Sargent Investment Group, LLC Diversified Active

CIK: 0001766157 · Show all filings

Period: Q4 2018 (Next →)

Filing Date: Feb 12, 2019

Total Value ($000): $162,723 (100.0% shares, 0.0% debt)

Holdings (125)

ANTARES PHARMA INC 5.2%
Value ($000) $8,422 Shares 3,096,355 Est. Cost $2.72 Unrealized
EXEL EXELIXIS INC 4.8%
Value ($000) $7,755 Shares 394,250 Est. Cost $17.83 Unrealized 0.0%
OLED UNIVERSAL DISPLAY CORP 4.6%
Value ($000) $7,489 Shares 80,041 Est. Cost $95.84 Unrealized 0.0%
AMZN AMAZON COM INC 4.3%
Value ($000) $7,034 Shares 4,683 Est. Cost $83.14 Unrealized 0.0%
AAPL APPLE INC 4.0%
Value ($000) $6,429 Shares 40,759 Est. Cost $46.01 Unrealized 0.0%
MITK MITEK SYS INC 3.8%
Value ($000) $6,106 Shares 564,865 Est. Cost $9.04 Unrealized 0.0%
BLACKSTONE GROUP L P 3.5%
Value ($000) $5,668 Shares 190,125 Est. Cost $29.81 Unrealized
CARLYLE GROUP L P 3.4%
Value ($000) $5,555 Shares 352,712 Est. Cost $15.75 Unrealized
INTC INTEL CORP 3.4%
Value ($000) $5,551 Shares 118,284 Est. Cost $40.19 Unrealized 0.0%
UBSI UNITED BANKSHARES INC WEST V 3.3%
Value ($000) $5,446 Shares 175,055 Est. Cost $33.75 Unrealized 0.0%
SPECTRUM PHARMACEUTICALS INC 2.4%
Value ($000) $3,920 Shares 447,995 Est. Cost $8.75 Unrealized
XYZ SQUARE INC 2.4%
Value ($000) $3,884 Shares 69,241 Est. Cost $70.61 Unrealized 0.0%
USA TECHNOLOGIES INC 2.3%
Value ($000) $3,695 Shares 949,864 Est. Cost $3.89 Unrealized
JNJ JOHNSON & JOHNSON 2.0%
Value ($000) $3,299 Shares 25,561 Est. Cost $114.14 Unrealized 0.0%
ARCC ARES CAP CORP 2.0%
Value ($000) $3,276 Shares 210,295 Est. Cost $8.36 Unrealized 0.0%
PTMC PACER FDS TR 1.9%
Value ($000) $3,141 Shares 101,837 Est. Cost $30.84 Unrealized
XHITX INVESCO HIGH INCOME 2023 TAR 1.9%
Value ($000) $3,047 Shares 306,816 Est. Cost $9.93 Unrealized
MSFT MICROSOFT CORP 1.8%
Value ($000) $2,981 Shares 29,353 Est. Cost $100.00 Unrealized 0.0%
JPST JP MORGAN EXCHANGE TRADED FD 1.7%
Value ($000) $2,759 Shares 55,040 Est. Cost $50.13 Unrealized
AVID BIOSERVICES INC 1.4%
Value ($000) $2,274 Shares 554,634 Est. Cost $4.10 Unrealized
GOOG ALPHABET INC 1.3%
Value ($000) $2,046 Shares 1,976 Est. Cost $53.13 Unrealized 0.0%
CTSO CYTOSORBENTS CORP 1.2%
Value ($000) $2,015 Shares 249,430 Est. Cost $9.93 Unrealized 0.0%
DIA SPDR DOW JONES INDL AVRG ETF 1.2%
Value ($000) $1,875 Shares 8,040 Est. Cost $233.21 Unrealized
FDN FIRST TR EXCHANGE TRADED FD 1.1%
Value ($000) $1,784 Shares 15,294 Est. Cost $116.65 Unrealized
COHEN & STEERS QUALITY RLTY 1.1%
Value ($000) $1,763 Shares 170,131 Est. Cost $10.36 Unrealized
WMT WALMART INC 1.1%
Value ($000) $1,714 Shares 18,401 Est. Cost $28.76 Unrealized 0.0%
COHEN & STEERS INFRASTRUCTUR 1.0%
Value ($000) $1,670 Shares 84,491 Est. Cost $19.77 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 1.0%
Value ($000) $1,641 Shares 8,035 Est. Cost $208.87 Unrealized 0.0%
IBM INTERNATIONAL BUSINESS MACHS 1.0%
Value ($000) $1,560 Shares 13,720 Est. Cost $87.95 Unrealized 0.0%
JPM JPMORGAN CHASE & CO 0.9%
Value ($000) $1,525 Shares 15,618 Est. Cost $87.53 Unrealized 0.0%
HD HOME DEPOT INC 0.8%
Value ($000) $1,310 Shares 7,623 Est. Cost $150.39 Unrealized 0.0%
TPG SPECIALTY LENDING INC 0.8%
Value ($000) $1,260 Shares 69,660 Est. Cost $18.09 Unrealized
COHEN & STEERS CLOSED END OP 0.7%
Value ($000) $1,213 Shares 109,355 Est. Cost $11.09 Unrealized
SLRC SOLAR CAP LTD 0.7%
Value ($000) $1,151 Shares 60,000 Est. Cost $10.18 Unrealized 0.0%
FV FIRST TR EXCHANGE TRADED FD 0.7%
Value ($000) $1,088 Shares 43,075 Est. Cost $25.26 Unrealized
BOC BOSTON OMAHA CORP 0.7%
Value ($000) $1,084 Shares 46,343 Est. Cost $26.05 Unrealized 0.0%
EZM WISDOMTREE TR 0.6%
Value ($000) $1,028 Shares 29,970 Est. Cost $34.30 Unrealized
LEGACY TEX FINL GROUP INC 0.6%
Value ($000) $990 Shares 30,844 Est. Cost $32.10 Unrealized
ADBE ADOBE INC 0.6%
Value ($000) $975 Shares 4,310 Est. Cost $241.40 Unrealized 0.0%
FDL FIRST TR MORNINGSTAR DIV LEA 0.6%
Value ($000) $971 Shares 35,630 Est. Cost $27.25 Unrealized
GABELLI DIVD & INCOME TR 0.6%
Value ($000) $963 Shares 52,610 Est. Cost $18.30 Unrealized
WASH WASHINGTON TR BANCORP 0.6%
Value ($000) $931 Shares 19,590 Est. Cost $33.84 Unrealized 0.0%
XOM EXXON MOBIL CORP 0.5%
Value ($000) $889 Shares 13,041 Est. Cost $56.39 Unrealized 0.0%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.5%
Value ($000) $882 Shares 80,965 Est. Cost $12.27 Unrealized 0.0%
TCPC BLACKROCK TCP CAP CORP 0.5%
Value ($000) $879 Shares 67,420 Est. Cost $13.94 Unrealized 0.0%
MMM 3M CO 0.5%
Value ($000) $878 Shares 4,610 Est. Cost $128.25 Unrealized 0.0%
SANDY SPRING BANCORP INC 0.5%
Value ($000) $838 Shares 26,740 Est. Cost $31.34 Unrealized
FGD FIRST TR EXCHANGE TRADED FD 0.5%
Value ($000) $830 Shares 37,975 Est. Cost $21.86 Unrealized
NOVAVAX INC 0.5%
Value ($000) $803 Shares 436,380 Est. Cost $1.84 Unrealized
ROYCE VALUE TR INC 0.5%
Value ($000) $778 Shares 65,900 Est. Cost $11.81 Unrealized
META FACEBOOK INC 0.5%
Value ($000) $749 Shares 5,711 Est. Cost $143.86 Unrealized 0.0%
BAX BAXTER INTL INC 0.5%
Value ($000) $740 Shares 11,247 Est. Cost $58.95 Unrealized 0.0%
HSIC SCHEIN HENRY INC 0.4%
Value ($000) $703 Shares 8,950 Est. Cost $65.85 Unrealized 0.0%
CVX CHEVRON CORP NEW 0.4%
Value ($000) $696 Shares 6,400 Est. Cost $84.74 Unrealized 0.0%
CRM SALESFORCE COM INC 0.4%
Value ($000) $685 Shares 5,000 Est. Cost $135.90 Unrealized 0.0%
RSP INVESCO EXCHANGE TRADED FD T 0.4%
Value ($000) $662 Shares 7,241 Est. Cost $91.42 Unrealized
CAT CATERPILLAR INC DEL 0.4%
Value ($000) $632 Shares 4,975 Est. Cost $111.50 Unrealized 0.0%
NUVEEN HIGH INCOME NOVEMBER 0.4%
Value ($000) $614 Shares 69,000 Est. Cost $8.90 Unrealized
PG PROCTER AND GAMBLE CO 0.4%
Value ($000) $596 Shares 6,488 Est. Cost $74.75 Unrealized 0.0%
SPY SPDR S&P 500 ETF TR 0.4%
Value ($000) $592 Shares 2,367 Est. Cost $250.11 Unrealized
STWD STARWOOD PPTY TR INC 0.3%
Value ($000) $566 Shares 28,724 Est. Cost $19.70 Unrealized
KMI KINDER MORGAN INC DEL 0.3%
Value ($000) $536 Shares 34,818 Est. Cost $11.20 Unrealized 0.0%
MRK MERCK & CO INC 0.3%
Value ($000) $532 Shares 6,968 Est. Cost $56.50 Unrealized 0.0%
GOOGL ALPHABET INC 0.3%
Value ($000) $525 Shares 502 Est. Cost $53.64 Unrealized 0.0%
GLW CORNING INC 0.3%
Value ($000) $525 Shares 17,365 Est. Cost $26.17 Unrealized 0.0%
ABSOLUTE SHS TR 0.3%
Value ($000) $519 Shares 23,711 Est. Cost $21.89 Unrealized
ORCL ORACLE CORP 0.3%
Value ($000) $512 Shares 11,343 Est. Cost $43.16 Unrealized 0.0%
ABSOLUTE SHS TR 0.3%
Value ($000) $465 Shares 19,324 Est. Cost $24.06 Unrealized
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $455 Shares 1,825 Est. Cost $235.05 Unrealized 0.0%
FXL FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $454 Shares 8,630 Est. Cost $52.61 Unrealized
FVD FIRST TR VALUE LINE DIVID IN 0.3%
Value ($000) $447 Shares 15,370 Est. Cost $29.08 Unrealized
LAZARD GLB TTL RET&INCM FD I 0.3%
Value ($000) $443 Shares 32,500 Est. Cost $13.63 Unrealized
UNP UNION PAC CORP 0.3%
Value ($000) $440 Shares 3,180 Est. Cost $126.42 Unrealized 0.0%
VTHR VANGUARD SCOTTSDALE FDS 0.3%
Value ($000) $434 Shares 3,805 Est. Cost $114.06 Unrealized
BAC BANK AMER CORP 0.3%
Value ($000) $426 Shares 17,290 Est. Cost $22.80 Unrealized 0.0%
EASTERLY GOVT PPTYS INC 0.3%
Value ($000) $409 Shares 26,112 Est. Cost $15.66 Unrealized
CFA VICTORY PORTFOLIOS II 0.2%
Value ($000) $404 Shares 9,179 Est. Cost $44.01 Unrealized
COST COSTCO WHSL CORP NEW 0.2%
Value ($000) $400 Shares 1,964 Est. Cost $201.98 Unrealized 0.0%
AMGN AMGEN INC 0.2%
Value ($000) $389 Shares 2,000 Est. Cost $156.83 Unrealized 0.0%
XHTAX INVESCO HIGH INCOME 2024 TAR 0.2%
Value ($000) $387 Shares 43,080 Est. Cost $8.98 Unrealized
FEX FIRST TR LRGE CP CORE ALPHA 0.2%
Value ($000) $387 Shares 7,425 Est. Cost $52.12 Unrealized
ZTS ZOETIS INC 0.2%
Value ($000) $385 Shares 4,500 Est. Cost $85.00 Unrealized 0.0%
SBUX STARBUCKS CORP 0.2%
Value ($000) $374 Shares 5,800 Est. Cost $53.65 Unrealized 0.0%
C CITIGROUP INC 0.2%
Value ($000) $373 Shares 7,160 Est. Cost $49.36 Unrealized 0.0%
PEB PEBBLEBROOK HOTEL TR 0.2%
Value ($000) $371 Shares 13,120 Est. Cost $28.28 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $357 Shares 3,235 Est. Cost $90.68 Unrealized 0.0%
NAGE CHROMADEX CORP 0.2%
Value ($000) $355 Shares 103,500 Est. Cost $3.47 Unrealized 0.0%
ZIOPHARM ONCOLOGY INC 0.2%
Value ($000) $353 Shares 188,950 Est. Cost $1.87 Unrealized
CVS CVS HEALTH CORP 0.2%
Value ($000) $349 Shares 5,327 Est. Cost $59.39 Unrealized 0.0%
ETF MANAGERS TR 0.2%
Value ($000) $343 Shares 10,182 Est. Cost $33.69 Unrealized
T AT&T INC 0.2%
Value ($000) $306 Shares 10,717 Est. Cost $14.02 Unrealized 0.0%
NKE NIKE INC 0.2%
Value ($000) $305 Shares 4,119 Est. Cost $68.15 Unrealized 0.0%
IFV FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $302 Shares 17,340 Est. Cost $17.42 Unrealized
ABBV ABBVIE INC 0.2%
Value ($000) $294 Shares 3,185 Est. Cost $64.80 Unrealized 0.0%
SOXX ISHARES TR 0.2%
Value ($000) $290 Shares 1,850 Est. Cost $156.76 Unrealized
LVS LAS VEGAS SANDS CORP 0.2%
Value ($000) $289 Shares 5,550 Est. Cost $47.68 Unrealized 0.0%
EPD ENTERPRISE PRODS PARTNERS L 0.2%
Value ($000) $286 Shares 11,612 Est. Cost $24.63 Unrealized
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $284 Shares 2,242 Est. Cost $110.50 Unrealized 0.0%
ABT ABBOTT LABS 0.2%
Value ($000) $275 Shares 3,798 Est. Cost $62.14 Unrealized 0.0%
CEDAR FAIR L P 0.2%
Value ($000) $268 Shares 5,675 Est. Cost $47.22 Unrealized
CMI CUMMINS INC 0.2%
Value ($000) $267 Shares 2,000 Est. Cost $117.48 Unrealized 0.0%
FEZ SPDR INDEX SHS FDS 0.2%
Value ($000) $266 Shares 8,000 Est. Cost $33.25 Unrealized
ENS ENERSYS 0.2%
Value ($000) $264 Shares 3,400 Est. Cost $75.71 Unrealized 0.0%
XBI SPDR SERIES TRUST 0.2%
Value ($000) $259 Shares 3,615 Est. Cost $71.65 Unrealized
ULTA ULTA BEAUTY INC 0.2%
Value ($000) $257 Shares 1,050 Est. Cost $276.41 Unrealized 0.0%
TEKLA WORLD HEALTHCARE FD 0.2%
Value ($000) $255 Shares 22,000 Est. Cost $11.59 Unrealized
SPLV INVESCO EXCHNG TRADED FD TR 0.2%
Value ($000) $250 Shares 5,355 Est. Cost $46.69 Unrealized
BLACKROCK ENHANCED INTL DIV 0.2%
Value ($000) $249 Shares 50,000 Est. Cost $4.98 Unrealized
VNQ VANGUARD INDEX FDS 0.1%
Value ($000) $242 Shares 3,241 Est. Cost $74.67 Unrealized
AXP AMERICAN EXPRESS CO 0.1%
Value ($000) $240 Shares 2,520 Est. Cost $95.01 Unrealized 0.0%
WBIY ABSOLUTE SHS TR 0.1%
Value ($000) $228 Shares 10,295 Est. Cost $22.15 Unrealized
PYPL PAYPAL HLDGS INC 0.1%
Value ($000) $226 Shares 2,685 Est. Cost $83.10 Unrealized 0.0%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $223 Shares 1,700 Est. Cost $121.16 Unrealized 0.0%
GLD SPDR GOLD TRUST 0.1%
Value ($000) $222 Shares 1,830 Est. Cost $121.31 Unrealized
OAKTREE CAP GROUP LLC 0.1%
Value ($000) $209 Shares 5,265 Est. Cost $39.70 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $209 Shares 4,420 Est. Cost $38.39 Unrealized 0.0%
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $203 Shares 3,037 Est. Cost $57.29 Unrealized 0.0%
MDIV FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $202 Shares 12,020 Est. Cost $16.81 Unrealized
DUK DUKE ENERGY CORP NEW 0.1%
Value ($000) $201 Shares 2,326 Est. Cost $63.89 Unrealized 0.0%
CAPSTONE TURBINE CORP 0.1%
Value ($000) $195 Shares 325,000 Est. Cost $0.60 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $167 Shares 22,072 Est. Cost $7.57 Unrealized
ATOM ATOMERA INC 0.1%
Value ($000) $146 Shares 50,965 Est. Cost $3.97 Unrealized 0.0%
FCX FREEPORT-MCMORAN INC 0.1%
Value ($000) $108 Shares 10,450 Est. Cost $10.68 Unrealized 0.0%
MEDIWOUND LTD 0.0%
Value ($000) $55 Shares 13,500 Est. Cost $4.07 Unrealized
VIVEVE MED INC 0.0%
Value ($000) $32 Shares 30,000 Est. Cost $1.07 Unrealized