NorthRock Partners, LLC Diversified Active

CIK: 0001632097 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 13, 2019

Total Value ($000): $335,431 (100.0% shares, 0.0% debt)

Holdings (99)

SPY SPDR S&P 500 ETF TR 21.2%
Value ($000) $71,077 Shares 282,662 Est. Cost $217.67 Unrealized
IWD ISHARES TR 11.3%
Value ($000) $37,779 Shares 340,123 Est. Cost $100.79 Unrealized
IWF ISHARES TR 10.9%
Value ($000) $36,418 Shares 278,002 Est. Cost $95.34 Unrealized
INVESCO EXCH TRD SLF IDX FD 8.9%
Value ($000) $29,972 Shares 1,422,715 Est. Cost $21.08 Unrealized
IWS ISHARES TR 5.1%
Value ($000) $16,972 Shares 222,271 Est. Cost $76.00 Unrealized
CLEARBRIDGE MLP AND MIDSTRM 5.1%
Value ($000) $16,959 Shares 1,628,127 Est. Cost $18.23 Unrealized
IWP ISHARES TR 4.9%
Value ($000) $16,437 Shares 144,420 Est. Cost $99.10 Unrealized
IJT ISHARES TR 4.2%
Value ($000) $14,201 Shares 88,042 Est. Cost $115.36 Unrealized
IJS ISHARES TR 4.1%
Value ($000) $13,907 Shares 105,326 Est. Cost $120.17 Unrealized
TGT TARGET CORP 2.1%
Value ($000) $7,201 Shares 105,519 Est. Cost $46.23 Unrealized +36.9%
EFG ISHARES TR 2.1%
Value ($000) $7,131 Shares 103,235 Est. Cost $69.08 Unrealized
AMP AMERIPRISE FINL INC 1.8%
Value ($000) $6,088 Shares 58,329 Est. Cost $88.21 Unrealized +24.6%
FS KKR CAPITAL CORP 1.7%
Value ($000) $5,794 Shares 1,118,809 Est. Cost $5.18 Unrealized
MBB ISHARES TR 1.4%
Value ($000) $4,846 Shares 46,305 Est. Cost $104.65 Unrealized
MSFT MICROSOFT CORP 1.2%
Value ($000) $4,117 Shares 40,510 Est. Cost $90.75 Unrealized +10.2%
EFV ISHARES TR 1.2%
Value ($000) $3,919 Shares 86,680 Est. Cost $45.21 Unrealized
UNH UNITEDHEALTH GROUP INC 0.8%
Value ($000) $2,604 Shares 10,456 Est. Cost $217.92 Unrealized +7.9%
ABT ABBOTT LABS 0.8%
Value ($000) $2,526 Shares 34,930 Est. Cost $62.14 Unrealized 0.0%
AAPL APPLE INC 0.6%
Value ($000) $2,000 Shares 12,685 Est. Cost $33.11 Unrealized +39.0%
AXGN AXOGEN INC 0.5%
Value ($000) $1,759 Shares 86,468 Est. Cost $31.28 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.5%
Value ($000) $1,679 Shares 8,217 Est. Cost $159.41 Unrealized +31.0%
AMZN AMAZON COM INC 0.4%
Value ($000) $1,412 Shares 939 Est. Cost $70.51 Unrealized +17.9%
MMM 3M CO 0.4%
Value ($000) $1,252 Shares 6,585 Est. Cost $117.15 Unrealized +9.5%
BA BOEING CO 0.3%
Value ($000) $1,167 Shares 3,614 Est. Cost $279.59 Unrealized +19.8%
HON HONEYWELL INTL INC 0.3%
Value ($000) $969 Shares 7,339 Est. Cost $120.60 Unrealized -2.4%
CVX CHEVRON CORP NEW 0.3%
Value ($000) $905 Shares 8,259 Est. Cost $84.74 Unrealized 0.0%
DGS WISDOMTREE TR 0.2%
Value ($000) $834 Shares 19,926 Est. Cost $41.85 Unrealized
NEW RELIC INC 0.2%
Value ($000) $806 Shares 9,954 Est. Cost $83.06 Unrealized
GOOGL ALPHABET INC 0.2%
Value ($000) $738 Shares 710 Est. Cost $50.95 Unrealized +5.3%
VONV VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $685 Shares 7,055 Est. Cost $89.01 Unrealized
CALIFORNIA RES CORP 0.2%
Value ($000) $682 Shares 40,000 Est. Cost $17.05 Unrealized
XOM EXXON MOBIL CORP 0.2%
Value ($000) $671 Shares 9,854 Est. Cost $56.39 Unrealized 0.0%
IJR ISHARES TR 0.2%
Value ($000) $651 Shares 9,164 Est. Cost $129.58 Unrealized
LRAD CORP 0.2%
Value ($000) $646 Shares 256,081 Est. Cost $2.52 Unrealized
CSCO CISCO SYS INC 0.2%
Value ($000) $622 Shares 14,323 Est. Cost $36.91 Unrealized 0.0%
HWKN HAWKINS INC 0.2%
Value ($000) $603 Shares 14,720 Est. Cost $19.78 Unrealized -1.6%
MDY SPDR S&P MIDCAP 400 ETF TR 0.2%
Value ($000) $588 Shares 1,909 Est. Cost $283.04 Unrealized
SUSA ISHARES TR 0.2%
Value ($000) $581 Shares 5,625 Est. Cost $101.10 Unrealized
PROVIDENCE SVC CORP 0.2%
Value ($000) $580 Shares 9,653 Est. Cost $51.77 Unrealized
CELGENE CORP 0.2%
Value ($000) $579 Shares 8,992 Est. Cost $100.17 Unrealized
OTTR OTTER TAIL CORP 0.2%
Value ($000) $577 Shares 11,632 Est. Cost $36.61 Unrealized +6.8%
SBUX STARBUCKS CORP 0.2%
Value ($000) $576 Shares 8,955 Est. Cost $48.85 Unrealized +9.8%
ATI ALLEGHENY TECHNOLOGIES INC 0.2%
Value ($000) $551 Shares 25,331 Est. Cost $23.80 Unrealized +9.0%
TILE SHOP HLDGS INC 0.2%
Value ($000) $504 Shares 92,088 Est. Cost $5.94 Unrealized
VCEL VERICEL CORP 0.1%
Value ($000) $485 Shares 27,874 Est. Cost $14.96 Unrealized 0.0%
T AT&T INC 0.1%
Value ($000) $484 Shares 16,999 Est. Cost $14.04 Unrealized -0.1%
PG PROCTER AND GAMBLE CO 0.1%
Value ($000) $453 Shares 4,953 Est. Cost $65.05 Unrealized +14.9%
BP BP PLC 0.1%
Value ($000) $443 Shares 11,696 Est. Cost $37.88 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.1%
Value ($000) $413 Shares 11,141 Est. Cost $47.63 Unrealized
ATRC ATRICURE INC 0.1%
Value ($000) $406 Shares 13,260 Est. Cost $31.15 Unrealized 0.0%
META FACEBOOK INC 0.1%
Value ($000) $376 Shares 2,865 Est. Cost $164.73 Unrealized -12.7%
PFE PFIZER INC 0.1%
Value ($000) $365 Shares 8,393 Est. Cost $30.03 Unrealized 0.0%
DIS DISNEY WALT CO 0.1%
Value ($000) $358 Shares 3,238 Est. Cost $93.46 Unrealized +16.7%
NFLX NETFLIX INC 0.1%
Value ($000) $357 Shares 1,337 Est. Cost $19.61 Unrealized +52.6%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $355 Shares 6,310 Est. Cost $38.62 Unrealized 0.0%
SPTM SPDR SERIES TRUST 0.1%
Value ($000) $352 Shares 11,364 Est. Cost $59.17 Unrealized
PNR PENTAIR PLC 0.1%
Value ($000) $324 Shares 8,597 Est. Cost $38.61 Unrealized -5.6%
MCD MCDONALDS CORP 0.1%
Value ($000) $321 Shares 1,808 Est. Cost $105.01 Unrealized +42.9%
VOT VANGUARD INDEX FDS 0.1%
Value ($000) $319 Shares 2,665 Est. Cost $100.33 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $306 Shares 1 Est. Cost $199512.94 Unrealized +56.9%
VOE VANGUARD INDEX FDS 0.1%
Value ($000) $305 Shares 3,192 Est. Cost $87.81 Unrealized
EEM ISHARES TR 0.1%
Value ($000) $302 Shares 7,737 Est. Cost $39.03 Unrealized
BBY BEST BUY INC 0.1%
Value ($000) $295 Shares 5,574 Est. Cost $44.14 Unrealized +12.5%
EFA ISHARES TR 0.1%
Value ($000) $294 Shares 5,015 Est. Cost $58.88 Unrealized
DIAL COLUMBIA ETF TR I 0.1%
Value ($000) $291 Shares 15,400 Est. Cost $19.55 Unrealized
USMV ISHARES TR 0.1%
Value ($000) $281 Shares 5,358 Est. Cost $52.44 Unrealized
MRK MERCK & CO INC 0.1%
Value ($000) $277 Shares 3,562 Est. Cost $51.23 Unrealized +10.3%
CVS CVS HEALTH CORP 0.1%
Value ($000) $276 Shares 4,219 Est. Cost $59.39 Unrealized 0.0%
MDT MEDTRONIC PLC 0.1%
Value ($000) $275 Shares 3,334 Est. Cost $70.49 Unrealized +9.4%
GOOG ALPHABET INC 0.1%
Value ($000) $270 Shares 260 Est. Cost $54.48 Unrealized -2.5%
VNQ VANGUARD INDEX FDS 0.1%
Value ($000) $269 Shares 3,571 Est. Cost $77.29 Unrealized
VBK VANGUARD INDEX FDS 0.1%
Value ($000) $265 Shares 1,760 Est. Cost $83.78 Unrealized
TCMD TACTILE SYS TECHNOLOGY INC 0.1%
Value ($000) $260 Shares 5,708 Est. Cost $57.69 Unrealized 0.0%
NEUROTROPE INC 0.1%
Value ($000) $255 Shares 71,500 Est. Cost $3.57 Unrealized
RAYTHEON CO 0.1%
Value ($000) $250 Shares 1,618 Est. Cost $154.51 Unrealized
AFL AFLAC INC 0.1%
Value ($000) $250 Shares 5,493 Est. Cost $37.59 Unrealized 0.0%
XEL XCEL ENERGY INC 0.1%
Value ($000) $247 Shares 4,977 Est. Cost $30.13 Unrealized +33.7%
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $247 Shares 2,174 Est. Cost $104.08 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $245 Shares 6,476 Est. Cost $40.65 Unrealized
IVW ISHARES TR 0.1%
Value ($000) $236 Shares 1,565 Est. Cost $143.55 Unrealized
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $234 Shares 1,361 Est. Cost $31.62 Unrealized +15.9%
BMY BRISTOL MYERS SQUIBB CO 0.1%
Value ($000) $232 Shares 4,480 Est. Cost $40.98 Unrealized 0.0%
GIS GENERAL MLS INC 0.1%
Value ($000) $229 Shares 5,881 Est. Cost $32.97 Unrealized 0.0%
SPSC SPS COMM INC 0.1%
Value ($000) $223 Shares 2,695 Est. Cost $43.62 Unrealized 0.0%
IWM ISHARES TR 0.1%
Value ($000) $221 Shares 1,647 Est. Cost $134.18 Unrealized
INTC INTEL CORP 0.1%
Value ($000) $217 Shares 4,611 Est. Cost $40.19 Unrealized 0.0%
VYM VANGUARD WHITEHALL FDS INC 0.1%
Value ($000) $216 Shares 2,797 Est. Cost $77.23 Unrealized
CMCSA COMCAST CORP NEW 0.1%
Value ($000) $213 Shares 6,252 Est. Cost $29.40 Unrealized +3.5%
VTI VANGUARD INDEX FDS 0.1%
Value ($000) $208 Shares 1,636 Est. Cost $127.14 Unrealized
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $202 Shares 2,168 Est. Cost $90.88 Unrealized -3.7%
DOCU DOCUSIGN INC 0.1%
Value ($000) $200 Shares 5,000 Est. Cost $42.02 Unrealized 0.0%
GENERAL ELECTRIC CO 0.1%
Value ($000) $191 Shares 25,384 Est. Cost $15.74 Unrealized
ALPS ETF TR 0.1%
Value ($000) $182 Shares 20,900 Est. Cost $8.71 Unrealized
FLEXION THERAPEUTICS INC 0.1%
Value ($000) $173 Shares 14,557 Est. Cost $11.88 Unrealized
OPRX OPTIMIZERX CORP 0.0%
Value ($000) $142 Shares 12,900 Est. Cost $14.79 Unrealized 0.0%
XVMMX DELAWARE INV MN MUN INC FD I 0.0%
Value ($000) $137 Shares 11,557 Est. Cost $11.85 Unrealized
WRAP WRAP TECHNOLOGIES INC 0.0%
Value ($000) $79 Shares 25,000 Est. Cost $4.04 Unrealized 0.0%
GENIUS BRANDS INTL INC 0.0%
Value ($000) $41 Shares 19,000 Est. Cost $2.16 Unrealized
CBKCQ CHRISTOPHER & BANKS CORP 0.0%
Value ($000) $19 Shares 40,900 Est. Cost $1.84 Unrealized -71.4%