Rothschild Capital Partners, LLC Diversified Active

Location: New York, NY

CIK: 0001569833 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Sep 6, 2018

Total Value: $199M (100.0% shares, 0.0% debt)

Holdings (42)

META FACEBOOK INC 11.5%

Value $22.75M Shares 217,415 Share Price $104.66 * Est. Cost/Share $26.68 Unrealized @ Report Date +282.3%

— ALPHABET INC CLASS A 7.0%

Value $13.82M Shares 17,759 Share Price $778.03 Est. Cost/Share $780.43 Unrealized @ Report Date —

CRM SALESFORCE COM INC 5.4%

Value $10.7M Shares 136,465 Share Price $78.40 Est. Cost/Share $74.81 Unrealized @ Report Date +3.1%

SBUX STARBUCKS CORP 5.1%

Value $10.05M Shares 167,370 Share Price $60.03 * Est. Cost/Share $45.32 Unrealized @ Report Date +9.0%

AMZN AMAZON COM INC 4.9%

Value $9.664M Shares 14,298 Share Price $675.90 * Est. Cost/Share $14.42 Unrealized @ Report Date +118.6%

— ULTIMATE SOFTWARE GROUP INC 4.7%

Value $9.412M Shares 48,143 Share Price $195.50 Est. Cost/Share $121.05 Unrealized @ Report Date —

ECL ECOLAB INC 4.7%

Value $9.388M Shares 82,079 Share Price $114.38 * Est. Cost/Share $73.71 Unrealized @ Report Date +42.7%

AAPL APPLE INC 4.4%

Value $8.769M Shares 83,312 Share Price $105.25 * Est. Cost/Share $18.92 Unrealized @ Report Date +35.9%

— CITRIX SYS INC 3.8%

Value $7.565M Shares 100,000 Share Price $75.65 Est. Cost/Share $69.81 Unrealized @ Report Date —

ATRC ATRICURE INC 3.7%

Value $7.352M Shares 327,651 Share Price $22.44 * Est. Cost/Share $17.87 Unrealized @ Report Date +15.3%

HCA HCA HOLDINGS INC 3.7%

Value $7.343M Shares 108,571 Share Price $67.63 * Est. Cost/Share $37.15 Unrealized @ Report Date +74.5%

— HILL ROM HLDGS INC 3.6%

Value $7.143M Shares 148,620 Share Price $48.06 Est. Cost/Share $51.99 Unrealized @ Report Date —

CFG CITIZENS FINL GROUP INC 3.5%

Value $6.921M Shares 264,280 Share Price $26.19 * Est. Cost/Share $17.37 Unrealized @ Report Date 0.0%

EPD ENTERPRISE PRODS PARTNERS L 3.0%

Value $5.908M Shares 230,958 Share Price $25.58 Est. Cost/Share $43.57 Unrealized @ Report Date —

— CEPHEID 3.0%

Value $5.867M Shares 160,615 Share Price $36.53 Est. Cost/Share $38.39 Unrealized @ Report Date —

SBUX STARBUCKS CORP 2.9%

Value $5.799M Shares 96,600 Share Price $60.03 * Est. Cost/Share $45.32 Unrealized @ Report Date +9.0%

V VISA INC 2.9%

Value $5.665M Shares 73,050 Share Price $77.55 * Est. Cost/Share $72.17 Unrealized @ Report Date 0.0%

DXCM DEXCOM INC 2.8%

Value $5.579M Shares 68,117 Share Price $81.90 * Est. Cost/Share $5.22 Unrealized @ Report Date +298.5%

— ST JUDE MED INC 2.7%

Value $5.289M Shares 85,630 Share Price $61.77 Est. Cost/Share $45.97 Unrealized @ Report Date —

CNI CANADIAN NATL RY CO 2.2%

Value $4.277M Shares 76,536 Share Price $55.88 * Est. Cost/Share $41.86 Unrealized @ Report Date +16.0%

CNI CANADIAN NATL RY CO 2.1%

Value $4.252M Shares 76,100 Share Price $55.87 * Est. Cost/Share $41.86 Unrealized @ Report Date +16.0%

DCI DONALDSON INC 1.9%

Value $3.826M Shares 133,504 Share Price $28.66 * Est. Cost/Share $29.66 Unrealized @ Report Date -16.1%

MSFT MICROSOFT CORP 1.7%

Value $3.44M Shares 62,000 Share Price $55.48 * Est. Cost/Share $45.92 Unrealized @ Report Date 0.0%

— ALPHABET INC CLASS C 1.6%

Value $3.087M Shares 4,068 Share Price $758.85 Est. Cost/Share $575.27 Unrealized @ Report Date —

— CIMAREX ENERGY CO 1.5%

Value $3.041M Shares 34,025 Share Price $89.38 Est. Cost/Share $65.00 Unrealized @ Report Date —

— SUNPOWER CORP 1.2%

Value $2.364M Shares 78,770 Share Price $30.01 Est. Cost/Share $29.95 Unrealized @ Report Date —

— ATTUNITY LTD 1.1%

Value $2.271M Shares 205,549 Share Price $11.05 Est. Cost/Share $9.55 Unrealized @ Report Date —

AIG AMERICAN INTL GROUP INC 0.5%

Value $1.041M Shares 16,800 Share Price $61.96 * Est. Cost/Share $47.33 Unrealized @ Report Date 0.0%

PRU PRUDENTIAL FINL INC 0.5%

Value $1.016M Shares 12,480 Share Price $81.41 * Est. Cost/Share $52.61 Unrealized @ Report Date 0.0%

GILD GILEAD SCIENCES INC 0.4%

Value $830K Shares 8,200 Share Price $101.22 * Est. Cost/Share $72.90 Unrealized @ Report Date 0.0%

HD HOME DEPOT INC 0.3%

Value $674K Shares 5,100 Share Price $132.16 * Est. Cost/Share $56.05 Unrealized @ Report Date +78.4%

— RED HAT INC 0.3%

Value $660K Shares 7,966 Share Price $82.85 Est. Cost/Share $47.83 Unrealized @ Report Date —

— CUTERA INC 0.2%

Value $461K Shares 36,050 Share Price $12.79 Est. Cost/Share $11.18 Unrealized @ Report Date —

TMO THERMO FISHER SCIENTIFIC INC 0.2%

Value $390K Shares 2,750 Share Price $141.82 * Est. Cost/Share $86.34 Unrealized @ Report Date +50.0%

— CELGENE CORP 0.2%

Value $372K Shares 3,110 Share Price $119.61 Est. Cost/Share $113.08 Unrealized @ Report Date —

BIIB BIOGEN INC 0.2%

Value $352K Shares 1,150 Share Price $306.09 * Est. Cost/Share $287.35 Unrealized @ Report Date 0.0%

XOM EXXON MOBIL CORP 0.1%

Value $291K Shares 3,735 Share Price $77.91 * Est. Cost/Share $53.69 Unrealized @ Report Date -4.3%

DGX QUEST DIAGNOSTICS 0.1%

Value $268K Shares 3,764 Share Price $71.20 * Est. Cost/Share $46.22 Unrealized @ Report Date +19.0%

JNJ JOHNSON & JOHNSON 0.1%

Value $255K Shares 2,486 Share Price $102.57 * Est. Cost/Share $67.90 Unrealized @ Report Date +11.8%

NSC NORFOLK SOUTHERN CORP 0.1%

Value $231K Shares 2,729 Share Price $84.65 * Est. Cost/Share $56.99 Unrealized @ Report Date +21.3%

GILD GILEAD SCIENCES INC 0.1%

Value $172K Shares 1,700 Share Price $101.18 * Est. Cost/Share $72.90 Unrealized @ Report Date 0.0%

BIIB BIOGEN INC 0.1%

Value $153K Shares 500 Share Price $306.00 * Est. Cost/Share $287.35 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
META	FACEBOOK INC	217,415	$22.75M	11.5%	$104.66 *	$26.68	+282.3%	CL A	30303M102
—	ALPHABET INC CLASS A	17,759	$13.82M	7.0%	$778.03	$780.43	—	CL A	38259P508
CRM	SALESFORCE COM INC	136,465	$10.7M	5.4%	$78.40	$74.81	+3.1%	COM	79466L302
SBUX	STARBUCKS CORP	167,370	$10.05M	5.1%	$60.03 *	$45.32	+9.0%	COM	855244109
AMZN	AMAZON COM INC	14,298	$9.664M	4.9%	$675.90 *	$14.42	+118.6%	COM	023135106
—	ULTIMATE SOFTWARE GROUP INC	48,143	$9.412M	4.7%	$195.50	$121.05	—	COM	90385D107
ECL	ECOLAB INC	82,079	$9.388M	4.7%	$114.38 *	$73.71	+42.7%	COM	278865100
AAPL	APPLE INC	83,312	$8.769M	4.4%	$105.25 *	$18.92	+35.9%	COM	037833100
—	CITRIX SYS INC	100,000	$7.565M	3.8%	$75.65	$69.81	—	COM	177376100
ATRC	ATRICURE INC	327,651	$7.352M	3.7%	$22.44 *	$17.87	+15.3%	COM	04963C209
HCA	HCA HOLDINGS INC	108,571	$7.343M	3.7%	$67.63 *	$37.15	+74.5%	COM	40412C101
—	HILL ROM HLDGS INC	148,620	$7.143M	3.6%	$48.06	$51.99	—	COM	431475102
CFG	CITIZENS FINL GROUP INC	264,280	$6.921M	3.5%	$26.19 *	$17.37	0.0%	COM	174610105
EPD	ENTERPRISE PRODS PARTNERS L	230,958	$5.908M	3.0%	$25.58	$43.57	—	COM	293792107
—	CEPHEID	160,615	$5.867M	3.0%	$36.53	$38.39	—	COM	1567OR107
SBUX	STARBUCKS CORP	96,600	$5.799M	2.9%	$60.03 *	$45.32	+9.0%	Put	855244109
V	VISA INC	73,050	$5.665M	2.9%	$77.55 *	$72.17	0.0%	COM CL A	92826C839
DXCM	DEXCOM INC	68,117	$5.579M	2.8%	$81.90 *	$5.22	+298.5%	COM	252131107
—	ST JUDE MED INC	85,630	$5.289M	2.7%	$61.77	$45.97	—	COM	790849103
CNI	CANADIAN NATL RY CO	76,536	$4.277M	2.2%	$55.88 *	$41.86	+16.0%	COM	136375102
CNI	CANADIAN NATL RY CO	76,100	$4.252M	2.1%	$55.87 *	$41.86	+16.0%	Put	136375102
DCI	DONALDSON INC	133,504	$3.826M	1.9%	$28.66 *	$29.66	-16.1%	COM	257651109
MSFT	MICROSOFT CORP	62,000	$3.44M	1.7%	$55.48 *	$45.92	0.0%	COM	594918104
—	ALPHABET INC CLASS C	4,068	$3.087M	1.6%	$758.85	$575.27	—	CL C	38259P706
—	CIMAREX ENERGY CO	34,025	$3.041M	1.5%	$89.38	$65.00	—	COM	171798101
—	SUNPOWER CORP	78,770	$2.364M	1.2%	$30.01	$29.95	—	COM	867652406
—	ATTUNITY LTD	205,549	$2.271M	1.1%	$11.05	$9.55	—	SHS NEW	M15332121
AIG	AMERICAN INTL GROUP INC	16,800	$1.041M	0.5%	$61.96 *	$47.33	0.0%	COM NEW	026874784
PRU	PRUDENTIAL FINL INC	12,480	$1.016M	0.5%	$81.41 *	$52.61	0.0%	COM	744320102
GILD	GILEAD SCIENCES INC	8,200	$830K	0.4%	$101.22 *	$72.90	0.0%	Call	375558103
HD	HOME DEPOT INC	5,100	$674K	0.3%	$132.16 *	$56.05	+78.4%	COM	437076102
—	RED HAT INC	7,966	$660K	0.3%	$82.85	$47.83	—	COM	756577102
—	CUTERA INC	36,050	$461K	0.2%	$12.79	$11.18	—	COM	232109108
TMO	THERMO FISHER SCIENTIFIC INC	2,750	$390K	0.2%	$141.82 *	$86.34	+50.0%	COM	883556102
—	CELGENE CORP	3,110	$372K	0.2%	$119.61	$113.08	—	COM	151020104
BIIB	BIOGEN INC	1,150	$352K	0.2%	$306.09 *	$287.35	0.0%	COM	09062X103
XOM	EXXON MOBIL CORP	3,735	$291K	0.1%	$77.91 *	$53.69	-4.3%	COM	30231G102
DGX	QUEST DIAGNOSTICS	3,764	$268K	0.1%	$71.20 *	$46.22	+19.0%	COM	74834L100
JNJ	JOHNSON & JOHNSON	2,486	$255K	0.1%	$102.57 *	$67.90	+11.8%	COM	478160104
NSC	NORFOLK SOUTHERN CORP	2,729	$231K	0.1%	$84.65 *	$56.99	+21.3%	COM	655844108
GILD	GILEAD SCIENCES INC	1,700	$172K	0.1%	$101.18 *	$72.90	0.0%	COM	375558103
BIIB	BIOGEN INC	500	$153K	0.1%	$306.00 *	$287.35	0.0%	Call	09062X103