Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 2, 2018
Total Value: $171M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FPE | FIRST TR EXCHANGE-TRADED FD | 259,674 | $4.96M | 2.9% | $19.10 | $19.52 | -2.2% | PFD SECS INC ETF | 33739E108 |
| ITA | ISHARES TR | 21,861 | $4.731M | 2.8% | $216.41 * | $86.32 | +25.4% | US AER DEF ETF | 464288760 |
| XBI | SPDR SERIES TRUST | 38,011 | $3.644M | 2.1% | $95.87 | $87.98 | +9.0% | S&P BIOTECH | 78464A870 |
| NOC | NORTHROP GRUMMAN CORP | 10,982 | $3.485M | 2.0% | $317.34 * | $222.16 | +26.8% | COM | 666807102 |
| — | LASALLE HOTEL PPTYS | 97,011 | $3.356M | 2.0% | $34.59 | $31.21 | — | COM SH BEN INT | 517942108 |
| — | GLOBAL X FDS | 347,933 | $3.323M | 1.9% | $9.55 | $9.54 | — | GLBL X MLP ETF | 37950E473 |
| EQIX | EQUINIX INC | 7,586 | $3.284M | 1.9% | $432.90 * | $341.47 | +10.5% | COM PAR $0.001 | 29444U700 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,228 | $3.26M | 1.9% | $214.08 | $187.07 | +14.5% | CL B NEW | 084670702 |
| — | UNITED TECHNOLOGIES CORP | 22,369 | $3.127M | 1.8% | $139.79 | $123.47 | — | COM | 913017109 |
| MRK | MERCK & CO INC | 42,830 | $3.038M | 1.8% | $70.93 * | $46.54 | +16.3% | COM | 58933Y105 |
| — | HARRIS CORP DEL | 17,876 | $3.025M | 1.8% | $169.22 | $127.62 | — | COM | 413875105 |
| HON | HONEYWELL INTL INC | 17,587 | $2.926M | 1.7% | $166.37 * | $107.01 | +20.8% | COM | 438516106 |
| IYE | ISHARES TR | 69,702 | $2.925M | 1.7% | $41.96 | $39.45 | +6.4% | U.S. ENERGY ETF | 464287796 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 58,888 | $2.83M | 1.7% | $48.06 | $48.29 | -0.5% | SENIOR LN FD | 33738D309 |
| AMGN | AMGEN INC | 13,477 | $2.794M | 1.6% | $207.32 * | $145.05 | +14.5% | COM | 031162100 |
| MPC | MARATHON PETE CORP | 34,135 | $2.73M | 1.6% | $79.98 * | $62.52 | +1.4% | COM | 56585A102 |
| VLO | VALERO ENERGY CORP NEW | 23,934 | $2.722M | 1.6% | $113.73 * | $72.87 | +16.1% | COM | 91913Y100 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 56,605 | $2.705M | 1.6% | $47.79 | $48.33 | -1.1% | FIRST TR TA HIYL | 33738D408 |
| KRE | SPDR SERIES TRUST | 45,440 | $2.7M | 1.6% | $59.42 | $62.24 | -4.5% | S&P REGL BKG | 78464A698 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 65,076 | $2.693M | 1.6% | $41.38 | $42.78 | -3.3% | MATERIALS ALPH | 33734X168 |
| CWB | SPDR SERIES TRUST | 48,925 | $2.639M | 1.5% | $53.94 | $52.50 | +2.7% | BLMBRG BRC CNVRT | 78464A359 |
| EQNR | EQUINOR ASA | 93,154 | $2.627M | 1.5% | $28.20 | $26.10 | +8.1% | SPONSORED ADR | 29446M102 |
| HUN | HUNTSMAN CORP | 94,765 | $2.58M | 1.5% | $27.23 | $27.43 | -0.7% | COM | 447011107 |
| TXN | TEXAS INSTRS INC | 23,289 | $2.499M | 1.5% | $107.30 * | $88.20 | -1.1% | COM | 882508104 |
| PSX | PHILLIPS 66 | 22,111 | $2.492M | 1.5% | $112.70 * | $86.06 | -2.1% | COM | 718546104 |
| — | INTERPUBLIC GROUP COS INC | 108,026 | $2.471M | 1.4% | $22.87 * | $16.83 | +1.7% | COM | 460690100 |
| FCF | FIRST COMWLTH FINL CORP PA | 149,882 | $2.419M | 1.4% | $16.14 * | $12.72 | -2.3% | COM | 319829107 |
| PKG | PACKAGING CORP AMER | 21,805 | $2.392M | 1.4% | $109.70 * | $81.88 | +7.4% | COM | 695156109 |
| INTC | INTEL CORP | 49,597 | $2.345M | 1.4% | $47.28 * | $41.52 | -2.6% | COM | 458140100 |
| — | DOWDUPONT INC | 34,529 | $2.221M | 1.3% | $64.32 | $66.44 | — | COM | 26078J100 |
| IYC | ISHARES TR | 9,397 | $1.99M | 1.2% | $211.77 * | $45.43 | +16.5% | U.S. CNSM SV ETF | 464287580 |
| CFR | CULLEN FROST BANKERS INC | 18,988 | $1.983M | 1.2% | $104.43 * | $88.90 | -5.6% | COM | 229899109 |
| EUHY | ISHARES INC | 37,601 | $1.98M | 1.2% | $52.66 | $54.01 | -2.5% | INTL HIGH YIELD | 464286210 |
| IYT | ISHARES TR | 9,209 | $1.884M | 1.1% | $204.58 * | $47.54 | +7.6% | TRANS AVG ETF | 464287192 |
| TIP | ISHARES TR | 16,833 | $1.862M | 1.1% | $110.62 | $112.73 | -1.9% | TIPS BD ETF | 464287176 |
| WIP | SPDR SERIES TRUST | 33,222 | $1.748M | 1.0% | $52.62 | $56.07 | -6.2% | FTSE INT GVT ETF | 78464A490 |
| AAPL | APPLE INC | 7,371 | $1.664M | 1.0% | $225.75 * | $37.30 | +43.4% | COM | 037833100 |
| — | MAXIM INTEGRATED PRODS INC | 29,218 | $1.648M | 1.0% | $56.40 | $56.40 | — | COM | 57772K101 |
| FXH | FIRST TR EXCHANGE TRADED FD | 18,872 | $1.602M | 0.9% | $84.89 | $79.85 | +6.3% | HLTH CARE ALPH | 33734X143 |
| — | APOLLO GLOBAL MGMT LLC | 45,973 | $1.588M | 0.9% | $34.54 | $29.16 | — | CL A SHS | 037612306 |
| LADR | LADDER CAP CORP | 92,340 | $1.564M | 0.9% | $16.94 | $15.23 | — | CL A | 505743104 |
| — | COHEN & STEERS REIT & PFD IN | 77,506 | $1.514M | 0.9% | $19.53 | $19.67 | — | COM | 19247X100 |
| ARI | APOLLO COML REAL EST FIN INC | 80,190 | $1.513M | 0.9% | $18.87 | $17.83 | — | COM | 03762U105 |
| MSFT | MICROSOFT CORP | 12,907 | $1.476M | 0.9% | $114.36 * | $79.52 | +34.0% | COM | 594918104 |
| — | ANNALY CAP MGMT INC | 138,201 | $1.414M | 0.8% | $10.23 | $10.51 | — | COM | 035710409 |
| — | HOLLYFRONTIER CORP | 19,317 | $1.35M | 0.8% | $69.89 | $69.89 | — | COM | 436106108 |
| IVW | ISHARES TR | 7,596 | $1.346M | 0.8% | $177.20 * | $39.01 | +13.5% | S&P 500 GRWT ETF | 464287309 |
| INTU | INTUIT | 5,910 | $1.344M | 0.8% | $227.41 * | $187.04 | +15.8% | COM | 461202103 |
| — | BLACKSTONE GROUP L P | 34,655 | $1.32M | 0.8% | $38.09 | $34.45 | — | COM UNIT LTD | 09253U108 |
| IJT | ISHARES TR | 6,465 | $1.304M | 0.8% | $201.70 * | $93.72 | +7.6% | S&P SML 600 GWT | 464287887 |
| FDUS | FIDUS INVT CORP | 81,585 | $1.193M | 0.7% | $14.62 * | $6.00 | +7.2% | COM | 316500107 |
| ORI | OLD REP INTL CORP | 53,127 | $1.189M | 0.7% | $22.38 * | $10.55 | +18.8% | COM | 680223104 |
| — | APOLLO INVT CORP | 215,297 | $1.171M | 0.7% | $5.44 | $5.30 | — | COM | 03761U106 |
| AGM/A | FEDERAL AGRIC MTG CORP | 43,766 | $1.133M | 0.7% | $25.89 * | $50.28 | -1.5% | CL A | 313148108 |
| — | ROYAL DUTCH SHELL PLC | 15,794 | $1.12M | 0.7% | $70.91 | $71.96 | — | SPON ADR B | 780259107 |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | 82,331 | $1.119M | 0.7% | $13.59 | $13.18 | +3.1% | COM | 89677Y100 |
| ARCC | ARES CAP CORP | 62,115 | $1.068M | 0.6% | $17.19 * | $7.85 | +10.3% | COM | 04010L103 |
| O | REALTY INCOME CORP | 18,262 | $1.039M | 0.6% | $56.89 * | $36.88 | +5.7% | COM | 756109104 |
| GLPI | GAMING & LEISURE PPTYS INC | 29,239 | $1.031M | 0.6% | $35.26 | $35.99 | — | COM | 36467J108 |
| VO | VANGUARD INDEX FDS | 6,148 | $1.009M | 0.6% | $164.12 * | $39.63 | +3.6% | MID CAP ETF | 922908629 |
| NTAP | NETAPP INC | 11,556 | $993K | 0.6% | $85.93 * | $55.55 | +26.4% | COM | 64110D104 |
| — | CITRIX SYS INC | 8,798 | $978K | 0.6% | $111.16 | $111.16 | — | COM | 177376100 |
| HD | HOME DEPOT INC | 4,659 | $965K | 0.6% | $207.13 * | $159.41 | +8.8% | COM | 437076102 |
| CTAS | CINTAS CORP | 4,829 | $955K | 0.6% | $197.76 * | $42.63 | +7.4% | COM | 172908105 |
| MRCC | MONROE CAP CORP | 68,990 | $936K | 0.5% | $13.57 * | $5.41 | +2.6% | COM | 610335101 |
| XLE | SELECT SECTOR SPDR TR | 11,991 | $908K | 0.5% | $75.72 * | $37.25 | +1.7% | ENERGY | 81369Y506 |
| FINX | GLOBAL X FDS | 31,584 | $908K | 0.5% | $28.75 | $23.54 | +22.1% | FINTECH ETF | 37954Y814 |
| MO | ALTRIA GROUP INC | 13,391 | $808K | 0.5% | $60.34 * | $32.69 | +5.4% | COM | 02209S103 |
| JPM | JPMORGAN CHASE & CO | 7,058 | $796K | 0.5% | $112.78 * | $81.78 | +12.6% | COM | 46625H100 |
| — | ALTABA INC | 11,590 | $790K | 0.5% | $68.16 | $71.32 | — | COM | 021346101 |
| BA | BOEING CO | 2,094 | $779K | 0.5% | $372.02 * | $328.74 | +9.4% | COM | 097023105 |
| BBY | BEST BUY INC | 9,625 | $764K | 0.4% | $79.38 * | $55.31 | +8.9% | COM | 086516101 |
| HUM | HUMANA INC | 2,204 | $746K | 0.4% | $338.48 * | $304.86 | +4.3% | COM | 444859102 |
| IWS | ISHARES TR | 8,252 | $745K | 0.4% | $90.28 | $86.87 | +3.9% | RUS MDCP VAL ETF | 464287473 |
| VPL | VANGUARD INTL EQUITY INDEX F | 10,401 | $740K | 0.4% | $71.15 | $72.71 | -2.2% | FTSE PACIFIC ETF | 922042866 |
| SPGI | S&P GLOBAL INC | 3,784 | $739K | 0.4% | $195.30 * | $179.60 | +2.2% | COM | 78409V104 |
| — | MARATHON OIL CORP | 31,687 | $738K | 0.4% | $23.29 | $23.29 | — | COM | 565849106 |
| — | MACQUARIE INFRASTRUCTURE COR | 15,885 | $733K | 0.4% | $46.14 | $56.70 | — | COM | 55608B105 |
| DRI | DARDEN RESTAURANTS INC | 6,359 | $707K | 0.4% | $111.18 * | $91.85 | -1.3% | COM | 237194105 |
| VTI | VANGUARD INDEX FDS | 4,645 | $695K | 0.4% | $149.62 | $140.22 | +6.7% | TOTAL STK MKT | 922908769 |
| IYY | ISHARES TR | 4,694 | $683K | 0.4% | $145.50 * | $64.33 | +13.1% | DOW JONES US ETF | 464287846 |
| ZTS | ZOETIS INC | 7,345 | $673K | 0.4% | $91.63 * | $83.66 | +3.2% | CL A | 98978V103 |
| CSX | CSX CORP | 8,842 | $655K | 0.4% | $74.08 * | $21.58 | +3.8% | COM | 126408103 |
| — | E TRADE FINANCIAL CORP | 12,368 | $648K | 0.4% | $52.39 | $54.36 | — | COM NEW | 269246401 |
| IHF | ISHARES TR | 3,084 | $616K | 0.4% | $199.74 * | $32.64 | +22.4% | US HLTHCR PR ETF | 464288828 |
| RF | REGIONS FINL CORP NEW | 33,220 | $610K | 0.4% | $18.36 * | $12.46 | +9.7% | COM | 7591EP100 |
| RHI | ROBERT HALF INTL INC | 8,444 | $594K | 0.3% | $70.35 | $73.26 | -3.9% | COM | 770323103 |
| — | SUNTRUST BKS INC | 8,747 | $584K | 0.3% | $66.77 | $60.95 | — | COM | 867914103 |
| — | NEW SR INVT GROUP INC | 96,792 | $571K | 0.3% | $5.90 | $8.40 | — | COM | 648691103 |
| GOOGL | ALPHABET INC | 472 | $570K | 0.3% | $1207.63 * | $46.29 | +29.4% | CAP STK CL A | 02079K305 |
| VB | VANGUARD INDEX FDS | 3,399 | $553K | 0.3% | $162.69 | $149.62 | +8.7% | SMALL CP ETF | 922908751 |
| AMZN | AMAZON COM INC | 275 | $551K | 0.3% | $2003.64 * | $81.42 | +23.0% | COM | 023135106 |
| PG | PROCTER AND GAMBLE CO | 6,193 | $515K | 0.3% | $83.16 * | $68.10 | +1.5% | COM | 742718109 |
| CME | CME GROUP INC | 2,986 | $508K | 0.3% | $170.13 * | $107.34 | +22.0% | COM CL A | 12572Q105 |
| FDN | FIRST TR EXCHANGE TRADED FD | 3,585 | $507K | 0.3% | $141.42 | $141.81 | -0.2% | DJ INTERNT IDX | 33733E302 |
| XOM | EXXON MOBIL CORP | 5,866 | $499K | 0.3% | $85.07 * | $57.51 | +5.7% | COM | 30231G102 |
| FTXO | FIRST TR EXCHANGE TRADED FD | 16,404 | $458K | 0.3% | $27.92 | $29.69 | -6.1% | NASDAQ BK ETF | 33738R860 |
| VUG | VANGUARD INDEX FDS | 2,740 | $441K | 0.3% | $160.95 * | $20.66 | +29.9% | GROWTH ETF | 922908736 |
| EPD | ENTERPRISE PRODS PARTNERS L | 14,568 | $419K | 0.2% | $28.76 | $28.76 | — | COM | 293792107 |
| MA | MASTERCARD INCORPORATED | 1,877 | $418K | 0.2% | $222.70 * | $119.66 | +78.7% | CL A | 57636Q104 |
| VZ | VERIZON COMMUNICATIONS INC | 7,437 | $397K | 0.2% | $53.38 * | $35.64 | +0.9% | COM | 92343V104 |
| ISRG | INTUITIVE SURGICAL INC | 655 | $376K | 0.2% | $574.05 * | $177.57 | +7.8% | COM NEW | 46120E602 |
| UNH | UNITEDHEALTH GROUP INC | 1,393 | $371K | 0.2% | $266.33 * | $211.26 | +11.9% | COM | 91324P102 |
| CSCO | CISCO SYS INC | 7,437 | $362K | 0.2% | $48.68 * | $34.28 | +13.7% | COM | 17275R102 |
| GLW | CORNING INC | 10,066 | $355K | 0.2% | $35.27 * | $26.48 | +9.0% | COM | 219350105 |
| MELI | MERCADOLIBRE INC | 1,031 | $351K | 0.2% | $340.45 | $338.65 | +0.5% | COM | 58733R102 |
| ETN | EATON CORP PLC | 3,658 | $317K | 0.2% | $86.66 * | $71.13 | +6.0% | SHS | G29183103 |
| BKNG | BOOKING HLDGS INC | 160 | $317K | 0.2% | $1981.25 | $1936.71 | +0.8% | COM | 09857L108 |
| ILMN | ILLUMINA INC | 847 | $311K | 0.2% | $367.18 * | $320.46 | +11.4% | COM | 452327109 |
| IWD | ISHARES TR | 2,400 | $304K | 0.2% | $126.67 | $117.26 | +8.0% | RUS 1000 VAL ETF | 464287598 |
| CVX | CHEVRON CORP NEW | 2,475 | $303K | 0.2% | $122.42 * | $87.91 | +1.3% | COM | 166764100 |
| VBK | VANGUARD INDEX FDS | 1,597 | $299K | 0.2% | $187.23 | $164.95 | +13.6% | SML CP GRW ETF | 922908595 |
| ADSK | AUTODESK INC | 1,878 | $293K | 0.2% | $156.02 | $141.21 | +10.5% | COM | 052769106 |
| USB | US BANCORP DEL | 5,509 | $291K | 0.2% | $52.82 * | $39.13 | +0.4% | COM NEW | 902973304 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 2,085 | $288K | 0.2% | $138.13 | $127.59 | +8.1% | COM | 874054109 |
| IDXX | IDEXX LABS INC | 1,144 | $286K | 0.2% | $250.00 | $242.74 | +2.9% | COM | 45168D104 |
| EW | EDWARDS LIFESCIENCES CORP | 1,636 | $285K | 0.2% | $174.21 * | $48.91 | +18.7% | COM | 28176E108 |
| ALGN | ALIGN TECHNOLOGY INC | 710 | $278K | 0.2% | $391.55 | $368.95 | +6.0% | COM | 016255101 |
| FNDA | SCHWAB STRATEGIC TR | 6,702 | $273K | 0.2% | $40.73 * | $19.00 | +7.2% | SCHWAB FDT US SC | 808524763 |
| WM | WASTE MGMT INC DEL | 3,010 | $272K | 0.2% | $90.37 * | $78.27 | +2.3% | COM | 94106L109 |
| IJK | ISHARES TR | 1,144 | $266K | 0.2% | $232.52 * | $58.05 | +0.3% | S&P MC 400GR ETF | 464287606 |
| XLK | SELECT SECTOR SPDR TR | 3,505 | $264K | 0.2% | $75.32 * | $23.70 | +58.9% | TECHNOLOGY | 81369Y803 |
| ADBE | ADOBE SYS INC | 967 | $261K | 0.2% | $269.91 | $257.84 | +4.7% | COM | 00724F101 |
| VRTX | VERTEX PHARMACEUTICALS INC | 1,319 | $254K | 0.1% | $192.57 | $178.07 | +8.2% | COM | 92532F100 |
| BAX | BAXTER INTL INC | 3,218 | $248K | 0.1% | $77.07 * | $64.93 | +4.1% | COM | 071813109 |
| — | DIREXION SHS ETF TR | 5,948 | $245K | 0.1% | $41.19 | $40.86 | — | ALL CP INSIDER | 25459Y769 |
| XLI | SELECT SECTOR SPDR TR | 3,032 | $238K | 0.1% | $78.50 | $76.19 | +2.9% | SBI INT-INDS | 81369Y704 |
| WMB | WILLIAMS COS INC DEL | 8,406 | $229K | 0.1% | $27.24 * | $19.23 | -5.5% | COM | 969457100 |
| PSA | PUBLIC STORAGE | 1,125 | $227K | 0.1% | $201.78 * | $140.87 | +6.3% | COM | 74460D109 |
| V | VISA INC | 1,483 | $223K | 0.1% | $150.37 * | $135.08 | +5.6% | COM CL A | 92826C839 |
| SPY | SPDR S&P 500 ETF TR | 757 | $220K | 0.1% | $290.62 | $284.76 | +2.1% | TR UNIT | 78462F103 |
| HPQ | HP INC | 8,432 | $217K | 0.1% | $25.74 * | $18.79 | +7.1% | COM | 40434L105 |
| ACN | ACCENTURE PLC IRELAND | 1,262 | $215K | 0.1% | $170.36 * | $149.23 | +2.2% | SHS CLASS A | G1151C101 |
| IWV | ISHARES TR | 1,236 | $213K | 0.1% | $172.33 | $160.73 | +7.2% | RUSSELL 3000 ETF | 464287689 |
| EWT | ISHARES INC | 5,587 | $211K | 0.1% | $37.77 | $37.70 | -0.0% | MSCI TAIWAN ETF | 46434G772 |
| — | CA INC | 4,727 | $209K | 0.1% | $44.21 | $44.21 | — | COM | 12673P105 |
| JNJ | JOHNSON & JOHNSON | 1,506 | $208K | 0.1% | $138.11 * | $108.04 | +4.4% | COM | 478160104 |
| IP | INTL PAPER CO | 4,200 | $206K | 0.1% | $49.05 * | $35.63 | -5.7% | COM | 460146103 |
| STZ | CONSTELLATION BRANDS INC | 954 | $206K | 0.1% | $215.93 * | $188.58 | +1.6% | CL A | 21036P108 |
| — | SENIOR HSG PPTYS TR | 11,678 | $205K | 0.1% | $17.55 | $17.55 | — | SH BEN INT | 81721M109 |
| FXR | FIRST TR EXCHANGE TRADED FD | 4,832 | $205K | 0.1% | $42.43 | $41.53 | +2.0% | INDLS PROD DUR | 33734X150 |
| VTR | VENTAS INC | 3,722 | $202K | 0.1% | $54.27 * | $42.57 | -4.7% | COM | 92276F100 |
| FNDF | SCHWAB STRATEGIC TR | 6,717 | $201K | 0.1% | $29.92 | $29.72 | +0.8% | SCHWB FDT INT LG | 808524755 |
| — | BLACKROCK ENHANCED EQT DIV T | 13,080 | $124K | 0.1% | $9.48 | $9.48 | — | COM | 09251A104 |
| EXK | ENDEAVOUR SILVER CORP | 50,000 | $116K | 0.1% | $2.32 | $2.39 | -3.2% | COM | 29258Y103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 13,000 | $54,000 | 0.0% | $4.15 | $4.15 | — | COM | 003009107 |
| — | CHINA NEW BORUN CORP | 10,000 | $12,000 | 0.0% | $1.20 | $1.20 | — | ADR | 16890T105 |