RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value ($000): $87,602 (100.0% shares, 0.0% debt)

Holdings (45)

BPOP POPULAR INC 13.6%

Value ($000) $11,918 Shares 252,400 Est. Cost $24.51 Unrealized +70.2%

SMBC SOUTHERN MO BANCORP INC 9.8%

Value ($000) $8,609 Shares 253,958 Est. Cost $12.83 Unrealized +137.1%

— GOODRICH PETE CORP 9.4%

Value ($000) $8,208 Shares 608,034 Est. Cost $10.50 Unrealized —

— STANDARD AVB FINL CORP 7.0%

Value ($000) $6,099 Shares 204,108 Est. Cost $31.10 Unrealized —

PROV PROVIDENT FINL HLDGS INC 6.4%

Value ($000) $5,571 Shares 359,394 Est. Cost $15.90 Unrealized +8.5%

— ROAN RES INC 5.5%

Value ($000) $4,829 Shares 576,284 Est. Cost $8.38 Unrealized —

AER AERCAP HOLDINGS NV 5.3%

Value ($000) $4,662 Shares 117,723 Est. Cost $24.02 Unrealized +105.2%

— NUVECTRA CORP 4.0%

Value ($000) $3,491 Shares 213,675 Est. Cost $7.08 Unrealized —

DELL DELL TECHNOLOGIES INC 3.1%

Value ($000) $2,736 Shares 55,983 Est. Cost $25.10 Unrealized 0.0%

NSSC NAPCO SEC TECHNOLOGIES INC 3.0%

Value ($000) $2,617 Shares 166,186 Est. Cost $2.09 Unrealized +253.4%

— MAG SILVER CORP 2.8%

Value ($000) $2,430 Shares 332,900 Est. Cost $6.33 Unrealized —

CNX CNX RESOURCES CORPORATION 2.4%

Value ($000) $2,113 Shares 185,000 Est. Cost $13.81 Unrealized -0.2%

— CBS CORP NEW 2.3%

Value ($000) $1,994 Shares 45,613 Est. Cost $52.76 Unrealized —

MAYS MAYS J W INC 2.0%

Value ($000) $1,740 Shares 44,939 Est. Cost $22.25 Unrealized +76.3%

— FLY LEASING LTD 1.9%

Value ($000) $1,683 Shares 159,350 Est. Cost $10.57 Unrealized —

— CONSOL ENERGY INC NEW 1.6%

Value ($000) $1,423 Shares 44,875 Est. Cost $35.09 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 1.5%

Value ($000) $1,322 Shares 35,756 Est. Cost $33.42 Unrealized —

— HIGHPOINT RES CORP 1.3%

Value ($000) $1,140 Shares 458,000 Est. Cost $3.48 Unrealized —

FBP FIRST BANCORP P R 1.0%

Value ($000) $903 Shares 105,000 Est. Cost $7.30 Unrealized 0.0%

OSG AMBAC FINL GROUP INC 1.0%

Value ($000) $862 Shares 50,000 Est. Cost $15.46 Unrealized +18.7%

— MITCHAM INDS INC 1.0%

Value ($000) $852 Shares 332,700 Est. Cost $4.03 Unrealized —

ACA ARCOSA INC 0.9%

Value ($000) $831 Shares 30,000 Est. Cost $26.73 Unrealized 0.0%

CLBK COLUMBIA FINL INC 0.9%

Value ($000) $764 Shares 50,000 Est. Cost $16.65 Unrealized -6.1%

— BARCLAYS BK PLC 0.9%

Value ($000) $749 Shares 20,000 Est. Cost $41.25 Unrealized —

— SANDSTORM GOLD LTD 0.8%

Value ($000) $738 Shares 160,000 Est. Cost $3.73 Unrealized —

— MACKINAC FINL CORP 0.8%

Value ($000) $730 Shares 53,474 Est. Cost $11.09 Unrealized —

— AMALGAMATED BK NEW YORK N Y 0.8%

Value ($000) $702 Shares 36,000 Est. Cost $19.29 Unrealized —

— CONSOL COAL RES LP 0.8%

Value ($000) $659 Shares 40,146 Est. Cost $15.62 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.8%

Value ($000) $658 Shares 17,878 Est. Cost $33.95 Unrealized —

WCFB WCF BANCORP INC 0.7%

Value ($000) $649 Shares 78,708 Est. Cost $8.97 Unrealized —

LBRDK LIBERTY BROADBAND CORP 0.7%

Value ($000) $644 Shares 8,939 Est. Cost $46.10 Unrealized +62.8%

— PRUDENTIAL BANCORP INC NEW 0.7%

Value ($000) $582 Shares 33,040 Est. Cost $17.13 Unrealized —

AGI ALAMOS GOLD INC NEW 0.6%

Value ($000) $540 Shares 150,000 Est. Cost $4.27 Unrealized -13.6%

— ALEXCO RESOURCE CORP 0.6%

Value ($000) $539 Shares 573,400 Est. Cost $1.29 Unrealized —

— RIVERVIEW FINL CORP NEW 0.6%

Value ($000) $515 Shares 47,204 Est. Cost $13.60 Unrealized —

— FORTUNA SILVER MINES INC 0.6%

Value ($000) $510 Shares 140,000 Est. Cost $5.12 Unrealized —

— OTELCO INC 0.6%

Value ($000) $485 Shares 30,000 Est. Cost $15.80 Unrealized —

WFC WELLS FARGO CO NEW 0.5%

Value ($000) $472 Shares 10,248 Est. Cost $42.03 Unrealized 0.0%

— VOXX INTL CORP 0.5%

Value ($000) $396 Shares 100,000 Est. Cost $4.99 Unrealized —

SELF GLOBAL SELF STORAGE INC 0.3%

Value ($000) $303 Shares 77,294 Est. Cost $5.06 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.3%

Value ($000) $274 Shares 8,939 Est. Cost $28.19 Unrealized —

— RAND CAP CORP 0.2%

Value ($000) $212 Shares 85,000 Est. Cost $3.06 Unrealized —

SVM SILVERCORP METALS INC 0.2%

Value ($000) $210 Shares 100,000 Est. Cost $2.64 Unrealized -18.6%

UBCP UNITED BANCORP INC OHIO 0.2%

Value ($000) $171 Shares 15,000 Est. Cost $13.08 Unrealized -4.3%

— SYNACOR INC 0.1%

Value ($000) $67 Shares 45,139 Est. Cost $1.48 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BPOP	POPULAR INC	252,400	$11,918	13.6%	$24.51	+70.2%	COM NEW	733174700
SMBC	SOUTHERN MO BANCORP INC	253,958	$8,609	9.8%	$12.83	+137.1%	COM	843380106
—	GOODRICH PETE CORP	608,034	$8,208	9.4%	$10.50	—	COM PAR	382410843
—	STANDARD AVB FINL CORP	204,108	$6,099	7.0%	$31.10	—	COM	85303B100
PROV	PROVIDENT FINL HLDGS INC	359,394	$5,571	6.4%	$15.90	+8.5%	COM	743868101
—	ROAN RES INC	576,284	$4,829	5.5%	$8.38	—	CL A COM	769755109
AER	AERCAP HOLDINGS NV	117,723	$4,662	5.3%	$24.02	+105.2%	SHS	N00985106
—	NUVECTRA CORP	213,675	$3,491	4.0%	$7.08	—	COM	67075N108
DELL	DELL TECHNOLOGIES INC	55,983	$2,736	3.1%	$25.10	0.0%	CL C	24703L202
NSSC	NAPCO SEC TECHNOLOGIES INC	166,186	$2,617	3.0%	$2.09	+253.4%	COM	630402105
—	MAG SILVER CORP	332,900	$2,430	2.8%	$6.33	—	COM	55903Q104
CNX	CNX RESOURCES CORPORATION	185,000	$2,113	2.4%	$13.81	-0.2%	COM	12653C108
—	CBS CORP NEW	45,613	$1,994	2.3%	$52.76	—	CL B	124857202
MAYS	MAYS J W INC	44,939	$1,740	2.0%	$22.25	+76.3%	COM	578473100
—	FLY LEASING LTD	159,350	$1,683	1.9%	$10.57	—	SPONSORED ADR	34407D109
—	CONSOL ENERGY INC NEW	44,875	$1,423	1.6%	$35.09	—	COM	20854L108
—	LIBERTY MEDIA CORP DELAWARE	35,756	$1,322	1.5%	$33.42	—	COM C SIRIUSXM	531229607
—	HIGHPOINT RES CORP	458,000	$1,140	1.3%	$3.48	—	COM	43114K108
FBP	FIRST BANCORP P R	105,000	$903	1.0%	$7.30	0.0%	COM NEW	318672706
OSG	AMBAC FINL GROUP INC	50,000	$862	1.0%	$15.46	+18.7%	COM NEW	023139884
—	MITCHAM INDS INC	332,700	$852	1.0%	$4.03	—	COM	606501104
ACA	ARCOSA INC	30,000	$831	0.9%	$26.73	0.0%	COM	039653100
CLBK	COLUMBIA FINL INC	50,000	$764	0.9%	$16.65	-6.1%	COM	197641103
—	BARCLAYS BK PLC	20,000	$749	0.9%	$41.25	—	IPATH B COFFEE	06746P563
—	SANDSTORM GOLD LTD	160,000	$738	0.8%	$3.73	—	COM NEW	80013R206
—	MACKINAC FINL CORP	53,474	$730	0.8%	$11.09	—	COM	554571109
—	AMALGAMATED BK NEW YORK N Y	36,000	$702	0.8%	$19.29	—	CLASS A	022663108
—	CONSOL COAL RES LP	40,146	$659	0.8%	$15.62	—	COM UNIT	20855T100
—	LIBERTY MEDIA CORP DELAWARE	17,878	$658	0.8%	$33.95	—	COM A SIRIUSXM	531229409
WCFB	WCF BANCORP INC	78,708	$649	0.7%	$8.97	—	COM	92940L103
LBRDK	LIBERTY BROADBAND CORP	8,939	$644	0.7%	$46.10	+62.8%	COM SER C	530307305
—	PRUDENTIAL BANCORP INC NEW	33,040	$582	0.7%	$17.13	—	COM	74431A101
AGI	ALAMOS GOLD INC NEW	150,000	$540	0.6%	$4.27	-13.6%	COM CL A	011532108
—	ALEXCO RESOURCE CORP	573,400	$539	0.6%	$1.29	—	COM	01535P106
—	RIVERVIEW FINL CORP NEW	47,204	$515	0.6%	$13.60	—	COM	76940Q105
—	FORTUNA SILVER MINES INC	140,000	$510	0.6%	$5.12	—	COM	349915108
—	OTELCO INC	30,000	$485	0.6%	$15.80	—	CL A NEW	688823301
WFC	WELLS FARGO CO NEW	10,248	$472	0.5%	$42.03	0.0%	COM	949746101
—	VOXX INTL CORP	100,000	$396	0.5%	$4.99	—	CL A	91829F104
SELF	GLOBAL SELF STORAGE INC	77,294	$303	0.3%	$5.06	—	COM	37955N106
—	LIBERTY MEDIA CORP DELAWARE	8,939	$274	0.3%	$28.19	—	COM SER C FRMLA	531229854
—	RAND CAP CORP	85,000	$212	0.2%	$3.06	—	COM	752185108
SVM	SILVERCORP METALS INC	100,000	$210	0.2%	$2.64	-18.6%	COM	82835P103
UBCP	UNITED BANCORP INC OHIO	15,000	$171	0.2%	$13.08	-4.3%	COM	909911109
—	SYNACOR INC	45,139	$67	0.1%	$1.48	—	COM	871561106