Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 8, 2018
Total Value: $164M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| NOC | NORTHROP GRUMMAN CORP | 14,479 | $5.055M | 3.1% | $349.13 * | $195.37 | +57.4% | COM | 666807102 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 227,476 | $4.427M | 2.7% | $19.46 | $19.70 | -1.2% | PFD SECS INC ETF | 33739E108 |
| — | POWERSHARES QQQ TRUST | 26,943 | $4.314M | 2.6% | $160.12 | $147.86 | — | UNIT SER 1 | 73935A104 |
| — | HARRIS CORP DEL | 25,757 | $4.154M | 2.5% | $161.28 | $125.11 | — | COM | 413875105 |
| ITA | ISHARES TR | 17,969 | $3.557M | 2.2% | $197.95 * | $82.78 | +19.6% | US AER DEF ETF | 464288760 |
| LMT | LOCKHEED MARTIN CORP | 10,006 | $3.381M | 2.1% | $337.90 * | $191.25 | +43.5% | COM | 539830109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,324 | $3.057M | 1.9% | $199.49 | $177.12 | +12.6% | CL B NEW | 084670702 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 69,539 | $3.043M | 1.9% | $43.76 | $35.40 | +23.6% | SPONSORED ADR | 874039100 |
| EQIX | EQUINIX INC | 7,258 | $3.035M | 1.9% | $418.16 * | $318.53 | +13.2% | COM PAR $0.001 | 29444U700 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 61,075 | $2.939M | 1.8% | $48.12 | $48.38 | -0.5% | SENIOR LN FD | 33738D309 |
| BAC | BANK AMER CORP | 97,836 | $2.934M | 1.8% | $29.99 * | $23.01 | +8.4% | COM | 060505104 |
| HUN | HUNTSMAN CORP | 99,174 | $2.901M | 1.8% | $29.25 | $26.03 | +12.4% | COM | 447011107 |
| — | LASALLE HOTEL PPTYS | 96,408 | $2.797M | 1.7% | $29.01 | $29.50 | — | COM SH BEN INT | 517942108 |
| — | UNITED TECHNOLOGIES CORP | 21,875 | $2.752M | 1.7% | $125.81 | $114.05 | — | COM | 913017109 |
| — | GLOBAL X FDS | 323,084 | $2.743M | 1.7% | $8.49 | $9.53 | — | GLBL X MLP ETF | 37950E473 |
| ETN | EATON CORP PLC | 33,949 | $2.713M | 1.7% | $79.91 * | $65.75 | +4.7% | SHS | G29183103 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 55,517 | $2.643M | 1.6% | $47.61 | $48.55 | -1.9% | FIRST TR TA HIYL | 33738D408 |
| BF/B | BROWN FORMAN CORP | 48,024 | $2.613M | 1.6% | $54.41 * | $46.83 | +2.2% | CL B | 115637209 |
| LDOS | LEIDOS HLDGS INC | 39,412 | $2.578M | 1.6% | $65.41 * | $56.66 | +3.2% | COM | 525327102 |
| XLI | SELECT SECTOR SPDR TR | 34,485 | $2.562M | 1.6% | $74.29 | $69.21 | +7.3% | SBI INT-INDS | 81369Y704 |
| CWB | SPDR SERIES TRUST | 48,487 | $2.505M | 1.5% | $51.66 | $52.13 | -0.9% | BLMBRG BRC CNVRT | 78464A359 |
| PKG | PACKAGING CORP AMER | 21,929 | $2.471M | 1.5% | $112.68 * | $77.94 | +14.4% | COM | 695156109 |
| XBI | SPDR SERIES TRUST | 28,099 | $2.465M | 1.5% | $87.73 | $85.80 | +2.3% | S&P BIOTECH | 78464A870 |
| HON | HONEYWELL INTL INC | 17,048 | $2.464M | 1.5% | $144.53 * | $99.99 | +11.2% | COM | 438516106 |
| — | WYNDHAM WORLDWIDE CORP | 20,555 | $2.352M | 1.4% | $114.42 | $114.42 | — | COM | 98310W108 |
| — | DOWDUPONT INC | 35,622 | $2.269M | 1.4% | $63.70 | $67.51 | — | COM | 26078J100 |
| AMGN | AMGEN INC | 13,111 | $2.235M | 1.4% | $170.47 * | $138.83 | -3.0% | COM | 031162100 |
| VLO | VALERO ENERGY CORP NEW | 23,929 | $2.22M | 1.4% | $92.77 * | $68.16 | -0.2% | COM | 91913Y100 |
| FDN | FIRST TR EXCHANGE TRADED FD | 16,153 | $1.946M | 1.2% | $120.47 | $113.52 | +6.2% | DJ INTERNT IDX | 33733E302 |
| IYC | ISHARES TR | 10,662 | $1.944M | 1.2% | $182.33 * | $43.40 | +5.0% | U.S. CNSM SV ETF | 464287580 |
| GLW | CORNING INC | 66,387 | $1.851M | 1.1% | $27.88 * | $20.68 | +8.9% | COM | 219350105 |
| IYE | ISHARES TR | 49,457 | $1.828M | 1.1% | $36.96 | $38.77 | -4.6% | U.S. ENERGY ETF | 464287796 |
| KRE | SPDR SERIES TRUST | 30,019 | $1.813M | 1.1% | $60.40 | $62.08 | -2.7% | S&P REGL BKG | 78464A698 |
| — | PACWEST BANCORP DEL | 35,775 | $1.772M | 1.1% | $49.53 | $50.26 | — | COM | 695263103 |
| WIP | SPDR SERIES TRUST | 29,712 | $1.769M | 1.1% | $59.54 | $57.24 | +4.0% | CITI INT GVT ETF | 78464A490 |
| TIP | ISHARES TR | 15,447 | $1.746M | 1.1% | $113.03 | $113.15 | -0.1% | TIPS BD ETF | 464287176 |
| VFC | V F CORP | 23,478 | $1.74M | 1.1% | $74.11 * | $72.31 | -3.5% | COM | 918204108 |
| PRU | PRUDENTIAL FINL INC | 15,716 | $1.627M | 1.0% | $103.53 * | $73.82 | -3.6% | COM | 744320102 |
| BOTZ | GLOBAL X FDS | 63,392 | $1.533M | 0.9% | $24.18 | $20.98 | +15.3% | RBTCS ARTFL INTE | 37954Y715 |
| EUHY | ISHARES INC | 27,467 | $1.524M | 0.9% | $55.48 | $55.73 | -0.4% | INTL HIGH YIELD | 464286210 |
| ARI | APOLLO COML REAL EST FIN INC | 80,287 | $1.444M | 0.9% | $17.99 | $17.14 | — | COM | 03762U105 |
| — | APOLLO GLOBAL MGMT LLC | 47,337 | $1.402M | 0.9% | $29.62 | $25.42 | — | CL A SHS | 037612306 |
| — | ANNALY CAP MGMT INC | 134,159 | $1.399M | 0.9% | $10.43 | $10.72 | — | COM | 035710409 |
| LADR | LADDER CAP CORP | 92,212 | $1.391M | 0.8% | $15.08 | $14.10 | — | CL A | 505743104 |
| IVW | ISHARES TR | 7,958 | $1.234M | 0.8% | $155.06 * | $37.42 | +3.6% | S&P 500 GRWT ETF | 464287309 |
| — | APOLLO INVT CORP | 219,914 | $1.148M | 0.7% | $5.22 | $5.22 | — | COM | 03761U106 |
| XLK | SELECT SECTOR SPDR TR | 17,061 | $1.116M | 0.7% | $65.41 * | $23.70 | +38.0% | TECHNOLOGY | 81369Y803 |
| — | PENNYMAC FINL SVCS INC | 47,683 | $1.08M | 0.7% | $22.65 | $18.10 | — | CL A | 70932B101 |
| PFLT | PENNANTPARK FLOATING RATE CA | 82,444 | $1.079M | 0.7% | $13.09 * | $5.84 | -3.0% | COM | 70806A106 |
| MA | MASTERCARD INCORPORATED | 6,155 | $1.078M | 0.7% | $175.14 * | $119.66 | +40.2% | CL A | 57636Q104 |
| — | POWERSHARES ETF TRUST II | 47,155 | $1.07M | 0.7% | $22.69 | $22.87 | — | KBW HG YLD FIN | 73936Q793 |
| ORI | OLD REP INTL CORP | 48,753 | $1.046M | 0.6% | $21.46 * | $9.39 | +25.7% | COM | 680223104 |
| — | ANTHEM INC | 19,234 | $1.033M | 0.6% | $53.71 | $50.95 | — | UNIT 05/01/20188 | 036752202 |
| ARCC | ARES CAP CORP | 64,044 | $1.016M | 0.6% | $15.86 * | $7.48 | +2.1% | COM | 04010L103 |
| — | COHEN & STEERS REIT & PFD IN | 54,061 | $1.01M | 0.6% | $18.68 | $19.83 | — | COM | 19247X100 |
| O | REALTY INCOME CORP | 19,506 | $1.009M | 0.6% | $51.73 * | $36.15 | -4.3% | COM | 756109104 |
| MSFT | MICROSOFT CORP | 10,401 | $949K | 0.6% | $91.24 * | $65.80 | +28.2% | COM | 594918104 |
| GLPI | GAMING & LEISURE PPTYS INC | 27,388 | $917K | 0.6% | $33.48 | $36.55 | — | COM | 36467J108 |
| — | NEW SR INVT GROUP INC | 108,535 | $888K | 0.5% | $8.18 | $9.61 | — | COM | 648691103 |
| VRTX | VERTEX PHARMACEUTICALS INC | 5,321 | $867K | 0.5% | $162.94 | $163.34 | -0.2% | COM | 92532F100 |
| MAR | MARRIOTT INTL INC NEW | 6,213 | $845K | 0.5% | $136.01 * | $131.25 | -2.8% | CL A | 571903202 |
| — | RED HAT INC | 5,395 | $807K | 0.5% | $149.58 | $149.58 | — | COM | 756577102 |
| MRCC | MONROE CAP CORP | 64,925 | $799K | 0.5% | $12.31 * | $5.31 | -2.8% | COM | 610335101 |
| HD | HOME DEPOT INC | 4,482 | $799K | 0.5% | $178.27 * | $154.72 | -4.6% | COM | 437076102 |
| MO | ALTRIA GROUP INC | 12,780 | $796K | 0.5% | $62.28 * | $31.73 | +9.4% | COM | 02209S103 |
| — | RYDEX ETF TRUST | 7,863 | $782K | 0.5% | $99.45 | $88.76 | — | GUG S&P500 EQ WT | 78355W106 |
| VO | VANGUARD INDEX FDS | 5,038 | $777K | 0.5% | $154.23 * | $39.37 | -2.1% | MID CAP ETF | 922908629 |
| IYT | ISHARES TR | 4,111 | $769K | 0.5% | $187.06 * | $46.77 | -0.0% | TRANS AVG ETF | 464287192 |
| IWS | ISHARES TR | 8,827 | $763K | 0.5% | $86.44 | $85.81 | +0.7% | RUS MDCP VAL ETF | 464287473 |
| EBAY | EBAY INC | 18,830 | $758K | 0.5% | $40.25 * | $36.84 | -2.8% | COM | 278642103 |
| AGM/A | FEDERAL AGRIC MTG CORP | 30,311 | $757K | 0.5% | $24.97 * | $41.10 | +45.5% | CL A | 313148108 |
| JPM | JPMORGAN CHASE & CO | 6,878 | $756K | 0.5% | $109.92 * | $78.50 | +13.1% | COM | 46625H100 |
| NTAP | NETAPP INC | 12,172 | $751K | 0.5% | $61.70 * | $49.49 | +1.1% | COM | 64110D104 |
| AAPL | APPLE INC | 4,298 | $721K | 0.4% | $167.75 * | $29.03 | +35.9% | COM | 037833100 |
| SPGI | S&P GLOBAL INC | 3,767 | $720K | 0.4% | $191.13 * | $172.26 | +3.7% | COM | 78409V104 |
| — | SUNTRUST BKS INC | 10,574 | $719K | 0.4% | $68.00 | $59.41 | — | COM | 867914103 |
| FINX | GLOBAL X FDS | 30,474 | $712K | 0.4% | $23.36 | $22.28 | +4.9% | FINTECH ETF | 37954Y814 |
| CTAS | CINTAS CORP | 4,134 | $705K | 0.4% | $170.54 * | $38.40 | +2.8% | COM | 172908105 |
| — | E TRADE FINANCIAL CORP | 12,714 | $704K | 0.4% | $55.37 | $55.37 | — | COM NEW | 269246401 |
| — | DR PEPPER SNAPPLE GROUP INC | 5,756 | $681K | 0.4% | $118.31 | $118.31 | — | COM | 26138E109 |
| BA | BOEING CO | 2,049 | $672K | 0.4% | $327.96 * | $322.88 | -2.7% | COM | 097023105 |
| BBY | BEST BUY INC | 9,574 | $670K | 0.4% | $69.98 * | $53.63 | -2.1% | COM | 086516101 |
| AMAT | APPLIED MATLS INC | 12,023 | $669K | 0.4% | $55.64 * | $50.88 | -0.0% | COM | 038222105 |
| VUG | VANGUARD INDEX FDS | 4,590 | $651K | 0.4% | $141.83 * | $20.66 | +14.4% | GROWTH ETF | 922908736 |
| VTI | VANGUARD INDEX FDS | 4,645 | $630K | 0.4% | $135.63 | $140.22 | -3.2% | TOTAL STK MKT | 922908769 |
| TXN | TEXAS INSTRS INC | 6,050 | $629K | 0.4% | $103.97 * | $86.84 | -3.9% | COM | 882508104 |
| IYY | ISHARES TR | 4,694 | $620K | 0.4% | $132.08 * | $62.93 | +5.0% | DOW JONES US ETF | 464287846 |
| RF | REGIONS FINL CORP NEW | 32,559 | $605K | 0.4% | $18.58 * | $11.68 | +17.2% | COM | 7591EP100 |
| — | RYDEX ETF TRUST | 3,226 | $602K | 0.4% | $186.61 | $186.61 | — | GUGGENHM S&P 500 | 78355W205 |
| AVY | AVERY DENNISON CORP | 5,623 | $597K | 0.4% | $106.17 * | $100.63 | -8.0% | COM | 053611109 |
| VPL | VANGUARD INTL EQUITY INDEX F | 7,224 | $527K | 0.3% | $72.95 | $74.05 | -1.5% | FTSE PACIFIC ETF | 922042866 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,148 | $519K | 0.3% | $241.62 | $212.68 | +13.5% | UT SER 1 | 78467X109 |
| — | MACQUARIE INFRASTRUCTURE COR | 13,659 | $504K | 0.3% | $36.90 | $64.90 | — | COM | 55608B105 |
| VB | VANGUARD INDEX FDS | 3,399 | $499K | 0.3% | $146.81 | $149.29 | -1.6% | SMALL CP ETF | 922908751 |
| IHF | ISHARES TR | 3,084 | $487K | 0.3% | $157.91 * | $27.30 | +15.7% | US HLTHCR PR ETF | 464288828 |
| PG | PROCTER AND GAMBLE CO | 6,105 | $484K | 0.3% | $79.28 * | $68.42 | -5.5% | COM | 742718109 |
| CME | CME GROUP INC | 2,961 | $479K | 0.3% | $161.77 * | $96.96 | +27.3% | COM CL A | 12572Q105 |
| — | RAYTHEON CO | 2,024 | $437K | 0.3% | $215.91 | $149.59 | — | COM NEW | 755111507 |
| SDOG | ALPS ETF TR | 9,800 | $428K | 0.3% | $43.67 | $36.19 | +20.6% | SECTR DIV DOGS | 00162Q858 |
| XOM | EXXON MOBIL CORP | 5,515 | $411K | 0.3% | $74.52 * | $56.78 | -7.9% | COM | 30231G102 |
| GOOGL | ALPHABET INC | 388 | $402K | 0.2% | $1036.08 * | $42.15 | +22.1% | CAP STK CL A | 02079K305 |
| CBRE | CBRE GROUP INC | 8,377 | $396K | 0.2% | $47.27 | $45.55 | +3.7% | CL A | 12504L109 |
| BKNG | BOOKING HLDGS INC | 160 | $333K | 0.2% | $2081.25 | $1933.58 | +5.9% | COM | 09857L108 |
| VZ | VERIZON COMMUNICATIONS INC | 6,855 | $328K | 0.2% | $47.85 * | $30.22 | +4.1% | COM | 92343V104 |
| CSCO | CISCO SYS INC | 7,416 | $318K | 0.2% | $42.88 * | $33.46 | +1.2% | COM | 17275R102 |
| IWD | ISHARES TR | 2,447 | $294K | 0.2% | $120.15 | $116.67 | +2.8% | RUS 1000 VAL ETF | 464287598 |
| EPD | ENTERPRISE PRODS PARTNERS L | 12,000 | $294K | 0.2% | $24.50 | $27.08 | — | COM | 293792107 |
| UNH | UNITEDHEALTH GROUP INC | 1,330 | $285K | 0.2% | $214.29 * | $201.13 | -6.1% | COM | 91324P102 |
| — | CLAYMORE EXCHANGE TRD FD TR | 11,264 | $283K | 0.2% | $25.12 | $25.36 | — | GUG BLT2018 HY | 18383M381 |
| AMZN | AMAZON COM INC | 194 | $281K | 0.2% | $1448.45 * | $71.51 | +1.2% | COM | 023135106 |
| USB | US BANCORP DEL | 5,509 | $278K | 0.2% | $50.46 * | $39.10 | -5.2% | COM NEW | 902973304 |
| — | SENIOR HSG PPTYS TR | 17,678 | $277K | 0.2% | $15.67 | $21.51 | — | SH BEN INT | 81721M109 |
| INTC | INTEL CORP | 5,323 | $277K | 0.2% | $52.04 * | $40.06 | +9.9% | COM | 458140100 |
| ENOR | ISHARES TR | 10,031 | $272K | 0.2% | $27.12 | $27.05 | +0.2% | MSCI NORWAY ETF | 46429B499 |
| GD | GENERAL DYNAMICS CORP | 1,199 | $265K | 0.2% | $221.02 * | $166.44 | +11.1% | COM | 369550108 |
| EWT | ISHARES INC | 6,850 | $263K | 0.2% | $38.39 | $37.70 | +1.7% | MSCI TAIWAN ETF | 46434G772 |
| VBK | VANGUARD INDEX FDS | 1,597 | $262K | 0.2% | $164.06 | $164.95 | -0.6% | SML CP GRW ETF | 922908595 |
| EWN | ISHARES INC | 8,090 | $259K | 0.2% | $32.01 | $32.43 | -1.4% | MSCI NETHERL ETF | 464286814 |
| BKF | ISHARES INC | 5,604 | $259K | 0.2% | $46.22 | $47.49 | -2.7% | MSCI BRIC INDX | 464286657 |
| CSX | CSX CORP | 4,629 | $258K | 0.2% | $55.74 * | $15.24 | +9.9% | COM | 126408103 |
| VOT | VANGUARD INDEX FDS | 1,972 | $256K | 0.2% | $129.82 | $116.19 | +11.6% | MCAP GR IDXVIP | 922908538 |
| FNDA | SCHWAB STRATEGIC TR | 6,702 | $250K | 0.2% | $37.30 * | $18.96 | -1.8% | SCHWAB FDT US SC | 808524763 |
| IJK | ISHARES TR | 1,144 | $250K | 0.2% | $218.53 * | $49.29 | +10.7% | S&P MC 400GR ETF | 464287606 |
| EWG | ISHARES INC | 7,743 | $248K | 0.2% | $32.03 | $33.30 | -3.8% | MSCI GERMANY ETF | 464286806 |
| BLDR | BUILDERS FIRSTSOURCE INC | 12,464 | $247K | 0.2% | $19.82 | $14.94 | +32.8% | COM | 12008R107 |
| — | DIREXION SHS ETF TR | 5,948 | $243K | 0.1% | $40.85 | $40.85 | — | ALL CP INSIDER | 25459Y769 |
| WM | WASTE MGMT INC DEL | 2,865 | $241K | 0.1% | $84.12 * | $74.90 | -1.6% | COM | 94106L109 |
| EW | EDWARDS LIFESCIENCES CORP | 1,643 | $229K | 0.1% | $139.38 * | $43.43 | +7.1% | COM | 28176E108 |
| FXR | FIRST TR EXCHANGE TRADED FD | 5,784 | $229K | 0.1% | $39.59 | $36.15 | +9.5% | INDLS PROD DUR | 33734X150 |
| SPY | SPDR S&P 500 ETF TR | 858 | $226K | 0.1% | $263.40 | $272.93 | -3.6% | TR UNIT | 78462F103 |
| STZ | CONSTELLATION BRANDS INC | 990 | $226K | 0.1% | $228.28 * | $190.23 | +5.7% | CL A | 21036P108 |
| PSA | PUBLIC STORAGE | 1,125 | $225K | 0.1% | $200.00 * | $140.87 | +3.7% | COM | 74460D109 |
| CCI | CROWN CASTLE INTL CORP NEW | 2,038 | $223K | 0.1% | $109.42 * | $77.70 | +1.8% | COM | 22822V101 |
| — | CITRIX SYS INC | 2,368 | $220K | 0.1% | $92.91 | $87.84 | — | COM | 177376100 |
| MELI | MERCADOLIBRE INC | 602 | $215K | 0.1% | $357.14 | $365.60 | -2.5% | COM | 58733R102 |
| BAX | BAXTER INTL INC | 3,218 | $209K | 0.1% | $64.95 * | $53.53 | +6.0% | COM | 071813109 |
| INTU | INTUIT | 1,200 | $208K | 0.1% | $173.33 * | $159.49 | +3.1% | COM | 461202103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 8,378 | $204K | 0.1% | $24.35 | $24.35 | — | GUG BUL 2020 HY | 18383M365 |
| ISRG | INTUITIVE SURGICAL INC | 492 | $203K | 0.1% | $412.60 * | $139.55 | -1.4% | COM NEW | 46120E602 |
| FNDF | SCHWAB STRATEGIC TR | 6,717 | $201K | 0.1% | $29.92 | $30.71 | -2.4% | SCHWB FDT INT LG | 808524755 |
| — | POWERSHARES ETF TR II | 13,496 | $197K | 0.1% | $14.60 | $15.12 | — | PFD PORTFOLIO | 73936T565 |
| — | DNP SELECT INCOME FD | 15,046 | $155K | 0.1% | $10.30 | $10.99 | — | COM | 23325P104 |
| EXK | ENDEAVOUR SILVER CORP | 50,000 | $122K | 0.1% | $2.44 | $2.39 | +1.9% | COM | 29258Y103 |
| — | BLACKROCK ENHANCED EQT DIV T | 13,080 | $114K | 0.1% | $8.72 | $8.79 | — | COM | 09251A104 |
| — | ABERDEEN ASIA PACIFIC INCOM | 13,000 | $62,000 | 0.0% | $4.77 | $5.00 | — | COM | 003009107 |