Capital Advantage, Inc. Diversified Active

CIK: 0001628896 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: Aug 9, 2016

Total Value ($000): $143,574 (100.0% shares, 0.0% debt)

Holdings (48)

— Gugg. Corp. Bullet 2017 18.3%

Value ($000) $26,244 Shares 1,150,554 Est. Cost $22.67 Unrealized —

— Gugg. Corp. Bullet 2016 13.2%

Value ($000) $18,972 Shares 848,093 Est. Cost $22.29 Unrealized —

VGK Vanguard European 12.7%

Value ($000) $18,200 Shares 308,730 Est. Cost $58.80 Unrealized —

HYS Pimco High Yield Short 10.1%

Value ($000) $14,473 Shares 135,758 Est. Cost $106.36 Unrealized —

— Gugg. HY Bullet 2016 8.2%

Value ($000) $11,830 Shares 433,347 Est. Cost $27.05 Unrealized —

VCSH Vanguard Short Term Corp Bond 8.0%

Value ($000) $11,532 Shares 144,183 Est. Cost $79.78 Unrealized —

MINT Pimco Enhanced Short Maturity 4.9%

Value ($000) $7,053 Shares 69,579 Est. Cost $101.31 Unrealized —

SHY iShares Barclays 1-3 Year Trea 4.1%

Value ($000) $5,878 Shares 69,600 Est. Cost $84.38 Unrealized —

— iShares S&P 600 Index 1.8%

Value ($000) $2,628 Shares 23,858 Est. Cost $109.30 Unrealized —

— Apple Computer 1.7%

Value ($000) $2,390 Shares 4,453 Est. Cost $560.34 Unrealized —

— Berkshire Hathaway Cl B 1.6%

Value ($000) $2,320 Shares 18,564 Est. Cost $118.58 Unrealized —

IWM iShares Russell 2000 1.4%

Value ($000) $2,077 Shares 17,856 Est. Cost $115.34 Unrealized —

XOM Exxon Mobil Corporation 1.3%

Value ($000) $1,828 Shares 18,713 Est. Cost $55.94 Unrealized +3.8%

FLOT iShares Floating Rate ETF 1.1%

Value ($000) $1,642 Shares 32,379 Est. Cost $50.73 Unrealized —

MDY SPDR S&P MidCap 400 ETF 1.0%

Value ($000) $1,475 Shares 5,886 Est. Cost $248.39 Unrealized —

CVX Chevron Corp 0.9%

Value ($000) $1,337 Shares 11,242 Est. Cost $72.33 Unrealized -2.7%

— General Electric 0.8%

Value ($000) $1,102 Shares 42,567 Est. Cost $27.66 Unrealized —

NOC Northrop Grumman Corp 0.7%

Value ($000) $976 Shares 7,914 Est. Cost $87.28 Unrealized +11.3%

— United Technologies Corp. 0.7%

Value ($000) $965 Shares 8,262 Est. Cost $113.80 Unrealized —

IVV iShares S&P 500 Index 0.6%

Value ($000) $889 Shares 4,727 Est. Cost $186.08 Unrealized —

JNJ Johnson & Johnson 0.6%

Value ($000) $812 Shares 8,266 Est. Cost $65.83 Unrealized +1.2%

MSFT Microsoft Corp 0.5%

Value ($000) $779 Shares 19,014 Est. Cost $30.02 Unrealized +4.1%

Value ($000) $735 Shares 20,954 Est. Cost $11.13 Unrealized -2.5%

PG Procter & Gamble Co 0.4%

Value ($000) $591 Shares 7,331 Est. Cost $58.01 Unrealized -2.6%

MCK McKesson Inc. 0.4%

Value ($000) $539 Shares 3,050 Est. Cost $140.55 Unrealized +13.9%

CSCO Cisco Systems 0.3%

Value ($000) $470 Shares 20,952 Est. Cost $15.20 Unrealized +0.6%

PFE Pfizer Incorporated 0.3%

Value ($000) $434 Shares 13,498 Est. Cost $17.75 Unrealized +2.6%

MCD McDonalds Corp 0.3%

Value ($000) $381 Shares 3,884 Est. Cost $70.04 Unrealized +0.3%

PEP Pepsico Incorporated 0.3%

Value ($000) $372 Shares 4,458 Est. Cost $57.59 Unrealized -1.3%

MRK Merck & Co Inc 0.2%

Value ($000) $330 Shares 5,812 Est. Cost $31.29 Unrealized +14.3%

VZ Verizon Communications 0.2%

Value ($000) $311 Shares 6,537 Est. Cost $26.38 Unrealized -1.9%

— Intel Corp 0.2%

Value ($000) $311 Shares 12,041 Est. Cost $25.99 Unrealized —

QCOM Qualcomm Inc 0.2%

Value ($000) $307 Shares 3,893 Est. Cost $50.36 Unrealized +7.3%

TEVA Teva Pharmaceutical ADR 0.2%

Value ($000) $283 Shares 5,351 Est. Cost $39.99 Unrealized —

— Amazon.com Inc. 0.2%

Value ($000) $269 Shares 799 Est. Cost $386.98 Unrealized —

IBM International Business Machine 0.2%

Value ($000) $254 Shares 1,321 Est. Cost $106.40 Unrealized +2.7%

Value ($000) $253 Shares 2,051 Est. Cost $114.15 Unrealized —

VFH Vanguard Financials ETF 0.2%

Value ($000) $246 Shares 5,394 Est. Cost $44.49 Unrealized —

— Walgreen Company 0.2%

Value ($000) $244 Shares 3,698 Est. Cost $57.33 Unrealized —

SDY SPDR S&P Dividend ETF 0.2%

Value ($000) $234 Shares 3,177 Est. Cost $72.79 Unrealized —

UNP Union Pacific Corp 0.2%

Value ($000) $221 Shares 1,176 Est. Cost $68.27 Unrealized 0.0%

— Boeing Co 0.2%

Value ($000) $221 Shares 1,765 Est. Cost $125.21 Unrealized —

SYK Stryker Corp 0.2%

Value ($000) $220 Shares 2,705 Est. Cost $63.06 Unrealized +9.5%

MMM 3M Company 0.1%

Value ($000) $214 Shares 1,574 Est. Cost $72.67 Unrealized +4.9%

DIS Walt Disney Co 0.1%

Value ($000) $210 Shares 2,628 Est. Cost $69.69 Unrealized 0.0%

CRM Salesforce Com 0.1%

Value ($000) $206 Shares 3,600 Est. Cost $59.07 Unrealized 0.0%

EEMV iShares Emerging Markets Minim 0.1%

Value ($000) $201 Shares 3,517 Est. Cost $58.29 Unrealized —

PHYS Sprott Physical Gold Tr 0.1%

Value ($000) $115 Shares 10,768 Est. Cost $9.94 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Gugg. Corp. Bullet 2017	1,150,554	$26,244	18.3%	$22.67	—	COM	18383M548
—	Gugg. Corp. Bullet 2016	848,093	$18,972	13.2%	$22.29	—	COM	18383M555
VGK	Vanguard European	308,730	$18,200	12.7%	$58.80	—	COM	922042874
HYS	Pimco High Yield Short	135,758	$14,473	10.1%	$106.36	—	COM	72201R783
—	Gugg. HY Bullet 2016	433,347	$11,830	8.2%	$27.05	—	COM	18383M415
VCSH	Vanguard Short Term Corp Bond	144,183	$11,532	8.0%	$79.78	—	COM	92206C409
MINT	Pimco Enhanced Short Maturity	69,579	$7,053	4.9%	$101.31	—	COM	72201R833
SHY	iShares Barclays 1-3 Year Trea	69,600	$5,878	4.1%	$84.38	—	COM	464287457
—	iShares S&P 600 Index	23,858	$2,628	1.8%	$109.30	—	COM	78464A813
—	Apple Computer	4,453	$2,390	1.7%	$560.34	—	COM	37833100
—	Berkshire Hathaway Cl B	18,564	$2,320	1.6%	$118.58	—	COM	84670702
IWM	iShares Russell 2000	17,856	$2,077	1.4%	$115.34	—	COM	464287655
XOM	Exxon Mobil Corporation	18,713	$1,828	1.3%	$55.94	+3.8%	COM	30231G102
FLOT	iShares Floating Rate ETF	32,379	$1,642	1.1%	$50.73	—	COM	46429B655
MDY	SPDR S&P MidCap 400 ETF	5,886	$1,475	1.0%	$248.39	—	COM	78467Y107
CVX	Chevron Corp	11,242	$1,337	0.9%	$72.33	-2.7%	COM	166764100
—	General Electric	42,567	$1,102	0.8%	$27.66	—	COM	369604103
NOC	Northrop Grumman Corp	7,914	$976	0.7%	$87.28	+11.3%	COM	666807102
—	United Technologies Corp.	8,262	$965	0.7%	$113.80	—	COM	913017109
IVV	iShares S&P 500 Index	4,727	$889	0.6%	$186.08	—	COM	464287200
JNJ	Johnson & Johnson	8,266	$812	0.6%	$65.83	+1.2%	COM	478160104
MSFT	Microsoft Corp	19,014	$779	0.5%	$30.02	+4.1%	COM	594918104
T	AT&T	20,954	$735	0.5%	$11.13	-2.5%	COM	00206R102
PG	Procter & Gamble Co	7,331	$591	0.4%	$58.01	-2.6%	COM	742718109
MCK	McKesson Inc.	3,050	$539	0.4%	$140.55	+13.9%	COM	58155Q103
CSCO	Cisco Systems	20,952	$470	0.3%	$15.20	+0.6%	COM	17275R102
PFE	Pfizer Incorporated	13,498	$434	0.3%	$17.75	+2.6%	COM	717081103
MCD	McDonalds Corp	3,884	$381	0.3%	$70.04	+0.3%	COM	580135101
PEP	Pepsico Incorporated	4,458	$372	0.3%	$57.59	-1.3%	COM	713448108
MRK	Merck & Co Inc	5,812	$330	0.2%	$31.29	+14.3%	COM	58933Y105
VZ	Verizon Communications	6,537	$311	0.2%	$26.38	-1.9%	COM	92343V104
—	Intel Corp	12,041	$311	0.2%	$25.99	—	COM	458140AD2
QCOM	Qualcomm Inc	3,893	$307	0.2%	$50.36	+7.3%	COM	747525103
TEVA	Teva Pharmaceutical ADR	5,351	$283	0.2%	$39.99	—	COM	881624209
—	Amazon.com Inc.	799	$269	0.2%	$386.98	—	COM	23135106
IBM	International Business Machine	1,321	$254	0.2%	$106.40	+2.7%	COM	459200101
—	Amgen	2,051	$253	0.2%	$114.15	—	COM	31162100
VFH	Vanguard Financials ETF	5,394	$246	0.2%	$44.49	—	COM	92204A405
—	Walgreen Company	3,698	$244	0.2%	$57.33	—	COM	931427108
SDY	SPDR S&P Dividend ETF	3,177	$234	0.2%	$72.79	—	COM	78464A763
UNP	Union Pacific Corp	1,176	$221	0.2%	$68.27	0.0%	COM	907818108
—	Boeing Co	1,765	$221	0.2%	$125.21	—	COM	97023105
SYK	Stryker Corp	2,705	$220	0.2%	$63.06	+9.5%	COM	863667101
MMM	3M Company	1,574	$214	0.1%	$72.67	+4.9%	COM	88579Y101
DIS	Walt Disney Co	2,628	$210	0.1%	$69.69	0.0%	COM	254687106
CRM	Salesforce Com	3,600	$206	0.1%	$59.07	0.0%	COM	79466L302
EEMV	iShares Emerging Markets Minim	3,517	$201	0.1%	$58.29	—	COM	464286533
PHYS	Sprott Physical Gold Tr	10,768	$115	0.1%	$9.94	—	COM	85207H104