Location: Seattle, WA
CIK: 0001510434 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 24, 2014
Total Value: $354M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VCSH | VANGUARD SCOTTSDALE FDS | 914,995 | $73M | 20.6% | $79.78 | $80.12 | -0.4% | SHRT TRM CORP BD | 92206C409 |
| VCIT | VANGUARD SCOTTSDALE FDS | 518,004 | $42.84M | 12.1% | $82.70 | $86.62 | -4.5% | INT-TERM CORP | 92206C870 |
| — | PIMCO ETF TR | 510,501 | $25.97M | 7.3% | $50.87 | $50.80 | — | 1-3YR USTREIDX | 72201R106 |
| SCHX | SCHWAB STRATEGIC TR | 587,614 | $25.9M | 7.3% | $44.08 * | $6.47 | +13.5% | US LRG CAP ETF | 808524201 |
| SCHP | SCHWAB STRATEGIC TR | 419,494 | $22.14M | 6.3% | $52.77 * | $28.29 | -6.7% | US TIPS ETF | 808524870 |
| — | BARCLAYS BK PLC | 532,333 | $17.34M | 4.9% | $32.57 | $31.32 | — | IPSPGS TTL ETN | 06738C794 |
| VEA | VANGUARD TAX MANAGED INTL FD | 305,815 | $12.75M | 3.6% | $41.68 | $38.61 | +8.0% | FTSE DEV MKT ETF | 921943858 |
| VNQ | VANGUARD INDEX FDS | 191,777 | $12.38M | 3.5% | $64.56 | $71.66 | -9.9% | REIT ETF | 922908553 |
| VV | VANGUARD INDEX FDS | 144,250 | $12.23M | 3.5% | $84.80 | $73.74 | +15.0% | LARGE CAP ETF | 922908637 |
| IEMG | ISHARES INC | 183,840 | $9.157M | 2.6% | $49.81 | $49.45 | +0.7% | CORE MSCI EMKT | 46434G103 |
| TIP | ISHARES | 77,750 | $8.545M | 2.4% | $109.90 | $118.33 | -7.1% | TIPS BD ETF | 464287176 |
| HYS | PIMCO ETF TR | 67,434 | $7.172M | 2.0% | $106.36 | $104.80 | +1.5% | 0-5 HIGH YIELD | 72201R783 |
| MUB | ISHARES | 55,038 | $5.71M | 1.6% | $103.75 | $107.43 | -3.4% | NAT AMT FREE BD | 464288414 |
| SJNK | SPDR SER TR | 171,737 | $5.298M | 1.5% | $30.85 | $30.70 | +0.5% | SHT TRM HGH YLD | 78468R408 |
| VTI | VANGUARD INDEX FDS | 46,410 | $4.452M | 1.3% | $95.93 | $82.97 | +15.6% | TOTAL STK MKT | 922908769 |
| BSV | VANGUARD BD INDEX FD INC | 36,101 | $2.886M | 0.8% | $79.94 | $80.75 | -1.0% | SHORT TRM BOND | 921937827 |
| — | POWERSHARES GLOBAL ETF TRUST | 112,662 | $2.814M | 0.8% | $24.98 | $24.98 | — | WK VRDO TX FR | 73936T433 |
| SCHZ | SCHWAB STRATEGIC TR | 52,291 | $2.63M | 0.7% | $50.30 * | $25.47 | -1.3% | US AGGREGATE B | 808524839 |
| IGSB | ISHARES | 18,428 | $1.943M | 0.5% | $105.44 * | $52.69 | +0.1% | 1-3 YR CR BD ETF | 464288646 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 35,614 | $1.94M | 0.5% | $54.47 | $56.99 | -4.4% | GLB EX US ETF | 922042676 |
| HYMB | SPDR SERIES TRUST | 36,917 | $1.885M | 0.5% | $51.06 * | $27.33 | -6.6% | NUV HGHYLD MUN | 78464A284 |
| — | CLAYMORE EXCHANGE TRD FD TR | 84,959 | $1.859M | 0.5% | $21.88 | $21.82 | — | GUGG CRP BD 2015 | 18383M563 |
| — | CLAYMORE EXCHANGE TRD FD TR | 86,157 | $1.831M | 0.5% | $21.25 | $21.28 | — | GUGG CRP BD 2014 | 18383M571 |
| — | CLAYMORE EXCHANGE TRD FD TR | 79,867 | $1.78M | 0.5% | $22.29 | $22.16 | — | GUGG CRP BD 2016 | 18383M555 |
| VT | VANGUARD INTL EQUITY INDEX F | 29,842 | $1.773M | 0.5% | $59.41 | $53.10 | +11.9% | TT WRLD ST ETF | 922042742 |
| SCHF | SCHWAB STRATEGIC TR | 56,152 | $1.77M | 0.5% | $31.52 * | $14.36 | +9.8% | INTL EQTY ETF | 808524805 |
| EFA | ISHARES | 24,541 | $1.647M | 0.5% | $67.11 | $60.98 | +10.0% | MSCI EAFE ETF | 464287465 |
| — | MARKET VECTORS ETF TR | 56,804 | $1.605M | 0.5% | $28.26 | $30.56 | — | HG YLD MUN ETF | 57060U878 |
| — | CLAYMORE EXCHANGE TRD FD TR | 68,968 | $1.563M | 0.4% | $22.66 | $22.46 | — | GUGG CRP BD 2017 | 18383M548 |
| — | CLAYMORE EXCHANGE TRD FD TR | 72,388 | $1.515M | 0.4% | $20.93 | $20.72 | — | GUG BULL2018 E | 18383M530 |
| — | CLAYMORE EXCHANGE TRD FD TR | 73,069 | $1.503M | 0.4% | $20.57 | $20.48 | — | GUG BULL2019 E | 18383M522 |
| AGG | ISHARES | 13,565 | $1.444M | 0.4% | $106.45 | $109.24 | -2.6% | CORE TOTUSBD ETF | 464287226 |
| — | CLAYMORE EXCHANGE TRD FD TR | 70,254 | $1.443M | 0.4% | $20.54 | $20.41 | — | GUG BULL2020 E | 18383M514 |
| SCHE | SCHWAB STRATEGIC TR | 57,336 | $1.41M | 0.4% | $24.59 | $24.87 | -1.1% | EMRG MKTEQ ETF | 808524706 |
| RWR | SPDR SERIES TRUST | 18,892 | $1.346M | 0.4% | $71.25 | $79.56 | -10.4% | DJ REIT ETF | 78464A607 |
| — | MARKET VECTORS ETF TR | 60,980 | $1.342M | 0.4% | $22.01 | $22.13 | — | MKTVEC INTMUETF | 57060U845 |
| SPIB | SPDR SERIES TRUST | 39,283 | $1.32M | 0.4% | $33.60 | $34.36 | -2.2% | INTR TRM CORP BD | 78464A375 |
| VTIP | VANGUARD MALVERN FDS | 24,645 | $1.216M | 0.3% | $49.34 | $49.37 | -0.1% | STRM INFPROIDX | 922020805 |
| EBND | SPDR SERIES TRUST | 40,530 | $1.206M | 0.3% | $29.76 | $30.92 | -3.8% | BRCLY EM LOCL | 78464A391 |
| ELD | WISDOMTREE TR | 25,548 | $1.176M | 0.3% | $46.03 | $51.47 | -10.6% | EM LCL DEBT FD | 97717X867 |
| — | SPDR SERIES TRUST | 47,672 | $1.158M | 0.3% | $24.29 | $24.09 | — | NUVN BR SHT MUNI | 78464A425 |
| — | ISHARES | 34,198 | $1.154M | 0.3% | $33.74 | $33.74 | — | MSCI FRNTR100ETF | 464286145 |
| MSFT | MICROSOFT CORP | 25,921 | $970K | 0.3% | $37.42 * | $26.70 | +16.2% | COM | 594918104 |
| — | ISHARES | 23,329 | $872K | 0.2% | $37.38 | $35.35 | — | INTL DEVPPTY ETF | 464288422 |
| VTV | VANGUARD INDEX FDS | 11,098 | $848K | 0.2% | $76.41 | $67.66 | +12.9% | VALUE ETF | 922908744 |
| — | LSI CORPORATION | 73,801 | $814K | 0.2% | $11.03 | $7.14 | — | COM | 502161102 |
| — | CLAYMORE EXCHANGE TRD FD TR | 40,178 | $804K | 0.2% | $20.01 | $19.84 | — | GUGG BULSH 2021 | 18383M266 |
| IEI | ISHARES | 5,928 | $712K | 0.2% | $120.11 | $122.96 | -2.4% | 3-7 YR TR BD ETF | 464288661 |
| SHY | ISHARES | 8,373 | $706K | 0.2% | $84.32 | $84.42 | -0.1% | 1-3 YR TR BD ETF | 464287457 |
| EEM | ISHARES | 16,390 | $685K | 0.2% | $41.79 | $41.57 | +0.6% | MSCI EMG MKT ETF | 464287234 |
| SPY | SPDR S&P 500 ETF TR | 3,701 | $684K | 0.2% | $184.81 | $170.39 | +8.4% | TR UNIT | 78462F103 |
| — | GENERAL ELECTRIC CO | 23,287 | $653K | 0.2% | $28.04 | $23.27 | — | COM | 369604103 |
| MMM | 3M CO | 4,444 | $623K | 0.2% | $140.19 * | $61.26 | +30.9% | COM | 88579Y101 |
| IWC | ISHARES | 8,211 | $617K | 0.2% | $75.14 | $59.94 | +25.3% | MICRO-CAP ETF | 464288869 |
| RWO | SPDR INDEX SHS FDS | 14,762 | $613K | 0.2% | $41.53 | $45.11 | -7.9% | DJ GLB RL ES ETF | 78463X749 |
| VYM | VANGUARD WHITEHALL FDS INC | 9,753 | $608K | 0.2% | $62.34 | $56.68 | +9.9% | HIGH DIV YLD | 921946406 |
| — | CLAYMORE EXCHANGE TRD FD TR | 22,611 | $606K | 0.2% | $26.80 | $26.48 | — | GUGG BULL 2015 | 18383M423 |
| — | CLAYMORE EXCHANGE TRD FD TR | 22,560 | $602K | 0.2% | $26.68 | $26.42 | — | GUGG BULL 2014 | 18383M431 |
| — | CLAYMORE EXCHANGE TRD FD TR | 21,195 | $573K | 0.2% | $27.03 | $26.26 | — | GUG BLT2016 HY | 18383M415 |
| PG | PROCTER & GAMBLE CO | 6,832 | $556K | 0.2% | $81.38 * | $55.00 | +5.5% | COM | 742718109 |
| SCZ | ISHARES | 10,765 | $549K | 0.2% | $51.00 | $44.33 | +15.0% | EAFE SML CP ETF | 464288273 |
| SPSB | SPDR SERIES TRUST | 17,766 | $545K | 0.2% | $30.68 | $30.65 | +0.1% | BARC SHT TR CP | 78464A474 |
| — | CLAYMORE EXCHANGE TRD FD TR | 19,991 | $539K | 0.2% | $26.96 | $26.24 | — | GUG BLT2018 HY | 18383M381 |
| — | CLAYMORE EXCHANGE TRD FD TR | 19,644 | $533K | 0.2% | $27.13 | $26.43 | — | GUG BLT2017 HY | 18383M399 |
| — | SPDR SERIES TRUST | 16,313 | $488K | 0.1% | $29.91 | $29.75 | — | NUVN S&P VRDO MN | 78464A318 |
| EWX | SPDR INDEX SHS FDS | 10,448 | $485K | 0.1% | $46.42 | $47.36 | -2.0% | S&P EMKTSC ETF | 78463X756 |
| CVX | CHEVRON CORP NEW | 3,797 | $474K | 0.1% | $124.84 * | $71.30 | +5.5% | COM | 166764100 |
| TIPZ | PIMCO ETF TR | 7,757 | $427K | 0.1% | $55.05 | $59.07 | -6.7% | BROAD US TIPS | 72201R403 |
| DES | WISDOMTREE TR | 6,252 | $424K | 0.1% | $67.82 * | $19.25 | +17.4% | SMALLCAP DIVID | 97717W604 |
| SBUX | STARBUCKS CORP | 5,312 | $416K | 0.1% | $78.31 * | $26.05 | +18.9% | COM | 855244109 |
| BND | VANGUARD BD INDEX FD INC | 4,654 | $373K | 0.1% | $80.15 | $82.80 | -3.3% | TOTAL BND MRKT | 921937835 |
| AMGN | AMGEN INC | 3,228 | $368K | 0.1% | $114.00 * | $78.52 | +3.8% | COM | 031162100 |
| — | POWERSHARES QQQ TRUST | 4,104 | $361K | 0.1% | $87.96 | $87.96 | — | UNIT SER 1 | 73935A104 |
| IWM | ISHARES | 2,859 | $330K | 0.1% | $115.42 | $110.45 | +4.4% | RUSSELL 2000 ETF | 464287655 |
| BAC | BANK OF AMERICA CORPORATION | 21,066 | $328K | 0.1% | $15.57 * | $10.03 | +22.3% | COM | 060505104 |
| — | PETROLEUM & RES CORP | 11,512 | $315K | 0.1% | $27.36 | $27.02 | — | COM | 716549100 |
| DWX | SPDR INDEX SHS FDS | 6,303 | $299K | 0.1% | $47.44 | $45.67 | +3.9% | S&P INTL ETF | 78463X772 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,246 | $298K | 0.1% | $41.13 | $41.87 | -1.7% | FTSE EMR MKT ETF | 922042858 |
| BA | BOEING CO | 2,119 | $289K | 0.1% | $136.39 * | $80.76 | +44.4% | COM | 097023105 |
| DLS | WISDOMTREE TR | 4,541 | $286K | 0.1% | $62.98 | $56.15 | +12.2% | INTL SMCAP DIV | 97717W760 |
| — | ZAGG INC | 65,022 | $283K | 0.1% | $4.35 | $5.35 | — | COM | 98884U108 |
| KO | COCA COLA CO | 6,574 | $272K | 0.1% | $41.38 * | $27.85 | +1.8% | COM | 191216100 |
| — | ISHARES | 5,466 | $256K | 0.1% | $46.83 | $49.34 | — | MSCI EM VAL ETF | 464286459 |
| — | ISHARES | 4,512 | $248K | 0.1% | $54.96 | $54.96 | — | 17 AMT-FREE ETF | 464289271 |
| — | ISHARES | 4,720 | $242K | 0.1% | $51.27 | $51.27 | — | 14 AMT-FREE ETF | 464289362 |
| DIS | DISNEY WALT CO | 3,070 | $235K | 0.1% | $76.55 * | $61.69 | +11.4% | COM DISNEY | 254687106 |
| CMF | ISHARES | 1,981 | $216K | 0.1% | $109.04 * | $56.73 | -4.1% | CALI AMT-FRE ETF | 464288356 |
| GILD | GILEAD SCIENCES INC | 2,748 | $206K | 0.1% | $74.96 * | $48.38 | +7.9% | COM | 375558103 |
| JNJ | JOHNSON & JOHNSON | 2,228 | $204K | 0.1% | $91.56 * | $63.54 | +3.3% | COM | 478160104 |
| LQD | ISHARES | 1,760 | $201K | 0.1% | $114.20 | $114.19 | -0.0% | IBOXX INV CP ETF | 464287242 |
| — | ISHARES | 3,774 | $201K | 0.1% | $53.26 | $53.26 | — | 15 AMT-FREE ETF | 464289339 |
| DXJ | WISDOMTREE TR | 3,936 | $200K | 0.1% | $50.81 * | $145.81 | +4.6% | JAPN HEDGE EQT | 97717W851 |
| OPK | OPKO HEALTH INC | 20,000 | $169K | 0.0% | $8.45 | $6.91 | +22.2% | COM | 68375N103 |