Location: Naperville, IL
CIK: 0001455258 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 25, 2017
Total Value: $722M (94.6% shares, 5.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX FUND | 237,639 | $60.11M | 8.3% | $225.97 | — | COMMON STOCK | 464287200 |
| IEFA | ISHARES CORE MSCI EAFE | 389,837 | $25.02M | 3.5% | $55.97 | — | COMMON STOCK | 46432F842 |
| AAPL | APPLE INC | 139,316 | $21.47M | 3.0% | $19.97 | +81.0% | COMMON STOCK | 037833100 |
| IVW | BARCLAY/ISHARES FUNDS | 129,624 | $18.59M | 2.6% | $130.55 | — | COMMON STOCK | 464287309 |
| MSFT | MICROSOFT CORP | 206,077 | $15.35M | 2.1% | $38.39 | +73.7% | COMMON STOCK | 594918104 |
| IWV | ISHARES RUSSELL 3000 | 100,553 | $15.01M | 2.1% | $123.04 | — | COMMON STOCK | 464287689 |
| DVY | ISHARES DJ SELECT DVD | 147,819 | $13.84M | 1.9% | $86.54 | — | COMMON STOCK | 464287168 |
| AGG | ISHARES BARCLAYS AGGREGATE | 118,696 | $13.01M | 1.8% | $110.39 | — | COMMON STOCK | 464287226 |
| GOOGL | ALPHABET INC | 12,505 | $12.18M | 1.7% | $37.36 | +26.0% | COMMON STOCK | 02079K305 |
| EFA | ISHARES MSCI EAFE INDEX FUND | 174,877 | $11.98M | 1.7% | $58.22 | — | COMMON STOCK | 464287465 |
| IJH | ISHARES S&P MIDCAP 400 | 62,988 | $11.27M | 1.6% | $166.21 | — | COMMON STOCK | 464287507 |
| JNJ | JOHNSON & JOHNSON | 82,508 | $10.73M | 1.5% | $78.50 | +33.7% | COMMON STOCK | 478160104 |
| UNH | UNITEDHEALTH GROUP INC | 51,919 | $10.17M | 1.4% | $117.05 | +44.3% | COMMON STOCK | 91324P102 |
| JPM | JP MORGAN CHASE & CO | 104,856 | $10.02M | 1.4% | $42.11 | +74.9% | COMMON STOCK | 46625H100 |
| IVE | ISHARES S&P 500 VALUE ETF | 88,530 | $9.553M | 1.3% | $91.96 | — | COMMON STOCK | 464287408 |
| CMCSA | COMCAST CORP | 247,474 | $9.523M | 1.3% | $26.49 | +20.9% | COMMON STOCK | 20030N101 |
| HD | HOME DEPOT | 56,333 | $9.214M | 1.3% | $71.45 | +75.2% | COMMON STOCK | 437076102 |
| DIS | DISNEY WALT CO | 83,980 | $8.278M | 1.1% | $90.66 | +6.9% | COMMON STOCK | 254687106 |
| XOM | EXXON MOBIL CORP | 99,931 | $8.192M | 1.1% | $55.73 | -2.5% | COMMON STOCK | 30231G102 |
| PG | PROCTER & GAMBLE CO | 82,469 | $7.503M | 1.0% | $65.01 | +12.3% | COMMON STOCK | 742718109 |
| BAX | BAXTER INTL INC | 118,181 | $7.416M | 1.0% | $40.46 | +32.3% | COMMON STOCK | 071813109 |
| PEP | PEPSICO INC | 65,524 | $7.301M | 1.0% | $72.28 | +23.7% | COMMON STOCK | 713448108 |
| V | VISA INC | 68,524 | $7.211M | 1.0% | $88.56 | +8.1% | COMMON STOCK | 92826C839 |
| CVX | CHEVRONTEXACO CORP | 60,876 | $7.153M | 1.0% | $70.10 | +8.7% | COMMON STOCK | 166764100 |
| C | CITIGROUP INC | 97,102 | $7.063M | 1.0% | $45.54 | +14.0% | COMMON STOCK | 172967424 |
| T | AT&T INC | 179,590 | $7.035M | 1.0% | $14.23 | +9.7% | COMMON STOCK | 00206R102 |
| MRK | MERCK & CO | 108,640 | $6.956M | 1.0% | $35.00 | +33.4% | COMMON STOCK | 58933Y105 |
| NEE | NEXTERA ENERGY INC | 46,345 | $6.792M | 0.9% | $21.53 | +38.1% | COMMON STOCK | 65339F101 |
| CSCO | CISCO SYSTEMS INC | 201,852 | $6.788M | 0.9% | $22.28 | +10.9% | COMMON STOCK | 17275R102 |
| BAC | BANK OF AMER CP | 260,568 | $6.603M | 0.9% | $17.28 | +15.5% | COMMON STOCK | 060505104 |
| IEMG | ISHARES CORE MSCI EMERGING | 121,609 | $6.569M | 0.9% | $45.16 | — | COMMON STOCK | 46434G103 |
| BRK/B | BERKSHIRE HTH | 34,921 | $6.402M | 0.9% | $144.43 | +22.4% | COMMON STOCK | 084670702 |
| ICE | INTERCONTINENTAL EXCHANGE INC | 89,684 | $6.161M | 0.9% | $47.94 | +23.4% | COMMON STOCK | 45866F104 |
| MO | ALTRIA GROUP INC | 95,914 | $6.083M | 0.8% | $31.30 | +15.3% | COMMON STOCK | 02209S103 |
| — | LAM RESEARCH CORP | 32,396 | $5.995M | 0.8% | $92.68 | — | COMMON STOCK | 512807108 |
| SYK | STRYKER CORP | 41,636 | $5.913M | 0.8% | $89.92 | +45.4% | COMMON STOCK | 863667101 |
| — | GENERAL ELECTRIC CO | 242,652 | $5.867M | 0.8% | $26.99 | — | COMMON STOCK | 369604103 |
| — | PRICELINE GROUP INC/THE | 3,127 | $5.725M | 0.8% | $1841.13 | — | COMMON STOCK | 741503403 |
| GS | GOLDMAN SACHS | 23,916 | $5.673M | 0.8% | $159.72 | +17.7% | COMMON STOCK | 38141G104 |
| LMT | LOCKHEED MARTIN CORP | 18,278 | $5.671M | 0.8% | $149.84 | +59.2% | COMMON STOCK | 539830109 |
| KO | COCA-COLA CO | 120,472 | $5.422M | 0.8% | $28.53 | +22.4% | COMMON STOCK | 191216100 |
| — | ALLERGAN PLC | 26,253 | $5.381M | 0.7% | $210.79 | — | COMMON STOCK | G0177J108 |
| IGIB | ISHARES INTERMEDIATE CREDIT | 47,759 | $5.261M | 0.7% | $109.11 | — | COMMON STOCK | 464288638 |
| MGM | MGM RESORTS INTERNATIONAL | 160,643 | $5.235M | 0.7% | $29.20 | +4.9% | COMMON STOCK | 552953101 |
| DAL | DELTA AIR LINES INC | 107,941 | $5.205M | 0.7% | $40.84 | +10.9% | COMMON STOCK | 247361702 |
| MCD | MCDONALD'S CORP | 32,683 | $5.121M | 0.7% | $99.53 | +29.3% | COMMON STOCK | 580135101 |
| BA | BOEING CO | 19,717 | $5.012M | 0.7% | $118.85 | +85.5% | COMMON STOCK | 097023105 |
| PM | PHILIP MORRIS INTERNATIONAL | 43,202 | $4.796M | 0.7% | $68.16 | +10.4% | COMMON STOCK | 718172109 |
| — | BROADCOM LTD | 19,753 | $4.791M | 0.7% | $198.43 | — | COMMON STOCK | Y09827109 |
| INTC | INTEL CORP | 124,872 | $4.755M | 0.7% | $25.07 | +18.0% | COMMON STOCK | 458140100 |
| META | FACEBOOK INC | 27,315 | $4.667M | 0.6% | $41.82 | +296.3% | COMMON STOCK | 30303M102 |
| HON | HONEYWELL INTL | 32,821 | $4.652M | 0.6% | $78.18 | +33.5% | COMMON STOCK | 438516106 |
| — | DOWDUPONT INC | 65,650 | $4.545M | 0.6% | $69.23 | — | COMMON STOCK | 26078J100 |
| SBUX | STARBUCKS CORP | 82,213 | $4.416M | 0.6% | $37.36 | +23.7% | COMMON STOCK | 855244109 |
| SLB | SCHLUMBERGER LTD | 62,225 | $4.341M | 0.6% | $57.88 | -10.4% | COMMON STOCK | 806857108 |
| AMZN | AMAZON.COM INC | 4,352 | $4.184M | 0.6% | $19.69 | +149.5% | COMMON STOCK | 023135106 |
| MA | MASTERCARD INC | 29,499 | $4.165M | 0.6% | $74.86 | +68.8% | COMMON STOCK | 57636Q104 |
| MCHP | MICROCHIP TECHNOLOGY INC | 45,630 | $4.097M | 0.6% | $29.93 | +20.0% | COMMON STOCK | 595017104 |
| PFE | PFIZER INC | 114,409 | $4.084M | 0.6% | $18.83 | +18.1% | COMMON STOCK | 717081103 |
| PNC | PNC FINANCIAL SERVICES GROUP | 30,297 | $4.083M | 0.6% | $92.98 | +4.0% | COMMON STOCK | 693475105 |
| EFAV | ISHARES EDGE MSCI MIN VOL EAFE | 57,304 | $4.072M | 0.6% | $66.64 | — | COMMON STOCK | 46429B689 |
| CAT | CATERPILLAR INC | 32,590 | $4.064M | 0.6% | $77.69 | +23.6% | COMMON STOCK | 149123101 |
| UNP | UNION PACIFIC CORP | 34,601 | $4.013M | 0.6% | $74.39 | +19.8% | COMMON STOCK | 907818108 |
| TXN | TEXAS INSTRUMENTS INC | 44,416 | $3.981M | 0.6% | $45.75 | +42.5% | COMMON STOCK | 882508104 |
| ACN | ACCENTURE PLC | 28,538 | $3.855M | 0.5% | $76.84 | +49.2% | COMMON STOCK | G1151C101 |
| DUK | DUKE ENERGY CORP | 45,921 | $3.854M | 0.5% | $51.95 | +17.1% | COMMON STOCK | 26441C204 |
| — | JPMORGAN ALERIAN MLP | 132,436 | $3.737M | 0.5% | $31.06 | — | COMMON STOCK | 46625H365 |
| AMT | AMGEN INC | 19,789 | $3.69M | 0.5% | $112.31 | 0.0% | COMMON STOCK | 03027X100 |
| WFC | WELLS FARGO & COMPANY | 62,647 | $3.455M | 0.5% | $31.89 | +32.1% | COMMON STOCK | 949746101 |
| MET | METLIFE INC | 63,756 | $3.312M | 0.5% | $31.81 | +15.2% | COMMON STOCK | 59156R108 |
| WMT | WAL-MART STORES INC | 41,038 | $3.207M | 0.4% | $20.44 | +12.0% | COMMON STOCK | 931142103 |
| TMO | THERMO FISHER SCIENTIFIC INC | 16,012 | $3.029M | 0.4% | $141.52 | +25.1% | COMMON STOCK | 883556102 |
| TJX | TJX COMPANIES INC | 40,241 | $2.967M | 0.4% | $32.24 | -1.7% | COMMON STOCK | 872540109 |
| CCI | CROWN CASTLE INTL CORP | 29,467 | $2.946M | 0.4% | $59.61 | +20.6% | COMMON STOCK | 22822V101 |
| BK | BANK OF NEW YORK MELLON CORP | 53,882 | $2.857M | 0.4% | $32.93 | +27.0% | COMMON STOCK | 064058100 |
| — | BB&T CORPORATION | 60,840 | $2.856M | 0.4% | $39.04 | — | COMMON STOCK | 054937107 |
| COP | CONOCOPHILLIPS | 56,965 | $2.851M | 0.4% | $31.09 | +10.8% | COMMON STOCK | 20825C104 |
| EEM | ISHARES MSCI EMERGING MKTS IND | 61,896 | $2.774M | 0.4% | $35.33 | — | COMMON STOCK | 464287234 |
| — | CELGENE CORP | 18,720 | $2.73M | 0.4% | $105.06 | — | COMMON STOCK | 151020104 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND | 25,893 | $2.728M | 0.4% | $105.19 | — | COMMON STOCK | 464288646 |
| TGT | TARGET CORP | 44,885 | $2.649M | 0.4% | $55.66 | -20.7% | COMMON STOCK | 87612E106 |
| F | FORD MOTOR CO | 220,653 | $2.641M | 0.4% | $8.16 | -11.1% | COMMON STOCK | 345370860 |
| VFC | VF CORP | 41,280 | $2.624M | 0.4% | $57.70 | 0.0% | COMMON STOCK | 918204108 |
| CB | CHUBB LTD | 18,333 | $2.613M | 0.4% | $120.85 | +3.3% | COMMON STOCK | H1467J104 |
| MPC | MARATHON PETROLEUM | 45,695 | $2.563M | 0.4% | $34.27 | +20.6% | COMMON STOCK | 56585A102 |
| PRU | PRUDENTIAL FINANCIAL INC | 24,075 | $2.56M | 0.4% | $71.07 | +1.4% | COMMON STOCK | 744320102 |
| — | ALERIAN MLP ETF | 227,465 | $2.552M | 0.4% | $12.57 | — | COMMON STOCK | 00162Q866 |
| SHY | ISHARES 1-3 YEAR TREASURY BO | 28,902 | $2.441M | 0.3% | $84.51 | — | COMMON STOCK | 464287457 |
| WELL | WELLTOWER INC | 34,219 | $2.405M | 0.3% | $47.36 | +13.9% | COMMON STOCK | 95040Q104 |
| — | THE PRICELINE GROUP INC | 1,954,000 | $2.251M | 0.3% | $1.06 | — | CONVERTIBLE SECURITY | 741503AX4 |
| — | NOVELLUS SYSTEMS INC | 401,000 | $2.203M | 0.3% | $2.79 | — | CONVERTIBLE SECURITY | 670008AD3 |
| — | NEXTERA ENERGY INC | 31,774 | $2.107M | 0.3% | $61.19 | — | CONVERTIBLE PREFERRED SECURITY | 65339F846 |
| — | ARES CAPITAL CORP | 1,990,000 | $2.042M | 0.3% | $1.02 | — | CONVERTIBLE SECURITY | 04010LAM5 |
| — | LIBERTY MEDIA CORPORATION | 1,667,000 | $2.015M | 0.3% | $0.95 | — | CONVERTIBLE SECURITY | 531229AB8 |
| — | TESLA MOTORS INC | 1,760,000 | $1.983M | 0.3% | $0.94 | — | CONVERTIBLE SECURITY | 88160RAC5 |
| MS | MORGAN STANLEY | 38,682 | $1.863M | 0.3% | $34.04 | +6.5% | COMMON STOCK | 617446448 |
| — | MICROCHP TECH | 1,063,000 | $1.856M | 0.3% | $1.06 | — | CONVERTIBLE SECURITY | 595017AD6 |
| AIG | AMER INTL GROUP | 30,056 | $1.845M | 0.3% | $39.49 | +27.0% | COMMON STOCK | 026874784 |
| — | AMER TOWER CORP | 14,991 | $1.83M | 0.3% | $117.29 | — | CONVERTIBLE PREFERRED SECURITY | 03027X407 |
| PYPL | PAYPAL HOLDINGS INC | 28,474 | $1.823M | 0.3% | $41.74 | +43.2% | COMMON STOCK | 70450Y103 |
| UPS | UNITED PARCEL SERVICE | 15,114 | $1.815M | 0.3% | $66.61 | +24.4% | COMMON STOCK | 911312106 |
| HYG | ISHARES IBOXX HY CORP BOND | 20,191 | $1.792M | 0.2% | $86.57 | — | COMMON STOCK | 464288513 |
| LOW | LOWE'S COMPANIES | 22,090 | $1.766M | 0.2% | $67.09 | -2.1% | COMMON STOCK | 548661107 |
| — | INTEL CORP | 951,000 | $1.749M | 0.2% | $1.56 | — | CONVERTIBLE SECURITY | 458140AF7 |
| — | COLONY STARWOOD HOMES | 1,383,000 | $1.705M | 0.2% | $1.16 | — | CONVERTIBLE SECURITY | 85571WAB5 |
| — | ALTABA INC | 1,287,000 | $1.675M | 0.2% | $0.99 | — | CONVERTIBLE SECURITY | 984332AF3 |
| STZ | CONSTELLATION BRANDS INC | 8,373 | $1.67M | 0.2% | $138.01 | +25.8% | COMMON STOCK | 21036P108 |
| — | SALESFORCE.COM INC | 1,148,000 | $1.612M | 0.2% | $1.22 | — | CONVERTIBLE SECURITY | 79466LAD6 |
| — | WORKDAY INC - TRANCHE 1 | 1,163,000 | $1.518M | 0.2% | $1.11 | — | CONVERTIBLE SECURITY | 98138HAC5 |
| IWP | RUSSELL MIDCAP GROWTH INDEX FD | 13,089 | $1.482M | 0.2% | $97.38 | — | COMMON STOCK | 464287481 |
| — | ROYAL GOLD | 1,311,000 | $1.447M | 0.2% | $1.10 | — | CONVERTIBLE SECURITY | 780287AA6 |
| MNST | MONSTER BEVERAGE CORP | 25,931 | $1.433M | 0.2% | $23.25 | +16.0% | COMMON STOCK | 61174X109 |
| — | CITRIX SYSTEMS INC | 1,232,000 | $1.432M | 0.2% | $1.12 | — | CONVERTIBLE SECURITY | 177376AD2 |
| PH | PARKER HANNIFIN CORP | 8,146 | $1.426M | 0.2% | $115.62 | +25.0% | COMMON STOCK | 701094104 |
| — | AETNA INC | 8,932 | $1.42M | 0.2% | $124.04 | — | COMMON STOCK | 00817Y108 |
| IWS | ISHARES RUSSELL MIDCAP VALUE | 16,406 | $1.393M | 0.2% | $75.42 | — | COMMON STOCK | 464287473 |
| — | T-MOBILE US INC | 13,836 | $1.382M | 0.2% | $59.02 | — | CONVERTIBLE PREFERRED SECURITY | 872590203 |
| CRM | SALESFORCE.COM INC | 14,752 | $1.378M | 0.2% | $65.87 | +38.0% | COMMON STOCK | 79466L302 |
| VZ | VERIZON COMM | 27,085 | $1.34M | 0.2% | $29.56 | +2.3% | COMMON STOCK | 92343V104 |
| — | BANK OF AMERICA CORP. | 997 | $1.298M | 0.2% | $1231.41 | — | CONVERTIBLE PREFERRED SECURITY | 060505682 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 1,726 | $1.273M | 0.2% | $896.33 | — | CONVERTIBLE PREFERRED SECURITY | G0177J116 |
| — | WELLS FARGO & COMPANY | 962 | $1.265M | 0.2% | $1210.09 | — | CONVERTIBLE PREFERRED SECURITY | 949746804 |
| VMC | VULCAN MATLS CO | 10,521 | $1.258M | 0.2% | $109.43 | +1.9% | COMMON STOCK | 929160109 |
| EOG | EOG RESOURCES INC | 12,800 | $1.238M | 0.2% | $65.88 | +2.4% | COMMON STOCK | 26875P101 |
| AMAT | APPLIED MATERIALS INC | 23,673 | $1.233M | 0.2% | $25.90 | +58.9% | COMMON STOCK | 038222105 |
| NUE | NUCOR CORP | 21,916 | $1.228M | 0.2% | $50.10 | -6.2% | COMMON STOCK | 670346105 |
| — | VEECO INSTRUMENTS INC. | 1,253,000 | $1.202M | 0.2% | $1.03 | — | CONVERTIBLE SECURITY | 922417AD2 |
| — | FINISAR CORP | 1,145,000 | $1.199M | 0.2% | $1.17 | — | CONVERTIBLE SECURITY | 31787AAM3 |
| MHK | MOHAWK INDS INC | 4,758 | $1.178M | 0.2% | $219.75 | +13.3% | COMMON STOCK | 608190104 |
| — | NUVASIVE INC | 1,009,000 | $1.154M | 0.2% | $1.37 | — | CONVERTIBLE SECURITY | 670704AG0 |
| FIS | FIDELITY NATIONAL INFORMATION | 12,063 | $1.127M | 0.2% | $66.34 | +17.9% | COMMON STOCK | 31620M106 |
| — | PROOFPOINT | 889,000 | $1.111M | 0.2% | $1.07 | — | CONVERTIBLE SECURITY | 743424AD5 |
| — | STARWOOD PROPERTY TRUST INC | 1,090,000 | $1.09M | 0.2% | $1.01 | — | CONVERTIBLE SECURITY | 85571BAC9 |
| VYX | NCR CORP | 28,499 | $1.069M | 0.1% | $25.38 | -9.4% | COMMON STOCK | 62886E108 |
| GOOG | ALPHABET INC | 1,101 | $1.056M | 0.1% | $37.46 | +23.4% | COMMON STOCK | 02079K107 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 24,210 | $984K | 0.1% | $30.25 | +14.7% | COMMON STOCK | 609207105 |
| NOC | NORTHROP GRUMMAN CORP | 3,276 | $943K | 0.1% | $159.89 | +47.0% | COMMON STOCK | 666807102 |
| — | WALGREENS BOOTS ALLIANCE INC | 11,544 | $891K | 0.1% | $78.99 | — | COMMON STOCK | 931427108 |
| — | DISH NETWORK CORP | 767,000 | $858K | 0.1% | $1.12 | — | CONVERTIBLE SECURITY | 25470MAB5 |
| — | ANTHEM INC | 16,042 | $839K | 0.1% | $52.40 | — | CONVERTIBLE PREFERRED SECURITY | 036752202 |
| — | BECTON DICKINSON AND CO | 14,641 | $809K | 0.1% | $54.78 | — | CONVERTIBLE PREFERRED SECURITY | 075887208 |
| — | LABORATORY CRP OF AMER HLDGS | 5,317 | $803K | 0.1% | $154.03 | — | COMMON STOCK | 50540R409 |
| — | CROWN CASTLE INTL CORP | 751 | $802K | 0.1% | $1067.91 | — | CONVERTIBLE PREFERRED SECURITY | 22822V309 |
| — | INNOVIVA INC | 807,000 | $787K | 0.1% | $0.98 | — | CONVERTIBLE SECURITY | 88338TAB0 |
| NFLX | NETFLIX INC | 4,342 | $787K | 0.1% | $15.38 | +13.4% | COMMON STOCK | 64110L106 |
| ETN | EATON CORP PLC | 10,198 | $783K | 0.1% | $48.27 | +32.3% | COMMON STOCK | G29183103 |
| — | ILLUMINA INC | 734,000 | $775K | 0.1% | $1.06 | — | CONVERTIBLE SECURITY | 452327AF6 |
| — | DISCOVER FINANCIAL SERVICES | 11,831 | $763K | 0.1% | $64.49 | — | COMMON STOCK | 254709108 |
| — | AIR LEASE | 478,000 | $729K | 0.1% | $1.28 | — | CONVERTIBLE SECURITY | 00912XAK0 |
| COST | COSTCO WHOLESALE CORP | 4,427 | $727K | 0.1% | $92.26 | +51.9% | COMMON STOCK | 22160K105 |
| CSX | CSX CORPORATION | 13,199 | $716K | 0.1% | $8.95 | +71.1% | COMMON STOCK | 126408103 |
| — | KNOWLES CORPORATION | 619,000 | $699K | 0.1% | $1.18 | — | CONVERTIBLE SECURITY | 49926DAB5 |
| — | STANLEY BLACK & DECKER INC | 6,009 | $689K | 0.1% | $109.72 | — | CONVERTIBLE PREFERRED SECURITY | 854502887 |
| UAL | UNITED CONTINENTAL HOLDINGS IN | 11,292 | $687K | 0.1% | $66.62 | 0.0% | COMMON STOCK | 910047109 |
| TS | TENARIS SA | 23,874 | $676K | 0.1% | $28.32 | — | COMMON STOCK | 88031M109 |
| — | INPHI CORP | 555,000 | $675K | 0.1% | $1.29 | — | CONVERTIBLE SECURITY | 45772FAB3 |
| — | DTE ENERGY CO | 12,385 | $671K | 0.1% | $52.79 | — | CONVERTIBLE PREFERRED SECURITY | 233331883 |
| REGN | REGENERON PHARMACEUTICALS INC | 1,494 | $668K | 0.1% | $473.21 | 0.0% | COMMON STOCK | 75886F107 |
| — | PANDORA MEDIA INC | 695,000 | $650K | 0.1% | $1.00 | — | CONVERTIBLE SECURITY | 698354AB3 |
| IWF | ISHARES RUSSELL 1000 GROWTH | 5,198 | $650K | 0.1% | $104.98 | — | COMMON STOCK | 464287614 |
| MRSH | MARSH & MCLENNAN COS | 7,700 | $645K | 0.1% | $69.18 | 0.0% | COMMON STOCK | 571748102 |
| A | AGILENT TECHNOLOGIES INC | 9,933 | $638K | 0.1% | $58.52 | 0.0% | COMMON STOCK | 00846U101 |
| NKE | NIKE INC | 11,810 | $612K | 0.1% | $46.78 | +7.7% | COMMON STOCK | 654106103 |
| SPY | SPDR TRUST SERIES 1 | 2,428 | $610K | 0.1% | $222.71 | — | COMMON STOCK | 78462F103 |
| VTI | VANGUARD TOTAL STOCK MARKT ETF | 4,562 | $591K | 0.1% | $121.31 | — | COMMON STOCK | 922908769 |
| HAL | HALLIBURTON CO | 12,280 | $565K | 0.1% | $36.37 | -2.6% | COMMON STOCK | 406216101 |
| — | LAM RESEARCH CORP | 180,000 | $551K | 0.1% | $1.61 | — | CONVERTIBLE SECURITY | 512807AL2 |
| IDV | ISHARES INTL SELECT DIVIDEND | 16,073 | $543K | 0.1% | $30.44 | — | COMMON STOCK | 464288448 |
| EXC | EXELON CORP | 13,952 | $526K | 0.1% | $18.86 | +6.1% | COMMON STOCK | 30161N101 |
| IJR | ISHARES S&P SMALLCAP 600 | 7,073 | $525K | 0.1% | $83.69 | — | COMMON STOCK | 464287804 |
| MDT | MEDTRONIC PLC | 6,557 | $510K | 0.1% | $63.51 | +5.4% | COMMON STOCK | G5960L103 |
| — | POWERSHARES S&P 500 LOW VOLA | 10,167 | $466K | 0.1% | $42.09 | — | COMMON STOCK | 73937B779 |
| — | PIONEER NATURAL RESOURCES CO | 3,145 | $464K | 0.1% | $161.81 | — | COMMON STOCK | 723787107 |
| SDY | SPDR TRUST SERIES 1 | 4,814 | $440K | 0.1% | $88.20 | — | COMMON STOCK | 78464A763 |
| — | UNITED TECHNOLOGIES CORP | 3,274 | $380K | 0.1% | $104.02 | — | COMMON STOCK | 913017109 |
| IWB | ISHARES RUSSELL 1000 | 2,656 | $372K | 0.1% | $131.35 | — | COMMON STOCK | 464287622 |
| LQD | IBOXX INV GR CORP BOND | 2,962 | $359K | 0.0% | $121.23 | — | COMMON STOCK | 464287242 |
| VT | VANGUARD TOT WORLD STK ETF | 5,031 | $356K | 0.0% | $65.25 | — | COMMON STOCK | 922042742 |
| — | GUGGENHEIM S&P 500 PURE GROWTH | 3,470 | $347K | 0.0% | $82.30 | — | COMMON STOCK | 78355W403 |
| MMM | 3M CO | 1,634 | $343K | 0.0% | $126.03 | +3.1% | COMMON STOCK | 88579Y101 |
| — | MICRON TECHNOLOGY | 93,000 | $334K | 0.0% | $1.45 | — | CONVERTIBLE SECURITY | 595112AU7 |
| — | BARD (C.R.) INC | 1,000 | $321K | 0.0% | $189.50 | — | COMMON STOCK | 067383109 |
| BABA | ALIBABA GROUP HOLDING LTD | 1,800 | $311K | 0.0% | $172.78 | — | COMMON STOCK | 01609W102 |
| — | RED HAT INC | 197,000 | $304K | 0.0% | $1.31 | — | CONVERTIBLE SECURITY | 756577AD4 |
| VWO | VANGUARD MSCI EMERGING MKTS | 6,302 | $275K | 0.0% | $39.74 | — | COMMON STOCK | 922042858 |
| — | MEDIDATA SOLUTIONS INC | 186,000 | $256K | 0.0% | $1.08 | — | CONVERTIBLE SECURITY | 58471AAB1 |
| EFV | ISHARES MSCI EAFE VALUE ETF | 4,564 | $249K | 0.0% | $50.37 | — | COMMON STOCK | 464288877 |
| VUG | VANGUARD GROWTH ETF | 1,848 | $245K | 0.0% | $121.75 | — | COMMON STOCK | 922908736 |
| — | DYCOM INDS | 214,000 | $244K | 0.0% | $1.10 | — | CONVERTIBLE SECURITY | 267475AB7 |
| VEU | VANGUARD FTSE ALL WORLD | 4,550 | $240K | 0.0% | $47.81 | — | COMMON STOCK | 922042775 |
| — | ARES CAPITAL CORP | 229,000 | $230K | 0.0% | $1.03 | — | CONVERTIBLE SECURITY | 04010LAJ2 |
| KHC | KRAFT HEINZ CO/THE | 2,952 | $229K | 0.0% | $56.41 | 0.0% | COMMON STOCK | 500754106 |
| — | STARWOOD PROPERTY TRUST INC | 213,000 | $216K | 0.0% | $1.01 | — | CONVERTIBLE SECURITY | 85571BAH8 |
| BND | VANGUARD TOTAL BOND MARKET | 2,630 | $216K | 0.0% | $80.99 | — | COMMON STOCK | 921937835 |
| VEA | VANGUARD MSCI EAFE ETF | 4,968 | $216K | 0.0% | $43.48 | — | COMMON STOCK | 921943858 |
| ACWX | ISHARES MSCI ACWI EX US ETF | 4,306 | $208K | 0.0% | $48.30 | — | COMMON STOCK | 464288240 |
| TTWO | TAKE-TWO INTER | 2,038 | $208K | 0.0% | $89.54 | 0.0% | COMMON STOCK | 874054109 |
| — | CALATLANTIC GROUP INC | 164,000 | $197K | 0.0% | $1.22 | — | CONVERTIBLE SECURITY | 783764AQ6 |
| — | EMERGENT BIOSOLUTIONS INC | 102,000 | $147K | 0.0% | $1.15 | — | CONVERTIBLE SECURITY | 29089QAB1 |
| — | BIOMARIN PHARMACEUTICAL INC | 130,000 | $145K | 0.0% | $1.20 | — | CONVERTIBLE SECURITY | 09061GAE1 |
| — | ATLAS AIR WORLDWIDE HLDGS INC | 120,000 | $144K | 0.0% | $1.01 | — | CONVERTIBLE SECURITY | 049164BH8 |
| — | BLACKHAWK NETWORK HOLDINGS | 124,000 | $139K | 0.0% | $1.12 | — | CONVERTIBLE SECURITY | 09238EAB0 |
| — | OLD REPUBLIC INTL CORP | 106,000 | $136K | 0.0% | $1.17 | — | CONVERTIBLE SECURITY | 680223AH7 |
| — | CTRIP.COM INTL LTD | 115,000 | $131K | 0.0% | $1.03 | — | CONVERTIBLE SECURITY | 22943FAF7 |
| — | TUTOR PERINI CORP | 111,000 | $130K | 0.0% | $1.17 | — | CONVERTIBLE SECURITY | 901109AD0 |
| — | MOLINA HEALTHCARE INC | 101,000 | $126K | 0.0% | $1.11 | — | CONVERTIBLE SECURITY | 60855RAD2 |
| — | ROVI CORP | 122,000 | $124K | 0.0% | $1.01 | — | CONVERTIBLE SECURITY | 779376AD4 |
| SLM | SLM CORP | 10,575 | $121K | 0.0% | $11.38 | -4.7% | COMMON STOCK | 78442P106 |
| — | MACQUARIE INFRASTRUCTURE CO | 108,000 | $115K | 0.0% | $1.16 | — | CONVERTIBLE SECURITY | 55608BAA3 |
| — | ILLUMINA INC | 95,000 | $108K | 0.0% | $1.01 | — | CONVERTIBLE SECURITY | 452327AH2 |
| — | PDC ENERGY INC | 107,000 | $104K | 0.0% | $1.12 | — | CONVERTIBLE SECURITY | 69327RAD3 |
| — | IRONWOOD PHARMACEUTICALS INC | 77,000 | $92,000 | 0.0% | $1.04 | — | CONVERTIBLE SECURITY | 46333XAD0 |
| — | SERVICENOW INC | 56,000 | $90,000 | 0.0% | $1.13 | — | CONVERTIBLE SECURITY | 81762PAB8 |
| — | SM ENERGY CO | 94,000 | $89,000 | 0.0% | $1.19 | — | CONVERTIBLE SECURITY | 78454LAM2 |
| SAN | BANCO SANTANDER SA | 11,702 | $81,000 | 0.0% | $6.92 | — | COMMON STOCK | 05964H105 |
| — | RTI INTL METALS | 69,000 | $77,000 | 0.0% | $1.05 | — | CONVERTIBLE SECURITY | 74973WAB3 |
| — | GREENBRIER COMPANIES | 54,000 | $75,000 | 0.0% | $1.09 | — | CONVERTIBLE SECURITY | 393657AH4 |
| — | WEATHERFORD INTERNATIONAL LTD | 57,000 | $62,000 | 0.0% | $1.28 | — | CONVERTIBLE SECURITY | 947075AH0 |
| — | PALO ALTO NETWORKS | 41,000 | $57,000 | 0.0% | $1.28 | — | CONVERTIBLE SECURITY | 697435AB1 |
| — | BIOMARIN PHARMACEUTICAL INC | 29,000 | $35,000 | 0.0% | $1.35 | — | CONVERTIBLE SECURITY | 09061GAF8 |
| — | THE PRICELINE GROUP INC | 13,000 | $25,000 | 0.0% | $1.92 | — | CONVERTIBLE SECURITY | 741503AQ9 |
| — | HOLOGIC INC | 21,000 | $25,000 | 0.0% | $1.27 | — | CONVERTIBLE SECURITY | 436440AG6 |
| — | INTEL CORP | 15,000 | $21,000 | 0.0% | $1.23 | — | CONVERTIBLE SECURITY | 458140AD2 |