Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 8, 2020
Total Value: $251M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CENTURYLINK INC | 2,593,668 | $24.54M | 9.8% | $9.46 | $16.63 | — | COM | 156700106 |
| — | CHIMERA INVT CORP | 2,509,081 | $22.93M | 9.1% | $9.14 | $13.78 | — | COM NEW | 16934Q208 |
| SYK | STRYKER CORP | 113,620 | $18.92M | 7.5% | $166.52 * | $86.37 | +112.2% | COM | 863667101 |
| XLV | SELECT SECTOR SPDR TR | 142,000 | $12.58M | 5.0% | $88.58 | $88.58 | — | SBI HEALTHCARE | 81369Y209 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $9.925M | 4.0% | $14.30 | $50.68 | — | COM | 293792107 |
| NEM | NEWMONT CORP | 192,763 | $8.728M | 3.5% | $45.28 * | $17.09 | +121.7% | COM | 651639106 |
| — | FS KKR CAPITAL CORP | 2,251,969 | $6.756M | 2.7% | $3.00 | $5.13 | — | COM | 302635107 |
| MSFT | MICROSOFT CORP | 42,400 | $6.687M | 2.7% | $157.71 | $26.70 | +485.5% | COM | 594918104 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $6.091M | 2.4% | $154.59 * | $120.06 | +53.6% | COM | 38141G104 |
| — | TWO HBRS INVT CORP | 1,516,085 | $5.776M | 2.3% | $3.81 | $14.74 | — | COM NEW | 90187B408 |
| SLRC | SOLAR CAP LTD | 479,713 | $5.63M | 2.2% | $11.74 * | $6.98 | +42.2% | COM | 83413U100 |
| — | ANNALY CAPITAL MANAGEMENT IN | 1,056,094 | $5.354M | 2.1% | $5.07 | $12.38 | — | COM | 035710409 |
| — | MVC CAPITAL INC | 1,221,628 | $5.339M | 2.1% | $4.37 | $10.94 | — | COM | 553829102 |
| TSLA | TESLA INC | 10,000 | $5.24M | 2.1% | $524.00 * | $41.46 | 0.0% | COM | 88160R101 |
| FDUS | FIDUS INVT CORP | 727,924 | $4.819M | 1.9% | $6.62 | $5.61 | +16.2% | COM | 316500107 |
| CSCO | CISCO SYS INC | 120,000 | $4.717M | 1.9% | $39.31 * | $15.24 | +140.7% | COM | 17275R102 |
| — | SOLAR SR CAP LTD | 476,059 | $4.633M | 1.8% | $9.73 | $16.25 | — | COM | 83416M105 |
| BBDC | BARINGS BDC INC | 612,374 | $4.581M | 1.8% | $7.48 * | $5.20 | +0.6% | COM | 06759L103 |
| — | OAKTREE SPECIALTY LENDING CO | 1,373,010 | $4.449M | 1.8% | $3.24 | $4.25 | — | COM | 67401P108 |
| — | ETF MANAGERS TR | 116,600 | $4.159M | 1.7% | $35.67 | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4.126M | 1.6% | $34.38 * | $29.43 | +22.5% | CL A | 20030N101 |
| EFC | ELLINGTON FINANCIAL INC | 590,281 | $3.371M | 1.3% | $5.71 | $15.83 | — | COM | 28852N109 |
| — | TC PIPELINES LP | 110,000 | $3.023M | 1.2% | $27.48 | $33.67 | — | UT COM LTD PRT | 87233Q108 |
| RC | READY CAP CORP | 410,322 | $2.963M | 1.2% | $7.22 | $12.29 | — | COM | 75574U101 |
| PNNT | PENNANTPARK INVT CORP | 1,125,062 | $2.938M | 1.2% | $2.61 | $2.56 | +2.8% | COM | 708062104 |
| BKD | BROOKDALE SR LIVING INC | 940,940 | $2.936M | 1.2% | $3.12 * | $23.28 | -75.0% | COM | 112463104 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $2.886M | 1.1% | $10.28 | $22.56 | — | COM | 85571B105 |
| — | ALPS ETF TR | 799,312 | $2.75M | 1.1% | $3.44 | $10.08 | — | ALERIAN MLP | 00162Q866 |
| — | THL CREDIT INC | 987,383 | $2.617M | 1.0% | $2.65 | $8.66 | — | COM | 872438106 |
| ZTS | ZOETIS INC | 21,174 | $2.492M | 1.0% | $117.69 * | $29.32 | +327.5% | CL A | 98978V103 |
| ET | ENERGY TRANSFER LP | 521,309 | $2.398M | 1.0% | $4.60 | $13.04 | — | COM UT LTD PTN | 29273V100 |
| BA | BOEING CO | 15,000 | $2.237M | 0.9% | $149.13 * | $272.82 | 0.0% | COM | 097023105 |
| ZBH | ZIMMER BIOMET HOLDINGS INC | 22,100 | $2.234M | 0.9% | $101.09 * | $75.27 | +65.9% | COM | 98956P102 |
| — | GENERAL ELECTRIC CO | 279,952 | $2.223M | 0.9% | $7.94 | $17.46 | — | COM | 369604103 |
| — | NUSTAR ENERGY LP | 255,456 | $2.194M | 0.9% | $8.59 | $27.30 | — | UNIT COM | 67058H102 |
| — | SIERRA METALS INC | 2,710,484 | $2.127M | 0.8% | $0.78 | $2.13 | — | COM | 82639W106 |
| CGBD | TCG BDC INC | 358,563 | $1.874M | 0.7% | $5.23 * | $6.21 | -10.7% | COM | 872280102 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.844M | 0.7% | $3.98 * | $4.62 | +4.7% | COM | 496902404 |
| SYF | SYNCHRONY FINL | 110,362 | $1.776M | 0.7% | $16.09 * | $24.93 | +1.0% | COM | 87165B103 |
| — | PDL BIOPHARMA INC | 624,783 | $1.762M | 0.7% | $2.82 | $2.55 | — | COM | 69329Y104 |
| — | TPG SPECIALTY LENDING INC | 115,220 | $1.604M | 0.6% | $13.92 | $14.98 | — | COM | 87265K102 |
| — | OAKTREE STRATEGIC INCOME COR | 283,849 | $1.573M | 0.6% | $5.54 | $8.30 | — | COM | 67402D104 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 40,200 | $1.467M | 0.6% | $36.49 | $47.52 | — | COM UNIT RP LP | 559080106 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $1.356M | 0.5% | $5.07 | $17.17 | — | COM | 38741L107 |
| PFLT | PENNANTPARK FLOATING RATE CA | 274,314 | $1.337M | 0.5% | $4.87 * | $5.08 | +5.6% | COM | 70806A106 |
| PTON | PELOTON INTERACTIVE INC | 1,850 | $1.33M | 0.5% | $718.92 | — | — | Call | 70614W100 |
| — | MFA FINL INC | 727,604 | $1.128M | 0.4% | $1.55 | $7.97 | — | COM | 55272X102 |
| GM | GENERAL MTRS CO | 52,126 | $1.083M | 0.4% | $20.78 * | $26.01 | +12.2% | COM | 37045V100 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $1.002M | 0.4% | $50.10 * | $23.16 | +101.7% | CL A | 609207105 |
| — | CIDARA THERAPEUTICS INC | 368,910 | $915K | 0.4% | $2.48 | $4.37 | — | COM | 171757107 |
| XOM | EXXON MOBIL CORP | 23,240 | $882K | 0.4% | $37.95 * | $53.69 | -21.6% | COM | 30231G102 |
| — | KAYNE ANDERSN MLP MIDS INVT | 235,300 | $854K | 0.3% | $3.63 | $13.05 | — | COM | 486606106 |
| KMI | KINDER MORGAN INC DEL | 57,600 | $802K | 0.3% | $13.92 * | $13.37 | 0.0% | COM | 49456B101 |
| FITB | FIFTH THIRD BANCORP | 50,750 | $754K | 0.3% | $14.86 * | $20.28 | -3.1% | COM | 316773100 |
| SKT | TANGER FACTORY OUTLET CTRS I | 148,000 | $740K | 0.3% | $5.00 | $5.00 | — | COM | 875465106 |
| VALE | VALE S A | 88,132 | $731K | 0.3% | $8.29 | $11.93 | — | SPONSORED ADR | 91912E105 |
| EXC | EXELON CORP | 18,000 | $663K | 0.3% | $36.83 * | $15.41 | +65.3% | COM | 30161N101 |
| THC | TENET HEALTHCARE CORP | 45,000 | $648K | 0.3% | $14.40 * | $14.07 | +104.0% | COM NEW | 88033G407 |
| — | GRUBHUB INC | 15,000 | $611K | 0.2% | $40.73 | $48.65 | — | COM | 400110102 |
| GBDC | GOLUB CAP BDC INC | 47,013 | $590K | 0.2% | $12.55 * | $9.17 | 0.0% | COM | 38173M102 |
| — | TRANSATLANTIC PETROLEUM LTD | 2,688,959 | $556K | 0.2% | $0.21 | $2.72 | — | SHS NEW | G89982113 |
| XMPT | VANECK VECTORS ETF TR | 20,995 | $535K | 0.2% | $25.48 | $23.86 | — | CEF MUN INCOME E | 92189F460 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $514K | 0.2% | $13.75 | $15.06 | — | COM | 67066V101 |
| TSLA | TESLA INC | 65 | $504K | 0.2% | $7753.85 * | $41.46 | 0.0% | Call | 88160R101 |
| UBER | UBER TECHNOLOGIES INC | 1,000 | $460K | 0.2% | $460.00 | — | — | Call | 90353T100 |
| BOCT | INNOVATOR ETFS TR | 20,000 | $448K | 0.2% | $22.40 | $22.40 | — | S&P 500 BUFETF | 45782C771 |
| AGNC | AGNC INVT CORP | 38,033 | $408K | 0.2% | $10.73 | $18.42 | — | COM | 00123Q104 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $377K | 0.2% | $10.62 | $15.46 | — | COM | 70931T103 |
| — | BARRICK GOLD CORPORATION | 19,562 | $370K | 0.1% | $18.91 | $14.63 | — | COM | 067901108 |
| PAA | PLAINS ALL AMERN PIPELINE L | 68,800 | $363K | 0.1% | $5.28 | $14.81 | — | UNIT LTD PARTN | 726503105 |
| TSLA | TESLA INC | 100 | $363K | 0.1% | $3630.00 * | $41.46 | 0.0% | Put | 88160R101 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $359K | 0.1% | $11.70 | $11.12 | — | COM | 46133G107 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 24,805 | $328K | 0.1% | $13.22 * | $20.29 | -6.3% | COM NEW | 652526203 |
| TRGP | TARGA RES CORP | 47,178 | $326K | 0.1% | $6.91 * | $15.07 | +73.4% | COM | 87612G101 |
| PAGP | PLAINS GP HLDGS L P | 57,788 | $324K | 0.1% | $5.61 | $5.61 | — | LTD PARTNR INT A | 72651A207 |
| TCPC | BLACKROCK TCP CAPITAL CORP | 49,093 | $307K | 0.1% | $6.25 * | $14.63 | -15.2% | COM | 09259E108 |
| EQS | EQUUS TOTAL RETURN INC | 243,803 | $232K | 0.1% | $0.95 * | $2.39 | -34.2% | COM | 294766100 |
| BNOV | INNOVATOR ETFS TR | 10,000 | $229K | 0.1% | $22.90 | $22.90 | — | S&P 500 BUFFER | 45782C581 |
| COP | CONOCOPHILLIPS | 7,200 | $222K | 0.1% | $30.83 * | $39.96 | +2.5% | COM | 20825C104 |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | 36,059 | $207K | 0.1% | $5.74 * | $11.81 | 0.0% | COM | 89677Y100 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 335,692 | $205K | 0.1% | $0.61 | $11.73 | — | COM UNIT LTD | 866142102 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $194K | 0.1% | $5.30 | $15.62 | — | COM SHS BEN INT | 288578107 |
| MOV | MOVADO GROUP INC | 15,100 | $178K | 0.1% | $11.79 * | $24.33 | -35.1% | COM | 624580106 |
| RIG | TRANSOCEAN LTD | 121,138 | $141K | 0.1% | $1.16 * | $24.77 | -84.2% | REG SHS | H8817H100 |
| — | MEDLEY CAP CORP | 240,237 | $140K | 0.1% | $0.58 | $8.74 | — | COM | 58503F106 |
| SD | SANDRIDGE ENERGY INC | 127,100 | $114K | 0.0% | $0.90 * | $9.01 | -74.0% | COM NEW | 80007P869 |
| — | CONTURA ENERGY INC | 24,032 | $56,000 | 0.0% | $2.33 | $65.75 | — | COM | 21241B100 |
| — | MEDLEY MGMT INC | 40,134 | $27,000 | 0.0% | $0.67 | $8.30 | — | CL A COM | 58503T106 |
| — | BOEING CO | 100 | $23,000 | 0.0% | $230.00 | — | — | Call | 097023905 |
| GM | GENERAL MTRS CO | 300 | $10,000 | 0.0% | $33.33 * | $26.01 | +12.2% | Call | 37045V100 |