RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 15, 2018

Total Value ($000): $93,234 (100.0% shares, 0.0% debt)

Holdings (39)

BPOP POPULAR INC 11.7%

Value ($000) $10,921 Shares 262,400 Est. Cost $24.51 Unrealized +33.2%

SMBC SOUTHERN MO BANCORP INC 10.4%

Value ($000) $9,734 Shares 265,958 Est. Cost $12.83 Unrealized +149.5%

PROV PROVIDENT FINL HLDGS INC 7.6%

Value ($000) $7,111 Shares 393,096 Est. Cost $15.90 Unrealized +15.6%

— GOODRICH PETE CORP 7.2%

Value ($000) $6,670 Shares 608,034 Est. Cost $10.50 Unrealized —

AER AERCAP HOLDINGS NV 6.4%

Value ($000) $5,971 Shares 117,723 Est. Cost $24.02 Unrealized +112.6%

— DELL TECHNOLOGIES INC 4.7%

Value ($000) $4,393 Shares 60,000 Est. Cost $73.22 Unrealized —

WFC WELLS FARGO CO NEW 4.3%

Value ($000) $3,999 Shares 76,300 Est. Cost $39.68 Unrealized +20.3%

CNX CNX RESOURCES CORPORATION 3.9%

Value ($000) $3,626 Shares 235,000 Est. Cost $13.81 Unrealized +8.1%

— MAG SILVER CORP 3.5%

Value ($000) $3,246 Shares 332,900 Est. Cost $6.17 Unrealized —

— REIS INC 3.3%

Value ($000) $3,116 Shares 145,248 Est. Cost $18.44 Unrealized —

— NUVECTRA CORP 3.1%

Value ($000) $2,847 Shares 218,675 Est. Cost $7.08 Unrealized —

AGI ALAMOS GOLD INC NEW 2.8%

Value ($000) $2,648 Shares 508,200 Est. Cost $4.09 Unrealized +29.2%

— NEVSUN RES LTD 2.8%

Value ($000) $2,565 Shares 1,077,800 Est. Cost $3.27 Unrealized —

— PROSHARES TR II 2.7%

Value ($000) $2,494 Shares 125,000 Est. Cost $19.95 Unrealized —

— FLY LEASING LTD 2.3%

Value ($000) $2,121 Shares 159,350 Est. Cost $10.57 Unrealized —

— DYNEGY INC NEW DEL 2.2%

Value ($000) $2,090 Shares 154,600 Est. Cost $10.95 Unrealized —

— PROSHARES TR 2.2%

Value ($000) $2,020 Shares 50,000 Est. Cost $40.40 Unrealized —

NSSC NAPCO SEC TECHNOLOGIES INC 2.1%

Value ($000) $1,944 Shares 166,186 Est. Cost $2.09 Unrealized +124.4%

MAYS MAYS J W INC 1.8%

Value ($000) $1,708 Shares 44,939 Est. Cost $22.25 Unrealized +69.8%

OSG AMBAC FINL GROUP INC 1.8%

Value ($000) $1,646 Shares 105,000 Est. Cost $15.46 Unrealized 0.0%

— LIBERTY MEDIA CORP DELAWARE 1.6%

Value ($000) $1,461 Shares 35,756 Est. Cost $33.42 Unrealized —

— MACKINAC FINL CORP 1.5%

Value ($000) $1,407 Shares 86,583 Est. Cost $11.09 Unrealized —

— FORTUNA SILVER MINES INC 1.1%

Value ($000) $990 Shares 190,000 Est. Cost $5.12 Unrealized —

— RED LION HOTELS CORP 1.1%

Value ($000) $979 Shares 100,385 Est. Cost $6.16 Unrealized —

— CONSOL COAL RES LP 1.0%

Value ($000) $896 Shares 64,246 Est. Cost $15.62 Unrealized —

LBRDK LIBERTY BROADBAND CORP 0.8%

Value ($000) $766 Shares 8,939 Est. Cost $46.10 Unrealized +82.9%

WCFB WCF BANCORP INC 0.8%

Value ($000) $760 Shares 78,708 Est. Cost $8.97 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.8%

Value ($000) $735 Shares 17,878 Est. Cost $33.95 Unrealized —

— ADVANTAGE OIL & GAS LTD 0.7%

Value ($000) $618 Shares 209,636 Est. Cost $4.20 Unrealized —

— PRUDENTIAL BANCORP INC NEW 0.6%

Value ($000) $599 Shares 33,040 Est. Cost $17.13 Unrealized —

— LONESTAR RES US INC 0.6%

Value ($000) $569 Shares 131,100 Est. Cost $5.81 Unrealized —

— CONSOL ENERGY INC NEW 0.5%

Value ($000) $489 Shares 16,875 Est. Cost $39.53 Unrealized —

— ULTRA PETROLEUM CORP 0.4%

Value ($000) $417 Shares 100,000 Est. Cost $4.17 Unrealized —

AWX AVALON HLDGS CORP 0.4%

Value ($000) $349 Shares 158,448 Est. Cost $3.66 Unrealized -41.5%

SELF GLOBAL SELF STORAGE INC 0.4%

Value ($000) $342 Shares 77,294 Est. Cost $5.06 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.3%

Value ($000) $276 Shares 8,939 Est. Cost $28.19 Unrealized —

FBP FIRST BANCORP P R 0.3%

Value ($000) $256 Shares 42,500 Est. Cost $4.07 Unrealized +18.1%

— RAND CAP CORP 0.2%

Value ($000) $229 Shares 85,000 Est. Cost $3.06 Unrealized —

LBRDA LIBERTY BROADBAND CORP 0.2%

Value ($000) $226 Shares 2,669 Est. Cost $76.88 Unrealized +9.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BPOP	POPULAR INC	262,400	$10,921	11.7%	$24.51	+33.2%	COM NEW	733174700
SMBC	SOUTHERN MO BANCORP INC	265,958	$9,734	10.4%	$12.83	+149.5%	COM	843380106
PROV	PROVIDENT FINL HLDGS INC	393,096	$7,111	7.6%	$15.90	+15.6%	COM	743868101
—	GOODRICH PETE CORP	608,034	$6,670	7.2%	$10.50	—	COM PAR	382410843
AER	AERCAP HOLDINGS NV	117,723	$5,971	6.4%	$24.02	+112.6%	SHS	N00985106
—	DELL TECHNOLOGIES INC	60,000	$4,393	4.7%	$73.22	—	COM CL V	24703L103
WFC	WELLS FARGO CO NEW	76,300	$3,999	4.3%	$39.68	+20.3%	COM	949746101
CNX	CNX RESOURCES CORPORATION	235,000	$3,626	3.9%	$13.81	+8.1%	COM	12653C108
—	MAG SILVER CORP	332,900	$3,246	3.5%	$6.17	—	COM	55903Q104
—	REIS INC	145,248	$3,116	3.3%	$18.44	—	COM	75936P105
—	NUVECTRA CORP	218,675	$2,847	3.1%	$7.08	—	COM	67075N108
AGI	ALAMOS GOLD INC NEW	508,200	$2,648	2.8%	$4.09	+29.2%	COM CL A	011532108
—	NEVSUN RES LTD	1,077,800	$2,565	2.8%	$3.27	—	COM	64156L101
—	PROSHARES TR II	125,000	$2,494	2.7%	$19.95	—	ULSHT BLOOMB OIL	74347W668
—	FLY LEASING LTD	159,350	$2,121	2.3%	$10.57	—	SPONSORED ADR	34407D109
—	DYNEGY INC NEW DEL	154,600	$2,090	2.2%	$10.95	—	COM	26817R108
—	PROSHARES TR	50,000	$2,020	2.2%	$40.40	—	ULSHOIL&GASNEW13	74348A525
NSSC	NAPCO SEC TECHNOLOGIES INC	166,186	$1,944	2.1%	$2.09	+124.4%	COM	630402105
MAYS	MAYS J W INC	44,939	$1,708	1.8%	$22.25	+69.8%	COM	578473100
OSG	AMBAC FINL GROUP INC	105,000	$1,646	1.8%	$15.46	0.0%	COM NEW	023139884
—	LIBERTY MEDIA CORP DELAWARE	35,756	$1,461	1.6%	$33.42	—	COM C SIRIUSXM	531229607
—	MACKINAC FINL CORP	86,583	$1,407	1.5%	$11.09	—	COM	554571109
—	FORTUNA SILVER MINES INC	190,000	$990	1.1%	$5.12	—	COM	349915108
—	RED LION HOTELS CORP	100,385	$979	1.1%	$6.16	—	COM	756764106
—	CONSOL COAL RES LP	64,246	$896	1.0%	$15.62	—	COM UNIT	20855T100
LBRDK	LIBERTY BROADBAND CORP	8,939	$766	0.8%	$46.10	+82.9%	COM SER C	530307305
WCFB	WCF BANCORP INC	78,708	$760	0.8%	$8.97	—	COM	92940L103
—	LIBERTY MEDIA CORP DELAWARE	17,878	$735	0.8%	$33.95	—	COM A SIRIUSXM	531229409
—	ADVANTAGE OIL & GAS LTD	209,636	$618	0.7%	$4.20	—	COM	00765F101
—	PRUDENTIAL BANCORP INC NEW	33,040	$599	0.6%	$17.13	—	COM	74431A101
—	LONESTAR RES US INC	131,100	$569	0.6%	$5.81	—	CL A VTG	54240F103
—	CONSOL ENERGY INC NEW	16,875	$489	0.5%	$39.53	—	COM	20854L108
—	ULTRA PETROLEUM CORP	100,000	$417	0.4%	$4.17	—	COM NEW	903914208
AWX	AVALON HLDGS CORP	158,448	$349	0.4%	$3.66	-41.5%	CL A	05343P109
SELF	GLOBAL SELF STORAGE INC	77,294	$342	0.4%	$5.06	—	COM	37955N106
—	LIBERTY MEDIA CORP DELAWARE	8,939	$276	0.3%	$28.19	—	COM SER C FRMLA	531229854
FBP	FIRST BANCORP P R	42,500	$256	0.3%	$4.07	+18.1%	COM NEW	318672706
—	RAND CAP CORP	85,000	$229	0.2%	$3.06	—	COM	752185108
LBRDA	LIBERTY BROADBAND CORP	2,669	$226	0.2%	$76.88	+9.1%	COM SER A	530307107