NorthRock Partners, LLC Diversified Active

CIK: 0001632097 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 14, 2019

Total Value ($000): $379,497 (100.0% shares, 0.0% debt)

Holdings (90)

SPY SPDR S&P 500 ETF TR 21.6%
Value ($000) $81,864 Shares 289,810 Est. Cost $219.27 Unrealized
IWD ISHARES TR 11.6%
Value ($000) $43,874 Shares 355,175 Est. Cost $101.76 Unrealized
IWF ISHARES TR 11.5%
Value ($000) $43,693 Shares 288,616 Est. Cost $97.40 Unrealized
INVESCO EXCH TRD SLF IDX FD 8.4%
Value ($000) $31,922 Shares 1,514,613 Est. Cost $21.08 Unrealized
CLEARBRIDGE MLP AND MIDSTRM 5.8%
Value ($000) $22,038 Shares 1,738,902 Est. Cost $17.87 Unrealized
IWP ISHARES TR 5.5%
Value ($000) $21,032 Shares 155,016 Est. Cost $101.60 Unrealized
IWS ISHARES TR 5.3%
Value ($000) $20,114 Shares 231,466 Est. Cost $76.44 Unrealized
IJT ISHARES TR 4.3%
Value ($000) $16,350 Shares 91,617 Est. Cost $117.82 Unrealized
IJS ISHARES TR 4.2%
Value ($000) $16,103 Shares 109,164 Est. Cost $121.13 Unrealized
AMP AMERIPRISE FINL INC 2.5%
Value ($000) $9,350 Shares 72,994 Est. Cost $92.46 Unrealized +18.3%
TGT TARGET CORP 2.4%
Value ($000) $9,116 Shares 113,582 Est. Cost $47.26 Unrealized +28.4%
EFG ISHARES TR 2.1%
Value ($000) $7,955 Shares 102,710 Est. Cost $69.08 Unrealized
FS KKR CAPITAL CORP 1.8%
Value ($000) $6,958 Shares 1,115,433 Est. Cost $5.18 Unrealized
MBB ISHARES TR 1.2%
Value ($000) $4,418 Shares 41,535 Est. Cost $104.65 Unrealized
EFV ISHARES TR 1.1%
Value ($000) $4,199 Shares 85,932 Est. Cost $45.21 Unrealized
MSFT MICROSOFT CORP 1.1%
Value ($000) $4,106 Shares 34,844 Est. Cost $90.75 Unrealized +12.7%
BA BOEING CO 0.6%
Value ($000) $2,412 Shares 6,321 Est. Cost $320.54 Unrealized +17.1%
AAPL APPLE INC 0.6%
Value ($000) $2,173 Shares 11,419 Est. Cost $33.11 Unrealized +22.1%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.4%
Value ($000) $1,522 Shares 7,573 Est. Cost $159.41 Unrealized +26.6%
ATI ALLEGHENY TECHNOLOGIES INC 0.3%
Value ($000) $1,305 Shares 51,047 Est. Cost $25.07 Unrealized +5.0%
HON HONEYWELL INTL INC 0.3%
Value ($000) $1,165 Shares 7,336 Est. Cost $120.60 Unrealized +0.5%
AMZN AMAZON COM INC 0.3%
Value ($000) $1,051 Shares 590 Est. Cost $70.51 Unrealized +18.0%
CVX CHEVRON CORP NEW 0.3%
Value ($000) $1,025 Shares 8,321 Est. Cost $84.74 Unrealized +3.2%
NEW RELIC INC 0.3%
Value ($000) $957 Shares 9,692 Est. Cost $83.06 Unrealized
MMM 3M CO 0.2%
Value ($000) $872 Shares 4,199 Est. Cost $117.15 Unrealized +11.9%
HWKN HAWKINS INC 0.2%
Value ($000) $816 Shares 22,176 Est. Cost $20.00 Unrealized +2.2%
CELGENE CORP 0.2%
Value ($000) $814 Shares 8,619 Est. Cost $100.17 Unrealized
VONV VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $803 Shares 7,420 Est. Cost $89.96 Unrealized
XOM EXXON MOBIL CORP 0.2%
Value ($000) $792 Shares 9,797 Est. Cost $56.39 Unrealized -1.7%
CSCO CISCO SYS INC 0.2%
Value ($000) $774 Shares 14,317 Est. Cost $36.91 Unrealized +7.0%
SUSA ISHARES TR 0.2%
Value ($000) $675 Shares 5,715 Est. Cost $101.37 Unrealized
IJR ISHARES TR 0.2%
Value ($000) $675 Shares 8,747 Est. Cost $129.58 Unrealized
PROVIDENCE SVC CORP 0.2%
Value ($000) $644 Shares 9,653 Est. Cost $51.77 Unrealized
MDY SPDR S&P MIDCAP 400 ETF TR 0.2%
Value ($000) $635 Shares 1,839 Est. Cost $283.04 Unrealized
UNH UNITEDHEALTH GROUP INC 0.2%
Value ($000) $631 Shares 2,558 Est. Cost $217.92 Unrealized +4.5%
HESS CORP 0.2%
Value ($000) $607 Shares 10,041 Est. Cost $60.45 Unrealized
SBUX STARBUCKS CORP 0.2%
Value ($000) $582 Shares 7,811 Est. Cost $48.85 Unrealized +21.3%
OTTR OTTER TAIL CORP 0.2%
Value ($000) $579 Shares 11,632 Est. Cost $36.61 Unrealized +10.7%
NANO DIMENSION LTD 0.1%
Value ($000) $484 Shares 681,800 Est. Cost $0.71 Unrealized
NFLX NETFLIX INC 0.1%
Value ($000) $476 Shares 1,337 Est. Cost $19.61 Unrealized +76.8%
PG PROCTER AND GAMBLE CO 0.1%
Value ($000) $467 Shares 4,487 Est. Cost $65.05 Unrealized +26.2%
DIS DISNEY WALT CO 0.1%
Value ($000) $462 Shares 4,174 Est. Cost $96.69 Unrealized +11.6%
CALIFORNIA RES CORP 0.1%
Value ($000) $450 Shares 17,500 Est. Cost $17.05 Unrealized
GOOGL ALPHABET INC 0.1%
Value ($000) $444 Shares 377 Est. Cost $50.95 Unrealized +10.0%
T AT&T INC 0.1%
Value ($000) $410 Shares 13,108 Est. Cost $14.04 Unrealized +0.9%
NEUROTROPE INC 0.1%
Value ($000) $390 Shares 71,500 Est. Cost $3.57 Unrealized
VOT VANGUARD INDEX FDS 0.1%
Value ($000) $381 Shares 2,665 Est. Cost $100.33 Unrealized
DIA SPDR DOW JONES INDL AVRG ETF 0.1%
Value ($000) $362 Shares 1,396 Est. Cost $259.31 Unrealized
BP BP PLC 0.1%
Value ($000) $356 Shares 8,159 Est. Cost $37.88 Unrealized
IWM ISHARES TR 0.1%
Value ($000) $355 Shares 2,316 Est. Cost $139.70 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.1%
Value ($000) $350 Shares 8,529 Est. Cost $47.63 Unrealized
MCD MCDONALDS CORP 0.1%
Value ($000) $348 Shares 1,827 Est. Cost $105.53 Unrealized +46.5%
EEM ISHARES TR 0.1%
Value ($000) $341 Shares 7,948 Est. Cost $39.14 Unrealized
VOE VANGUARD INDEX FDS 0.1%
Value ($000) $338 Shares 3,107 Est. Cost $87.81 Unrealized
SPTM SPDR SERIES TRUST 0.1%
Value ($000) $326 Shares 9,264 Est. Cost $59.17 Unrealized
VBK VANGUARD INDEX FDS 0.1%
Value ($000) $323 Shares 1,794 Est. Cost $85.60 Unrealized
DIAL COLUMBIA ETF TR I 0.1%
Value ($000) $306 Shares 15,400 Est. Cost $19.55 Unrealized
HD HOME DEPOT INC 0.1%
Value ($000) $302 Shares 1,575 Est. Cost $154.70 Unrealized 0.0%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $301 Shares 1 Est. Cost $199512.94 Unrealized +51.8%
VNQ VANGUARD INDEX FDS 0.1%
Value ($000) $298 Shares 3,412 Est. Cost $77.29 Unrealized
MRK MERCK & CO INC 0.1%
Value ($000) $293 Shares 3,508 Est. Cost $51.23 Unrealized +17.7%
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $292 Shares 967 Est. Cost $243.60 Unrealized 0.0%
TILE SHOP HLDGS INC 0.1%
Value ($000) $286 Shares 50,455 Est. Cost $5.94 Unrealized
LRAD CORP 0.1%
Value ($000) $285 Shares 100,000 Est. Cost $2.52 Unrealized
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $282 Shares 2,184 Est. Cost $104.08 Unrealized
XEL XCEL ENERGY INC 0.1%
Value ($000) $282 Shares 4,977 Est. Cost $30.13 Unrealized +43.1%
IVW ISHARES TR 0.1%
Value ($000) $279 Shares 1,620 Est. Cost $144.52 Unrealized
DOCU DOCUSIGN INC 0.1%
Value ($000) $259 Shares 5,000 Est. Cost $42.02 Unrealized +21.4%
CMCSA COMCAST CORP NEW 0.1%
Value ($000) $253 Shares 6,324 Est. Cost $29.43 Unrealized +7.2%
GOOG ALPHABET INC 0.1%
Value ($000) $251 Shares 214 Est. Cost $54.48 Unrealized +2.2%
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $247 Shares 5,813 Est. Cost $40.65 Unrealized
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $245 Shares 1,266 Est. Cost $31.62 Unrealized +22.0%
MDT MEDTRONIC PLC 0.1%
Value ($000) $243 Shares 2,644 Est. Cost $70.49 Unrealized +5.4%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $239 Shares 1,721 Est. Cost $110.34 Unrealized 0.0%
RAYTHEON CO 0.1%
Value ($000) $233 Shares 1,280 Est. Cost $154.51 Unrealized
SNAP SNAP INC 0.1%
Value ($000) $232 Shares 21,135 Est. Cost $8.50 Unrealized 0.0%
SBH SALLY BEAUTY HLDGS INC 0.1%
Value ($000) $232 Shares 12,600 Est. Cost $17.86 Unrealized 0.0%
EFA ISHARES TR 0.1%
Value ($000) $221 Shares 3,406 Est. Cost $58.88 Unrealized
GLAXOSMITHKLINE PLC 0.1%
Value ($000) $217 Shares 5,126 Est. Cost $42.33 Unrealized
V VISA INC 0.1%
Value ($000) $213 Shares 1,372 Est. Cost $137.38 Unrealized 0.0%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $212 Shares 1,314 Est. Cost $125.45 Unrealized 0.0%
ALPS ETF TR 0.1%
Value ($000) $210 Shares 20,900 Est. Cost $8.71 Unrealized
GIS GENERAL MLS INC 0.1%
Value ($000) $204 Shares 3,956 Est. Cost $32.97 Unrealized +8.5%
PNR PENTAIR PLC 0.1%
Value ($000) $204 Shares 5,242 Est. Cost $38.61 Unrealized -2.3%
IJH ISHARES TR 0.1%
Value ($000) $201 Shares 1,056 Est. Cost $190.34 Unrealized
WRAP WRAP TECHNOLOGIES INC 0.0%
Value ($000) $178 Shares 25,000 Est. Cost $4.04 Unrealized +13.5%
OPRX OPTIMIZERX CORP 0.0%
Value ($000) $127 Shares 10,000 Est. Cost $14.79 Unrealized -12.1%
AEP AMERICAN ELEC PWR CO INC 0.0%
Value ($000) $119 Shares 119,325 Est. Cost $62.45 Unrealized 0.0%
KMI KINDER MORGAN INC DEL 0.0%
Value ($000) $58 Shares 32,132 Est. Cost $12.50 Unrealized 0.0%
HEIDRICK & STRUGGLES INTL IN 0.0%
Value ($000) $29 Shares 29,092 Est. Cost $1.00 Unrealized