Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 8, 2018
Total Value: $96.93M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| ITA | ISHARES TR | 18,172 | $3.498M | 3.6% | $192.49 * | $82.96 | +16.0% | US AER DEF ETF | 464288760 |
| XBI | SPDR SERIES TRUST | 33,585 | $3.197M | 3.3% | $95.19 | $86.80 | +9.7% | S&P BIOTECH | 78464A870 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 167,695 | $3.196M | 3.3% | $19.06 | $19.70 | -3.3% | PFD SECS INC ETF | 33739E108 |
| IYE | ISHARES TR | 59,758 | $2.506M | 2.6% | $41.94 | $39.13 | +7.2% | U.S. ENERGY ETF | 464287796 |
| — | HARRIS CORP DEL | 16,858 | $2.437M | 2.5% | $144.56 | $125.11 | — | COM | 413875105 |
| KRE | SPDR SERIES TRUST | 38,834 | $2.369M | 2.4% | $61.00 | $62.22 | -2.0% | S&P REGL BKG | 78464A698 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 55,284 | $2.312M | 2.4% | $41.82 | $42.85 | -2.4% | MATERIALS ALPH | 33734X168 |
| — | LASALLE HOTEL PPTYS | 64,490 | $2.207M | 2.3% | $34.22 | $29.50 | — | COM SH BEN INT | 517942108 |
| NOC | NORTHROP GRUMMAN CORP | 7,028 | $2.163M | 2.2% | $307.77 * | $195.37 | +39.2% | COM | 666807102 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 44,749 | $2.138M | 2.2% | $47.78 | $48.38 | -1.3% | SENIOR LN FD | 33738D309 |
| EQIX | EQUINIX INC | 4,783 | $2.056M | 2.1% | $429.86 * | $318.53 | +17.1% | COM PAR $0.001 | 29444U700 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 42,299 | $1.992M | 2.1% | $47.09 | $48.55 | -3.0% | FIRST TR TA HIYL | 33738D408 |
| CWB | SPDR SERIES TRUST | 36,528 | $1.937M | 2.0% | $53.03 | $52.13 | +1.7% | BLMBRG BRC CNVRT | 78464A359 |
| HUN | HUNTSMAN CORP | 64,870 | $1.894M | 2.0% | $29.20 | $26.03 | +12.2% | COM | 447011107 |
| VLO | VALERO ENERGY CORP NEW | 16,910 | $1.874M | 1.9% | $110.82 * | $68.16 | +20.1% | COM | 91913Y100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 9,832 | $1.835M | 1.9% | $186.64 | $177.12 | +5.4% | CL B NEW | 084670702 |
| — | UNITED TECHNOLOGIES CORP | 14,179 | $1.773M | 1.8% | $125.04 | $114.05 | — | COM | 913017109 |
| — | GLOBAL X FDS | 192,339 | $1.762M | 1.8% | $9.16 | $9.53 | — | GLBL X MLP ETF | 37950E473 |
| MRK | MERCK & CO INC | 28,709 | $1.743M | 1.8% | $60.71 * | $44.52 | +3.3% | COM | 58933Y105 |
| HON | HONEYWELL INTL INC | 11,877 | $1.711M | 1.8% | $144.06 * | $99.99 | +11.4% | COM | 438516106 |
| TXN | TEXAS INSTRS INC | 15,182 | $1.674M | 1.7% | $110.26 * | $87.10 | +2.3% | COM | 882508104 |
| AMGN | AMGEN INC | 8,955 | $1.653M | 1.7% | $184.59 * | $138.83 | +5.8% | COM | 031162100 |
| PKG | PACKAGING CORP AMER | 14,648 | $1.637M | 1.7% | $111.76 * | $77.94 | +14.2% | COM | 695156109 |
| EQNR | EQUINOR ASA | 61,957 | $1.636M | 1.7% | $26.41 | $26.00 | +1.6% | SPONSORED ADR | 29446M102 |
| IYT | ISHARES TR | 8,425 | $1.569M | 1.6% | $186.23 * | $47.32 | -1.6% | TRANS AVG ETF | 464287192 |
| — | DOWDUPONT INC | 22,971 | $1.514M | 1.6% | $65.91 | $67.51 | — | COM | 26078J100 |
| TIP | ISHARES TR | 11,978 | $1.352M | 1.4% | $112.87 | $113.15 | -0.2% | TIPS BD ETF | 464287176 |
| IYC | ISHARES TR | 6,877 | $1.332M | 1.4% | $193.69 * | $43.40 | +11.6% | U.S. CNSM SV ETF | 464287580 |
| WIP | SPDR SERIES TRUST | 23,442 | $1.271M | 1.3% | $54.22 | $57.24 | -5.2% | FTSE INT GVT ETF | 78464A490 |
| BOTZ | GLOBAL X FDS | 44,522 | $980K | 1.0% | $22.01 | $20.98 | +4.9% | RBTCS ARTFL INTE | 37954Y715 |
| IJT | ISHARES TR | 5,035 | $951K | 1.0% | $188.88 * | $91.79 | +2.9% | S&P SML 600 GWT | 464287887 |
| EUHY | ISHARES INC | 17,761 | $921K | 1.0% | $51.86 | $55.73 | -6.9% | INTL HIGH YIELD | 464286210 |
| IVW | ISHARES TR | 5,422 | $882K | 0.9% | $162.67 * | $37.42 | +8.6% | S&P 500 GRWT ETF | 464287309 |
| ARI | APOLLO COML REAL EST FIN INC | 48,276 | $882K | 0.9% | $18.27 | $17.14 | — | COM | 03762U105 |
| LADR | LADDER CAP CORP | 55,752 | $871K | 0.9% | $15.62 | $14.10 | — | CL A | 505743104 |
| — | APOLLO GLOBAL MGMT LLC | 27,097 | $864K | 0.9% | $31.89 | $25.42 | — | CL A SHS | 037612306 |
| AAPL | APPLE INC | 4,495 | $832K | 0.9% | $185.09 * | $29.63 | +47.5% | COM | 037833100 |
| — | ANNALY CAP MGMT INC | 79,886 | $822K | 0.8% | $10.29 | $10.72 | — | COM | 035710409 |
| WH | WYNDHAM HOTELS & RESORTS INC | 13,781 | $811K | 0.8% | $58.85 | $60.97 | -3.5% | COM | 98311A105 |
| VO | VANGUARD INDEX FDS | 5,038 | $794K | 0.8% | $157.60 * | $39.37 | +0.1% | MID CAP ETF | 922908629 |
| MSFT | MICROSOFT CORP | 7,848 | $774K | 0.8% | $98.62 * | $65.80 | +39.1% | COM | 594918104 |
| MA | MASTERCARD INCORPORATED | 3,794 | $746K | 0.8% | $196.63 * | $119.66 | +57.5% | CL A | 57636Q104 |
| — | APOLLO INVT CORP | 132,448 | $738K | 0.8% | $5.57 | $5.22 | — | COM | 03761U106 |
| FDUS | FIDUS INVT CORP | 49,376 | $702K | 0.7% | $14.22 * | $5.77 | +5.7% | COM | 316500107 |
| O | REALTY INCOME CORP | 12,994 | $699K | 0.7% | $53.79 * | $36.15 | +0.8% | COM | 756109104 |
| INTU | INTUIT | 3,414 | $697K | 0.7% | $204.16 * | $174.24 | +11.4% | COM | 461202103 |
| — | BLACKSTONE GROUP L P | 21,270 | $684K | 0.7% | $32.16 | $32.16 | — | COM UNIT LTD | 09253U108 |
| — | COHEN & STEERS REIT & PFD IN | 35,156 | $683K | 0.7% | $19.43 | $19.83 | — | COM | 19247X100 |
| — | ROYAL DUTCH SHELL PLC | 9,271 | $674K | 0.7% | $72.70 | $72.70 | — | SPON ADR B | 780259107 |
| PFLT | PENNANTPARK FLOATING RATE CA | 48,562 | $663K | 0.7% | $13.65 * | $5.84 | +3.3% | COM | 70806A106 |
| VTI | VANGUARD INDEX FDS | 4,645 | $652K | 0.7% | $140.37 | $140.22 | +0.2% | TOTAL STK MKT | 922908769 |
| XLE | SELECT SECTOR SPDR TR | 8,563 | $650K | 0.7% | $75.91 * | $37.15 | +2.2% | ENERGY | 81369Y506 |
| ARCC | ARES CAP CORP | 38,928 | $640K | 0.7% | $16.44 * | $7.48 | +8.3% | COM | 04010L103 |
| FINX | GLOBAL X FDS | 24,364 | $635K | 0.7% | $26.06 | $22.28 | +16.9% | FINTECH ETF | 37954Y814 |
| — | WYNDHAM DESTINATIONS INC | 13,745 | $608K | 0.6% | $44.23 | $114.42 | — | COM | 98310W108 |
| NTAP | NETAPP INC | 7,675 | $603K | 0.6% | $78.57 * | $49.49 | +29.1% | COM | 64110D104 |
| GLPI | GAMING & LEISURE PPTYS INC | 16,492 | $590K | 0.6% | $35.77 | $36.55 | — | COM | 36467J108 |
| ORI | OLD REP INTL CORP | 29,548 | $588K | 0.6% | $19.90 * | $9.39 | +17.8% | COM | 680223104 |
| HD | HOME DEPOT INC | 3,009 | $587K | 0.6% | $195.08 * | $154.72 | +5.0% | COM | 437076102 |
| IWS | ISHARES TR | 6,399 | $566K | 0.6% | $88.45 | $85.81 | +3.1% | RUS MDCP VAL ETF | 464287473 |
| JPM | JPMORGAN CHASE & CO | 5,416 | $564K | 0.6% | $104.14 * | $78.50 | +7.8% | COM | 46625H100 |
| MRCC | MONROE CAP CORP | 40,080 | $540K | 0.6% | $13.47 * | $5.31 | -0.4% | COM | 610335101 |
| IYY | ISHARES TR | 3,922 | $535K | 0.6% | $136.41 * | $62.93 | +8.3% | DOW JONES US ETF | 464287846 |
| QQQ | INVESCO QQQ TR | 3,115 | $535K | 0.6% | $171.75 | $167.67 | +2.4% | UNIT SER 1 | 46090E103 |
| — | ALTABA INC | 7,166 | $525K | 0.5% | $73.26 | $73.26 | — | COM | 021346101 |
| VB | VANGUARD INDEX FDS | 3,309 | $515K | 0.5% | $155.64 | $149.29 | +4.3% | SMALL CP ETF | 922908751 |
| VPL | VANGUARD INTL EQUITY INDEX F | 7,224 | $506K | 0.5% | $70.04 | $74.05 | -5.5% | FTSE PACIFIC ETF | 922042866 |
| SPGI | S&P GLOBAL INC | 2,483 | $506K | 0.5% | $203.79 * | $172.26 | +10.9% | COM | 78409V104 |
| — | E TRADE FINANCIAL CORP | 8,162 | $499K | 0.5% | $61.14 | $55.37 | — | COM NEW | 269246401 |
| — | NEW SR INVT GROUP INC | 65,215 | $494K | 0.5% | $7.57 | $9.61 | — | COM | 648691103 |
| CTAS | CINTAS CORP | 2,662 | $493K | 0.5% | $185.20 * | $38.40 | +11.5% | COM | 172908105 |
| AGM/A | FEDERAL AGRIC MTG CORP | 19,579 | $492K | 0.5% | $25.13 * | $41.10 | +46.2% | CL A | 313148108 |
| BBY | BEST BUY INC | 6,318 | $471K | 0.5% | $74.55 * | $53.63 | +5.0% | COM | 086516101 |
| MSCI | MSCI INC | 2,850 | $471K | 0.5% | $165.26 * | $145.67 | +5.0% | COM | 55354G100 |
| — | SUNTRUST BKS INC | 6,920 | $457K | 0.5% | $66.04 | $59.41 | — | COM | 867914103 |
| PGR | PROGRESSIVE CORP OHIO | 7,626 | $451K | 0.5% | $59.14 * | $48.29 | -3.4% | COM | 743315103 |
| BA | BOEING CO | 1,336 | $448K | 0.5% | $335.33 * | $322.88 | +0.0% | COM | 097023105 |
| VUG | VANGUARD INDEX FDS | 2,922 | $438K | 0.5% | $149.90 * | $20.66 | +20.8% | GROWTH ETF | 922908736 |
| GOOGL | ALPHABET INC | 363 | $410K | 0.4% | $1129.48 * | $42.15 | +33.0% | CAP STK CL A | 02079K305 |
| RF | REGIONS FINL CORP NEW | 21,771 | $387K | 0.4% | $17.78 * | $11.68 | +12.6% | COM | 7591EP100 |
| — | MACQUARIE INFRASTRUCTURE COR | 8,939 | $377K | 0.4% | $42.17 | $64.90 | — | COM | 55608B105 |
| MO | ALTRIA GROUP INC | 6,393 | $363K | 0.4% | $56.78 * | $31.73 | +0.9% | COM | 02209S103 |
| CME | CME GROUP INC | 2,022 | $331K | 0.3% | $163.70 * | $96.96 | +29.5% | COM CL A | 12572Q105 |
| FTXO | FIRST TR EXCHANGE TRADED FD | 11,256 | $321K | 0.3% | $28.52 | $29.84 | -4.5% | NASDAQ BK ETF | 33738R860 |
| XLK | SELECT SECTOR SPDR TR | 4,294 | $298K | 0.3% | $69.40 * | $23.70 | +46.6% | TECHNOLOGY | 81369Y803 |
| CBRE | CBRE GROUP INC | 6,225 | $297K | 0.3% | $47.71 | $45.55 | +4.8% | CL A | 12504L109 |
| VBK | VANGUARD INDEX FDS | 1,597 | $281K | 0.3% | $175.95 | $164.95 | +6.6% | SML CP GRW ETF | 922908595 |
| IWD | ISHARES TR | 2,241 | $272K | 0.3% | $121.37 | $116.67 | +4.0% | RUS 1000 VAL ETF | 464287598 |
| IHF | ISHARES TR | 1,542 | $271K | 0.3% | $175.75 * | $27.30 | +28.7% | US HLTHCR PR ETF | 464288828 |
| AMZN | AMAZON COM INC | 154 | $262K | 0.3% | $1701.30 * | $71.51 | +18.9% | COM | 023135106 |
| FNDA | SCHWAB STRATEGIC TR | 6,551 | $261K | 0.3% | $39.84 * | $18.96 | +5.2% | SCHWAB FDT US SC | 808524763 |
| PSA | PUBLIC STORAGE | 1,125 | $255K | 0.3% | $226.67 * | $140.87 | +18.5% | COM | 74460D109 |
| — | DIREXION SHS ETF TR | 5,874 | $243K | 0.3% | $41.37 | $40.85 | — | ALL CP INSIDER | 25459Y769 |
| PG | PROCTER AND GAMBLE CO | 3,099 | $242K | 0.2% | $78.09 * | $68.42 | -6.1% | COM | 742718109 |
| ENOR | ISHARES TR | 8,559 | $236K | 0.2% | $27.57 | $27.05 | +1.9% | MSCI NORWAY ETF | 46429B499 |
| XOM | EXXON MOBIL CORP | 2,857 | $236K | 0.2% | $82.60 * | $56.78 | +3.1% | COM | 30231G102 |
| UNH | UNITEDHEALTH GROUP INC | 915 | $224K | 0.2% | $244.81 * | $201.13 | +8.1% | COM | 91324P102 |
| CSCO | CISCO SYS INC | 5,058 | $218K | 0.2% | $43.10 * | $33.46 | +2.3% | COM | 17275R102 |
| EWT | ISHARES INC | 5,859 | $211K | 0.2% | $36.01 | $37.70 | -4.5% | MSCI TAIWAN ETF | 46434G772 |
| EWN | ISHARES INC | 6,908 | $211K | 0.2% | $30.54 | $32.43 | -5.9% | MSCI NETHERL ETF | 464286814 |
| BKF | ISHARES INC | 4,782 | $201K | 0.2% | $42.03 | $47.49 | -11.4% | MSCI BRIC INDX | 464286657 |
| IWV | ISHARES TR | 1,236 | $201K | 0.2% | $162.62 | $160.73 | +1.0% | RUSSELL 3000 ETF | 464287689 |
| SDOG | ALPS ETF TR | 4,500 | $200K | 0.2% | $44.44 | $36.19 | +22.9% | SECTR DIV DOGS | 00162Q858 |
| EXK | ENDEAVOUR SILVER CORP | 50,000 | $156K | 0.2% | $3.12 | $2.39 | +30.8% | COM | 29258Y103 |