Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 24, 2013

Total Value ($000): $319,724 (100.0% shares, 0.0% debt)

Holdings (88)

VCSH VANGUARD SCOTTSDALE FDS 21.5%
Value ($000) $68,773 Shares 863,988 Est. Cost $79.11 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 12.9%
Value ($000) $41,360 Shares 495,806 Est. Cost $83.02 Unrealized
PIMCO ETF TR 7.7%
Value ($000) $24,607 Shares 483,349 Est. Cost $50.79 Unrealized
SCHX SCHWAB STRATEGIC TR 6.7%
Value ($000) $21,358 Shares 531,150 Est. Cost $38.31 Unrealized
SCHP SCHWAB STRATEGIC TR 6.5%
Value ($000) $20,919 Shares 386,966 Est. Cost $53.81 Unrealized
BARCLAYS BK PLC 5.0%
Value ($000) $16,092 Shares 491,368 Est. Cost $31.22 Unrealized
VV VANGUARD INDEX FDS 3.7%
Value ($000) $11,968 Shares 154,749 Est. Cost $73.41 Unrealized
VNQ VANGUARD INDEX FDS 3.5%
Value ($000) $11,338 Shares 171,420 Est. Cost $68.49 Unrealized
TIP ISHARES 3.0%
Value ($000) $9,575 Shares 85,052 Est. Cost $112.00 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 2.4%
Value ($000) $7,634 Shares 192,886 Est. Cost $36.06 Unrealized
HYS PIMCO ETF TR 2.2%
Value ($000) $7,006 Shares 66,789 Est. Cost $102.68 Unrealized
BSV VANGUARD BD INDEX FD INC 1.8%
Value ($000) $5,783 Shares 71,949 Est. Cost $80.07 Unrealized
IEMG ISHARES INC 1.5%
Value ($000) $4,675 Shares 96,098 Est. Cost $46.55 Unrealized
MUB ISHARES 1.3%
Value ($000) $4,212 Shares 40,306 Est. Cost $104.97 Unrealized
VTI VANGUARD INDEX FDS 1.3%
Value ($000) $4,212 Shares 48,054 Est. Cost $82.67 Unrealized
SJNK SPDR SER TR 1.2%
Value ($000) $3,974 Shares 130,128 Est. Cost $30.28 Unrealized
IGSB ISHARES 0.7%
Value ($000) $2,211 Shares 20,998 Est. Cost $105.04 Unrealized
POWERSHARES GLOBAL ETF TRUST 0.6%
Value ($000) $1,925 Shares 77,142 Est. Cost $24.99 Unrealized
MARKET VECTORS ETF TR 0.6%
Value ($000) $1,804 Shares 61,737 Est. Cost $30.56 Unrealized
VT VANGUARD INTL EQUITY INDEX F 0.5%
Value ($000) $1,701 Shares 30,629 Est. Cost $51.51 Unrealized
SCHZ SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,650 Shares 32,470 Est. Cost $50.69 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,479 Shares 67,627 Est. Cost $21.81 Unrealized
SCHF SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,478 Shares 48,632 Est. Cost $27.32 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,473 Shares 69,146 Est. Cost $21.28 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,459 Shares 70,276 Est. Cost $20.78 Unrealized
EFA ISHARES 0.4%
Value ($000) $1,402 Shares 21,977 Est. Cost $57.32 Unrealized
MARKET VECTORS ETF TR 0.4%
Value ($000) $1,360 Shares 60,954 Est. Cost $22.13 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,348 Shares 60,602 Est. Cost $22.12 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,307 Shares 57,765 Est. Cost $22.42 Unrealized
AGG ISHARES 0.4%
Value ($000) $1,306 Shares 12,183 Est. Cost $107.18 Unrealized
RWR SPDR SERIES TRUST 0.4%
Value ($000) $1,306 Shares 17,913 Est. Cost $75.85 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,283 Shares 61,422 Est. Cost $20.69 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,254 Shares 60,872 Est. Cost $20.46 Unrealized
SCHE SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,244 Shares 50,607 Est. Cost $23.46 Unrealized
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,194 Shares 21,056 Est. Cost $53.58 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,177 Shares 57,508 Est. Cost $20.38 Unrealized
ELD WISDOMTREE TR 0.4%
Value ($000) $1,146 Shares 24,343 Est. Cost $48.05 Unrealized
SPIB SPDR SERIES TRUST 0.3%
Value ($000) $1,052 Shares 31,168 Est. Cost $33.57 Unrealized
MSFT MICROSOFT CORP 0.3%
Value ($000) $1,040 Shares 31,247 Est. Cost $26.70 Unrealized +1.1%
HYMB SPDR SERIES TRUST 0.3%
Value ($000) $976 Shares 18,663 Est. Cost $53.87 Unrealized
AAPL APPLE INC 0.3%
Value ($000) $969 Shares 2,032 Est. Cost $13.18 Unrealized +8.3%
EBND SPDR SERIES TRUST 0.3%
Value ($000) $874 Shares 28,920 Est. Cost $29.85 Unrealized
VTIP VANGUARD MALVERN FDS 0.3%
Value ($000) $851 Shares 17,208 Est. Cost $49.45 Unrealized
ISHARES 0.3%
Value ($000) $830 Shares 22,083 Est. Cost $35.24 Unrealized
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $790 Shares 11,322 Est. Cost $67.64 Unrealized
IEI ISHARES 0.2%
Value ($000) $786 Shares 6,474 Est. Cost $120.71 Unrealized
SHY ISHARES 0.2%
Value ($000) $723 Shares 8,562 Est. Cost $84.34 Unrealized
SPDR SERIES TRUST 0.2%
Value ($000) $704 Shares 29,058 Est. Cost $23.97 Unrealized
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value ($000) $685 Shares 11,918 Est. Cost $56.44 Unrealized
RWO SPDR INDEX SHS FDS 0.2%
Value ($000) $656 Shares 15,505 Est. Cost $42.11 Unrealized
SPDR SERIES TRUST 0.2%
Value ($000) $607 Shares 20,267 Est. Cost $29.75 Unrealized
LSI CORPORATION 0.2%
Value ($000) $580 Shares 74,081 Est. Cost $7.14 Unrealized
GENERAL ELECTRIC CO 0.2%
Value ($000) $561 Shares 23,493 Est. Cost $23.27 Unrealized
IWC ISHARES 0.2%
Value ($000) $553 Shares 8,069 Est. Cost $61.79 Unrealized
EEM ISHARES 0.2%
Value ($000) $546 Shares 13,387 Est. Cost $38.47 Unrealized
MMM 3M CO 0.2%
Value ($000) $531 Shares 4,444 Est. Cost $61.26 Unrealized +7.7%
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $523 Shares 6,923 Est. Cost $55.00 Unrealized +2.2%
SCZ ISHARES 0.2%
Value ($000) $515 Shares 10,612 Est. Cost $41.91 Unrealized
DES WISDOMTREE TR 0.2%
Value ($000) $511 Shares 8,154 Est. Cost $58.56 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $506 Shares 18,928 Est. Cost $26.41 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $502 Shares 18,808 Est. Cost $26.37 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $489 Shares 19,169 Est. Cost $25.64 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $468 Shares 17,546 Est. Cost $26.10 Unrealized
CVX CHEVRON CORP NEW 0.1%
Value ($000) $458 Shares 3,768 Est. Cost $71.30 Unrealized +2.5%
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $458 Shares 17,260 Est. Cost $26.13 Unrealized
SPSB SPDR SERIES TRUST 0.1%
Value ($000) $454 Shares 14,768 Est. Cost $30.74 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $451 Shares 16,922 Est. Cost $26.32 Unrealized
TIPZ PIMCO ETF TR 0.1%
Value ($000) $438 Shares 7,750 Est. Cost $56.32 Unrealized
COP CONOCOPHILLIPS 0.1%
Value ($000) $415 Shares 5,974 Est. Cost $40.55 Unrealized +9.7%
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $368 Shares 18,738 Est. Cost $19.64 Unrealized
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $354 Shares 4,378 Est. Cost $80.90 Unrealized
ZAGG INC 0.1%
Value ($000) $338 Shares 75,022 Est. Cost $5.35 Unrealized
SBUX STARBUCKS CORP 0.1%
Value ($000) $317 Shares 4,121 Est. Cost $24.56 Unrealized +15.1%
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $316 Shares 6,946 Est. Cost $44.07 Unrealized
PETROLEUM & RES CORP 0.1%
Value ($000) $311 Shares 11,512 Est. Cost $27.02 Unrealized
BAC BANK OF AMERICA CORPORATION 0.1%
Value ($000) $292 Shares 21,153 Est. Cost $10.03 Unrealized +12.0%
DLS WISDOMTREE TR 0.1%
Value ($000) $281 Shares 4,678 Est. Cost $53.58 Unrealized
ISHARES 0.1%
Value ($000) $269 Shares 5,452 Est. Cost $49.34 Unrealized
SPY SPDR S&P 500 ETF TR 0.1%
Value ($000) $267 Shares 1,589 Est. Cost $161.01 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $267 Shares 6,643 Est. Cost $38.82 Unrealized
CMF ISHARES 0.1%
Value ($000) $262 Shares 2,403 Est. Cost $107.98 Unrealized
BA BOEING CO 0.1%
Value ($000) $255 Shares 2,171 Est. Cost $80.76 Unrealized +13.4%
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $250 Shares 5,354 Est. Cost $46.69 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $249 Shares 6,572 Est. Cost $27.85 Unrealized -3.9%
IVV ISHARES 0.1%
Value ($000) $228 Shares 1,352 Est. Cost $161.24 Unrealized
AMGN AMGEN INC 0.1%
Value ($000) $227 Shares 2,028 Est. Cost $76.98 Unrealized 0.0%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $202 Shares 2,334 Est. Cost $63.54 Unrealized 0.0%
OPK OPKO HEALTH INC 0.1%
Value ($000) $176 Shares 20,000 Est. Cost $6.91 Unrealized +16.1%