SHEPHERD KAPLAN KROCHUK, LLC Diversified Active

CIK: 0001218583 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 9, 2022

Total Value ($000): $199,690 (100.0% shares, 0.0% debt)

Holdings (146)

EQT EQT CORP 9.8%
Value ($000) $19,487 Shares 478,207 Est. Cost $13.53 Unrealized +204.5%
CRC CALIFORNIA RES CORP 5.8%
Value ($000) $11,664 Shares 303,500 Est. Cost $25.00 Unrealized +58.1%
ANGL VANECK ETF TRUST 4.0%
Value ($000) $8,045 Shares 306,701 Est. Cost $29.79 Unrealized
SPLV INVESCO EXCH TRADED FD TR II 4.0%
Value ($000) $8,021 Shares 138,699 Est. Cost $55.26 Unrealized
DVN DEVON ENERGY CORP NEW 3.6%
Value ($000) $7,251 Shares 120,592 Est. Cost $27.68 Unrealized +91.3%
AAPL APPLE INC 3.4%
Value ($000) $6,818 Shares 49,333 Est. Cost $103.78 Unrealized +48.7%
TLT ISHARES TR 3.0%
Value ($000) $5,902 Shares 57,604 Est. Cost $114.88 Unrealized
JMBS JANUS DETROIT STR TR 2.8%
Value ($000) $5,586 Shares 124,049 Est. Cost $49.92 Unrealized
SCHV SCHWAB STRATEGIC TR 2.7%
Value ($000) $5,313 Shares 90,804 Est. Cost $51.05 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 2.5%
Value ($000) $5,016 Shares 18,785 Est. Cost $167.50 Unrealized +69.9%
CPB CAMPBELL SOUP CO 2.5%
Value ($000) $4,947 Shares 104,989 Est. Cost $40.57 Unrealized +7.7%
MTUM ISHARES TR 2.3%
Value ($000) $4,658 Shares 35,508 Est. Cost $133.13 Unrealized
CHRD CHORD ENERGY CORPORATION 2.3%
Value ($000) $4,522 Shares 33,063 Est. Cost $102.32 Unrealized 0.0%
SCHD SCHWAB STRATEGIC TR 2.1%
Value ($000) $4,104 Shares 61,785 Est. Cost $78.26 Unrealized
JQUA J P MORGAN EXCHANGE TRADED F 2.0%
Value ($000) $4,040 Shares 115,304 Est. Cost $31.46 Unrealized
IJR ISHARES TR 1.6%
Value ($000) $3,245 Shares 37,218 Est. Cost $92.41 Unrealized
HDEF DBX ETF TR 1.6%
Value ($000) $3,125 Shares 171,896 Est. Cost $23.74 Unrealized
ET ENERGY TRANSFER L P 1.5%
Value ($000) $3,026 Shares 274,337 Est. Cost $6.32 Unrealized
NBR NABORS INDUSTRIES LTD 1.5%
Value ($000) $3,013 Shares 29,700 Est. Cost $155.06 Unrealized -21.0%
VNQ VANGUARD INDEX FDS 1.5%
Value ($000) $3,009 Shares 37,538 Est. Cost $83.34 Unrealized
SHV ISHARES TR 1.5%
Value ($000) $2,940 Shares 26,723 Est. Cost $110.45 Unrealized
GIGB GOLDMAN SACHS ETF TR 1.5%
Value ($000) $2,922 Shares 67,609 Est. Cost $55.31 Unrealized
TURQUOISE HILL RES LTD 1.4%
Value ($000) $2,789 Shares 94,321 Est. Cost $28.47 Unrealized
PIONEER NAT RES CO 1.3%
Value ($000) $2,539 Shares 11,725 Est. Cost $152.52 Unrealized
TBF PROSHARES TR 1.2%
Value ($000) $2,374 Shares 106,451 Est. Cost $19.32 Unrealized
CALLON PETE CO DEL 1.2%
Value ($000) $2,300 Shares 65,700 Est. Cost $35.01 Unrealized
PGX INVESCO EXCH TRADED FD TR II 1.0%
Value ($000) $2,056 Shares 173,060 Est. Cost $14.48 Unrealized
FANG DIAMONDBACK ENERGY INC 1.0%
Value ($000) $2,048 Shares 17,002 Est. Cost $64.67 Unrealized +66.2%
CPRT COPART INC 1.0%
Value ($000) $2,028 Shares 19,059 Est. Cost $6.70 Unrealized +344.3%
DVA DAVITA INC 1.0%
Value ($000) $1,986 Shares 24,000 Est. Cost $59.08 Unrealized +48.4%
CTRA COTERRA ENERGY INC 0.9%
Value ($000) $1,746 Shares 66,832 Est. Cost $16.87 Unrealized +46.5%
KMI KINDER MORGAN INC DEL 0.8%
Value ($000) $1,509 Shares 90,688 Est. Cost $13.36 Unrealized +10.5%
GEM GOLDMAN SACHS ETF TR 0.7%
Value ($000) $1,494 Shares 57,821 Est. Cost $32.21 Unrealized
VO VANGUARD INDEX FDS 0.7%
Value ($000) $1,447 Shares 7,696 Est. Cost $189.79 Unrealized
AEM AGNICO EAGLE MINES LTD 0.7%
Value ($000) $1,446 Shares 34,236 Est. Cost $43.64 Unrealized -9.6%
SPGI S&P GLOBAL INC 0.7%
Value ($000) $1,402 Shares 4,590 Est. Cost $96.34 Unrealized +260.9%
AMGN AMGEN INC 0.7%
Value ($000) $1,391 Shares 6,171 Est. Cost $188.43 Unrealized +15.6%
CAH CARDINAL HEALTH INC 0.7%
Value ($000) $1,385 Shares 20,776 Est. Cost $49.41 Unrealized +19.9%
GSIE GOLDMAN SACHS ETF TR 0.7%
Value ($000) $1,374 Shares 55,512 Est. Cost $28.19 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 0.6%
Value ($000) $1,230 Shares 2,426 Est. Cost $79.76 Unrealized +594.7%
MSFT MICROSOFT CORP 0.6%
Value ($000) $1,224 Shares 5,254 Est. Cost $118.45 Unrealized +116.9%
GOOG ALPHABET INC 0.6%
Value ($000) $1,218 Shares 12,665 Est. Cost $107.57 Unrealized +3.0%
GD GENERAL DYNAMICS CORP 0.6%
Value ($000) $1,216 Shares 5,730 Est. Cost $170.87 Unrealized +23.4%
IVW ISHARES TR 0.5%
Value ($000) $1,006 Shares 17,388 Est. Cost $88.88 Unrealized
BAX BAXTER INTL INC 0.4%
Value ($000) $875 Shares 16,238 Est. Cost $55.31 Unrealized 0.0%
VIOO VANGUARD ADMIRAL FDS INC 0.4%
Value ($000) $867 Shares 5,368 Est. Cost $173.75 Unrealized
SII SPROTT INC 0.4%
Value ($000) $855 Shares 25,500 Est. Cost $34.23 Unrealized -3.1%
MAG SILVER CORP 0.4%
Value ($000) $842 Shares 67,500 Est. Cost $9.35 Unrealized
PEP PEPSICO INC 0.4%
Value ($000) $833 Shares 5,100 Est. Cost $56.66 Unrealized +172.5%
UNH UNITEDHEALTH GROUP INC 0.4%
Value ($000) $817 Shares 1,617 Est. Cost $120.05 Unrealized +312.4%
RMNI RIMINI STR INC DEL 0.4%
Value ($000) $778 Shares 167,000 Est. Cost $6.88 Unrealized -18.4%
ABBV ABBVIE INC 0.4%
Value ($000) $742 Shares 5,529 Est. Cost $89.92 Unrealized +41.4%
CRK COMSTOCK RES INC 0.4%
Value ($000) $738 Shares 42,700 Est. Cost $5.66 Unrealized +177.3%
PPL PPL CORP 0.4%
Value ($000) $725 Shares 28,606 Est. Cost $22.48 Unrealized +13.3%
VLO VALERO ENERGY CORP 0.4%
Value ($000) $711 Shares 6,651 Est. Cost $47.81 Unrealized +107.8%
SILVERCREST METALS INC 0.4%
Value ($000) $707 Shares 127,925 Est. Cost $7.97 Unrealized
SYNTAX ETF TR 0.4%
Value ($000) $706 Shares 12,196 Est. Cost $47.87 Unrealized
ELV ELEVANCE HEALTH INC 0.3%
Value ($000) $681 Shares 1,500 Est. Cost $107.38 Unrealized +324.0%
CVE CENOVUS ENERGY INC 0.3%
Value ($000) $669 Shares 43,500 Est. Cost $9.83 Unrealized +65.5%
KO COCA COLA CO 0.3%
Value ($000) $645 Shares 11,515 Est. Cost $28.77 Unrealized +94.8%
UCTT ULTRA CLEAN HLDGS INC 0.3%
Value ($000) $644 Shares 25,000 Est. Cost $19.25 Unrealized +59.0%
NUVEEN MUN VALUE FD INC 0.3%
Value ($000) $582 Shares 68,793 Est. Cost $11.53 Unrealized
SYNTAX ETF TR 0.3%
Value ($000) $577 Shares 15,625 Est. Cost $37.70 Unrealized
EPD ENTERPRISE PRODS PARTNERS L 0.3%
Value ($000) $560 Shares 23,538 Est. Cost $16.30 Unrealized
WMT WALMART INC 0.3%
Value ($000) $545 Shares 4,200 Est. Cost $20.91 Unrealized +100.8%
META META PLATFORMS INC 0.3%
Value ($000) $519 Shares 3,823 Est. Cost $149.28 Unrealized +7.8%
SYNTAX ETF TR 0.3%
Value ($000) $510 Shares 13,945 Est. Cost $36.57 Unrealized
ATLAS AIR WORLDWIDE HLDGS IN 0.3%
Value ($000) $507 Shares 5,300 Est. Cost $60.55 Unrealized
MDLZ MONDELEZ INTL INC 0.2%
Value ($000) $493 Shares 9,000 Est. Cost $23.67 Unrealized +139.1%
MAGELLAN MIDSTREAM PRTNRS LP 0.2%
Value ($000) $492 Shares 10,366 Est. Cost $43.00 Unrealized
NEM NEWMONT CORP 0.2%
Value ($000) $492 Shares 11,711 Est. Cost $49.71 Unrealized -15.2%
PSX PHILLIPS 66 0.2%
Value ($000) $488 Shares 6,050 Est. Cost $55.27 Unrealized +36.4%
GPI GROUP 1 AUTOMOTIVE INC 0.2%
Value ($000) $471 Shares 3,300 Est. Cost $57.22 Unrealized +199.7%
ABT ABBOTT LABS 0.2%
Value ($000) $464 Shares 4,800 Est. Cost $41.89 Unrealized +138.8%
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $461 Shares 3,651 Est. Cost $61.02 Unrealized +114.0%
OXY/WS OCCIDENTAL PETE CORP 0.2%
Value ($000) $440 Shares 11,100 Est. Cost $35.20 Unrealized
ENERPLUS CORP 0.2%
Value ($000) $425 Shares 30,000 Est. Cost $3.18 Unrealized
FCN FTI CONSULTING INC 0.2%
Value ($000) $425 Shares 2,565 Est. Cost $164.97 Unrealized +2.0%
WPM WHEATON PRECIOUS METALS CORP 0.2%
Value ($000) $408 Shares 12,600 Est. Cost $18.30 Unrealized +73.3%
NFLX NETFLIX INC 0.2%
Value ($000) $408 Shares 1,735 Est. Cost $42.56 Unrealized -47.8%
V VISA INC 0.2%
Value ($000) $405 Shares 2,281 Est. Cost $116.09 Unrealized +70.8%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $405 Shares 3,000 Est. Cost $57.32 Unrealized +152.9%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $398 Shares 2,438 Est. Cost $93.10 Unrealized +64.2%
TGB TASEKO MINES LTD 0.2%
Value ($000) $397 Shares 348,500 Est. Cost $1.75 Unrealized -37.8%
VET VERMILION ENERGY INC 0.2%
Value ($000) $386 Shares 18,000 Est. Cost $6.81 Unrealized +244.8%
CRC CALIFORNIA RES CORP 0.2%
Value ($000) $384 Shares 10,000 Est. Cost $25.00 Unrealized +58.1%
VOO VANGUARD INDEX FDS 0.2%
Value ($000) $380 Shares 1,159 Est. Cost $275.99 Unrealized
BIOHAVEN PHARMACTL HLDG CO L 0.2%
Value ($000) $378 Shares 2,500 Est. Cost $151.20 Unrealized
PYPL PAYPAL HLDGS INC 0.2%
Value ($000) $361 Shares 4,200 Est. Cost $69.65 Unrealized +27.0%
VERTEX ENERGY INC 0.2%
Value ($000) $355 Shares 57,000 Est. Cost $5.75 Unrealized
TRV TRAVELERS COMPANIES INC 0.2%
Value ($000) $352 Shares 2,300 Est. Cost $65.29 Unrealized +133.1%
EQAL INVESCO EXCH TRADED FD TR II 0.2%
Value ($000) $352 Shares 9,530 Est. Cost $32.18 Unrealized
C CITIGROUP INC 0.2%
Value ($000) $338 Shares 8,100 Est. Cost $38.12 Unrealized +14.6%
FMC FMC CORP 0.2%
Value ($000) $328 Shares 3,100 Est. Cost $53.05 Unrealized +78.9%
DHT DHT HOLDINGS INC 0.2%
Value ($000) $323 Shares 42,765 Est. Cost $4.30 Unrealized +33.8%
CVE CENOVUS ENERGY INC 0.2%
Value ($000) $323 Shares 21,000 Est. Cost $9.83 Unrealized +65.5%
AGI ALAMOS GOLD INC NEW 0.2%
Value ($000) $319 Shares 43,100 Est. Cost $7.50 Unrealized -3.4%
NTR NUTRIEN LTD 0.2%
Value ($000) $300 Shares 3,600 Est. Cost $38.37 Unrealized +100.7%
FIS FIDELITY NATL INFORMATION SV 0.1%
Value ($000) $294 Shares 3,897 Est. Cost $35.01 Unrealized +143.5%
STX SEAGATE TECHNOLOGY HLDNGS PL 0.1%
Value ($000) $293 Shares 5,500 Est. Cost $78.12 Unrealized -17.4%
DLN WISDOMTREE TR 0.1%
Value ($000) $286 Shares 5,181 Est. Cost $80.53 Unrealized
BK BANK NEW YORK MELLON CORP 0.1%
Value ($000) $285 Shares 7,401 Est. Cost $42.59 Unrealized -9.2%
IVV ISHARES TR 0.1%
Value ($000) $262 Shares 731 Est. Cost $335.91 Unrealized
GSM FERROGLOBE PLC 0.1%
Value ($000) $259 Shares 49,000 Est. Cost $6.39 Unrealized -5.4%
BAC BK OF AMERICA CORP 0.1%
Value ($000) $254 Shares 8,400 Est. Cost $17.54 Unrealized +74.4%
ALTRA INDL MOTION CORP 0.1%
Value ($000) $249 Shares 7,400 Est. Cost $26.21 Unrealized
BWXT BWX TECHNOLOGIES INC 0.1%
Value ($000) $247 Shares 4,900 Est. Cost $47.01 Unrealized +10.8%
CGAU CENTERRA GOLD INC 0.1%
Value ($000) $246 Shares 55,800 Est. Cost $5.39 Unrealized -12.8%
GLD SPDR GOLD TR 0.1%
Value ($000) $243 Shares 1,574 Est. Cost $149.97 Unrealized
TRICON RESIDENTIAL INC 0.1%
Value ($000) $242 Shares 28,000 Est. Cost $15.16 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $228 Shares 3,700 Est. Cost $54.76 Unrealized +1.8%
MMSI MERIT MED SYS INC 0.1%
Value ($000) $226 Shares 4,000 Est. Cost $34.29 Unrealized +68.0%
ENB ENBRIDGE INC 0.1%
Value ($000) $223 Shares 6,000 Est. Cost $22.63 Unrealized +49.4%
LUMN LUMEN TECHNOLOGIES INC 0.1%
Value ($000) $220 Shares 30,205 Est. Cost $10.83 Unrealized -7.5%
HARBORONE BANCORP INC NEW 0.1%
Value ($000) $217 Shares 16,200 Est. Cost $9.69 Unrealized
T AT&T INC 0.1%
Value ($000) $216 Shares 14,076 Est. Cost $15.50 Unrealized -2.7%
SU SUNCOR ENERGY INC NEW 0.1%
Value ($000) $211 Shares 7,500 Est. Cost $20.65 Unrealized +34.0%
BERRY GLOBAL GROUP INC 0.1%
Value ($000) $209 Shares 4,500 Est. Cost $22.71 Unrealized
VMC VULCAN MATLS CO 0.1%
Value ($000) $205 Shares 1,300 Est. Cost $158.20 Unrealized 0.0%
KRNY KEARNY FINL CORP MD 0.1%
Value ($000) $202 Shares 19,000 Est. Cost $11.98 Unrealized -4.0%
GT GOODYEAR TIRE & RUBR CO 0.1%
Value ($000) $188 Shares 18,660 Est. Cost $14.90 Unrealized -14.6%
OSISKO GOLD ROYALTIES LTD 0.1%
Value ($000) $183 Shares 18,000 Est. Cost $9.88 Unrealized
NXE NEXGEN ENERGY LTD 0.1%
Value ($000) $165 Shares 45,000 Est. Cost $2.25 Unrealized +78.9%
RAMACO RES INC 0.1%
Value ($000) $135 Shares 14,700 Est. Cost $9.18 Unrealized
WBD WARNER BROS DISCOVERY INC 0.1%
Value ($000) $128 Shares 11,100 Est. Cost $18.55 Unrealized -26.7%
AM ANTERO MIDSTREAM CORP 0.1%
Value ($000) $113 Shares 12,300 Est. Cost $7.65 Unrealized +1.6%
VANECK ETF TRUST 0.1%
Value ($000) $111 Shares 19,600 Est. Cost $5.64 Unrealized
RMG ACQUISITION CORP III 0.1%
Value ($000) $109 Shares 11,000 Est. Cost $10.00 Unrealized
SUSTAINABLE DEVELP ACQU I CO 0.1%
Value ($000) $108 Shares 11,000 Est. Cost $9.91 Unrealized
GRAN TIERRA ENERGY INC 0.1%
Value ($000) $103 Shares 85,100 Est. Cost $1.33 Unrealized
SSSS SURO CAPITAL CORP 0.0%
Value ($000) $66 Shares 17,000 Est. Cost $7.59 Unrealized -19.6%
INVACARE CORP 0.0%
Value ($000) $56 Shares 72,000 Est. Cost $2.96 Unrealized
CGAU CENTERRA GOLD INC 0.0%
Value ($000) $53 Shares 12,000 Est. Cost $5.39 Unrealized -12.8%
NAK NORTHERN DYNASTY MINERALS LT 0.0%
Value ($000) $51 Shares 210,000 Est. Cost $0.50 Unrealized -43.2%
TILRAY BRANDS INC 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.84 Unrealized
NGD NEW GOLD INC CDA 0.0%
Value ($000) $48 Shares 55,100 Est. Cost $1.58 Unrealized -49.8%
CIFR CIPHER MINING INC 0.0%
Value ($000) $45 Shares 36,000 Est. Cost $3.21 Unrealized -45.3%
GAIA GAIA INC NEW 0.0%
Value ($000) $41 Shares 16,700 Est. Cost $9.88 Unrealized -64.6%
WHOLE EARTH BRANDS INC 0.0%
Value ($000) $38 Shares 10,000 Est. Cost $8.31 Unrealized
NGD NEW GOLD INC CDA 0.0%
Value ($000) $32 Shares 36,000 Est. Cost $1.58 Unrealized -49.8%
ATI PHYSICAL THERAPY INC 0.0%
Value ($000) $24 Shares 24,000 Est. Cost $3.09 Unrealized
AGI ALAMOS GOLD INC NEW 0.0%
Value ($000) $22 Shares 3,000 Est. Cost $7.50 Unrealized -3.4%
SRAX SRAX INC 0.0%
Value ($000) $22 Shares 13,000 Est. Cost $1.69 Unrealized
GALT GALECTIN THERAPEUTICS INC 0.0%
Value ($000) $20 Shares 12,000 Est. Cost $2.52 Unrealized -25.9%
VGZ VISTA GOLD CORP 0.0%
Value ($000) $11 Shares 20,000 Est. Cost $0.59 Unrealized 0.0%
GRAN TIERRA ENERGY INC 0.0%
Value ($000) $4 Shares 3,000 Est. Cost $1.33 Unrealized