RAFFLES ASSOCIATES LP Diversified Active

CIK: 0001169581 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $109,085 (100.0% shares, 0.0% debt)

Holdings (46)

BPOP POPULAR INC 12.3%

Value ($000) $13,448 Shares 262,400 Est. Cost $24.51 Unrealized +63.8%

— DELL TECHNOLOGIES INC 11.1%

Value ($000) $12,140 Shares 125,000 Est. Cost $79.63 Unrealized —

SMBC SOUTHERN MO BANCORP INC 8.7%

Value ($000) $9,502 Shares 254,958 Est. Cost $12.83 Unrealized +167.9%

— GOODRICH PETE CORP 7.8%

Value ($000) $8,537 Shares 608,034 Est. Cost $10.50 Unrealized —

AER AERCAP HOLDINGS NV 6.2%

Value ($000) $6,771 Shares 117,723 Est. Cost $24.02 Unrealized +131.5%

PROV PROVIDENT FINL HLDGS INC 6.0%

Value ($000) $6,577 Shares 359,394 Est. Cost $15.90 Unrealized +15.5%

— STANDARD AVB FINL CORP 5.8%

Value ($000) $6,348 Shares 204,108 Est. Cost $31.10 Unrealized —

— NUVECTRA CORP 4.3%

Value ($000) $4,697 Shares 213,675 Est. Cost $7.08 Unrealized —

CNX CNX RESOURCES CORPORATION 2.8%

Value ($000) $3,077 Shares 215,000 Est. Cost $13.81 Unrealized +14.9%

— MAG SILVER CORP 2.7%

Value ($000) $2,943 Shares 362,900 Est. Cost $6.33 Unrealized —

NSSC NAPCO SEC TECHNOLOGIES INC 2.3%

Value ($000) $2,484 Shares 166,186 Est. Cost $2.09 Unrealized +257.6%

AGI ALAMOS GOLD INC NEW 2.1%

Value ($000) $2,305 Shares 500,000 Est. Cost $4.27 Unrealized +8.8%

— FLY LEASING LTD 2.1%

Value ($000) $2,247 Shares 159,350 Est. Cost $10.57 Unrealized —

— KIRKLAND LAKE GOLD LTD 1.7%

Value ($000) $1,899 Shares 100,000 Est. Cost $18.99 Unrealized —

MAYS MAYS J W INC 1.6%

Value ($000) $1,777 Shares 44,939 Est. Cost $22.25 Unrealized +75.7%

— BARCLAYS BK PLC 1.6%

Value ($000) $1,741 Shares 45,000 Est. Cost $41.25 Unrealized —

— CBS CORP NEW 1.6%

Value ($000) $1,724 Shares 30,000 Est. Cost $57.47 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 1.4%

Value ($000) $1,554 Shares 35,756 Est. Cost $33.42 Unrealized —

— MITCHAM INDS INC 1.3%

Value ($000) $1,381 Shares 332,700 Est. Cost $4.03 Unrealized —

— BARCLAYS BK PLC 1.2%

Value ($000) $1,334 Shares 50,000 Est. Cost $26.68 Unrealized —

— TWITTER INC 1.2%

Value ($000) $1,281 Shares 45,000 Est. Cost $28.47 Unrealized —

OSG AMBAC FINL GROUP INC 0.9%

Value ($000) $1,021 Shares 50,000 Est. Cost $15.46 Unrealized +35.0%

— AMALGAMATED BK NEW YORK N Y 0.9%

Value ($000) $984 Shares 51,000 Est. Cost $19.29 Unrealized —

— HIGHPOINT RES CORP 0.8%

Value ($000) $927 Shares 190,000 Est. Cost $4.88 Unrealized —

— CONSOL COAL RES LP 0.8%

Value ($000) $900 Shares 50,146 Est. Cost $15.62 Unrealized —

— MACKINAC FINL CORP 0.8%

Value ($000) $866 Shares 53,474 Est. Cost $11.09 Unrealized —

CLBK COLUMBIA FINL INC 0.8%

Value ($000) $835 Shares 50,000 Est. Cost $16.65 Unrealized +0.3%

— FORTUNA SILVER MINES INC 0.8%

Value ($000) $830 Shares 190,000 Est. Cost $5.12 Unrealized —

— CONSOL ENERGY INC NEW 0.7%

Value ($000) $811 Shares 19,875 Est. Cost $39.35 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.7%

Value ($000) $777 Shares 17,878 Est. Cost $33.95 Unrealized —

LBRDK LIBERTY BROADBAND CORP 0.7%

Value ($000) $754 Shares 8,939 Est. Cost $46.10 Unrealized +61.9%

WCFB WCF BANCORP INC 0.7%

Value ($000) $737 Shares 78,708 Est. Cost $8.97 Unrealized —

— SANDSTORM GOLD LTD 0.6%

Value ($000) $653 Shares 175,000 Est. Cost $3.73 Unrealized —

— RIVERVIEW FINL CORP NEW 0.6%

Value ($000) $642 Shares 47,204 Est. Cost $13.60 Unrealized —

TUR ISHARES INC 0.5%

Value ($000) $595 Shares 25,000 Est. Cost $23.80 Unrealized —

— ALEXCO RESOURCE CORP 0.5%

Value ($000) $591 Shares 573,400 Est. Cost $1.29 Unrealized —

— PRUDENTIAL BANCORP INC NEW 0.5%

Value ($000) $572 Shares 33,040 Est. Cost $17.13 Unrealized —

— OTELCO INC 0.5%

Value ($000) $522 Shares 30,000 Est. Cost $15.80 Unrealized —

— SRC ENERGY INC 0.4%

Value ($000) $444 Shares 50,000 Est. Cost $8.88 Unrealized —

— VOXX INTL CORP 0.4%

Value ($000) $390 Shares 75,000 Est. Cost $5.33 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 0.3%

Value ($000) $332 Shares 8,939 Est. Cost $28.19 Unrealized —

SELF GLOBAL SELF STORAGE INC 0.3%

Value ($000) $324 Shares 77,294 Est. Cost $5.06 Unrealized —

LBRDA LIBERTY BROADBAND CORP 0.2%

Value ($000) $225 Shares 2,669 Est. Cost $76.88 Unrealized -3.0%

— RAND CAP CORP 0.2%

Value ($000) $204 Shares 85,000 Est. Cost $3.06 Unrealized —

UBCP UNITED BANCORP INC OHIO 0.2%

Value ($000) $197 Shares 15,000 Est. Cost $13.08 Unrealized +1.8%

SVM SILVERCORP METALS INC 0.2%

Value ($000) $185 Shares 75,000 Est. Cost $2.80 Unrealized -5.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BPOP	POPULAR INC	262,400	$13,448	12.3%	$24.51	+63.8%	COM NEW	733174700
—	DELL TECHNOLOGIES INC	125,000	$12,140	11.1%	$79.63	—	COM CL V	24703L103
SMBC	SOUTHERN MO BANCORP INC	254,958	$9,502	8.7%	$12.83	+167.9%	COM	843380106
—	GOODRICH PETE CORP	608,034	$8,537	7.8%	$10.50	—	COM PAR	382410843
AER	AERCAP HOLDINGS NV	117,723	$6,771	6.2%	$24.02	+131.5%	SHS	N00985106
PROV	PROVIDENT FINL HLDGS INC	359,394	$6,577	6.0%	$15.90	+15.5%	COM	743868101
—	STANDARD AVB FINL CORP	204,108	$6,348	5.8%	$31.10	—	COM	85303B100
—	NUVECTRA CORP	213,675	$4,697	4.3%	$7.08	—	COM	67075N108
CNX	CNX RESOURCES CORPORATION	215,000	$3,077	2.8%	$13.81	+14.9%	COM	12653C108
—	MAG SILVER CORP	362,900	$2,943	2.7%	$6.33	—	COM	55903Q104
NSSC	NAPCO SEC TECHNOLOGIES INC	166,186	$2,484	2.3%	$2.09	+257.6%	COM	630402105
AGI	ALAMOS GOLD INC NEW	500,000	$2,305	2.1%	$4.27	+8.8%	COM CL A	011532108
—	FLY LEASING LTD	159,350	$2,247	2.1%	$10.57	—	SPONSORED ADR	34407D109
—	KIRKLAND LAKE GOLD LTD	100,000	$1,899	1.7%	$18.99	—	COM	49741E100
MAYS	MAYS J W INC	44,939	$1,777	1.6%	$22.25	+75.7%	COM	578473100
—	BARCLAYS BK PLC	45,000	$1,741	1.6%	$41.25	—	IPATH B COFFEE	06746P563
—	CBS CORP NEW	30,000	$1,724	1.6%	$57.47	—	CL B	124857202
—	LIBERTY MEDIA CORP DELAWARE	35,756	$1,554	1.4%	$33.42	—	COM C SIRIUSXM	531229607
—	MITCHAM INDS INC	332,700	$1,381	1.3%	$4.03	—	COM	606501104
—	BARCLAYS BK PLC	50,000	$1,334	1.2%	$26.68	—	IPATH S&P500 VIX	06746L422
—	TWITTER INC	45,000	$1,281	1.2%	$28.47	—	COM	90184L102
OSG	AMBAC FINL GROUP INC	50,000	$1,021	0.9%	$15.46	+35.0%	COM NEW	023139884
—	AMALGAMATED BK NEW YORK N Y	51,000	$984	0.9%	$19.29	—	CLASS A	022663108
—	HIGHPOINT RES CORP	190,000	$927	0.8%	$4.88	—	COM	43114K108
—	CONSOL COAL RES LP	50,146	$900	0.8%	$15.62	—	COM UNIT	20855T100
—	MACKINAC FINL CORP	53,474	$866	0.8%	$11.09	—	COM	554571109
CLBK	COLUMBIA FINL INC	50,000	$835	0.8%	$16.65	+0.3%	COM	197641103
—	FORTUNA SILVER MINES INC	190,000	$830	0.8%	$5.12	—	COM	349915108
—	CONSOL ENERGY INC NEW	19,875	$811	0.7%	$39.35	—	COM	20854L108
—	LIBERTY MEDIA CORP DELAWARE	17,878	$777	0.7%	$33.95	—	COM A SIRIUSXM	531229409
LBRDK	LIBERTY BROADBAND CORP	8,939	$754	0.7%	$46.10	+61.9%	COM SER C	530307305
WCFB	WCF BANCORP INC	78,708	$737	0.7%	$8.97	—	COM	92940L103
—	SANDSTORM GOLD LTD	175,000	$653	0.6%	$3.73	—	COM NEW	80013R206
—	RIVERVIEW FINL CORP NEW	47,204	$642	0.6%	$13.60	—	COM	76940Q105
TUR	ISHARES INC	25,000	$595	0.5%	$23.80	—	MSCI TURKEY ETF	464286715
—	ALEXCO RESOURCE CORP	573,400	$591	0.5%	$1.29	—	COM	01535P106
—	PRUDENTIAL BANCORP INC NEW	33,040	$572	0.5%	$17.13	—	COM	74431A101
—	OTELCO INC	30,000	$522	0.5%	$15.80	—	CL A NEW	688823301
—	SRC ENERGY INC	50,000	$444	0.4%	$8.88	—	COM	78470V108
—	VOXX INTL CORP	75,000	$390	0.4%	$5.33	—	CL A	91829F104
—	LIBERTY MEDIA CORP DELAWARE	8,939	$332	0.3%	$28.19	—	COM SER C FRMLA	531229854
SELF	GLOBAL SELF STORAGE INC	77,294	$324	0.3%	$5.06	—	COM	37955N106
LBRDA	LIBERTY BROADBAND CORP	2,669	$225	0.2%	$76.88	-3.0%	COM SER A	530307107
—	RAND CAP CORP	85,000	$204	0.2%	$3.06	—	COM	752185108
UBCP	UNITED BANCORP INC OHIO	15,000	$197	0.2%	$13.08	+1.8%	COM	909911109
SVM	SILVERCORP METALS INC	75,000	$185	0.2%	$2.80	-5.2%	COM	82835P103