Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 10, 2016
Total Value: $2.122B (80.5% shares, 19.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ALIBABA GROUP HLDG LTD | 5,807,300 | $459M | 21.6% | — | — | Put | 01609W952 |
| — | SPDR S&P 500 ETF TR | 700,000 | $144M | 6.8% | — | — | Put | 78462F953 |
| — | NVIDIA CORP | 79,913,000 | $143M | 6.7% | $1.70 | — | NOTE | 67066GAC8 |
| BABA | ALIBABA GROUP HLDG LTD | 1,707,893 | $135M | 6.4% | $80.81 | — | SPONSORED ADS | 01609W102 |
| — | MGIC INVT CORP WIS | 93,447,000 | $117M | 5.5% | $1.31 | — | NOTE | 552848AE3 |
| — | ELECTRONIC ARTS INC | 50,931,000 | $106M | 5.0% | $1.75 | — | NOTE | 285512AA7 |
| — | YAHOO INC | 2,565,693 | $94.44M | 4.4% | $38.64 | — | COM | 984332106 |
| — | STARWOOD HOTELS&RESORTS WRLD | 1,001,681 | $79.8M | 3.8% | $76.81 | — | COM | 85590A401 |
| — | ALIBABA GROUP HLDG LTD | 774,000 | $61.17M | 2.9% | — | — | Call | 01609W902 |
| — | TIME WARNER CABLE INC | 164,403 | $33.64M | 1.6% | $181.08 | — | COM | 88732J207 |
| — | MICRON TECHNOLOGY INC | 27,160,000 | $32.56M | 1.5% | $2.34 | — | NOTE | 595112AV5 |
| — | INCYTE CORP | 19,993,000 | $30.88M | 1.5% | $1.54 | — | NOTE | 45337CAM4 |
| — | OFFICE DEPOT INC | 4,010,760 | $28.48M | 1.3% | $7.89 | — | COM | 676220106 |
| — | CHESAPEAKE ENERGY CORP | 41,368,000 | $26.97M | 1.3% | $0.69 | — | NOTE | 165167BZ9 |
| — | HERBALIFE LTD | 340,000 | $20.93M | 1.0% | — | — | Call | G4412G901 |
| — | MARKET VECTORS ETF TR | 750,000 | $19.96M | 0.9% | $26.61 | — | OIL SVCS ETF | 57060U191 |
| — | MICRON TECHNOLOGY INC | 15,070,000 | $17.73M | 0.8% | $1.18 | — | NOTE | 595112AU7 |
| — | TESLA MTRS INC | 8,500,000 | $15.65M | 0.7% | $1.84 | — | NOTE | 88160RAA9 |
| — | HC2 HLDGS INC | 12,670 | $15.64M | 0.7% | $8.02 | — | COM | 404139107 |
| — | BAKER HUGHES INC | 356,000 | $15.6M | 0.7% | — | — | Put | 057224957 |
| — | ISTAR INC | 15,095,000 | $15.56M | 0.7% | $1.03 | — | NOTE | 45031UBR1 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,500,000 | $14.88M | 0.7% | $9.73 | — | COM CL A | 88104P104 |
| — | BOULEVARD ACQUISITION | 1,300,000 | $12.94M | 0.6% | $9.98 | — | UNIT 99/99/9999 | 10157Q201 |
| — | BIOMARIN PHARMACEUTICAL INC | 145,000 | $11.96M | 0.6% | — | — | Call | 09061G901 |
| — | ARVINMERITOR INC | 12,690,000 | $11.92M | 0.6% | $0.94 | — | FRNT | 043353AH4 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 514,182 | $11.39M | 0.5% | $22.16 | — | COM SER A | 531465102 |
| — | ATMEL CORP | 1,379,322 | $11.2M | 0.5% | $8.51 | — | COM | 049513104 |
| MET | METLIFE INC | 250,000 | $10.98M | 0.5% | $26.74 | 0.0% | COM | 59156R108 |
| — | GORES HLDGS INC | 1,100,000 | $10.98M | 0.5% | $10.14 | — | UNIT 99/99/9999 | 382866200 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 538,157 | $10.76M | 0.5% | $20.00 | — | COM | 303726103 |
| — | SILVER RUN ACQUISITION CORP | 1,026,739 | $10.63M | 0.5% | $10.35 | — | UNIT 99/99/9999T | 82811P200 |
| — | STARZ | 392,374 | $10.33M | 0.5% | $26.33 | — | COM SER A | 85571Q102 |
| — | RED HAT INC | 130,900 | $9.753M | 0.5% | $80.27 | — | COM | 756577102 |
| — | RANGE RES CORP | 300,000 | $9.714M | 0.5% | — | — | Put | 75281A959 |
| — | CHESAPEAKE ENERGY CORP | 14,736,000 | $9.609M | 0.5% | $0.92 | — | NOTE | 165167CA3 |
| SPY | SPDR S&P 500 ETF TR | 46,397 | $9.536M | 0.4% | $191.78 | — | SPDR S&P 500 ETF TR | 78462F103 |
| — | MEDIA GEN INC NEW | 565,028 | $9.216M | 0.4% | $16.25 | — | COM | 58441K100 |
| — | BAXALTA INC | 225,000 | $9.09M | 0.4% | $39.03 | — | COM | 07177M103 |
| — | KB HOME | 9,000,000 | $8.273M | 0.4% | $0.92 | — | NOTE | 48666KAS8 |
| — | ISHARES | 300,000 | $7.89M | 0.4% | — | — | Put | 464286950 |
| — | STAPLES INC | 682,286 | $7.526M | 0.4% | $11.03 | — | COM | 855030102 |
| CWGL | CRIMSON WINE GROUP LTD | 852,038 | $7.524M | 0.4% | $9.09 | -10.0% | COM | 22662X100 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 90,000 | $7.423M | 0.3% | $92.43 | -12.0% | COM | 09061G101 |
| — | AR CAP ACQUISITION CORP | 750,000 | $7.388M | 0.3% | $9.73 | — | COM | 00191R109 |
| — | TESLA MTRS INC | 30,700 | $7.054M | 0.3% | — | — | Put | 88160R951 |
| — | HARMONY MERGER CORP | 700,000 | $6.93M | 0.3% | $9.86 | — | COM | 413247107 |
| — | OFFICE DEPOT INC | 946,400 | $6.719M | 0.3% | — | — | Call | 676220906 |
| — | WHITING PETE CORP NEW | 7,400,000 | $6.14M | 0.3% | $0.83 | — | NOTE | 966387AT9 |
| — | MALLINCKRODT PUB LTD CO | 100,000 | $6.128M | 0.3% | — | — | Put | G5785G957 |
| — | PHARMATHENE INC | 3,133,394 | $5.922M | 0.3% | $1.74 | — | COM | 71714G102 |
| — | GLOBAL PARTNER ACQUISITION C | 600,000 | $5.892M | 0.3% | $9.82 | — | COM | 37954X105 |
| — | DEUTSCHE BANK AG | 335,000 | $5.675M | 0.3% | — | — | Put | D18190958 |
| — | VIRGIN AMER INC | 146,612 | $5.653M | 0.3% | $38.56 | — | COM VTG | 92765X208 |
| — | ELECTRUM SPL ACQUISITION COR | 575,000 | $5.549M | 0.3% | $9.52 | — | SHS | G3105C104 |
| M | MACYS INC | 125,100 | $5.516M | 0.3% | $41.33 | 0.0% | COM | 55616P104 |
| — | MONSTER WORLDWIDE INC | 6,000,000 | $5.502M | 0.3% | $1.21 | — | NOTE | 611742AB3 |
| — | PACE HLDGS CORP | 546,902 | $5.464M | 0.3% | $10.25 | — | UNIT 99/99/9999 | G6865N129 |
| — | INGRAM MICRO INC | 151,194 | $5.429M | 0.3% | $35.91 | — | CL A | 457153104 |
| ELV | ANTHEM INC | 38,692 | $5.378M | 0.3% | $132.73 | -12.2% | COM | 036752103 |
| HAL | HALLIBURTON CO | 150,062 | $5.36M | 0.3% | $32.41 | -16.8% | COM | 406216101 |
| — | HENNESSY CAP ACQUISITION COR | 550,000 | $5.324M | 0.3% | $9.68 | — | COM | 42588J100 |
| — | AMAG PHARMACEUTICALS INC | 4,654,000 | $5.049M | 0.2% | $2.33 | — | NOTE | 00163UAA4 |
| — | WHITING PETE CORP NEW | 6,000,000 | $4.973M | 0.2% | $0.83 | — | NOTE | 966387AQ5 |
| — | GARNERO GROUP ACQUISITION CO | 500,000 | $4.97M | 0.2% | $9.53 | — | SHS | G5866L108 |
| ZTS | ZOETIS INC | 105,000 | $4.655M | 0.2% | $38.82 | +1.3% | CL A | 98978V103 |
| — | WHITING PETE CORP NEW | 5,500,000 | $4.646M | 0.2% | $0.84 | — | NOTE | 966387AR3 |
| — | CAPITOL ACQUISITION CORP III | 450,000 | $4.41M | 0.2% | $9.72 | — | COM | 14055M106 |
| — | AGL RES INC | 65,928 | $4.295M | 0.2% | $61.04 | — | COM | 001204106 |
| — | FINTECH ACQUISITION CORP | 399,900 | $4.019M | 0.2% | $9.85 | — | COM | 31809H100 |
| GLD | SPDR GOLD TRUST | 34,110 | $4.011M | 0.2% | $117.59 | — | GOLD TRUST | 78463V107 |
| — | INCYTE CORP | 2,500,000 | $3.954M | 0.2% | $1.58 | — | NOTE | 45337CAN2 |
| — | GLOBAL PARTNER ACQUISITION C | 400,000 | $3.92M | 0.2% | $10.10 | — | UNIT 07/01/2020 | 37954X204 |
| — | JENSYN ACQUISITION CORP | 390,000 | $3.904M | 0.2% | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| — | ENERGEN CORP | 105,000 | $3.842M | 0.2% | — | — | Call | 29265N908 |
| — | SBA COMMUNICATIONS CORP | 37,600 | $3.766M | 0.2% | $103.48 | — | COM | 78388J106 |
| — | WHITING PETE CORP NEW | 3,938,000 | $3.255M | 0.2% | $0.83 | — | NOTE | 966387AS1 |
| — | SPDR SERIES TRUST | 107,000 | $3.247M | 0.2% | $30.25 | — | TRUST | 78464A730 |
| — | CSRA INC | 117,265 | $3.154M | 0.1% | $29.86 | — | COM | 12650T104 |
| — | HARMONY MERGER CORP | 300,000 | $3.075M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | LIBERTY INTERACTIVE CORP | 75,788 | $2.965M | 0.1% | $44.69 | — | LBT VENT COM A | 53071M880 |
| — | GORES HLDGS INC | 299,900 | $2.924M | 0.1% | $9.89 | — | CL A | 382866101 |
| — | DOUBLE EAGLE ACQUISITION COR | 300,000 | $2.916M | 0.1% | $9.61 | — | COM | G28195124 |
| — | FRANKS INTL N V | 173,285 | $2.856M | 0.1% | $16.48 | — | COM | N33462107 |
| TMUS | T MOBILE US INC | 73,968 | $2.833M | 0.1% | $34.75 | +4.9% | COM | 872590104 |
| — | AETNA INC NEW | 25,100 | $2.82M | 0.1% | $112.35 | — | COM | 00817Y108 |
| — | VALEANT PHARMACEUTICALS INTL | 105,000 | $2.762M | 0.1% | — | — | Put | 91911K952 |
| LBRDK | LIBERTY BROADBAND CORP | 43,817 | $2.539M | 0.1% | $47.06 | 0.0% | COM SER C | 530307305 |
| — | AXIALL CORP | 107,568 | $2.349M | 0.1% | $21.84 | — | COM | 05463D100 |
| — | VBI VACCINES INC | 994,800 | $2.338M | 0.1% | $2.35 | — | COM | 91790E102 |
| — | DT ASIA INVTS LTD | 230,000 | $2.335M | 0.1% | $9.70 | — | SHS | G2615J104 |
| — | SUPERIOR ENERGY SVCS INC | 169,721 | $2.273M | 0.1% | $13.39 | — | COM | 868157108 |
| — | LORAL SPACE & COMMUNICATNS I | 63,769 | $2.24M | 0.1% | $39.62 | — | COM | 543881106 |
| — | ELECTRUM SPL ACQUISITION COR | 225,000 | $2.201M | 0.1% | $9.95 | — | UNIT 99/99/9999 | G3105C120 |
| — | U S SILICA HLDGS INC | 93,623 | $2.127M | 0.1% | $18.73 | — | COM | 90346E103 |
| — | AROWANA INC | 210,000 | $2.09M | 0.1% | $8.51 | — | SHS | G05011104 |
| — | FMC TECHNOLOGIES INC | 73,610 | $2.014M | 0.1% | $27.36 | — | COM | 30249U101 |
| — | DOUBLE EAGLE ACQUISITION COR | 200,000 | $2M | 0.1% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | SPDR GOLD TRUST | 16,700 | $1.964M | 0.1% | — | — | Call | 78463V907 |
| — | BOULEVARD ACQUISITION | 200,000 | $1.936M | 0.1% | $9.73 | — | CL A | 10157Q102 |
| — | NABORS INDUSTRIES LTD | 209,062 | $1.923M | 0.1% | $9.20 | — | SHS | G6359F103 |
| — | DRIL-QUIP INC | 31,451 | $1.905M | 0.1% | $60.57 | — | COM | 262037104 |
| — | FORUM ENERGY TECHNOLOGIES IN | 142,709 | $1.884M | 0.1% | $12.46 | — | COM | 34984V100 |
| HLF | HERBALIFE LTD | 30,000 | $1.847M | 0.1% | $25.81 | 0.0% | COM USD SHS | G4412G101 |
| OIS | OIL STS INTL INC | 56,054 | $1.767M | 0.1% | $27.00 | 0.0% | COM | 678026105 |
| — | 1347 CAP CORP | 175,000 | $1.74M | 0.1% | $9.60 | — | COM | 68245V103 |
| — | WEATHERFORD INTL PLC | 216,409 | $1.684M | 0.1% | $8.91 | — | ORD SHS | G48833100 |
| — | SANDISK CORP | 21,384 | $1.627M | 0.1% | $76.08 | — | COM | 80004C101 |
| CLLS | CELLECTIS S A | 55,635 | $1.53M | 0.1% | $36.08 | — | SPONSORED ADS | 15117K103 |
| NXST | NEXSTAR BROADCASTING GROUP I | 33,852 | $1.499M | 0.1% | $34.76 | 0.0% | CL A | 65336K103 |
| — | MRC GLOBAL INC | 113,659 | $1.493M | 0.1% | $13.14 | — | COM | 55345K103 |
| — | SPIRIT AIRLS INC | 30,900 | $1.483M | 0.1% | $47.99 | — | COM | 848577102 |
| — | HENNESSY CAP ACQUISITION COR | 150,000 | $1.473M | 0.1% | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| — | DISH NETWORK CORP | 31,000 | $1.434M | 0.1% | $46.26 | — | CL A | 25470M109 |
| — | UNI PIXEL INC | 1,515,347 | $1.394M | 0.1% | $0.92 | — | COM NEW | 904572203 |
| — | PACE HLDGS CORP | 140,000 | $1.372M | 0.1% | $9.60 | — | CL A | G6865N103 |
| HPQ | HP INC | 102,300 | $1.26M | 0.1% | $7.71 | 0.0% | COM | 40434L105 |
| — | CORE LABORATORIES N V | 10,771 | $1.211M | 0.1% | $112.43 | — | COM | N22717107 |
| V | VISA INC | 15,569 | $1.191M | 0.1% | $67.81 | 0.0% | COM CL A | 92826C839 |
| — | CHECKPOINT SYS INC | 112,032 | $1.134M | 0.1% | $10.12 | — | COM | 162825103 |
| — | KLR ENERGY ACQUISITION CORP | 100,000 | $1.006M | 0.0% | $10.06 | — | UNIT 12/31/2020 | 49877M207 |
| — | KLR ENERGY ACQUISITION CORP | 100,000 | $995K | 0.0% | $9.95 | — | CL A | 49877M108 |
| XLV | SELECT SECTOR SPDR TR | 14,500 | $983K | 0.0% | $67.79 | — | SBI HEALTHCARE | 81369Y209 |
| MCK | MCKESSON CORP | 6,000 | $944K | 0.0% | $149.58 | 0.0% | COM | 58155Q103 |
| TS | TENARIS S A | 38,012 | $941K | 0.0% | $24.76 | — | SPONSORED ADR | 88031M109 |
| ACWI | ISHARES | 16,400 | $919K | 0.0% | $55.79 | — | MSCI ACWI ETF | 464288257 |
| — | ENERGY TRANSFER EQUITY L P | 115,000 | $820K | 0.0% | — | — | Call | 29273V900 |
| ROST | ROSS STORES INC | 14,000 | $811K | 0.0% | $50.36 | 0.0% | COM | 778296103 |
| AZO | AUTOZONE INC | 1,000 | $797K | 0.0% | $756.45 | 0.0% | COM | 053332102 |
| — | ISHARES | 49,000 | $768K | 0.0% | $15.98 | — | MSCI UTD KNGDM | 46434V548 |
| — | FERRO CORP | 63,078 | $749K | 0.0% | $12.11 | — | COM | 315405100 |
| MNOV | MEDICINOVA INC | 100,000 | $734K | 0.0% | $4.95 | 0.0% | COM NEW | 58468P206 |
| — | GRACE W R & CO DEL NEW | 10,144 | $722K | 0.0% | $71.18 | — | COM | 38388F108 |
| — | AIR PRODS & CHEMS INC | 5,000 | $720K | 0.0% | — | — | Put | 009158956 |
| UAL | UNITED CONTL HLDGS INC | 11,940 | $715K | 0.0% | $57.83 | -8.2% | COM | 910047109 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 3,000 | $705K | 0.0% | $42.86 | 0.0% | COM | 45866F104 |
| NEM | NEWMONT MINING CORP | 24,459 | $650K | 0.0% | $18.17 | 0.0% | COM | 651639106 |
| — | SPDR SERIES TRUST | 30,000 | $614K | 0.0% | — | — | Put | 78464A955 |
| VC | VISTEON CORP | 7,557 | $601K | 0.0% | $68.22 | 0.0% | COM NEW | 92839U206 |
| — | CONTINENTAL BLDG PRODS INC | 29,590 | $549K | 0.0% | $18.55 | — | COM | 211171103 |
| — | INGERSOLL-RAND PLC | 8,400 | $521K | 0.0% | $62.02 | — | SHS | G47791101 |
| — | HARMAN INTL INDS INC | 5,839 | $520K | 0.0% | $94.24 | — | COM | 413086109 |
| — | SELECT SECTOR SPDR TR | 9,300 | $516K | 0.0% | — | — | Put | 81369Y954 |
| OII | OCEANEERING INTL INC | 15,410 | $512K | 0.0% | $31.14 | 0.0% | COM | 675232102 |
| — | ISHARES | 46,000 | $500K | 0.0% | $10.28 | — | MSCI SINGAP ETF | 464286673 |
| — | CAPITOL ACQUISITION CORP III | 50,000 | $493K | 0.0% | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | COLONY STARWOOD HOMES | 19,600 | $485K | 0.0% | — | — | Call | 19625X902 |
| — | MICRON TECHNOLOGY INC | 45,800 | $480K | 0.0% | — | — | Put | 595112953 |
| INFY | INFOSYS LTD | 24,000 | $456K | 0.0% | $19.00 | — | SPONSORED ADR | 456788108 |
| SLB | SCHLUMBERGER LTD | 5,965 | $440K | 0.0% | $53.13 | 0.0% | COM | 806857108 |
| — | CUMMINS INC | 3,700 | $407K | 0.0% | — | — | Put | 231021956 |
| WMB | WILLIAMS COS INC DEL | 25,255 | $406K | 0.0% | $21.51 | -54.0% | COM | 969457100 |
| — | CATERPILLAR INC DEL | 4,900 | $375K | 0.0% | — | — | Put | 149123951 |
| — | NATIONAL OILWELL VARCO INC | 11,428 | $355K | 0.0% | $31.06 | — | COM | 637071101 |
| — | HOLLYFRONTIER CORP | 10,000 | $353K | 0.0% | — | — | Call | 436106908 |
| BURL | BURLINGTON STORES INC | 6,100 | $343K | 0.0% | $52.23 | 0.0% | COM | 122017106 |
| JACK | JACK IN THE BOX INC | 5,350 | $342K | 0.0% | $70.30 | 0.0% | COM | 466367109 |
| — | ROFIN SINAR TECHNOLOGIES INC | 10,000 | $322K | 0.0% | — | — | Call | 775043902 |
| — | JARDEN CORP | 5,000 | $295K | 0.0% | $57.20 | — | COM | 471109108 |
| — | ALCOA INC | 30,000 | $287K | 0.0% | — | — | Put | 013817951 |
| — | HAWAIIAN HOLDINGS INC | 5,800 | $274K | 0.0% | — | — | Put | 419879951 |
| — | TETRALOGIC PHARMACEUTICALS C | 1,000,000 | $251K | 0.0% | $0.60 | — | NOTE | 88165UAB5 |
| — | 22ND CENTY GROUP INC | 10 | $250K | 0.0% | $25000.00 | — | COM | 90137F103 |
| — | FERRO CORP | 20,000 | $237K | 0.0% | — | — | Call | 315405900 |
| CCOI | COGENT COMMUNICATIONS HLDGS | 5,500 | $215K | 0.0% | $21.23 | 0.0% | COM NEW | 19239V302 |
| — | LEVEL 3 COMMUNICATIONS INC | 4,000 | $211K | 0.0% | $52.75 | — | COM NEW | 52729N308 |
| — | ENTEROMEDICS INC | 204,836 | $198K | 0.0% | $0.97 | — | COM PAR 0.01 | 29365M307 |
| — | WRIGHT MED GROUP N V | 160,617 | $198K | 0.0% | $1.00 | — | RIGHT 03/01/2019 | N96617126 |
| — | PHH CORP | 14,420 | $181K | 0.0% | $14.14 | — | COM NEW | 693320202 |
| — | OFFICE DEPOT INC | 25,100 | $178K | 0.0% | — | — | Put | 676220956 |
| — | BARRICK GOLD CORP | 10,700 | $145K | 0.0% | — | — | Put | 067901958 |
| — | SUNEDISON INC | 2,285,000 | $104K | 0.0% | $0.05 | — | NOTE | 86732YAC3 |
| — | FINJAN HLDGS INC | 68,521 | $62,000 | 0.0% | $1.64 | — | COM NEW | 31788H303 |
| — | CHESAPEAKE ENERGY CORP | 12,763 | $53,000 | 0.0% | $4.15 | — | COM | 165167107 |
| — | GORES HLDGS INC | 100,000 | $40,000 | 0.0% | $0.40 | — | *W EXP 08/13/202 | 382866119 |
| — | FINTECH ACQUISITION CORP | 58,700 | $38,000 | 0.0% | $0.37 | — | *W EXP 02/19/202 | 31809H118 |
| — | DELCATH SYS INC | 130,600 | $38,000 | 0.0% | $0.29 | — | COM NEW | 24661P401 |
| — | APRICUS BIOSCIENCES INC | 55,014 | $32,000 | 0.0% | $1.42 | — | COM | 03832V109 |
| — | DOUBLE EAGLE ACQUISITION COR | 51,800 | $25,000 | 0.0% | $0.57 | — | *W EXP 09/16/202 | G28195116 |
| — | GLOBAL PARTNER ACQUISITION C | 95,000 | $24,000 | 0.0% | $0.29 | — | *W EXP 07/01/202 | 37954X113 |
| — | QUICKLOGIC CORP | 20,677 | $22,000 | 0.0% | $1.14 | — | COM | 74837P108 |
| — | PACE HLDGS CORP | 55,139 | $20,000 | 0.0% | $0.50 | — | *W EXP 99/99/999 | G6865N111 |
| — | BOULEVARD ACQUISITION | 29,100 | $9,000 | 0.0% | $0.70 | — | *W EXP 09/25/202 | 10157Q110 |
| — | CAPNIA INC | 30,000 | $6,000 | 0.0% | $0.36 | — | *W EXP 11/12/201 | 14066L113 |
| — | HARMONY MERGER CORP | 39,559 | $0 | 0.0% | $0.30 | — | *W EXP 01/01/202 | 413247123 |