Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 24, 2014

Total Value ($000): $353,641 (100.0% shares, 0.0% debt)

Holdings (93)

VCSH VANGUARD SCOTTSDALE FDS 20.6%
Value ($000) $72,998 Shares 914,995 Est. Cost $79.15 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 12.1%
Value ($000) $42,839 Shares 518,004 Est. Cost $83.01 Unrealized
PIMCO ETF TR 7.3%
Value ($000) $25,969 Shares 510,501 Est. Cost $50.80 Unrealized
SCHX SCHWAB STRATEGIC TR 7.3%
Value ($000) $25,902 Shares 587,614 Est. Cost $38.86 Unrealized
SCHP SCHWAB STRATEGIC TR 6.3%
Value ($000) $22,137 Shares 419,494 Est. Cost $53.73 Unrealized
BARCLAYS BK PLC 4.9%
Value ($000) $17,338 Shares 532,333 Est. Cost $31.32 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 3.6%
Value ($000) $12,746 Shares 305,815 Est. Cost $38.14 Unrealized
VNQ VANGUARD INDEX FDS 3.5%
Value ($000) $12,381 Shares 191,777 Est. Cost $68.08 Unrealized
VV VANGUARD INDEX FDS 3.5%
Value ($000) $12,232 Shares 144,250 Est. Cost $73.41 Unrealized
IEMG ISHARES INC 2.6%
Value ($000) $9,157 Shares 183,840 Est. Cost $48.11 Unrealized
TIP ISHARES 2.4%
Value ($000) $8,545 Shares 77,750 Est. Cost $112.00 Unrealized
HYS PIMCO ETF TR 2.0%
Value ($000) $7,172 Shares 67,434 Est. Cost $102.68 Unrealized
MUB ISHARES 1.6%
Value ($000) $5,710 Shares 55,038 Est. Cost $104.64 Unrealized
SJNK SPDR SER TR 1.5%
Value ($000) $5,298 Shares 171,737 Est. Cost $30.42 Unrealized
VTI VANGUARD INDEX FDS 1.3%
Value ($000) $4,452 Shares 46,410 Est. Cost $82.67 Unrealized
BSV VANGUARD BD INDEX FD INC 0.8%
Value ($000) $2,886 Shares 36,101 Est. Cost $80.07 Unrealized
POWERSHARES GLOBAL ETF TRUST 0.8%
Value ($000) $2,814 Shares 112,662 Est. Cost $24.98 Unrealized
SCHZ SCHWAB STRATEGIC TR 0.7%
Value ($000) $2,630 Shares 52,291 Est. Cost $50.54 Unrealized
IGSB ISHARES 0.5%
Value ($000) $1,943 Shares 18,428 Est. Cost $105.04 Unrealized
VNQI VANGUARD INTL EQUITY INDEX F 0.5%
Value ($000) $1,940 Shares 35,614 Est. Cost $53.95 Unrealized
HYMB SPDR SERIES TRUST 0.5%
Value ($000) $1,885 Shares 36,917 Est. Cost $52.48 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,859 Shares 84,959 Est. Cost $21.82 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,831 Shares 86,157 Est. Cost $21.28 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,780 Shares 79,867 Est. Cost $22.16 Unrealized
VT VANGUARD INTL EQUITY INDEX F 0.5%
Value ($000) $1,773 Shares 29,842 Est. Cost $51.51 Unrealized
SCHF SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,770 Shares 56,152 Est. Cost $27.88 Unrealized
EFA ISHARES 0.5%
Value ($000) $1,647 Shares 24,541 Est. Cost $58.34 Unrealized
MARKET VECTORS ETF TR 0.5%
Value ($000) $1,605 Shares 56,804 Est. Cost $30.56 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,563 Shares 68,968 Est. Cost $22.46 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,515 Shares 72,388 Est. Cost $20.72 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,503 Shares 73,069 Est. Cost $20.48 Unrealized
AGG ISHARES 0.4%
Value ($000) $1,444 Shares 13,565 Est. Cost $107.11 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,443 Shares 70,254 Est. Cost $20.41 Unrealized
SCHE SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,410 Shares 57,336 Est. Cost $23.60 Unrealized
RWR SPDR SERIES TRUST 0.4%
Value ($000) $1,346 Shares 18,892 Est. Cost $75.62 Unrealized
MARKET VECTORS ETF TR 0.4%
Value ($000) $1,342 Shares 60,980 Est. Cost $22.13 Unrealized
SPIB SPDR SERIES TRUST 0.4%
Value ($000) $1,320 Shares 39,283 Est. Cost $33.58 Unrealized
VTIP VANGUARD MALVERN FDS 0.3%
Value ($000) $1,216 Shares 24,645 Est. Cost $49.42 Unrealized
EBND SPDR SERIES TRUST 0.3%
Value ($000) $1,206 Shares 40,530 Est. Cost $29.83 Unrealized
ELD WISDOMTREE TR 0.3%
Value ($000) $1,176 Shares 25,548 Est. Cost $47.95 Unrealized
SPDR SERIES TRUST 0.3%
Value ($000) $1,158 Shares 47,672 Est. Cost $24.09 Unrealized
ISHARES 0.3%
Value ($000) $1,154 Shares 34,198 Est. Cost $33.74 Unrealized
MSFT MICROSOFT CORP 0.3%
Value ($000) $970 Shares 25,921 Est. Cost $26.70 Unrealized +12.4%
ISHARES 0.2%
Value ($000) $872 Shares 23,329 Est. Cost $35.35 Unrealized
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $848 Shares 11,098 Est. Cost $67.64 Unrealized
LSI CORPORATION 0.2%
Value ($000) $814 Shares 73,801 Est. Cost $7.14 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $804 Shares 40,178 Est. Cost $19.84 Unrealized
IEI ISHARES 0.2%
Value ($000) $712 Shares 5,928 Est. Cost $120.71 Unrealized
SHY ISHARES 0.2%
Value ($000) $706 Shares 8,373 Est. Cost $84.34 Unrealized
EEM ISHARES 0.2%
Value ($000) $685 Shares 16,390 Est. Cost $39.08 Unrealized
SPY SPDR S&P 500 ETF TR 0.2%
Value ($000) $684 Shares 3,701 Est. Cost $174.59 Unrealized
GENERAL ELECTRIC CO 0.2%
Value ($000) $653 Shares 23,287 Est. Cost $23.27 Unrealized
MMM 3M CO 0.2%
Value ($000) $623 Shares 4,444 Est. Cost $61.26 Unrealized +18.6%
IWC ISHARES 0.2%
Value ($000) $617 Shares 8,211 Est. Cost $62.02 Unrealized
RWO SPDR INDEX SHS FDS 0.2%
Value ($000) $613 Shares 14,762 Est. Cost $42.11 Unrealized
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value ($000) $608 Shares 9,753 Est. Cost $56.44 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $606 Shares 22,611 Est. Cost $26.48 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $602 Shares 22,560 Est. Cost $26.42 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $573 Shares 21,195 Est. Cost $26.26 Unrealized
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $556 Shares 6,832 Est. Cost $55.00 Unrealized +5.5%
SCZ ISHARES 0.2%
Value ($000) $549 Shares 10,765 Est. Cost $42.04 Unrealized
SPSB SPDR SERIES TRUST 0.2%
Value ($000) $545 Shares 17,766 Est. Cost $30.73 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $539 Shares 19,991 Est. Cost $26.24 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $533 Shares 19,644 Est. Cost $26.43 Unrealized
SPDR SERIES TRUST 0.1%
Value ($000) $488 Shares 16,313 Est. Cost $29.75 Unrealized
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $485 Shares 10,448 Est. Cost $44.86 Unrealized
CVX CHEVRON CORP NEW 0.1%
Value ($000) $474 Shares 3,797 Est. Cost $71.30 Unrealized +1.7%
TIPZ PIMCO ETF TR 0.1%
Value ($000) $427 Shares 7,757 Est. Cost $56.32 Unrealized
DES WISDOMTREE TR 0.1%
Value ($000) $424 Shares 6,252 Est. Cost $58.56 Unrealized
SBUX STARBUCKS CORP 0.1%
Value ($000) $416 Shares 5,312 Est. Cost $26.05 Unrealized +19.8%
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $373 Shares 4,654 Est. Cost $80.86 Unrealized
AMGN AMGEN INC 0.1%
Value ($000) $368 Shares 3,228 Est. Cost $78.52 Unrealized +3.3%
POWERSHARES QQQ TRUST 0.1%
Value ($000) $361 Shares 4,104 Est. Cost $87.96 Unrealized
IWM ISHARES 0.1%
Value ($000) $330 Shares 2,859 Est. Cost $115.42 Unrealized
BAC BANK OF AMERICA CORPORATION 0.1%
Value ($000) $328 Shares 21,066 Est. Cost $10.03 Unrealized +16.5%
PETROLEUM & RES CORP 0.1%
Value ($000) $315 Shares 11,512 Est. Cost $27.02 Unrealized
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $299 Shares 6,303 Est. Cost $46.81 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $298 Shares 7,246 Est. Cost $39.01 Unrealized
BA BOEING CO 0.1%
Value ($000) $289 Shares 2,119 Est. Cost $80.76 Unrealized +37.4%
DLS WISDOMTREE TR 0.1%
Value ($000) $286 Shares 4,541 Est. Cost $53.58 Unrealized
ZAGG INC 0.1%
Value ($000) $283 Shares 65,022 Est. Cost $5.35 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $272 Shares 6,574 Est. Cost $27.85 Unrealized -3.3%
ISHARES 0.1%
Value ($000) $256 Shares 5,466 Est. Cost $49.34 Unrealized
ISHARES 0.1%
Value ($000) $248 Shares 4,512 Est. Cost $54.96 Unrealized
ISHARES 0.1%
Value ($000) $242 Shares 4,720 Est. Cost $51.27 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $235 Shares 3,070 Est. Cost $61.69 Unrealized 0.0%
CMF ISHARES 0.1%
Value ($000) $216 Shares 1,981 Est. Cost $107.98 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $206 Shares 2,748 Est. Cost $48.38 Unrealized 0.0%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $204 Shares 2,228 Est. Cost $63.54 Unrealized +3.5%
LQD ISHARES 0.1%
Value ($000) $201 Shares 1,760 Est. Cost $114.20 Unrealized
ISHARES 0.1%
Value ($000) $201 Shares 3,774 Est. Cost $53.26 Unrealized
DXJ WISDOMTREE TR 0.1%
Value ($000) $200 Shares 3,936 Est. Cost $50.81 Unrealized
OPK OPKO HEALTH INC 0.0%
Value ($000) $169 Shares 20,000 Est. Cost $6.91 Unrealized +46.4%