Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 12, 2016
Total Value: $1.763B (70.3% shares, 29.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALIBABA GROUP HLDG LTD | 2,799,700 | $228M | 12.9% | $81.27 | — | — | Put | 01609W952 |
| — | MGIC INVT CORP WIS | 87,325,000 | $120M | 6.8% | $1.38 | $1.31 | — | NOTE 2.000% 4/0 | 552848AE3 |
| — | NVIDIA CORP | 56,530,000 | $93.87M | 5.3% | $1.66 | $1.66 | — | NOTE 1.000%12/0 | 67066GAC8 |
| — | ELECTRONIC ARTS INC | 41,045,000 | $88.48M | 5.0% | $2.16 | $1.67 | — | NOTE 0.750% 7/1 | 285512AA7 |
| — | YAHOO INC | 2,013,600 | $66.97M | 3.8% | $33.26 | — | — | Call | 984332906 |
| — | MICRON TECHNOLOGY INC | 39,970,000 | $58.74M | 3.3% | $1.47 | $2.34 | — | NOTE 2.125% 2/1 | 595112AV5 |
| — | MGIC INVT CORP WIS | 49,000,000 | $50.83M | 2.9% | $1.04 | $1.06 | — | NOTE 5.000% 5/0 | 552848AD5 |
| — | CHESAPEAKE ENERGY CORP | 93,025,000 | $45.58M | 2.6% | $0.49 | $0.92 | — | NOTE 2.500% 5/1 | 165167CA3 |
| XRT | SPDR SERIES TRUST | 967,000 | $41.81M | 2.4% | $43.24 | $43.24 | — | S&P RETAIL ETF | 78464A714 |
| — | PRECISION CASTPARTS CORP | 162,772 | $37.77M | 2.1% | $232.01 | $229.88 | — | COM | 740189105 |
| PFE | PFIZER INC | 1,161,847 | $37.5M | 2.1% | $32.28 * | $20.38 | 0.0% | COM | 717081103 |
| — | TIME WARNER CABLE INC | 163,002 | $30.25M | 1.7% | $185.59 | $181.08 | — | COM | 88732J207 |
| BABA | ALIBABA GROUP HLDG LTD | 340,895 | $27.7M | 1.6% | $81.27 | $87.96 | — | SPONSORED ADS | 01609W102 |
| — | SPDR S&P 500 ETF TR | 126,600 | $25.81M | 1.5% | $203.87 | — | — | Put | 78462F953 |
| — | AIRGAS INC | 184,958 | $25.58M | 1.5% | $138.32 | $138.32 | — | COM | 009363102 |
| — | YAHOO INC | 763,053 | $25.38M | 1.4% | $33.26 | $42.96 | — | COM | 984332106 |
| — | STARWOOD PPTY TR INC | 24,303,000 | $23.96M | 1.4% | $0.99 | $1.02 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | STARWOOD HOTELS&RESORTS WRLD | 275,301 | $19.07M | 1.1% | $69.28 | $69.28 | — | COM | 85590A401 |
| — | HC2 HLDGS INC | 12,670 | $18.3M | 1.0% | $1444.12 | $8.02 | — | COM | 404139107 |
| — | CHUBB CORP | 132,342 | $17.55M | 1.0% | $132.64 | $132.64 | — | COM | 171232101 |
| KLAC | KLA-TENCOR CORP | 250,000 | $17.34M | 1.0% | $69.35 * | $53.38 | 0.0% | COM | 482480100 |
| — | CAMERON INTERNATIONAL CORP | 257,112 | $16.25M | 0.9% | $63.20 | $60.54 | — | COM | 13342B105 |
| — | INTERDIGITAL INC | 16,000,000 | $16.16M | 0.9% | $1.01 | $1.08 | — | NOTE 2.500% 3/1 | 458660AB3 |
| — | BROADCOM CORP | 277,922 | $16.07M | 0.9% | $57.82 | $51.49 | — | CL A | 111320107 |
| — | ANADARKO PETE CORP | 330,437 | $16.05M | 0.9% | $48.58 | $88.51 | — | COM | 032511107 |
| — | HEALTH NET INC | 234,410 | $16.05M | 0.9% | $68.46 | $68.46 | — | COM | 42222G108 |
| WMB | WILLIAMS COS INC DEL | 606,679 | $15.59M | 0.9% | $25.70 * | $21.51 | -9.0% | COM | 969457100 |
| SYF | SYNCHRONY FINL | 492,596 | $14.98M | 0.8% | $30.41 * | $25.00 | 0.0% | COM | 87165B103 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,500,000 | $14.73M | 0.8% | $9.82 | $9.73 | — | COM CL A | 88104P104 |
| — | BOULEVARD ACQUISITION | 1,450,000 | $14.18M | 0.8% | $9.78 | $9.98 | — | UNIT 99/99/9999 | 10157Q201 |
| — | RED HAT INC | 164,200 | $13.6M | 0.8% | $82.81 | $80.27 | — | COM | 756577102 |
| — | OFFICE DEPOT INC | 2,300,101 | $12.97M | 0.7% | $5.64 | $8.48 | — | COM | 676220106 |
| DG | DOLLAR GEN CORP NEW | 180,000 | $12.94M | 0.7% | $71.87 * | $59.54 | 0.0% | COM | 256677105 |
| — | GORES HLDGS INC | 1,229,900 | $12.3M | 0.7% | $10.00 | $10.14 | — | UNIT 99/99/9999 | 382866200 |
| — | JPMORGAN CHASE & CO | 390,200 | $11.3M | 0.6% | $28.97 | — | — | Call | 46625H905 |
| — | STAPLES INC | 1,193,600 | $11.3M | 0.6% | $9.47 | — | — | Call | 855030902 |
| — | BAXALTA INC | 275,000 | $10.73M | 0.6% | $39.03 | $39.03 | — | COM | 07177M103 |
| HAL | HALLIBURTON CO | 295,918 | $10.07M | 0.6% | $34.04 * | $32.41 | -4.4% | COM | 406216101 |
| — | ANADARKO PETE CORP | 206,400 | $10.03M | 0.6% | $48.58 | — | — | Call | 032511907 |
| — | CHARTER COMMUNICATIONS INC D | 53,594 | $9.813M | 0.6% | $183.10 | $171.65 | — | CL A NEW | 16117M305 |
| — | VALEANT PHARMACEUTICALS INTL | 95,000 | $9.657M | 0.5% | $101.65 | — | — | Put | 91911K952 |
| — | ATMEL CORP | 1,104,300 | $9.508M | 0.5% | $8.61 | $8.61 | — | COM | 049513104 |
| — | CHARTER COMMUNICATIONS INC D | 51,400 | $9.411M | 0.5% | $183.09 | — | — | Put | 16117M955 |
| SPY | SPDR S&P 500 ETF TR | 45,900 | $9.358M | 0.5% | $203.88 | $191.63 | — | TR UNIT | 78462F103 |
| — | AGL RES INC | 145,928 | $9.312M | 0.5% | $63.81 | $61.04 | — | COM | 001204106 |
| — | BAKER HUGHES INC | 201,600 | $9.304M | 0.5% | $46.15 | — | — | Put | 057224957 |
| — | STANCORP FINL GROUP INC | 80,713 | $9.192M | 0.5% | $113.88 | $113.92 | — | COM | 852891100 |
| — | KING DIGITAL ENTMT PLC | 505,100 | $9.031M | 0.5% | $17.88 | — | — | Call | G5258J909 |
| — | KING DIGITAL ENTMT PLC | 503,000 | $8.993M | 0.5% | $17.88 | $17.88 | — | ORD SHS | G5258J109 |
| — | PMC-SIERRA INC | 741,268 | $8.614M | 0.5% | $11.62 | $11.62 | — | COM | 69344F106 |
| TMUS | T MOBILE US INC | 210,579 | $8.239M | 0.5% | $39.13 * | $34.75 | +7.4% | COM | 872590104 |
| — | EQT CORP | 151,000 | $7.872M | 0.4% | $52.13 | — | — | Call | 26884L909 |
| — | KANSAS CITY SOUTHERN | 104,100 | $7.773M | 0.4% | $74.67 | $74.67 | — | COM NEW | 485170302 |
| — | SPDR SERIES TRUST | 250,000 | $7.555M | 0.4% | $30.22 | — | — | Put | 78464A950 |
| CWGL | CRIMSON WINE GROUP LTD | 854,990 | $7.524M | 0.4% | $8.80 * | $9.09 | -1.2% | COM | 22662X100 |
| — | RADIAN GROUP INC | 5,745,000 | $7.195M | 0.4% | $1.25 | $1.38 | — | NOTE 3.000%11/1 | 750236AK7 |
| ELV | ANTHEM INC | 51,500 | $7.181M | 0.4% | $139.44 * | $132.73 | -9.9% | COM | 036752103 |
| — | GLOBAL PARTNER ACQUISITION C | 700,000 | $6.986M | 0.4% | $9.98 | $10.10 | — | UNIT 07/01/2020 | 37954X204 |
| — | MARKET VECTORS ETF TR | 250,000 | $6.613M | 0.4% | $26.45 | — | — | Call | 57060U901 |
| — | HESS CORP | 131,864 | $6.393M | 0.4% | $48.48 | $73.55 | — | COM | 42809H107 |
| — | MONSTER WORLDWIDE INC | 5,000,000 | $6.356M | 0.4% | $1.27 | $1.27 | — | NOTE 3.500%10/1 | 611742AB3 |
| — | AR CAP ACQUISITION CORP | 625,000 | $6.081M | 0.3% | $9.73 | $9.71 | — | COM | 00191R109 |
| — | AMAG PHARMACEUTICALS INC | 4,654,000 | $5.873M | 0.3% | $1.26 | $2.33 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | OFFICE DEPOT INC | 1,030,700 | $5.813M | 0.3% | $5.64 | — | — | Call | 676220906 |
| — | DISH NETWORK CORP | 100,000 | $5.718M | 0.3% | $57.18 | — | — | Call | 25470M909 |
| — | PACE HLDGS CORP | 546,902 | $5.578M | 0.3% | $10.20 | $10.25 | — | UNIT 99/99/9999 | G6865N129 |
| HEDJ | WISDOMTREE TR | 99,000 | $5.327M | 0.3% | $53.81 | $54.41 | — | EUROPE HEDGED EQ | 97717X701 |
| ZTS | ZOETIS INC | 105,700 | $5.065M | 0.3% | $47.92 * | $38.82 | +7.6% | CL A | 98978V103 |
| — | HARMONY MERGER CORP | 500,000 | $5.03M | 0.3% | $10.06 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | HARMONY MERGER CORP | 500,000 | $4.91M | 0.3% | $9.82 | $9.85 | — | COM | 413247107 |
| — | GARNERO GROUP ACQUISITION CO | 500,000 | $4.895M | 0.3% | $9.79 | $9.53 | — | SHS | G5866L108 |
| — | GENERAL ELECTRIC CO | 153,100 | $4.769M | 0.3% | $31.15 | — | — | Put | 369604953 |
| SNY | SANOFI | 109,882 | $4.686M | 0.3% | $42.65 | $47.47 | — | SPONSORED ADR | 80105N105 |
| — | PARSLEY ENERGY INC | 250,000 | $4.613M | 0.3% | $18.45 | $16.68 | — | CL A | 701877102 |
| — | PHARMATHENE INC | 2,341,291 | $4.448M | 0.3% | $1.90 | $1.70 | — | COM | 71714G102 |
| — | SPDR S&P 500 ETF TR | 21,600 | $4.404M | 0.2% | $203.89 | — | — | Call | 78462F903 |
| AL | AIR LEASE CORP | 131,531 | $4.404M | 0.2% | $33.48 * | $29.77 | -4.6% | CL A | 00912X302 |
| — | ENERGEN CORP | 105,000 | $4.304M | 0.2% | $40.99 | — | — | Call | 29265N908 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 40,500 | $4.243M | 0.2% | $104.77 | $105.95 | -1.5% | COM | 09061G101 |
| — | ELECTRUM SPL ACQUISITION COR | 400,000 | $3.98M | 0.2% | $9.95 | $9.95 | — | UNIT 99/99/9999 | G3105C120 |
| — | HENNESSY CAP ACQUISITION COR | 400,000 | $3.92M | 0.2% | $9.80 | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| — | ELECTRUM SPL ACQUISITION COR | 400,000 | $3.86M | 0.2% | $9.65 | $9.46 | — | SHS | G3105C104 |
| — | FINTECH ACQUISITION CORP | 399,900 | $3.851M | 0.2% | $9.63 | $9.85 | — | COM | 31809H100 |
| — | MEDIA GEN INC NEW | 229,161 | $3.701M | 0.2% | $16.15 | $16.15 | — | COM | 58441K100 |
| — | CAPITOL ACQUISITION CORP III | 350,000 | $3.483M | 0.2% | $9.95 | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| FANG | DIAMONDBACK ENERGY INC | 50,300 | $3.365M | 0.2% | $66.90 * | $59.88 | -3.9% | COM | 25278X109 |
| — | CSRA INC | 111,851 | $3.356M | 0.2% | $30.00 | $30.00 | — | COM | 12650T104 |
| — | LIBERTY INTERACTIVE CORP | 70,500 | $3.18M | 0.2% | $45.11 | $45.11 | — | LBT VENT COM A | 53071M880 |
| — | WEATHERFORD INTL PLC | 375,000 | $3.146M | 0.2% | $8.39 | $8.91 | — | ORD SHS | G48833100 |
| — | PIONEER NAT RES CO | 25,000 | $3.135M | 0.2% | $125.40 | — | — | Call | 723787907 |
| UAL | UNITED CONTL HLDGS INC | 52,978 | $3.036M | 0.2% | $57.31 | $57.83 | -0.2% | COM | 910047109 |
| — | DOUBLE EAGLE ACQUISITION COR | 300,000 | $3M | 0.2% | $10.00 | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | KINDER MORGAN INC DEL | 200,000 | $2.984M | 0.2% | $14.92 | — | — | Call | 49456B901 |
| UNP | UNION PAC CORP | 38,000 | $2.972M | 0.2% | $78.21 * | $68.29 | 0.0% | COM | 907818108 |
| — | GLOBAL PARTNER ACQUISITION C | 300,000 | $2.97M | 0.2% | $9.90 | $9.82 | — | COM | 37954X105 |
| — | HENNESSY CAP ACQUISITION COR | 300,000 | $2.91M | 0.2% | $9.70 | $9.68 | — | COM | 42588J100 |
| — | POWERSHARES ETF TRUST II | 125,000 | $2.8M | 0.2% | $22.40 | — | — | Put | 73936Q959 |
| — | ILLUMINA INC | 2,500,000 | $2.73M | 0.2% | $1.09 | $1.09 | — | NOTE 6/1 | 452327AF6 |
| — | CORE LABORATORIES N V | 25,000 | $2.719M | 0.2% | $108.76 | — | — | Call | N22717907 |
| — | SBA COMMUNICATIONS CORP | 25,462 | $2.675M | 0.2% | $105.06 | $105.06 | — | COM | 78388J106 |
| — | SPDR SERIES TRUST | 84,835 | $2.564M | 0.1% | $30.22 | $30.22 | — | S&P OILGAS EXP | 78464A730 |
| — | CHESAPEAKE ENERGY CORP | 5,201,000 | $2.548M | 0.1% | $0.49 | $0.96 | — | NOTE 2.500% 5/1 | 165167BZ9 |
| HUBB | HUBBELL INC | 23,898 | $2.415M | 0.1% | $101.05 * | $76.44 | 0.0% | COM | 443510607 |
| — | PENNEY J C INC | 350,000 | $2.331M | 0.1% | $6.66 | — | — | Put | 708160956 |
| — | DT ASIA INVTS LTD | 230,000 | $2.314M | 0.1% | $10.06 | $9.70 | — | SHS | G2615J104 |
| — | FORUM ENERGY TECHNOLOGIES IN | 175,000 | $2.181M | 0.1% | $12.46 | $12.46 | — | COM | 34984V100 |
| — | ARCHROCK PARTNERS L P | 173,800 | $2.139M | 0.1% | $12.31 | — | — | Put | 03957U950 |
| — | XEROX CORP | 200,000 | $2.126M | 0.1% | $10.63 | $10.63 | — | COM | 984121103 |
| — | KEURIG GREEN MTN INC | 23,500 | $2.115M | 0.1% | $90.00 | $90.00 | — | COM | 49271M100 |
| — | LORAL SPACE & COMMUNICATNS I | 51,369 | $2.091M | 0.1% | $40.71 | $40.71 | — | COM | 543881106 |
| — | AROWANA INC | 210,000 | $2.058M | 0.1% | $9.80 | $8.51 | — | SHS | G05011104 |
| AXTA | AXALTA COATING SYS LTD | 76,053 | $2.027M | 0.1% | $26.65 * | $30.61 | -8.8% | COM | G0750C108 |
| CLLS | CELLECTIS S A | 63,335 | $1.965M | 0.1% | $31.03 | $36.08 | — | SPONSORED ADS | 15117K103 |
| — | DOUBLE EAGLE ACQUISITION COR | 200,000 | $1.912M | 0.1% | $9.56 | $9.56 | — | COM | G28195124 |
| — | U S SILICA HLDGS INC | 100,000 | $1.873M | 0.1% | $18.73 | $18.73 | — | COM | 90346E103 |
| EXPE | EXPEDIA INC DEL | 14,890 | $1.851M | 0.1% | $124.31 * | $120.15 | 0.0% | COM NEW | 30212P303 |
| — | 1347 CAP CORP | 175,000 | $1.724M | 0.1% | $9.85 | $9.60 | — | COM | 68245V103 |
| — | GORES HLDGS INC | 170,000 | $1.7M | 0.1% | $10.00 | $10.00 | — | CL A | 382866101 |
| — | STARWOOD WAYPOINT RESIDENTL | 73,952 | $1.674M | 0.1% | $22.64 | $23.83 | — | COM SHS | 85571W109 |
| — | HARMAN INTL INDS INC | 17,520 | $1.651M | 0.1% | $94.24 | $94.24 | — | COM | 413086109 |
| IYR | ISHARES TR | 21,300 | $1.599M | 0.1% | $75.07 | $75.07 | — | U.S. REAL ES ETF | 464287739 |
| — | WAUSAU PAPER CORP | 153,000 | $1.565M | 0.1% | $10.23 | — | — | Put | 943315951 |
| — | WAUSAU PAPER CORP | 150,131 | $1.536M | 0.1% | $10.23 | $10.23 | — | COM | 943315101 |
| — | CONSTANT CONTACT INC | 51,946 | $1.519M | 0.1% | $29.24 | $29.24 | — | COM | 210313102 |
| — | RSP PERMIAN INC | 60,000 | $1.463M | 0.1% | $24.38 | — | — | Call | 74978Q905 |
| — | CAPITOL ACQUISITION CORP III | 150,000 | $1.434M | 0.1% | $9.56 | $9.56 | — | COM | 14055M106 |
| — | PACE HLDGS CORP | 140,000 | $1.344M | 0.1% | $9.60 | $9.60 | — | CL A | G6865N103 |
| — | QEP RES INC | 100,000 | $1.34M | 0.1% | $13.40 | — | — | Call | 74733V900 |
| CTRA | CABOT OIL & GAS CORP | 75,000 | $1.327M | 0.1% | $17.69 * | $14.58 | 0.0% | COM | 127097103 |
| TTI | TETRA TECHNOLOGIES INC DEL | 175,000 | $1.316M | 0.1% | $7.52 * | $7.78 | 0.0% | COM | 88162F105 |
| IBB | ISHARES TR | 3,632 | $1.229M | 0.1% | $338.38 | $338.38 | — | NASDQ BIOTEC ETF | 464287556 |
| — | AR CAP ACQUISITION CORP | 125,000 | $1.216M | 0.1% | $9.73 | $9.73 | — | UNIT 10/06/2019 | 00191R208 |
| — | UNITED CONTL HLDGS INC | 20,000 | $1.146M | 0.1% | $57.30 | — | — | Call | 910047909 |
| ILMN | ILLUMINA INC | 5,550 | $1.065M | 0.1% | $191.89 * | $202.14 | -20.2% | COM | 452327109 |
| — | GENERAL MTRS CO | 38,180 | $929K | 0.1% | $24.33 | $24.33 | — | *W EXP 07/10/201 | 37045V118 |
| ACWI | ISHARES TR | 16,400 | $915K | 0.1% | $55.79 | $55.79 | — | MSCI ACWI ETF | 464288257 |
| — | CHINA INFORMATION TECHNOLOGY | 521,966 | $877K | 0.0% | $1.68 | $1.23 | — | COM | G21174100 |
| ACTG | ACACIA RESH CORP | 200,000 | $858K | 0.0% | $4.29 * | $6.57 | 0.0% | ACACIA TCH COM | 003881307 |
| — | EXTERRAN CORP | 50,000 | $803K | 0.0% | $16.06 | $16.06 | — | COM | 30227H106 |
| — | CARRIZO OIL & GAS INC | 25,000 | $740K | 0.0% | $29.60 | $29.60 | — | COM | 144577103 |
| — | CRH PLC | 25,124 | $724K | 0.0% | $28.82 | $28.82 | — | ADR | 12626K203 |
| — | CONTINENTAL RESOURCES INC | 31,000 | $712K | 0.0% | $22.97 | $38.67 | — | COM | 212015101 |
| — | AIR LEASE CORP | 20,000 | $670K | 0.0% | $33.50 | — | — | Call | 00912X902 |
| — | MICRON TECHNOLOGY INC | 45,800 | $649K | 0.0% | $14.17 | — | — | Put | 595112953 |
| CSTE | CAESARSTONE SDOT-YAM LTD | 12,800 | $555K | 0.0% | $43.36 * | $48.21 | -27.0% | ORD SHS | M20598104 |
| — | SOUTHWESTERN ENERGY CO | 75,200 | $535K | 0.0% | $7.11 | $7.11 | — | COM | 845467109 |
| — | ISHARES TR | 32,100 | $518K | 0.0% | $16.14 | $16.14 | — | MSCI UTD KNGDM | 46434V548 |
| — | SPIRIT AEROSYSTEMS HLDGS INC | 10,000 | $501K | 0.0% | $50.10 | — | — | Put | 848574959 |
| — | BOULEVARD ACQUISITION | 50,000 | $495K | 0.0% | $9.90 | $9.90 | — | CL A | 10157Q102 |
| — | CTRIP COM INTL LTD | 10,400 | $482K | 0.0% | $46.35 | $46.35 | — | AMERICAN DEP SHS | 22943F100 |
| — | ISHARES | 46,000 | $473K | 0.0% | $10.28 | $10.28 | — | MSCI SINGAP ETF | 464286673 |
| — | BIOMED REALTY TRUST INC | 19,195 | $455K | 0.0% | $23.70 | $23.70 | — | COM | 09063H107 |
| — | TETRALOGIC PHARMACEUTICALS C | 1,000,000 | $426K | 0.0% | $0.43 | $0.60 | — | NOTE 8.000% 6/1 | 88165UAB5 |
| — | AMEDICA CORP | 3,766,964 | $423K | 0.0% | $0.11 | $0.26 | — | COM | 023435100 |
| — | POTASH CORP SASK INC | 24,000 | $411K | 0.0% | $17.13 | $17.13 | — | COM | 73755L107 |
| TAC | TRANSALTA CORP | 100,000 | $355K | 0.0% | $3.55 * | $4.32 | 0.0% | COM | 89346D107 |
| — | ABILITY INC | 30,000 | $297K | 0.0% | $9.90 | $9.90 | — | SHS | G8789K108 |
| IWM | ISHARES TR | 2,600 | $293K | 0.0% | $112.69 | $112.69 | — | RUSSELL 2000 ETF | 464287655 |
| — | JARDEN CORP | 5,000 | $286K | 0.0% | $57.20 | $57.20 | — | COM | 471109108 |
| — | CSX CORP | 10,700 | $278K | 0.0% | $25.98 | — | — | Call | 126408903 |
| — | FERRO CORP | 24,535 | $273K | 0.0% | $11.13 | $12.48 | — | COM | 315405100 |
| — | VAPOR CORP DEL | 24,112 | $260K | 0.0% | $10.78 | $8.96 | — | UNIT 99/99/9999 | 922099502 |
| — | PHH CORP | 14,420 | $234K | 0.0% | $16.23 | $14.14 | — | COM NEW | 693320202 |
| — | FIDELITY & GTY LIFE | 8,850 | $225K | 0.0% | $25.42 | $25.42 | — | COM | 315785105 |
| — | CHESAPEAKE ENERGY CORP | 600,000 | $197K | 0.0% | $0.33 | $0.72 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | CONSTELLIUM NV | 24,091 | $186K | 0.0% | $7.72 | $7.72 | — | CL A | N22035104 |
| CLNE | CLEAN ENERGY FUELS CORP | 47,000 | $169K | 0.0% | $3.60 * | $5.66 | -15.3% | COM | 184499101 |
| — | WRIGHT MED GROUP N V | 160,617 | $161K | 0.0% | $1.00 | $1.00 | — | RIGHT 03/01/2019 | N96617126 |
| — | NORTHERN OIL & GAS INC NEV | 35,378 | $137K | 0.0% | $3.87 | $3.87 | — | COM | 665531109 |
| — | FINJAN HLDGS INC | 87,556 | $101K | 0.0% | $1.15 | $1.64 | — | COM NEW | 31788H303 |
| — | DOUBLE EAGLE ACQUISITION COR | 121,800 | $69,000 | 0.0% | $0.57 | $0.57 | — | *W EXP 09/16/202 | G28195116 |
| — | APRICUS BIOSCIENCES INC | 51,814 | $51,000 | 0.0% | $0.98 | $1.47 | — | COM | 03832V109 |
| MGTI | MGT CAPITAL INVTS INC | 210,300 | $50,000 | 0.0% | $0.24 | $0.77 | -63.3% | COM NEW | 55302P202 |
| — | PACE HLDGS CORP | 79,640 | $40,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 99/99/999 | G6865N111 |
| — | QUICKLOGIC CORP | 34,218 | $39,000 | 0.0% | $1.14 | $1.14 | — | COM | 74837P108 |
| — | GORES HLDGS INC | 74,600 | $30,000 | 0.0% | $0.40 | $0.40 | — | *W EXP 08/13/202 | 382866119 |
| — | FINTECH ACQUISITION CORP | 75,000 | $26,000 | 0.0% | $0.35 | $0.37 | — | *W EXP 02/19/202 | 31809H118 |
| — | GLOBAL PARTNER ACQUISITION C | 80,000 | $23,000 | 0.0% | $0.29 | $0.29 | — | *W EXP 07/01/202 | 37954X113 |
| — | BOULEVARD ACQUISITION | 24,700 | $19,000 | 0.0% | $0.77 | $0.77 | — | *W EXP 09/25/202 | 10157Q110 |
| — | CAPITOL ACQUISITION CORP III | 30,464 | $15,000 | 0.0% | $0.49 | $0.49 | — | *W EXP 10/13/202 | 14055M114 |
| — | CAPNIA INC | 30,000 | $15,000 | 0.0% | $0.50 | $0.36 | — | *W EXP 11/12/201 | 14066L113 |
| — | ELECTRUM SPL ACQUISITION COR | 58,400 | $13,000 | 0.0% | $0.22 | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | PERSEON CORP | 293,450 | $8,000 | 0.0% | $0.03 | $0.09 | — | *W EXP 99/99/999 | 715270112 |
| — | HARMONY MERGER CORP | 120,000 | $0 | 0.0% | $0.00 | $0.30 | — | *W EXP 01/01/202 | 413247123 |
| — | AROWANA INC | 45,000 | $0 | 0.0% | $0.00 | — | — | RIGHT 01/01/2017 | G05011120 |