Capital Advantage, Inc. Diversified Active

Location: Walnut Creek, CA

CIK: 0001628896 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Aug 24, 2016

Total Value: $149M (100.0% shares, 0.0% debt)

Holdings (47)

— Gugg. Corp. Bullet 2017 17.0%

Value $25.27M Shares 1,114,941 Est. Cost $22.66 Unrealized —

— Gugg. Corp. Bullet 2016 12.5%

Value $18.57M Shares 833,144 Est. Cost $22.29 Unrealized —

VGK Vanguard European 12.0%

Value $17.86M Shares 303,810 Est. Cost $58.80 Unrealized —

HYS Pimco High Yield Short 9.6%

Value $14.28M Shares 134,303 Est. Cost $106.36 Unrealized —

VCSH Vanguard Short Term Corp Bond 8.2%

Value $12.26M Shares 153,663 Est. Cost $79.78 Unrealized —

— PowerShares S&P 500 Low Volati 7.4%

Value $10.97M Shares 330,758 Est. Cost $33.16 Unrealized —

— Gugg. HY Bullet 2016 7.1%

Value $10.49M Shares 388,364 Est. Cost $27.02 Unrealized —

MINT Pimco Enhanced Short Maturity 4.9%

Value $7.342M Shares 72,468 Est. Cost $101.31 Unrealized —

SHY iShares Barclays 1-3 Year Trea 4.2%

Value $6.313M Shares 74,814 Est. Cost $84.38 Unrealized —

— Apple Computer 1.6%

Value $2.419M Shares 4,311 Est. Cost $561.12 Unrealized —

— Berkshire Hathaway Cl B 1.5%

Value $2.231M Shares 18,814 Est. Cost $118.58 Unrealized —

— iShares S&P 600 Index 1.5%

Value $2.169M Shares 19,876 Est. Cost $109.13 Unrealized —

IWM iShares Russell 2000 1.4%

Value $2.05M Shares 17,773 Est. Cost $115.34 Unrealized —

XOM Exxon Mobil Corporation 1.3%

Value $1.876M Shares 18,534 Est. Cost $55.94 Unrealized 0.0%

CVX Chevron Corp 0.9%

Value $1.303M Shares 10,434 Est. Cost $72.49 Unrealized 0.0%

— General Electric 0.7%

Value $993K Shares 35,439 Est. Cost $28.02 Unrealized —

— United Technologies Corp. 0.6%

Value $963K Shares 8,462 Est. Cost $113.80 Unrealized —

NOC Northrop Grumman Corp 0.6%

Value $907K Shares 7,914 Est. Cost $87.28 Unrealized 0.0%

FLOT iShares Floating Rate ETF 0.5%

Value $803K Shares 15,825 Est. Cost $50.74 Unrealized —

MSFT Microsoft Corp 0.5%

Value $711K Shares 19,005 Est. Cost $30.02 Unrealized 0.0%

IVV iShares S&P 500 Index 0.5%

Value $700K Shares 3,772 Est. Cost $185.58 Unrealized —

JNJ Johnson & Johnson 0.5%

Value $693K Shares 7,564 Est. Cost $65.75 Unrealized 0.0%

Value $634K Shares 18,036 Est. Cost $11.17 Unrealized 0.0%

PG Procter & Gamble Co 0.4%

Value $604K Shares 7,417 Est. Cost $58.01 Unrealized 0.0%

MDY SPDR S&P MidCap 400 ETF 0.3%

Value $494K Shares 2,023 Est. Cost $244.19 Unrealized —

MCK McKesson Inc. 0.3%

Value $492K Shares 3,050 Est. Cost $140.55 Unrealized 0.0%

CSCO Cisco Systems 0.3%

Value $486K Shares 21,685 Est. Cost $15.20 Unrealized 0.0%

MCD McDonalds Corp 0.2%

Value $338K Shares 3,484 Est. Cost $70.01 Unrealized 0.0%

PFE Pfizer Incorporated 0.2%

Value $323K Shares 10,542 Est. Cost $17.62 Unrealized 0.0%

— Intel Corp 0.2%

Value $312K Shares 12,004 Est. Cost $25.99 Unrealized —

PEP Pepsico Incorporated 0.2%

Value $302K Shares 3,636 Est. Cost $57.75 Unrealized 0.0%

MRK Merck & Co Inc 0.2%

Value $291K Shares 5,807 Est. Cost $31.29 Unrealized 0.0%

QCOM Qualcomm Inc 0.2%

Value $289K Shares 3,892 Est. Cost $50.36 Unrealized 0.0%

— Amazon.com Inc. 0.2%

Value $256K Shares 641 Est. Cost $399.38 Unrealized —

IBM International Business Machine 0.2%

Value $248K Shares 1,321 Est. Cost $106.40 Unrealized 0.0%

VFH Vanguard Financials ETF 0.2%

Value $240K Shares 5,394 Est. Cost $44.49 Unrealized —

Value $234K Shares 2,050 Est. Cost $114.15 Unrealized —

MMM 3M Company 0.1%

Value $221K Shares 1,574 Est. Cost $72.67 Unrealized 0.0%

VZ Verizon Communications 0.1%

Value $219K Shares 4,464 Est. Cost $26.61 Unrealized 0.0%

SDY SPDR S&P Dividend ETF 0.1%

Value $218K Shares 2,997 Est. Cost $72.74 Unrealized —

TEVA Teva Pharmaceutical ADR 0.1%

Value $214K Shares 5,351 Est. Cost $39.99 Unrealized —

— Walgreen Company 0.1%

Value $212K Shares 3,698 Est. Cost $57.33 Unrealized —

KO Coca Cola Company 0.1%

Value $207K Shares 5,014 Est. Cost $26.95 Unrealized 0.0%

EEMV iShares Emerging Markets Minim 0.1%

Value $205K Shares 3,517 Est. Cost $58.29 Unrealized —

SYK Stryker Corp 0.1%

Value $203K Shares 2,705 Est. Cost $63.06 Unrealized 0.0%

OXY Occidental Petroleum 0.1%

Value $202K Shares 2,125 Est. Cost $63.37 Unrealized 0.0%

PHYS Sprott Physical Gold Tr 0.1%

Value $174K Shares 17,500 Est. Cost $9.94 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	Gugg. Corp. Bullet 2017	1,114,941	$25.27M	17.0%	$22.66	—	COM	18383M548
—	Gugg. Corp. Bullet 2016	833,144	$18.57M	12.5%	$22.29	—	COM	18383M555
VGK	Vanguard European	303,810	$17.86M	12.0%	$58.80	—	COM	922042874
HYS	Pimco High Yield Short	134,303	$14.28M	9.6%	$106.36	—	COM	72201R783
VCSH	Vanguard Short Term Corp Bond	153,663	$12.26M	8.2%	$79.78	—	COM	92206C409
—	PowerShares S&P 500 Low Volati	330,758	$10.97M	7.4%	$33.16	—	COM	73937B779
—	Gugg. HY Bullet 2016	388,364	$10.49M	7.1%	$27.02	—	COM	18383M415
MINT	Pimco Enhanced Short Maturity	72,468	$7.342M	4.9%	$101.31	—	COM	72201R833
SHY	iShares Barclays 1-3 Year Trea	74,814	$6.313M	4.2%	$84.38	—	COM	464287457
—	Apple Computer	4,311	$2.419M	1.6%	$561.12	—	COM	37833100
—	Berkshire Hathaway Cl B	18,814	$2.231M	1.5%	$118.58	—	COM	84670702
—	iShares S&P 600 Index	19,876	$2.169M	1.5%	$109.13	—	COM	78464A813
IWM	iShares Russell 2000	17,773	$2.05M	1.4%	$115.34	—	COM	464287655
XOM	Exxon Mobil Corporation	18,534	$1.876M	1.3%	$55.94	0.0%	COM	30231G102
CVX	Chevron Corp	10,434	$1.303M	0.9%	$72.49	0.0%	COM	166764100
—	General Electric	35,439	$993K	0.7%	$28.02	—	COM	369604103
—	United Technologies Corp.	8,462	$963K	0.6%	$113.80	—	COM	913017109
NOC	Northrop Grumman Corp	7,914	$907K	0.6%	$87.28	0.0%	COM	666807102
FLOT	iShares Floating Rate ETF	15,825	$803K	0.5%	$50.74	—	COM	46429B655
MSFT	Microsoft Corp	19,005	$711K	0.5%	$30.02	0.0%	COM	594918104
IVV	iShares S&P 500 Index	3,772	$700K	0.5%	$185.58	—	COM	464287200
JNJ	Johnson & Johnson	7,564	$693K	0.5%	$65.75	0.0%	COM	478160104
T	AT&T	18,036	$634K	0.4%	$11.17	0.0%	COM	00206R102
PG	Procter & Gamble Co	7,417	$604K	0.4%	$58.01	0.0%	COM	742718109
MDY	SPDR S&P MidCap 400 ETF	2,023	$494K	0.3%	$244.19	—	COM	78467Y107
MCK	McKesson Inc.	3,050	$492K	0.3%	$140.55	0.0%	COM	58155Q103
CSCO	Cisco Systems	21,685	$486K	0.3%	$15.20	0.0%	COM	17275R102
MCD	McDonalds Corp	3,484	$338K	0.2%	$70.01	0.0%	COM	580135101
PFE	Pfizer Incorporated	10,542	$323K	0.2%	$17.62	0.0%	COM	717081103
—	Intel Corp	12,004	$312K	0.2%	$25.99	—	COM	458140AD2
PEP	Pepsico Incorporated	3,636	$302K	0.2%	$57.75	0.0%	COM	713448108
MRK	Merck & Co Inc	5,807	$291K	0.2%	$31.29	0.0%	COM	58933Y105
QCOM	Qualcomm Inc	3,892	$289K	0.2%	$50.36	0.0%	COM	747525103
—	Amazon.com Inc.	641	$256K	0.2%	$399.38	—	COM	23135106
IBM	International Business Machine	1,321	$248K	0.2%	$106.40	0.0%	COM	459200101
VFH	Vanguard Financials ETF	5,394	$240K	0.2%	$44.49	—	COM	92204A405
—	Amgen	2,050	$234K	0.2%	$114.15	—	COM	31162100
MMM	3M Company	1,574	$221K	0.1%	$72.67	0.0%	COM	88579Y101
VZ	Verizon Communications	4,464	$219K	0.1%	$26.61	0.0%	COM	92343V104
SDY	SPDR S&P Dividend ETF	2,997	$218K	0.1%	$72.74	—	COM	78464A763
TEVA	Teva Pharmaceutical ADR	5,351	$214K	0.1%	$39.99	—	COM	881624209
—	Walgreen Company	3,698	$212K	0.1%	$57.33	—	COM	931427108
KO	Coca Cola Company	5,014	$207K	0.1%	$26.95	0.0%	COM	191216100
EEMV	iShares Emerging Markets Minim	3,517	$205K	0.1%	$58.29	—	COM	464286533
SYK	Stryker Corp	2,705	$203K	0.1%	$63.06	0.0%	COM	863667101
OXY	Occidental Petroleum	2,125	$202K	0.1%	$63.37	0.0%	COM	674599105
PHYS	Sprott Physical Gold Tr	17,500	$174K	0.1%	$9.94	—	COM	85207H104