $15.63 * | $7.01 | +5.7% | COM | 04010L103 |
| WFC | WELLS FARGO & CO NEW | 25,000 | $1.385M | 0.3% | $55.40 * | $42.18 | 0.0% | COM | 949746101 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,179,026 | $1.378M | 0.3% | $1.17 | $5.37 | — | SHS NEW | G89982113 |
| ABBV | ABBVIE INC | 22,000 | $1.362M | 0.3% | $61.91 * | $26.55 | +76.9% | COM | 00287Y109 |
| SYNA | SYNAPTICS INC | 25,073 | $1.297M | 0.3% | $51.73 * | $66.96 | -18.5% | COM | 87157D109 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1.098M | 0.2% | $19.88 | $16.14 | — | COM | 87265K102 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.064M | 0.2% | $8.78 * | $24.77 | -58.8% | REG SHS | H8817H100 |
| HTGC | HERCULES CAPITAL INC | 82,982 | $1.047M | 0.2% | $12.62 * | $13.25 | +4.8% | COM | 427096508 |
| ZTS | ZOETIS INC | 21,174 | $1.005M | 0.2% | $47.46 * | $29.32 | +88.6% | COM | 98978V103 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $910K | 0.2% | $45.50 * | $23.16 | +58.4% | CL A | 609207105 |
| — | LAYNE CHRISTENSEN CO | 1,000,000 | $879K | 0.2% | $0.88 | $0.70 | — | NOTE 4.250%11/1 | 521050AB0 |
| ABT | ABBOTT LABS | 22,000 | $865K | 0.2% | $39.32 | $28.85 | +34.9% | COM | 002824100 |
| CF | CF INDS HLDGS INC | 30,000 | $839K | 0.2% | $27.97 * | $25.79 | -14.7% | COM | 125269100 |
| UAL | UNITED CONTL HLDGS INC | 1,400 | $795K | 0.2% | $567.86 | — | — | Call | 910047109 |
| — | CIDARA THERAPEUTICS INC | 100,000 | $750K | 0.2% | $7.50 | $7.80 | — | COM | 171757107 |
| GOOG | ALPHABET INC | 50 | $607K | 0.1% | $12140.00 | — | — | Call | 02079K107 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $576K | 0.1% | $16.23 | $15.46 | — | COM | 70931T103 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $527K | 0.1% | $14.41 | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $525K | 0.1% | $14.04 | $15.06 | — | COM | 67066V101 |
| — | FS INVT CORP | 54,400 | $492K | 0.1% | $9.04 | $9.04 | — | COM | 302635107 |
| — | APOLLO INVT CORP | 80,800 | $460K | 0.1% | $5.69 | $6.21 | — | COM | 03761U106 |
| VALE | VALE S A | 53,100 | $448K | 0.1% | $8.44 | $13.15 | — | ADR | 91912E105 |
| — | GGP INC | 13,974 | $417K | 0.1% | $29.84 | $29.84 | — | COM | 36174X101 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $391K | 0.1% | $12.75 | $11.12 | — | COM | 46133G107 |
| SUI | SUN CMNTYS INC | 4,702 | $360K | 0.1% | $76.56 | $68.47 | — | COM | 866674104 |
| EPR | EPR PPTYS | 4,400 | $355K | 0.1% | $80.68 | $80.68 | — | COM SH BEN INT | 26884U109 |
| SPY | SPDR S&P 500 ETF TR | 1,000 | $344K | 0.1% | $344.00 | — | — | Call | 78462F103 |
| COP | CONOCOPHILLIPS | 7,200 | $317K | 0.1% | $44.03 * | $39.96 | -11.2% | COM | 20825C104 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $314K | 0.1% | $26.13 | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| — | VALE S A | 37,500 | $306K | 0.1% | $8.16 | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| — | DOW CHEM CO | 300 | $283K | 0.1% | $943.33 | — | — | Call | 260543103 |
| BXMT | BLACKSTONE MTG TR INC | 10,000 | $277K | 0.1% | $27.70 | $27.85 | — | COM CL A | 09257W100 |
| — | COLONY STARWOOD HOMES | 8,590 | $273K | 0.1% | $31.78 | $31.78 | — | COM | 19625X102 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $272K | 0.1% | $13.85 | $15.02 | — | COM NEW | 64828T201 |
| — | MEDLEY MGMT INC | 40,134 | $261K | 0.1% | $6.50 | $8.30 | — | CL A COM | 58503T106 |
| — | INVESCO MORTGAGE CAPITAL INC | 16,855 | $231K | 0.1% | $13.71 | $13.71 | — | COM | 46131B100 |
| MDLZ | MONDELEZ INTL INC | 500 | $112K | 0.0% | $224.00 * | $23.16 | +58.4% | Call | 609207105 |
| — | OCWEN FINL CORP | 40,000 | $108K | 0.0% | $2.70 | $5.47 | — | COM | 675746309 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $86,000 | 0.0% | $4.83 | $4.83 | — | CL A COM | 31679P109 |
| — | GENERAL ELECTRIC CO | 2,000 | $69,000 | 0.0% | $34.50 | $23.19 | — | Call | 369604103 |
| COP | CONOCOPHILLIPS | 250 | $45,000 | 0.0% | $180.00 * | $39.96 | -11.2% | Call | 20825C104 |
| BKD | BROOKDALE SR LIVING INC | 69 | $2,000 | 0.0% | $28.99 * | $24.41 | -43.4% | Call | 112463104 |