Sargent Investment Group, LLC Diversified Active

CIK: 0001766157 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 13, 2019

Total Value ($000): $207,650 (100.0% shares, 0.0% debt)

Holdings (133)

OLED UNIVERSAL DISPLAY CORP 5.9%
Value ($000) $12,154 Shares 79,513 Est. Cost $95.84 Unrealized +22.7%
EXEL EXELIXIS INC 4.9%
Value ($000) $10,244 Shares 430,440 Est. Cost $18.25 Unrealized +25.0%
ANTARES PHARMA INC 4.6%
Value ($000) $9,650 Shares 3,184,955 Est. Cost $2.73 Unrealized
AMZN AMAZON COM INC 4.0%
Value ($000) $8,257 Shares 4,637 Est. Cost $83.14 Unrealized +0.1%
AAPL APPLE INC 3.8%
Value ($000) $7,961 Shares 41,910 Est. Cost $45.86 Unrealized -11.8%
MITK MITEK SYS INC 3.6%
Value ($000) $7,559 Shares 617,555 Est. Cost $9.22 Unrealized +21.6%
BLACKSTONE GROUP L P 3.4%
Value ($000) $7,150 Shares 204,450 Est. Cost $30.17 Unrealized
CARLYLE GROUP L P 3.3%
Value ($000) $6,942 Shares 379,767 Est. Cost $15.93 Unrealized
UBSI UNITED BANKSHARES INC WEST V 3.0%
Value ($000) $6,264 Shares 172,855 Est. Cost $33.75 Unrealized +6.9%
JPST JP MORGAN EXCHANGE TRADED FD 3.0%
Value ($000) $6,130 Shares 121,870 Est. Cost $50.22 Unrealized
INTC INTEL CORP 2.9%
Value ($000) $6,031 Shares 112,309 Est. Cost $40.19 Unrealized +9.0%
XYZ SQUARE INC 2.7%
Value ($000) $5,651 Shares 75,431 Est. Cost $70.77 Unrealized +2.4%
SPECTRUM PHARMACEUTICALS INC 2.4%
Value ($000) $5,007 Shares 468,405 Est. Cost $8.83 Unrealized
PULS PGIM ETF TR 2.3%
Value ($000) $4,866 Shares 97,060 Est. Cost $50.13 Unrealized
ARCC ARES CAP CORP 2.0%
Value ($000) $4,145 Shares 241,835 Est. Cost $8.40 Unrealized +3.3%
USA TECHNOLOGIES INC 1.7%
Value ($000) $3,558 Shares 857,383 Est. Cost $3.89 Unrealized
JNJ JOHNSON & JOHNSON 1.7%
Value ($000) $3,432 Shares 24,553 Est. Cost $114.14 Unrealized -3.3%
MSFT MICROSOFT CORP 1.6%
Value ($000) $3,324 Shares 28,183 Est. Cost $100.00 Unrealized +2.3%
XHITX INVESCO HIGH INCOME 2023 TAR 1.6%
Value ($000) $3,294 Shares 319,541 Est. Cost $9.95 Unrealized
PTMC PACER FDS TR 1.6%
Value ($000) $3,230 Shares 106,397 Est. Cost $30.82 Unrealized
AVID BIOSERVICES INC 1.2%
Value ($000) $2,549 Shares 599,733 Est. Cost $4.11 Unrealized
GOOG ALPHABET INC 1.1%
Value ($000) $2,283 Shares 1,946 Est. Cost $53.13 Unrealized +4.8%
COHEN & STEERS QUALITY RLTY 1.1%
Value ($000) $2,267 Shares 177,131 Est. Cost $10.46 Unrealized
FDN FIRST TR EXCHANGE TRADED FD 1.1%
Value ($000) $2,252 Shares 16,214 Est. Cost $117.91 Unrealized
CTSO CYTOSORBENTS CORP 1.1%
Value ($000) $2,181 Shares 288,070 Est. Cost $9.64 Unrealized -19.2%
DIA SPDR DOW JONES INDL AVRG ETF 1.0%
Value ($000) $2,073 Shares 8,000 Est. Cost $233.21 Unrealized
COHEN & STEERS INFRASTRUCTUR 1.0%
Value ($000) $2,072 Shares 84,491 Est. Cost $19.77 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.9%
Value ($000) $1,905 Shares 13,500 Est. Cost $87.95 Unrealized +7.6%
WMT WALMART INC 0.9%
Value ($000) $1,842 Shares 18,891 Est. Cost $28.77 Unrealized +1.6%
JPM JPMORGAN CHASE & CO 0.8%
Value ($000) $1,637 Shares 16,168 Est. Cost $87.46 Unrealized -2.4%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.8%
Value ($000) $1,608 Shares 8,005 Est. Cost $208.87 Unrealized -3.4%
BOC BOSTON OMAHA CORP 0.8%
Value ($000) $1,585 Shares 63,538 Est. Cost $25.77 Unrealized -3.0%
EZM WISDOMTREE TR 0.8%
Value ($000) $1,580 Shares 40,170 Est. Cost $35.58 Unrealized
HD HOME DEPOT INC 0.7%
Value ($000) $1,463 Shares 7,623 Est. Cost $150.39 Unrealized +2.9%
TPG SPECIALTY LENDING INC 0.7%
Value ($000) $1,455 Shares 72,760 Est. Cost $18.17 Unrealized
COHEN & STEERS CLOSED END OP 0.7%
Value ($000) $1,352 Shares 109,355 Est. Cost $11.09 Unrealized
XOM EXXON MOBIL CORP 0.6%
Value ($000) $1,302 Shares 16,117 Est. Cost $56.21 Unrealized -1.4%
SLRC SOLAR CAP LTD 0.6%
Value ($000) $1,250 Shares 60,000 Est. Cost $10.18 Unrealized +2.7%
FDL FIRST TR MORNINGSTAR DIV LEA 0.6%
Value ($000) $1,250 Shares 41,430 Est. Cost $27.66 Unrealized
FV FIRST TR EXCHANGE TRADED FD 0.6%
Value ($000) $1,233 Shares 41,020 Est. Cost $25.26 Unrealized
GABELLI DIVD & INCOME TR 0.5%
Value ($000) $1,120 Shares 52,610 Est. Cost $18.30 Unrealized
ADBE ADOBE INC 0.5%
Value ($000) $1,073 Shares 4,025 Est. Cost $241.40 Unrealized +4.4%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.5%
Value ($000) $1,059 Shares 76,965 Est. Cost $12.27 Unrealized +3.9%
LEGACY TEX FINL GROUP INC 0.5%
Value ($000) $1,048 Shares 28,034 Est. Cost $32.10 Unrealized
ETF MANAGERS TR 0.5%
Value ($000) $1,008 Shares 25,182 Est. Cost $37.46 Unrealized
PG PROCTER AND GAMBLE CO 0.5%
Value ($000) $987 Shares 9,488 Est. Cost $77.07 Unrealized +6.5%
FGD FIRST TR EXCHANGE TRADED FD 0.5%
Value ($000) $964 Shares 41,365 Est. Cost $21.98 Unrealized
MMM 3M CO 0.5%
Value ($000) $958 Shares 4,610 Est. Cost $128.25 Unrealized +2.2%
TCPC BLACKROCK TCP CAP CORP 0.5%
Value ($000) $951 Shares 67,064 Est. Cost $13.94 Unrealized +2.3%
GLW CORNING INC 0.5%
Value ($000) $945 Shares 28,545 Est. Cost $26.51 Unrealized +2.0%
WASH WASHINGTON TR BANCORP 0.5%
Value ($000) $943 Shares 19,590 Est. Cost $33.84 Unrealized +0.9%
BAX BAXTER INTL INC 0.4%
Value ($000) $934 Shares 11,493 Est. Cost $59.06 Unrealized +8.5%
ROYCE VALUE TR INC 0.4%
Value ($000) $907 Shares 65,900 Est. Cost $11.81 Unrealized
META FACEBOOK INC 0.4%
Value ($000) $904 Shares 5,426 Est. Cost $143.86 Unrealized +9.8%
SANDY SPRING BANCORP INC 0.4%
Value ($000) $853 Shares 27,275 Est. Cost $31.34 Unrealized
BA BOEING CO 0.4%
Value ($000) $825 Shares 2,164 Est. Cost $375.20 Unrealized 0.0%
CRM SALESFORCE COM INC 0.4%
Value ($000) $792 Shares 5,000 Est. Cost $135.90 Unrealized +12.7%
SPY SPDR S&P 500 ETF TR 0.4%
Value ($000) $782 Shares 2,767 Est. Cost $254.81 Unrealized
CVX CHEVRON CORP NEW 0.4%
Value ($000) $781 Shares 6,340 Est. Cost $84.74 Unrealized +3.2%
XHTAX INVESCO HIGH INCOME 2024 TAR 0.4%
Value ($000) $778 Shares 78,665 Est. Cost $9.39 Unrealized
ZIOPHARM ONCOLOGY INC 0.4%
Value ($000) $770 Shares 199,950 Est. Cost $1.98 Unrealized
BAC BANK AMER CORP 0.4%
Value ($000) $751 Shares 27,210 Est. Cost $23.20 Unrealized +3.0%
RSP INVESCO EXCHANGE TRADED FD T 0.4%
Value ($000) $727 Shares 6,961 Est. Cost $91.42 Unrealized
CIBR FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $703 Shares 25,023 Est. Cost $28.09 Unrealized
KMI KINDER MORGAN INC DEL 0.3%
Value ($000) $697 Shares 34,818 Est. Cost $11.20 Unrealized +11.6%
STWD STARWOOD PPTY TR INC 0.3%
Value ($000) $687 Shares 30,724 Est. Cost $19.88 Unrealized
NUVEEN HIGH INCOME NOVEMBER 0.3%
Value ($000) $675 Shares 69,000 Est. Cost $8.90 Unrealized
CAT CATERPILLAR INC DEL 0.3%
Value ($000) $674 Shares 4,975 Est. Cost $111.50 Unrealized +2.8%
EASTERLY GOVT PPTYS INC 0.3%
Value ($000) $669 Shares 37,162 Est. Cost $16.36 Unrealized
MRK MERCK & CO INC 0.3%
Value ($000) $660 Shares 7,938 Est. Cost $56.97 Unrealized +5.8%
ORCL ORACLE CORP 0.3%
Value ($000) $609 Shares 11,343 Est. Cost $43.16 Unrealized +6.7%
FXL FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $603 Shares 9,430 Est. Cost $53.57 Unrealized
FVD FIRST TR VALUE LINE DIVID IN 0.3%
Value ($000) $593 Shares 18,255 Est. Cost $29.62 Unrealized
GOOGL ALPHABET INC 0.3%
Value ($000) $591 Shares 502 Est. Cost $53.64 Unrealized +4.5%
ABSOLUTE SHS TR 0.3%
Value ($000) $573 Shares 23,266 Est. Cost $24.16 Unrealized
FTSM FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $549 Shares 9,150 Est. Cost $60.00 Unrealized
CAPSTONE TURBINE CORP 0.3%
Value ($000) $533 Shares 592,500 Est. Cost $0.74 Unrealized
COST COSTCO WHSL CORP NEW 0.3%
Value ($000) $532 Shares 2,198 Est. Cost $201.59 Unrealized -1.6%
UNP UNION PACIFIC CORP 0.3%
Value ($000) $532 Shares 3,180 Est. Cost $126.42 Unrealized +9.2%
HSIC HENRY SCHEIN INC 0.2%
Value ($000) $500 Shares 8,320 Est. Cost $65.85 Unrealized -8.4%
LAZARD GLB TTL RET&INCM FD I 0.2%
Value ($000) $464 Shares 30,000 Est. Cost $13.63 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $458 Shares 3,735 Est. Cost $90.91 Unrealized +1.7%
ZTS ZOETIS INC 0.2%
Value ($000) $453 Shares 4,500 Est. Cost $85.00 Unrealized +1.1%
UNH UNITEDHEALTH GROUP INC 0.2%
Value ($000) $451 Shares 1,825 Est. Cost $235.05 Unrealized -3.2%
PFE PFIZER INC 0.2%
Value ($000) $442 Shares 10,397 Est. Cost $29.24 Unrealized 0.0%
CFA VICTORY PORTFOLIOS II 0.2%
Value ($000) $440 Shares 8,769 Est. Cost $44.01 Unrealized
NAGE CHROMADEX CORP 0.2%
Value ($000) $434 Shares 103,500 Est. Cost $3.47 Unrealized +3.8%
SBUX STARBUCKS CORP 0.2%
Value ($000) $431 Shares 5,800 Est. Cost $53.65 Unrealized +10.5%
FEX FIRST TR LRGE CP CORE ALPHA 0.2%
Value ($000) $421 Shares 7,075 Est. Cost $52.12 Unrealized
C CITIGROUP INC 0.2%
Value ($000) $406 Shares 6,520 Est. Cost $49.36 Unrealized -1.2%
PEB PEBBLEBROOK HOTEL TR 0.2%
Value ($000) $394 Shares 12,670 Est. Cost $28.28 Unrealized
CEDAR FAIR L P 0.2%
Value ($000) $388 Shares 7,375 Est. Cost $48.47 Unrealized
WBIG ABSOLUTE SHS TR 0.2%
Value ($000) $384 Shares 15,635 Est. Cost $24.56 Unrealized
ABSOLUTE SHS TR 0.2%
Value ($000) $381 Shares 19,449 Est. Cost $19.59 Unrealized
AMGN AMGEN INC 0.2%
Value ($000) $380 Shares 2,000 Est. Cost $156.83 Unrealized -1.4%
ULTA ULTA BEAUTY INC 0.2%
Value ($000) $366 Shares 1,050 Est. Cost $276.41 Unrealized +9.4%
OAKTREE CAP GROUP LLC 0.2%
Value ($000) $364 Shares 7,325 Est. Cost $42.51 Unrealized
SOXX ISHARES TR 0.2%
Value ($000) $351 Shares 1,850 Est. Cost $156.76 Unrealized
NKE NIKE INC 0.2%
Value ($000) $350 Shares 4,159 Est. Cost $68.15 Unrealized +10.6%
LVS LAS VEGAS SANDS CORP 0.2%
Value ($000) $340 Shares 5,570 Est. Cost $47.68 Unrealized +10.1%
EPD ENTERPRISE PRODS PARTNERS L 0.2%
Value ($000) $338 Shares 11,612 Est. Cost $24.63 Unrealized
T AT&T INC 0.2%
Value ($000) $329 Shares 10,502 Est. Cost $14.02 Unrealized +1.0%
XBI SPDR SERIES TRUST 0.2%
Value ($000) $327 Shares 3,615 Est. Cost $71.65 Unrealized
NOVAVAX INC 0.2%
Value ($000) $324 Shares 588,070 Est. Cost $1.51 Unrealized
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $322 Shares 2,242 Est. Cost $110.50 Unrealized +5.9%
CMI CUMMINS INC 0.2%
Value ($000) $316 Shares 2,000 Est. Cost $117.48 Unrealized +7.1%
IFV FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $315 Shares 16,530 Est. Cost $17.42 Unrealized
ABT ABBOTT LABS 0.1%
Value ($000) $304 Shares 3,798 Est. Cost $62.14 Unrealized +6.4%
VTHR VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $296 Shares 2,290 Est. Cost $114.06 Unrealized
FEZ SPDR INDEX SHS FDS 0.1%
Value ($000) $293 Shares 8,000 Est. Cost $33.25 Unrealized
WBIY ABSOLUTE SHS TR 0.1%
Value ($000) $289 Shares 11,757 Est. Cost $22.45 Unrealized
CVS CVS HEALTH CORP 0.1%
Value ($000) $287 Shares 5,327 Est. Cost $59.39 Unrealized -16.7%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $283 Shares 4,785 Est. Cost $38.95 Unrealized 0.0%
SPLV INVESCO EXCHNG TRADED FD TR 0.1%
Value ($000) $282 Shares 5,355 Est. Cost $46.69 Unrealized
VNQ VANGUARD INDEX FDS 0.1%
Value ($000) $282 Shares 3,241 Est. Cost $74.67 Unrealized
TEKLA WORLD HEALTHCARE FD 0.1%
Value ($000) $282 Shares 22,000 Est. Cost $11.59 Unrealized
PYPL PAYPAL HLDGS INC 0.1%
Value ($000) $279 Shares 2,685 Est. Cost $83.10 Unrealized +13.7%
BLACKROCK ENHANCED INTL DIV 0.1%
Value ($000) $278 Shares 50,000 Est. Cost $4.98 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $278 Shares 27,822 Est. Cost $8.07 Unrealized
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $272 Shares 1,700 Est. Cost $121.16 Unrealized +3.5%
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $268 Shares 3,037 Est. Cost $57.29 Unrealized -2.1%
GLD SPDR GOLD TRUST 0.1%
Value ($000) $223 Shares 1,830 Est. Cost $121.31 Unrealized
IBB ISHARES TR 0.1%
Value ($000) $219 Shares 1,955 Est. Cost $112.02 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $219 Shares 1,973 Est. Cost $107.88 Unrealized 0.0%
CENTERSTATE BK CORP 0.1%
Value ($000) $219 Shares 9,196 Est. Cost $23.81 Unrealized
ABBV ABBVIE INC 0.1%
Value ($000) $216 Shares 2,675 Est. Cost $64.80 Unrealized -5.8%
DUK DUKE ENERGY CORP NEW 0.1%
Value ($000) $209 Shares 2,326 Est. Cost $63.89 Unrealized +4.7%
KO COCA COLA CO 0.1%
Value ($000) $207 Shares 4,420 Est. Cost $38.39 Unrealized -1.6%
MDIV FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $187 Shares 10,185 Est. Cost $16.81 Unrealized
ATOM ATOMERA INC 0.1%
Value ($000) $168 Shares 63,435 Est. Cost $3.86 Unrealized -11.4%
FCX FREEPORT-MCMORAN INC 0.1%
Value ($000) $135 Shares 10,450 Est. Cost $10.68 Unrealized +4.2%
MEDIWOUND LTD 0.0%
Value ($000) $68 Shares 13,500 Est. Cost $4.07 Unrealized
HD HOME DEPOT INC 0.0%
Value ($000) $10 Shares 1,300 Est. Cost $150.39 Unrealized +2.9%