Location: Westlake Village, CA
CIK: 0001606588 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 12, 2016
Total Value: $307M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EFG | ISHARES EAFE GRWTH | 203,255 | $13.9M | 4.5% | $69.77 | — | ETF | 464288885 |
| EFV | ISHARES EAFE VALUE | 276,135 | $12.75M | 4.2% | $53.91 | — | ETF | 464288877 |
| IWC | ISHARES MICRO-CAP ETF | 157,424 | $12.28M | 4.0% | $76.78 | — | COMMON STOCK | 464288869 |
| IWO | ISHARES TR RUS 2000 GRW | 82,374 | $12.27M | 4.0% | $137.67 | — | ETF | 464287648 |
| IWN | ISHARES TR RUS 2000 VAL | 115,690 | $12.12M | 4.0% | $100.13 | — | ETF | 464287630 |
| IWS | ISHARES TR RUS MDCP VAL ETF | 137,134 | $10.53M | 3.4% | $69.71 | — | ETF | 464287473 |
| IWP | ISHARES TR RUS MD CP GR ETF | 107,168 | $10.44M | 3.4% | $87.80 | — | ETF | 464287481 |
| DIM | WISDOMTREE TR INTL MIDCAP DIV | 176,358 | $9.888M | 3.2% | $59.06 | — | ETF | 97717W778 |
| SCHV | SCHWAB STRATEGIC TR US LCAP VA | 215,981 | $9.84M | 3.2% | $42.09 | — | COMMON STOCK | 808524409 |
| SCZ | ISHARES EAFE SML CP | 184,254 | $9.657M | 3.1% | $50.28 | — | ETF | 464288273 |
| IWD | ISHARES TR RUS 1000 VAL ETF | 75,943 | $8.021M | 2.6% | $98.19 | — | ETF | 464287598 |
| IWF | ISHARES TR RUS 1000 GRW ETF | 74,625 | $7.774M | 2.5% | $90.42 | — | ETF | 464287614 |
| SCHG | SCHWAB STRATEGIC TR US LCAP GR | 134,068 | $7.438M | 2.4% | $47.23 | — | COMMON STOCK | 808524300 |
| IEMG | ISHARES INC CORE MSCI EMKT | 11,320 | $5.164M | 1.7% | $40.90 | — | COMMON STOCK | 46434G103 |
| SCHF | SCHWAB STRATEGIC TR INTL EQTY | 175,599 | $5.055M | 1.6% | $30.28 | — | COMMON STOCK | 808524805 |
| IVV | ISHARES TR CORE S&P500 ETF | 20,509 | $4.462M | 1.5% | $197.02 | — | ETF | 464287200 |
| — | EGA EMERGING GLOBAL SHS TR EGS | 171,527 | $4.259M | 1.4% | $22.34 | — | COMMON STOCK | 268461779 |
| AAPL | APPLE INC COM | 37,597 | $4.25M | 1.4% | $20.19 | +20.0% | COMMON STOCK | 037833100 |
| EPI | WISDOMTREE TR INDIA ERNGS FD | 171,470 | $3.707M | 1.2% | $19.85 | — | COMMON STOCK | 97717W422 |
| MSFT | MICROSOFT CORP | 60,360 | $3.477M | 1.1% | $32.14 | +56.5% | COMMON STOCK | 594918104 |
| SCHM | SCHWAB STRATEGIC TR US MID-CAP | 76,189 | $3.316M | 1.1% | $39.70 | — | COMMON STOCK | 808524508 |
| — | GENERAL ELECTRIC COMPANY | 108,522 | $3.214M | 1.0% | $5.70 | — | COMMON STOCK | 369604103 |
| DLS | WISDOMTREE TR INTL SMCAP DIV | 50,632 | $3.107M | 1.0% | $64.46 | — | COMMON STOCK | 97717W760 |
| TECK | TECK RESOURCES LTD CL B | 171,067 | $3.084M | 1.0% | $12.31 | +29.5% | COMMON STOCK | 878742204 |
| INTC | INTEL CORP | 79,350 | $2.995M | 1.0% | $20.83 | +37.4% | COMMON STOCK | 458140100 |
| SCHA | SCHWAB STRATEGIC TR US SML CAP | 51,854 | $2.984M | 1.0% | $54.11 | — | COMMON STOCK | 808524607 |
| JNJ | JOHNSON & JOHNSON | 25,079 | $2.963M | 1.0% | $68.02 | +37.6% | COMMON STOCK | 478160104 |
| XOM | EXXON MOBIL CORPORATION | 33,179 | $2.896M | 0.9% | $57.36 | +2.1% | COMMON STOCK | 30231G102 |
| EFA | ISHARES TR MSCI EAFE | 48,424 | $2.863M | 0.9% | $55.82 | — | ETF | 464287465 |
| — | ALLERGAN PLC ADR | 12,391 | $2.854M | 0.9% | $301.34 | — | COMMON STOCK | G0177J108 |
| PFE | PFIZER INCORPORATED | 83,396 | $2.825M | 0.9% | $18.47 | +20.5% | COMMON STOCK | 717081103 |
| VEU | VANGUARD INTL EQUITY INDEX FD | 59,731 | $2.714M | 0.9% | $48.81 | — | COMMON STOCK | 922042775 |
| CSCO | CISCO SYSTEMS INC | 85,336 | $2.707M | 0.9% | $16.19 | +42.5% | COMMON STOCK | 17275R102 |
| MRK | MERCK & CO INC NEW | 43,055 | $2.687M | 0.9% | $36.58 | +19.6% | COMMON STOCK | 58933Y105 |
| FXI | ISHARES TR CHINA LG-CAP | 68,996 | $2.623M | 0.9% | $37.14 | — | ETF | 464287184 |
| AMGN | AMGEN INC | 15,420 | $2.572M | 0.8% | $89.89 | +42.1% | COMMON STOCK | 031162100 |
| TXN | TEXAS INSTRUMENTS INC | 35,496 | $2.491M | 0.8% | $33.32 | +58.1% | COMMON STOCK | 882508104 |
| PG | PROCTER & GAMBLE CO | 27,615 | $2.478M | 0.8% | $58.23 | +15.9% | COMMON STOCK | 742718109 |
| JPM | JP MORGAN CHASE & CO | 37,111 | $2.471M | 0.8% | $42.91 | +18.5% | COMMON STOCK | 46625H100 |
| WFC | WELLS FARGO & CO NEW | 55,081 | $2.439M | 0.8% | $38.78 | -5.0% | COMMON STOCK | 949746101 |
| DIS | WALT DISNEY CO | 25,853 | $2.401M | 0.8% | $73.84 | +20.4% | COMMON STOCK | 254687106 |
| AFL | AFLAC INC | 32,295 | $2.321M | 0.8% | $23.88 | +22.4% | COMMON STOCK | 001055102 |
| BAC | BANK OF AMERICA CORP | 147,999 | $2.316M | 0.8% | $13.06 | -7.6% | COMMON STOCK | 060505104 |
| T | AT&T CORPORATION | 56,840 | $2.308M | 0.8% | $11.22 | +45.2% | COMMON STOCK | 00206R102 |
| GOOG | ALPHABET INC CL C | 2,967 | $2.306M | 0.8% | $37.25 | +1.2% | COMMON STOCK | 02079K107 |
| — | DOW CHEMICAL COMPANY | 43,048 | $2.231M | 0.7% | $47.98 | — | COMMON STOCK | 260543103 |
| RPM | RPM INTL COM | 41,462 | $2.227M | 0.7% | $41.95 | +26.5% | COMMON STOCK | 749685103 |
| CVX | CHEVRON CORP NEW | 21,305 | $2.193M | 0.7% | $68.52 | -0.1% | COMMON STOCK | 166764100 |
| — | EXPRESS SCRIPTS HLDG CO | 30,769 | $2.17M | 0.7% | $84.90 | — | COMMON STOCK | 30219G108 |
| HD | HOME DEPOT INC | 16,466 | $2.119M | 0.7% | $62.05 | +71.4% | COMMON STOCK | 437076102 |
| GD | GENERAL DYNAMICS CORPORATION | 13,622 | $2.114M | 0.7% | $83.50 | +45.6% | COMMON STOCK | 369550108 |
| KMB | KIMBERLY CLARK CORP | 16,541 | $2.086M | 0.7% | $71.06 | +31.6% | COMMON STOCK | 494368103 |
| VTI | VANGUARD INDEX FDS TOTAL STK M | 18,487 | $2.058M | 0.7% | $101.47 | — | COMMON STOCK | 922908769 |
| — | PRAXAIR INC | 16,981 | $2.052M | 0.7% | $126.16 | — | COMMON STOCK | 74005P104 |
| VB | VANGUARD INDEX FDS SMALL CP ET | 16,595 | $2.028M | 0.7% | $116.28 | — | COMMON STOCK | 922908751 |
| — | XILINX INC | 35,918 | $1.952M | 0.6% | $50.97 | — | COMMON STOCK | 983919101 |
| GILD | GILEAD SCIENCES INC | 24,338 | $1.926M | 0.6% | $57.78 | 0.0% | COMMON STOCK | 375558103 |
| TGT | TARGET CORPORATION | 27,798 | $1.909M | 0.6% | $44.29 | +22.7% | COMMON STOCK | 87612E106 |
| MET | METLIFE INC | 42,449 | $1.886M | 0.6% | $31.13 | -12.0% | COMMON STOCK | 59156R108 |
| WMT | WAL-MART STORES INC | 25,958 | $1.872M | 0.6% | $20.18 | +2.1% | COMMON STOCK | 931142103 |
| PHG | KONINKLIJKE PHILIPS N V NY REG | 62,394 | $1.846M | 0.6% | $50.88 | — | COMMON STOCK | 500472303 |
| AXP | AMERICAN EXPRESS COMPANY | 28,517 | $1.826M | 0.6% | $70.65 | -20.3% | COMMON STOCK | 025816109 |
| VUG | VANGUARD INDEX FDS GROWTH ETF | 16,025 | $1.799M | 0.6% | $93.98 | — | ETF | 922908736 |
| EMR | EMERSON ELECTRIC CO | 32,537 | $1.774M | 0.6% | $45.87 | -7.8% | COMMON STOCK | 291011104 |
| SCHE | SCHWAB STRATEGIC TR EMRG MKTEQ | 75,276 | $1.736M | 0.6% | $23.94 | — | COMMON STOCK | 808524706 |
| HAL | HALLIBURTON CO | 38,294 | $1.719M | 0.6% | $40.22 | -9.6% | COMMON STOCK | 406216101 |
| — | UNILEVER NV NY SHS NEW | 36,879 | $1.7M | 0.6% | $46.95 | — | COMMON STOCK | 904784709 |
| VO | VANGUARD INDEX FDS MID CAP ETF | 12,595 | $1.63M | 0.5% | $121.59 | — | COMMON STOCK | 922908629 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD A | 30,921 | $1.423M | 0.5% | $53.07 | — | COMMON STOCK | 881624209 |
| BP | BP PLC SPONSORED ADR | 39,463 | $1.388M | 0.5% | $42.15 | — | COMMON STOCK | 055622104 |
| VWO | VANGUARD INTL EQUITY INDEX FD | 33,162 | $1.248M | 0.4% | $36.42 | — | COMMON STOCK | 922042858 |
| IWM | ISHARES TR RUSSELL 2000 | 10,048 | $1.248M | 0.4% | $114.01 | — | ETF | 464287655 |
| SCHC | SCHWAB STRATEGIC TR INTL SCEQT | 39,137 | $1.209M | 0.4% | $31.23 | — | COMMON STOCK | 808524888 |
| — | WALGREENS BOOTS ALLIANCE INC | 11,725 | $945K | 0.3% | $76.20 | — | COMMON STOCK | 931427108 |
| IWR | ISHARES TR RUS MID-CAP | 5,336 | $930K | 0.3% | $158.44 | — | ETF | 464287499 |
| IJR | ISHARES TR CORE S&P SCP | 7,329 | $910K | 0.3% | $112.75 | — | ETF | 464287804 |
| GWX | SPDR INDEX SHS FDS S&P INTL SM | 26,882 | $843K | 0.3% | $33.63 | — | COMMON STOCK | 78463X871 |
| SLYV | SPDR SERIES TRUST S&P 600 SMCP | 7,320 | $785K | 0.3% | $102.35 | — | COMMON STOCK | 78464A300 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 3,609 | $781K | 0.3% | $190.77 | — | ETF | 78462F103 |
| SLYG | SPDR SERIES TRUST S&P 600 SMCP | 3,710 | $709K | 0.2% | $180.21 | — | COMMON STOCK | 78464A201 |
| PEP | PEPSICO INCORPORATED | 6,321 | $688K | 0.2% | $57.86 | +40.1% | COMMON STOCK | 713448108 |
| VV | VANGUARD INDEX FDS LARGE CAP E | 6,137 | $609K | 0.2% | $94.31 | — | COMMON STOCK | 922908637 |
| INTU | INTUIT COM | 5,400 | $594K | 0.2% | $73.33 | +42.2% | COMMON STOCK | 461202103 |
| SLB | SCHLUMBERGER LTD | 7,468 | $587K | 0.2% | $65.65 | -7.6% | COMMON STOCK | 806857108 |
| IWV | ISHARES TR RUSSELL 3000 ETF | 4,425 | $567K | 0.2% | $113.76 | — | ETF | 464287689 |
| FDM | FIRST TR DJS MICROCAP INDEX FD | 13,974 | $507K | 0.2% | $33.92 | — | COMMON STOCK | 33718M105 |
| IJT | ISHARES TR SP SMCP600GR | 3,615 | $496K | 0.2% | $119.02 | — | ETF | 464287887 |
| IJS | ISHARES TR SP SMCP600VL | 3,925 | $490K | 0.2% | $113.45 | — | ETF | 464287879 |
| GOOGL | ALPHABET INC CL A | 577 | $464K | 0.2% | $36.73 | +5.7% | COMMON STOCK | 02079K305 |
| SBUX | STARBUCKS CORP | 8,558 | $463K | 0.2% | $36.59 | +25.3% | COMMON STOCK | 855244109 |
| FMS | FRESENIUS MED CARE AG&CO KGAA | 10,482 | $459K | 0.1% | $34.82 | — | COMMON STOCK | 358029106 |
| SCHX | SCHWAB STRATEGIC TR US LRG CAP | 8,775 | $453K | 0.1% | $46.86 | — | ETF | 808524201 |
| VZ | VERIZON COMMUNICATIONS | 8,452 | $439K | 0.1% | $26.70 | +23.2% | COMMON STOCK | 92343V104 |
| SCHB | SCHWAB STRATEGIC TR US BRD MKT | 7,256 | $380K | 0.1% | $46.55 | — | COMMON STOCK | 808524102 |
| OKE | ONEOK INC NEW COM | 6,855 | $352K | 0.1% | $22.12 | +20.8% | COMMON STOCK | 682680103 |
| IJJ | ISHARES TR S&P MC 400VL | 2,616 | $348K | 0.1% | $120.38 | — | ETF | 464287705 |
| IJH | ISHARES TR CORE S&P MCP ETF | 2,150 | $333K | 0.1% | $151.14 | — | ETF | 464287507 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,892 | $301K | 0.1% | $103.73 | -1.9% | COMMON STOCK | 459200101 |
| IJK | ISHARES TR S&P MC 400GR | 1,686 | $295K | 0.1% | $152.84 | — | ETF | 464287606 |
| EEM | ISHARES TR MSCI EMG MKT | 7,811 | $293K | 0.1% | $40.73 | — | ETF | 464287234 |
| CAT | CATERPILLAR INC | 3,196 | $284K | 0.1% | $68.48 | -3.6% | COMMON STOCK | 149123101 |
| INDA | ISHARES MSCI INDIA | 9,475 | $279K | 0.1% | $27.51 | — | ETF | 46429B598 |
| OXY | OCCIDENTAL PETROLEUM CORP | 3,782 | $276K | 0.1% | $61.64 | -6.9% | COMMON STOCK | 674599105 |
| BDX | BECTON DICKINSON AND COMPANY | 1,515 | $272K | 0.1% | $91.98 | +61.4% | COMMON STOCK | 075887109 |
| ORCL | ORACLE CORPORATION | 6,786 | $267K | 0.1% | $32.64 | +8.5% | COMMON STOCK | 68389X105 |
| MA | MASTERCARD INC | 2,592 | $264K | 0.1% | $73.07 | +24.3% | COMMON STOCK | 57636Q104 |
| — | SPDR INDEX SHS FDS EMERG MKTS | 4,032 | $244K | 0.1% | $54.75 | — | COMMON STOCK | 79463X509 |
| BMY | BRISTOL-MYERS SQUIBB CO | 4,511 | $243K | 0.1% | $36.05 | +28.0% | COMMON STOCK | 110122108 |
| MDY | SPDR S&P MIDCAP 400 ETF TR UTS | 850 | $240K | 0.1% | $251.04 | — | COMMON STOCK | 78467Y107 |
| MCD | MCDONALDS CORP | 2,032 | $234K | 0.1% | $71.04 | +33.1% | COMMON STOCK | 580135101 |
| RVTY | PERKINELMER INC | 4,150 | $233K | 0.1% | $49.39 | +7.6% | COMMON STOCK | 714046109 |
| MGEE | MGE ENERGY INC COM | 4,000 | $226K | 0.1% | $39.96 | +15.7% | COMMON STOCK | 55277P104 |
| VOT | VANGUARD INDEX FDS MCAP GR IDX | 2,100 | $223K | 0.1% | $96.19 | — | COMMON STOCK | 922908538 |
| — | SVB FINL GROUP | 2,000 | $221K | 0.1% | $110.50 | — | COMMON STOCK | 78486Q101 |
| NKE | NIKE INC CLASS B | 4,198 | $221K | 0.1% | $46.69 | +7.1% | COMMON STOCK | 654106103 |
| — | RYDEX ETF TRUST GUG S&P500 EQ | 2,570 | $215K | 0.1% | $83.66 | — | COMMON STOCK | 78355W106 |
| — | CSOP CHINA CSI 300 A-H DYNAMIC | 7,900 | $215K | 0.1% | $27.22 | — | COMMON STOCK | 12649L303 |
| KO | COCA COLA CO | 4,821 | $204K | 0.1% | $28.83 | +12.9% | COMMON STOCK | 191216100 |
| COST | COSTCO WHSL CORP NEW | 1,325 | $202K | 0.1% | $101.35 | +35.1% | COMMON STOCK | 22160K105 |
| ABBV | ABBVIE INC | 3,207 | $202K | 0.1% | $43.92 | 0.0% | COMMON STOCK | 00287Y109 |
| — | LIBERTY ALL STAR EQUITY FD SH | 35,028 | $181K | 0.1% | $5.09 | — | COMMON STOCK | 530158104 |
| — | MCEWEN MINING INC. | 10,684 | $39,000 | 0.0% | $0.95 | — | COMMON STOCK | 58039P107 |
| MNDO | MIND C T I LTD ORD | 16,250 | $35,000 | 0.0% | $2.74 | -21.3% | COMMON STOCK | M70240102 |
| EGY | VAALCO ENERGY INC COM NEW | 22,300 | $21,000 | 0.0% | $2.51 | -67.9% | COMMON STOCK | 91851C201 |
| NAK | NORTHERN DYNASTY MINERALS LTD | 10,000 | $7,000 | 0.0% | $0.35 | +92.0% | COMMON STOCK | 66510M204 |