Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 10, 2015
Total Value: $2.303B (76.1% shares, 23.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALIBABA GROUP HLDG LTD | 2,770,700 | $163M | 7.1% | $58.97 | — | — | Put | 01609W952 |
| — | MGIC INVT CORP WIS | 99,365,000 | $143M | 6.2% | $1.44 | $1.31 | — | NOTE 2.000% 4/0 | 552848AE3 |
| — | SPDR S&P 500 ETF TR | 530,000 | $102M | 4.4% | $191.63 | — | — | Put | 78462F953 |
| — | ELECTRONIC ARTS INC | 40,045,000 | $85.19M | 3.7% | $2.13 | $1.66 | — | NOTE 0.750% 7/1 | 285512AA7 |
| XPO | XPO LOGISTICS INC | 3,550,554 | $84.61M | 3.7% | $23.83 * | $14.60 | -10.2% | COM | 983793100 |
| BABA | ALIBABA GROUP HLDG LTD | 1,428,812 | $84.26M | 3.7% | $58.97 | $87.96 | — | SPONSORED ADS | 01609W102 |
| — | YAHOO INC | 2,683,570 | $77.58M | 3.4% | $28.91 | $42.96 | — | COM | 984332106 |
| — | PRECISION CASTPARTS CORP | 335,800 | $77.14M | 3.3% | $229.71 | — | — | Call | 740189905 |
| — | ANADARKO PETE CORP | 1,257,100 | $75.92M | 3.3% | $60.39 | — | — | Call | 032511907 |
| — | CHESAPEAKE ENERGY CORP | 82,025,000 | $70.86M | 3.1% | $0.86 | $0.97 | — | NOTE 2.500% 5/1 | 165167CA3 |
| SPY | SPDR S&P 500 ETF TR | 361,000 | $69.18M | 3.0% | $191.63 | $191.63 | — | TR UNIT | 78462F103 |
| — | MICRON TECHNOLOGY INC | 37,170,000 | $57.14M | 2.5% | $1.54 | $2.41 | — | NOTE 2.125% 2/1 | 595112AV5 |
| — | ALLERGAN PLC | 200,000 | $54.36M | 2.4% | $271.81 | — | — | Call | G0177J908 |
| — | CHESAPEAKE ENERGY CORP | 48,488,000 | $47.97M | 2.1% | $0.99 | $1.00 | — | NOTE 2.750%11/1 | 165167BW6 |
| — | JETBLUE AIRWAYS CORP | 7,025,000 | $40.78M | 1.8% | $5.81 | $4.68 | — | DBCV 5.500%10/1 | 477143AE1 |
| — | STARWOOD PPTY TR INC | 37,841,000 | $37.68M | 1.6% | $1.00 | $1.02 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | DISH NETWORK CORP | 563,900 | $32.9M | 1.4% | $58.34 | — | — | Call | 25470M909 |
| — | AMAG PHARMACEUTICALS INC | 19,654,000 | $31.62M | 1.4% | $1.61 | $2.33 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | ISHARES TR | 275,000 | $30.03M | 1.3% | $109.20 | — | — | Put | 464287955 |
| ZTS | ZOETIS INC | 700,700 | $28.86M | 1.3% | $41.18 * | $38.82 | +10.1% | CL A | 98978V103 |
| — | STAPLES INC | 2,443,600 | $28.66M | 1.2% | $11.73 | — | — | Call | 855030902 |
| — | HC2 HLDGS INC | 876,542 | $27.61M | 1.2% | $31.50 | $8.02 | — | COM | 404139107 |
| — | OFFICE DEPOT INC | 4,023,119 | $25.83M | 1.1% | $6.42 | $8.48 | — | COM | 676220106 |
| — | JPMORGAN CHASE & CO | 825,400 | $25.08M | 1.1% | $30.39 | — | — | Put | 46625H955 |
| PRGO | PERRIGO CO PLC | 158,259 | $24.89M | 1.1% | $157.27 * | $190.62 | -3.8% | SHS | G97822103 |
| — | ANADARKO PETE CORP | 409,537 | $24.73M | 1.1% | $60.39 | $88.51 | — | COM | 032511107 |
| — | CHESAPEAKE ENERGY CORP | 25,793,000 | $22.27M | 1.0% | $0.86 | $0.96 | — | NOTE 2.500% 5/1 | 165167BZ9 |
| — | ALTERA CORP | 444,500 | $22.26M | 1.0% | $50.08 | — | — | Call | 021441900 |
| — | E M C CORP MASS | 900,000 | $21.74M | 0.9% | $24.16 | $24.16 | — | COM | 268648102 |
| HAL | HALLIBURTON CO | 579,900 | $20.5M | 0.9% | $35.35 * | $32.41 | -0.7% | COM | 406216101 |
| — | ISHARES TR | 576,400 | $20.45M | 0.9% | $35.47 | — | — | Call | 464287904 |
| — | BROADCOM CORP | 362,112 | $18.62M | 0.8% | $51.43 | $51.49 | — | CL A | 111320107 |
| — | INTERDIGITAL INC | 17,500,000 | $18.29M | 0.8% | $1.05 | $1.08 | — | NOTE 2.500% 3/1 | 458660AB3 |
| — | TIME WARNER CABLE INC | 99,000 | $17.76M | 0.8% | $179.37 | $178.17 | — | COM | 88732J207 |
| — | MGIC INVT CORP WIS | 15,964,000 | $17.02M | 0.7% | $1.07 | $1.10 | — | NOTE 5.000% 5/0 | 552848AD5 |
| — | CAMERON INTERNATIONAL CORP | 245,000 | $15.02M | 0.7% | $61.32 | $60.40 | — | COM | 13342B105 |
| — | BOULEVARD ACQUISITION | 1,500,000 | $14.97M | 0.7% | $9.98 | $9.98 | — | UNIT 99/99/9999 | 10157Q201 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,500,000 | $14.82M | 0.6% | $9.88 | $9.73 | — | COM CL A | 88104P104 |
| — | GORES HLDGS INC | 1,399,900 | $14.2M | 0.6% | $10.14 | $10.14 | — | UNIT 99/99/9999 | 382866200 |
| — | ALTERA CORP | 268,658 | $13.45M | 0.6% | $50.08 | $42.91 | — | COM | 021441100 |
| MAC | MACERICH CO | 175,000 | $13.44M | 0.6% | $76.82 | $80.16 | — | COM | 554382101 |
| — | VMWARE INC | 165,142 | $13.01M | 0.6% | $78.79 | $78.79 | — | CL A COM | 928563402 |
| — | AETNA INC NEW | 111,267 | $12.17M | 0.5% | $109.41 | $127.46 | — | COM | 00817Y108 |
| — | TOWERS WATSON & CO | 103,275 | $12.12M | 0.5% | $117.38 | $124.75 | — | CL A | 891894107 |
| — | AGL RES INC | 179,478 | $10.96M | 0.5% | $61.04 | $61.04 | — | COM | 001204106 |
| EOG | EOG RES INC | 150,000 | $10.92M | 0.5% | $72.80 * | $62.84 | -9.1% | COM | 26875P101 |
| — | MICRON TECHNOLOGY INC | 6,882,000 | $10.25M | 0.4% | $1.49 | $1.49 | — | NOTE 1.625% 2/1 | 595112AU7 |
| — | YAHOO INC | 350,000 | $10.12M | 0.4% | $28.91 | — | — | Call | 984332906 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 90,200 | $9.5M | 0.4% | $105.32 * | $105.95 | +26.1% | COM | 09061G101 |
| — | CHARTER COMMUNICATIONS INC D | 51,778 | $9.105M | 0.4% | $175.85 | $171.25 | — | CL A NEW | 16117M305 |
| — | GLOBAL PARTNER ACQUISITION C | 900,000 | $9.09M | 0.4% | $10.10 | $10.10 | — | UNIT 07/01/2020 | 37954X204 |
| — | CHARTER COMMUNICATIONS INC D | 51,400 | $9.039M | 0.4% | $175.86 | — | — | Put | 16117M955 |
| — | PRECISION CASTPARTS CORP | 35,585 | $8.174M | 0.4% | $229.70 | $222.28 | — | COM | 740189105 |
| TMUS | T MOBILE US INC | 200,000 | $7.962M | 0.3% | $39.81 * | $34.61 | +11.4% | COM | 872590104 |
| — | ELECTRUM SPL ACQUISITION COR | 835,000 | $7.902M | 0.3% | $9.46 | $9.46 | — | SHS | G3105C104 |
| — | HESS CORP | 156,064 | $7.813M | 0.3% | $50.06 | $73.55 | — | COM | 42809H107 |
| CWGL | CRIMSON WINE GROUP LTD | 858,986 | $7.774M | 0.3% | $9.05 | $9.09 | +0.7% | COM | 22662X100 |
| — | PDC ENERGY INC | 143,590 | $7.612M | 0.3% | $53.01 | $53.87 | — | COM | 69327R101 |
| — | PACE HLDGS CORP | 700,000 | $7.175M | 0.3% | $10.25 | $10.25 | — | UNIT 99/99/9999 | G6865N129 |
| — | HARMONY MERGER CORP | 650,000 | $6.63M | 0.3% | $10.20 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | HENNESSY CAP ACQUISITION COR | 650,000 | $6.409M | 0.3% | $9.86 | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| — | PIONEER NAT RES CO | 50,000 | $6.082M | 0.3% | $121.64 | $121.64 | — | COM | 723787107 |
| ELV | ANTHEM INC | 39,800 | $5.572M | 0.2% | $140.00 * | $136.59 | -4.9% | COM | 036752103 |
| FANG | DIAMONDBACK ENERGY INC | 85,000 | $5.491M | 0.2% | $64.60 * | $59.88 | -12.3% | COM | 25278X109 |
| — | RADIAN GROUP INC | 3,741,000 | $5.407M | 0.2% | $1.45 | $1.45 | — | NOTE 3.000%11/1 | 750236AK7 |
| SLB | SCHLUMBERGER LTD | 77,460 | $5.342M | 0.2% | $68.96 * | $61.45 | -4.1% | COM | 806857108 |
| SNY | SANOFI | 109,882 | $5.216M | 0.2% | $47.47 | $47.47 | — | SPONSORED ADR | 80105N105 |
| WMB | WILLIAMS COS INC DEL | 138,639 | $5.109M | 0.2% | $36.85 * | $28.07 | -2.3% | COM | 969457100 |
| RIO | RIO TINTO PLC | 150,000 | $5.073M | 0.2% | $33.82 | $33.82 | — | SPONSORED ADR | 767204100 |
| — | DOUBLE EAGLE ACQUISITION COR | 500,000 | $5.07M | 0.2% | $10.14 | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | GARNERO GROUP ACQUISITION CO | 500,000 | $4.91M | 0.2% | $9.82 | $9.53 | — | SHS | G5866L108 |
| — | EASTMAN KODAK CO | 300,000 | $4.686M | 0.2% | $15.62 | — | — | Put | 277461956 |
| OXY | OCCIDENTAL PETE CORP DEL | 70,000 | $4.631M | 0.2% | $66.16 * | $51.32 | 0.0% | COM | 674599105 |
| — | ENERGEN CORP | 92,800 | $4.627M | 0.2% | $49.86 | — | — | Put | 29265N958 |
| — | RSP PERMIAN INC | 225,000 | $4.556M | 0.2% | $20.25 | $28.11 | — | COM | 74978Q105 |
| AL | AIR LEASE CORP | 147,311 | $4.555M | 0.2% | $30.92 * | $29.77 | -4.4% | CL A | 00912X302 |
| — | GULFPORT ENERGY CORP | 150,600 | $4.47M | 0.2% | $29.68 | $44.77 | — | COM NEW | 402635304 |
| — | ISHARES | 200,000 | $4.39M | 0.2% | $21.95 | — | — | Put | 464286950 |
| — | CONTINENTAL RESOURCES INC | 150,000 | $4.346M | 0.2% | $28.97 | $38.67 | — | COM | 212015101 |
| — | AR CAP ACQUISITION CORP | 450,000 | $4.338M | 0.2% | $9.64 | $9.70 | — | COM | 00191R109 |
| — | RED HAT INC | 59,250 | $4.259M | 0.2% | $71.88 | $75.79 | — | COM | 756577102 |
| — | FERRELLGAS PARTNERS L.P. | 215,300 | $4.252M | 0.2% | $19.75 | — | — | Put | 315293950 |
| — | SUNOCO LP | 125,000 | $4.231M | 0.2% | $33.85 | — | — | Put | 86765K959 |
| — | GLOBAL DEFENSE & NATL SEC SY | 400,000 | $4.208M | 0.2% | $10.52 | $10.05 | — | COM | 37953N108 |
| — | KINDER MORGAN INC DEL | 150,300 | $4.16M | 0.2% | $27.68 | — | — | Put | 49456B951 |
| CLLS | CELLECTIS S A | 157,718 | $4.157M | 0.2% | $26.36 | $36.08 | — | SPONSORED ADS | 15117K103 |
| — | PHARMATHENE INC | 3,067,088 | $4.079M | 0.2% | $1.33 | $1.70 | — | COM | 71714G102 |
| — | WILLIAMS COS INC DEL | 110,000 | $4.054M | 0.2% | $36.85 | — | — | Call | 969457900 |
| — | ROI ACQUISITION CORP II | 400,000 | $4M | 0.2% | $10.00 | $9.50 | — | COM | 74966G101 |
| — | FINTECH ACQUISITION CORP | 399,900 | $3.915M | 0.2% | $9.79 | $9.85 | — | COM | 31809H100 |
| — | SOLERA HOLDINGS INC | 72,000 | $3.888M | 0.2% | $54.00 | — | — | Call | 83421A904 |
| HEDJ | WISDOMTREE TR | 71,000 | $3.88M | 0.2% | $54.65 | $54.65 | — | EUROPE HEDGED EQ | 97717X701 |
| BLDR | BUILDERS FIRSTSOURCE INC | 298,280 | $3.782M | 0.2% | $12.68 * | $12.20 | +16.4% | COM | 12008R107 |
| — | EOG RES INC | 50,000 | $3.64M | 0.2% | $72.80 | — | — | Put | 26875P951 |
| — | SPIRIT AIRLS INC | 74,400 | $3.519M | 0.2% | $47.30 | $48.75 | — | COM | 848577102 |
| — | HARMONY MERGER CORP | 350,000 | $3.465M | 0.2% | $9.90 | $9.86 | — | COM | 413247107 |
| — | FMC TECHNOLOGIES INC | 110,000 | $3.41M | 0.1% | $31.00 | $31.00 | — | COM | 30249U101 |
| — | BIOMARIN PHARMACEUTICAL INC | 30,000 | $3.16M | 0.1% | $105.33 | — | — | Put | 09061G951 |
| — | ENERGY TRANSFER EQUITY L P | 150,000 | $3.122M | 0.1% | $20.81 | — | — | Put | 29273V950 |
| — | CSX CORP | 113,400 | $3.05M | 0.1% | $26.90 | — | — | Call | 126408903 |
| CHRS | COHERUS BIOSCIENCES INC | 145,261 | $2.911M | 0.1% | $20.04 * | $30.43 | 0.0% | COM | 19249H103 |
| — | POWERSHARES ETF TRUST II | 125,000 | $2.88M | 0.1% | $23.04 | — | — | Put | 73936Q959 |
| — | HUBBELL INC | 25,188 | $2.724M | 0.1% | $108.15 | $108.15 | — | CL A | 443510102 |
| — | DCP MIDSTREAM PARTNERS LP | 112,500 | $2.72M | 0.1% | $24.18 | — | — | Call | 23311P900 |
| — | ALLERGAN PLC | 10,000 | $2.718M | 0.1% | $271.80 | $303.46 | — | SHS | G0177J108 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 45,000 | $2.705M | 0.1% | $60.11 | — | — | Call | 559080906 |
| — | EXTERRAN HLDGS INC | 150,000 | $2.7M | 0.1% | $18.00 | — | — | Call | 30225X903 |
| MTDR | MATADOR RES CO | 130,000 | $2.696M | 0.1% | $20.74 * | $21.82 | 0.0% | COM | 576485205 |
| — | STARWOOD WAYPOINT RESIDENTL | 112,447 | $2.68M | 0.1% | $23.83 | $23.83 | — | COM SHS | 85571W109 |
| AXTA | AXALTA COATING SYS LTD | 104,400 | $2.645M | 0.1% | $25.34 * | $30.61 | -2.9% | COM | G0750C108 |
| — | PARSLEY ENERGY INC | 175,000 | $2.637M | 0.1% | $15.07 | $15.92 | — | CL A | 701877102 |
| — | GULFPORT ENERGY CORP | 85,100 | $2.526M | 0.1% | $29.68 | — | — | Put | 402635954 |
| — | FERRO CORP | 228,500 | $2.502M | 0.1% | $10.95 | $12.48 | — | COM | 315405100 |
| PPG | PPG INDS INC | 28,100 | $2.464M | 0.1% | $87.69 * | $84.38 | 0.0% | COM | 693506107 |
| — | SUNEDISON INC | 3,357,000 | $2.389M | 0.1% | $0.71 | $1.82 | — | NOTE 2.750% 1/0 | 86732YAD1 |
| — | SEMGROUP CORP | 55,100 | $2.383M | 0.1% | $43.25 | $43.25 | — | CL A | 81663A105 |
| — | DT ASIA INVTS LTD | 230,000 | $2.291M | 0.1% | $9.96 | $9.70 | — | SHS | G2615J104 |
| ILMN | ILLUMINA INC | 12,900 | $2.268M | 0.1% | $175.81 * | $202.14 | 0.0% | COM | 452327109 |
| — | DEPOMED INC | 120,000 | $2.262M | 0.1% | $18.85 | $18.85 | — | COM | 249908104 |
| — | MRC GLOBAL INC | 201,000 | $2.241M | 0.1% | $11.15 | — | — | Put | 55345K953 |
| CSTE | CAESARSTONE SDOT-YAM LTD | 69,800 | $2.122M | 0.1% | $30.40 * | $48.21 | 0.0% | ORD SHS | M20598104 |
| — | AROWANA INC | 260,000 | $2.096M | 0.1% | $8.06 | $8.51 | — | SHS | G05011104 |
| — | MARKET VECTORS ETF TR | 75,000 | $2.061M | 0.1% | $27.48 | $27.48 | — | OIL SVCS ETF | 57060U191 |
| — | ENLINK MIDSTREAM LLC | 110,000 | $2.011M | 0.1% | $18.28 | $18.28 | — | COM UNIT REP LTD | 29336T100 |
| — | UNI PIXEL INC | 1,854,243 | $1.928M | 0.1% | $1.04 | $1.04 | — | COM NEW | 904572203 |
| — | NABORS INDUSTRIES LTD | 200,000 | $1.89M | 0.1% | $9.45 | — | — | Call | G6359F903 |
| — | KYTHERA BIOPHARMACEUTICALS I | 25,000 | $1.875M | 0.1% | $75.00 | $75.00 | — | COM | 501570105 |
| URI | UNITED RENTALS INC | 30,000 | $1.802M | 0.1% | $60.07 * | $67.22 | 0.0% | COM | 911363109 |
| — | CHESAPEAKE ENERGY CORP | 2,500,000 | $1.8M | 0.1% | $0.72 | $0.72 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | OFFICE DEPOT INC | 277,300 | $1.78M | 0.1% | $6.42 | — | — | Call | 676220906 |
| — | ISHARES TR | 50,100 | $1.777M | 0.1% | $35.47 | — | — | Put | 464287954 |
| — | LAREDO PETROLEUM INC | 185,000 | $1.745M | 0.1% | $9.43 | — | — | Put | 516806956 |
| — | VBI VACCINES INC | 789,371 | $1.737M | 0.1% | $2.20 | $1.64 | — | COM | 91790E102 |
| UAL | UNITED CONTL HLDGS INC | 32,690 | $1.734M | 0.1% | $53.04 * | $57.89 | -2.5% | COM | 910047109 |
| — | 1347 CAP CORP | 175,000 | $1.719M | 0.1% | $9.82 | $9.60 | — | COM | 68245V103 |
| — | MRC GLOBAL INC | 150,000 | $1.673M | 0.1% | $11.15 | $11.85 | — | COM | 55345K103 |
| — | COMSTOCK RES INC | 847,600 | $1.619M | 0.1% | $1.91 | — | — | Put | 205768953 |
| — | ENCANA CORP | 250,000 | $1.61M | 0.1% | $6.44 | — | — | Call | 292505904 |
| — | RANGE RES CORP | 50,000 | $1.606M | 0.1% | $32.12 | — | — | Call | 75281A909 |
| — | ANTERO RES CORP | 75,000 | $1.587M | 0.1% | $21.16 | — | — | Call | 03674X906 |
| — | MEMORIAL RESOURCE DEV CORP | 90,100 | $1.584M | 0.1% | $17.58 | $17.58 | — | COM | 58605Q109 |
| — | CALLON PETE CO DEL | 215,000 | $1.567M | 0.1% | $7.29 | $7.29 | — | COM | 13123X102 |
| — | MARATHON OIL CORP | 100,000 | $1.54M | 0.1% | $15.40 | — | — | Call | 565849906 |
| — | CIMAREX ENERGY CO | 15,000 | $1.537M | 0.1% | $102.47 | $102.47 | — | COM | 171798101 |
| MGA | MAGNA INTL INC | 31,800 | $1.527M | 0.1% | $48.02 * | $39.52 | -3.3% | COM | 559222401 |
| GLNG | GOLAR LNG LTD BERMUDA | 51,600 | $1.439M | 0.1% | $27.89 * | $35.95 | -9.8% | SHS | G9456A100 |
| USL | UNITED STS 12 MONTH OIL FD L | 65,000 | $1.365M | 0.1% | $21.00 | $21.00 | — | UNIT BEN INT | 91288V103 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 75,000 | $1.322M | 0.1% | $17.63 | — | — | Put | 866142952 |
| — | PATTERSON UTI ENERGY INC | 100,000 | $1.314M | 0.1% | $13.14 | — | — | Call | 703481901 |
| — | SOUTHWESTERN ENERGY CO | 100,000 | $1.269M | 0.1% | $12.69 | — | — | Call | 845467909 |
| — | NORTHSTAR RLTY FIN CORP | 100,000 | $1.235M | 0.1% | $12.35 | — | — | Put | 66704R954 |
| — | CONTINENTAL BLDG PRODS INC | 59,217 | $1.216M | 0.1% | $20.53 | $21.18 | — | COM | 211171103 |
| — | HELMERICH & PAYNE INC | 25,000 | $1.182M | 0.1% | $47.28 | — | — | Call | 423452901 |
| NOC | NORTHROP GRUMMAN CORP | 7,000 | $1.162M | 0.1% | $166.00 * | $141.60 | 0.0% | COM | 666807102 |
| — | SUMMIT MATLS INC | 61,750 | $1.159M | 0.1% | $18.77 | $18.77 | — | CL A | 86614U100 |
| — | RAYONIER INC | 50,000 | $1.104M | 0.0% | $22.08 | — | — | Put | 754907953 |
| — | TECO ENERGY INC | 42,000 | $1.103M | 0.0% | $26.26 | $26.26 | — | COM | 872375100 |
| — | GENERAL MTRS CO | 35,000 | $1.051M | 0.0% | $30.03 | — | — | Call | 37045V900 |
| — | ATMEL CORP | 130,000 | $1.049M | 0.0% | $8.07 | — | — | Call | 495131904 |
| — | MORGAN STANLEY CHINA A SH FD | 46,755 | $1.049M | 0.0% | $22.44 | $22.44 | — | COM | 617468103 |
| — | HOLLYFRONTIER CORP | 21,300 | $1.04M | 0.0% | $48.83 | — | — | Call | 436106908 |
| — | STANCORP FINL GROUP INC | 8,814 | $1.007M | 0.0% | $114.25 | $114.25 | — | COM | 852891100 |
| VC | VISTEON CORP | 9,637 | $976K | 0.0% | $101.28 * | $60.70 | -4.4% | COM NEW | 92839U206 |
| — | GLOBAL PARTNER ACQUISITION C | 100,000 | $965K | 0.0% | $9.65 | $9.65 | — | COM | 37954X105 |
| HRB | BLOCK H & R INC | 25,580 | $926K | 0.0% | $36.20 * | $22.90 | 0.0% | COM | 093671105 |
| — | ANTERO MIDSTREAM PARTNERS LP | 50,000 | $893K | 0.0% | $17.86 | — | — | Call | 03673L903 |
| — | VULCAN MATLS CO | 10,000 | $892K | 0.0% | $89.20 | — | — | Put | 929160959 |
| — | AMEDICA CORP | 2,789,867 | $870K | 0.0% | $0.31 | $0.31 | — | COM | 023435100 |
| — | EXTERRAN PARTNERS LP | 50,000 | $822K | 0.0% | $16.44 | — | — | Put | 30225N955 |
| — | STARWOOD WAYPOINT RESIDENTL | 33,600 | $801K | 0.0% | $23.84 | — | — | Call | 85571W909 |
| — | NOBLE ENERGY INC | 25,800 | $779K | 0.0% | $30.19 | $30.19 | — | COM | 655044105 |
| — | WRIGHT MED GROUP INC | 163,217 | $738K | 0.0% | $4.52 | $4.01 | — | RIGHT 03/01/2019 | 98235T115 |
| — | SHELL MIDSTREAM PARTNERS L P | 25,000 | $736K | 0.0% | $29.44 | — | — | Call | 822634901 |
| — | MICRON TECHNOLOGY INC | 45,800 | $686K | 0.0% | $14.98 | — | — | Put | 595112953 |
| — | DEALERTRACK TECHNOLOGIES INC | 10,100 | $638K | 0.0% | $63.17 | $63.17 | — | COM | 242309102 |
| — | DEALERTRACK TECHNOLOGIES INC | 10,000 | $632K | 0.0% | $63.20 | — | — | Put | 242309952 |
| — | CHINA INFORMATION TECHNOLOGY | 656,165 | $617K | 0.0% | $0.94 | $1.23 | — | COM | G21174100 |
| — | NANTKWEST INC | 50,100 | $574K | 0.0% | $11.46 | $11.46 | — | COM | 63016Q102 |
| — | TETRALOGIC PHARMACEUTICALS C | 1,000,000 | $564K | 0.0% | $0.56 | $0.60 | — | NOTE 8.000% 6/1 | 88165UAB5 |
| — | HENNESSY CAP ACQUISITION COR | 50,000 | $480K | 0.0% | $9.60 | $9.60 | — | COM | 42588J100 |
| — | WEATHERFORD INTL PLC | 50,000 | $424K | 0.0% | $8.48 | $12.27 | — | ORD SHS | G48833100 |
| — | ROWAN COMPANIES PLC | 25,000 | $404K | 0.0% | $16.16 | $16.16 | — | SHS CL A | G7665A101 |
| — | PHH CORP | 25,320 | $358K | 0.0% | $14.14 | $14.14 | — | COM NEW | 693320202 |
| — | ARCH COAL INC | 100,000 | $330K | 0.0% | $3.30 | — | — | Put | 393803958 |
| — | COMSTOCK RES INC | 169,623 | $324K | 0.0% | $1.91 | $1.91 | — | COM NEW | 205768203 |
| — | ASCENT SOLAR TECHNOLOGIES IN | 1,601,939 | $304K | 0.0% | $0.19 | $0.19 | — | COM NEW | 043635309 |
| — | MRC GLOBAL INC | 25,000 | $279K | 0.0% | $11.16 | — | — | Call | 55345K903 |
| — | SANDRIDGE ENERGY INC | 1,027,500 | $277K | 0.0% | $0.27 | — | — | Call | 80007P907 |
| — | HCC INS HLDGS INC | 3,000 | $232K | 0.0% | $77.33 | $77.33 | — | COM | 404132102 |
| — | VAPOR CORP DEL | 24,112 | $216K | 0.0% | $8.96 | $8.96 | — | UNIT 99/99/9999 | 922099502 |
| CLNE | CLEAN ENERGY FUELS CORP | 47,000 | $212K | 0.0% | $4.51 * | $5.66 | -8.4% | COM | 184499101 |
| — | UNIT CORP | 17,200 | $194K | 0.0% | $11.28 | $11.28 | — | COM | 909218109 |
| — | SKYLINE MED INC | 25,077 | $193K | 0.0% | $7.70 | $7.70 | — | UNIT 99/99/9999 | 83084T408 |
| — | FINJAN HLDGS INC | 87,556 | $144K | 0.0% | $1.64 | $1.64 | — | COM NEW | 31788H303 |
| — | AETERNA ZENTARIS INC | 1,367,344 | $119K | 0.0% | $0.09 | $0.09 | — | COM NEW | 007975303 |
| — | GASLOG LTD | 11,300 | $109K | 0.0% | $9.65 | $9.65 | — | SHS | G37585109 |
| — | APRICUS BIOSCIENCES INC | 51,814 | $76,000 | 0.0% | $1.47 | $1.47 | — | COM | 03832V109 |
| MGTI | MGT CAPITAL INVTS INC | 210,300 | $47,000 | 0.0% | $0.22 * | $0.77 | -60.1% | COM NEW | 55302P202 |
| — | PERSEON CORP | 363,450 | $33,000 | 0.0% | $0.09 | $0.09 | — | *W EXP 99/99/999 | 715270112 |
| — | FINTECH ACQUISITION CORP | 75,000 | $27,000 | 0.0% | $0.36 | $0.37 | — | *W EXP 02/19/202 | 31809H118 |
| — | VRINGO INC | 47,293 | $26,000 | 0.0% | $0.55 | $0.55 | — | COM | 92911N104 |
| — | HARMONY MERGER CORP | 83,000 | $25,000 | 0.0% | $0.30 | $0.30 | — | *W EXP 01/01/202 | 413247123 |
| — | CAPNIA INC | 30,000 | $24,000 | 0.0% | $0.80 | $0.36 | — | *W EXP 11/12/201 | 14066L113 |
| — | GLOBAL PARTNER ACQUISITION C | 30,000 | $9,000 | 0.0% | $0.30 | $0.30 | — | *W EXP 07/01/202 | 37954X113 |
| — | BOX SHIPS INCORPORATED | 250,000 | $0 | 0.0% | $0.00 | — | — | SHS | Y09675102 |