Location: Greenwich, CT
CIK: 0000949853 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 11, 2021
Total Value: $113M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MGNI | MAGNITE INC | 350,000 | $10.75M | 9.5% | $6.68 | +126.5% | COM | 55955D100 |
| APPS | DIGITAL TURBINE INC | 150,000 | $8.484M | 7.5% | $2.72 | +1409.2% | COM NEW | 25400W102 |
| EVER | EVERQUOTE INC | 175,000 | $6.536M | 5.8% | $32.02 | +18.2% | COM CL A | 30041R108 |
| — | MTBC INC | 600,000 | $5.442M | 4.8% | $4.75 | — | COM | 55378G102 |
| AMBA | AMBARELLA INC | 55,000 | $5.05M | 4.5% | $48.30 | +45.0% | SHS | G037AX101 |
| — | EIGER BIOPHARMACEUTICALS INC | 400,000 | $4.916M | 4.3% | $8.61 | — | COM | 28249U105 |
| — | ZIX CORP | 500,000 | $4.315M | 3.8% | $8.63 | — | COM | 98974P100 |
| — | R1 RCM INC | 150,000 | $3.603M | 3.2% | $3.88 | — | COM | 749397105 |
| ASUR | ASURE SOFTWARE INC | 470,000 | $3.337M | 2.9% | $6.95 | +9.7% | COM | 04649U102 |
| — | APTOSE BIOSCIENCES INC | 750,000 | $3.285M | 2.9% | $3.52 | — | COM NEW | 03835T200 |
| ALLT | ALLOT LTD | 300,000 | $3.156M | 2.8% | $8.11 | +25.1% | SHS | M0854Q105 |
| — | USA TECHNOLOGIES INC | 300,000 | $3.144M | 2.8% | $5.39 | — | COM | 90328S500 |
| OPRX | OPTIMIZERX CORP | 100,000 | $3.116M | 2.7% | $11.79 | +107.7% | COM NEW | 68401U204 |
| — | EMCORE CORP | 550,000 | $2.998M | 2.6% | $7.12 | — | COM NEW | 290846203 |
| GAIA | GAIA INC NEW | 300,000 | $2.964M | 2.6% | $12.45 | -16.0% | CL A | 36269P104 |
| ASPU | ASPEN GROUP INC | 200,000 | $2.226M | 2.0% | $6.12 | +81.1% | COM NEW | 04530L203 |
| VRNS | VARONIS SYS INC | 11,500 | $1.882M | 1.7% | $10.20 | +325.4% | COM | 922280102 |
| RGNX | REGENXBIO INC | 40,000 | $1.814M | 1.6% | $41.30 | -15.4% | COM | 75901B107 |
| CHGG | CHEGG INC | 20,000 | $1.807M | 1.6% | $8.41 | +844.5% | COM | 163092109 |
| MITK | MITEK SYS INC | 100,000 | $1.778M | 1.6% | $8.01 | +72.7% | COM NEW | 606710200 |
| CUE | CUE BIOPHARMA INC | 140,000 | $1.751M | 1.5% | $13.32 | 0.0% | COM | 22978P106 |
| — | CONSTELLATION PHARMCETICLS I | 50,000 | $1.44M | 1.3% | $12.60 | — | COM | 210373106 |
| MCHX | MARCHEX INC | 700,000 | $1.372M | 1.2% | $3.66 | -44.7% | CL B | 56624R108 |
| — | RODGERS SILICON VALLEY AQ CO | 100,000 | $1.335M | 1.2% | $13.35 | — | UNIT 11/30/2025 | 774873202 |
| CCCC | C4 THERAPEUTICS INC | 40,000 | $1.325M | 1.2% | $29.00 | 0.0% | COM STK | 12529R107 |
| — | RTW VENTURE FUND LTD | 600,000 | $1.128M | 1.0% | $1.76 | — | COM | 206896574 |
| MSFT | MICROSOFT CORP | 5,000 | $1.112M | 1.0% | $106.54 | +93.4% | COM | 594918104 |
| HYREQ | HYRECAR INC | 120,000 | $857K | 0.8% | $5.47 | 0.0% | COM | 44916T107 |
| — | MOUNTAIN CREST ACQUISITION C | 80,000 | $841K | 0.7% | $10.51 | — | COM | 62401M106 |
| GS | GOLDMAN SACHS GROUP INC | 3,000 | $791K | 0.7% | $178.97 | +10.1% | COM | 38141G104 |
| JNJ | JOHNSON & JOHNSON | 5,000 | $787K | 0.7% | $70.16 | +81.8% | COM | 478160104 |
| JPM | JPMORGAN CHASE & CO | 6,000 | $762K | 0.7% | $85.88 | +14.3% | COM | 46625H100 |
| CSCO | CISCO SYS INC | 17,000 | $761K | 0.7% | $36.85 | -4.3% | COM | 17275R102 |
| MS | MORGAN STANLEY | 11,000 | $754K | 0.7% | $34.83 | +40.2% | COM NEW | 617446448 |
| ABBV | ABBVIE INC | 7,000 | $750K | 0.7% | $42.66 | +85.1% | COM | 00287Y109 |
| DOW | DOW INC | 13,500 | $749K | 0.7% | $34.32 | +13.7% | COM | 260557103 |
| PM | PHILIP MORRIS INTL INC | 9,000 | $745K | 0.7% | $52.73 | +14.4% | COM | 718172109 |
| PEP | PEPSICO INC | 5,000 | $742K | 0.7% | $56.56 | +114.4% | COM | 713448108 |
| XOM | EXXON MOBIL CORP | 18,000 | $742K | 0.7% | $44.75 | -32.2% | COM | 30231G102 |
| MRK | MERCK & CO. INC | 9,000 | $736K | 0.6% | $36.56 | +77.4% | COM | 58933Y105 |
| LMT | LOCKHEED MARTIN CORP | 2,000 | $710K | 0.6% | $325.00 | -1.9% | COM | 539830109 |
| VZ | VERIZON COMMUNICATIONS INC | 12,000 | $705K | 0.6% | $30.08 | +46.2% | COM | 92343V104 |
| — | ROYAL DUTCH SHELL PLC | 20,000 | $703K | 0.6% | $47.87 | — | SPONS ADR A | 780259206 |
| MMM | 3M CO | 4,000 | $699K | 0.6% | $111.19 | +5.7% | COM | 88579Y101 |
| — | GLAXOSMITHKLINE PLC | 19,000 | $699K | 0.6% | $40.92 | — | SPONSORED ADR | 37733W105 |
| PG | PROCTER AND GAMBLE CO | 5,000 | $696K | 0.6% | $55.56 | +121.7% | COM | 742718109 |
| KHC | KRAFT HEINZ CO | 20,000 | $693K | 0.6% | $31.44 | -18.7% | COM | 500754106 |
| UNM | UNUM GROUP | 30,000 | $688K | 0.6% | $20.68 | 0.0% | COM | 91529Y106 |
| ARCC | ARES CAPITAL CORP | 40,000 | $676K | 0.6% | $6.90 | +38.9% | COM | 04010L103 |
| CVX | CHEVRON CORP NEW | 8,000 | $676K | 0.6% | $71.32 | -8.8% | COM | 166764100 |
| TCPC | BLACKROCK TCP CAPITAL CORP | 60,000 | $674K | 0.6% | $13.76 | -21.3% | COM | 09259E108 |
| PFE | PFIZER INC | 18,000 | $663K | 0.6% | $19.01 | +50.6% | COM | 717081103 |
| T | AT&T INC | 23,000 | $661K | 0.6% | $14.84 | +3.6% | COM | 00206R102 |
| ABT | ABBOTT LABS | 6,000 | $657K | 0.6% | $28.90 | +243.5% | COM | 002824100 |
| MO | ALTRIA GROUP INC | 16,000 | $656K | 0.6% | $23.47 | +13.7% | COM | 02209S103 |
| — | GALMED PHARMACEUTICALS LTD | 200,000 | $622K | 0.5% | $4.02 | — | SHS | M47238106 |
| KO | COCA COLA CO | 10,000 | $548K | 0.5% | $28.00 | +58.1% | COM | 191216100 |
| BX | BLACKSTONE GROUP INC | 8,000 | $518K | 0.5% | $31.77 | +53.7% | COM CL A | 09260D107 |
| — | CHEMBIO DIAGNOSTICS INC | 100,000 | $475K | 0.4% | $4.75 | — | COM NEW | 163572209 |
| SLB | SCHLUMBERGER LTD | 20,000 | $437K | 0.4% | $30.04 | -43.8% | COM | 806857108 |
| — | ENGINE MEDIA HOLDINGS INC | 50,000 | $411K | 0.4% | $7.70 | — | COM | 29287R103 |