Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Jul 23, 2019
Total Value: $134M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FPE | FIRST TR EXCHANGE-TRADED FD | 257,176 | $4.987M | 3.7% | $19.39 | $19.49 | -0.5% | PFD SECS INC ETF | 33739E108 |
| XLP | SELECT SECTOR SPDR TR | 69,003 | $4.007M | 3.0% | $58.07 | $57.25 | +1.4% | SBI CONS STPLS | 81369Y308 |
| — | GLOBAL X FDS | 393,339 | $3.469M | 2.6% | $8.82 | $9.43 | — | GLBL X MLP ETF | 37950E473 |
| SHY | ISHARES TR | 39,373 | $3.338M | 2.5% | $84.78 | $83.97 | +1.0% | 1 3 YR TREAS BD | 464287457 |
| CVX | CHEVRON CORP NEW | 24,839 | $3.091M | 2.3% | $124.44 * | $87.50 | +6.7% | COM | 166764100 |
| IGV | ISHARES TR | 13,943 | $3.046M | 2.3% | $218.46 * | $37.33 | +17.0% | EXPANDED TECH | 464287515 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 13,929 | $2.969M | 2.2% | $213.15 | $187.07 | +14.0% | CL B NEW | 084670702 |
| BF/B | BROWN FORMAN CORP | 53,514 | $2.966M | 2.2% | $55.42 * | $47.61 | +4.1% | CL B | 115637209 |
| FXH | FIRST TR EXCHANGE TRADED FD | 38,276 | $2.964M | 2.2% | $77.44 | $74.75 | +3.6% | HLTH CARE ALPH | 33734X143 |
| APD | AIR PRODS & CHEMS INC | 12,979 | $2.938M | 2.2% | $226.37 * | $176.25 | +9.9% | COM | 009158106 |
| OKE | ONEOK INC NEW | 42,079 | $2.895M | 2.2% | $68.80 * | $39.29 | +14.4% | COM | 682680103 |
| VZ | VERIZON COMMUNICATIONS INC | 49,625 | $2.835M | 2.1% | $57.13 * | $38.49 | +3.2% | COM | 92343V104 |
| BKH | BLACK HILLS CORP | 35,904 | $2.807M | 2.1% | $78.18 * | $58.01 | +4.1% | COM | 092113109 |
| KMI | KINDER MORGAN INC DEL | 132,919 | $2.775M | 2.1% | $20.88 * | $13.66 | +3.9% | COM | 49456B101 |
| BXP | BOSTON PROPERTIES INC | 21,178 | $2.732M | 2.0% | $129.00 * | $86.59 | +9.0% | COM | 101121101 |
| XLU | SELECT SECTOR SPDR TR | 45,712 | $2.726M | 2.0% | $59.63 * | $28.57 | +4.4% | SBI INT-UTILS | 81369Y886 |
| CB | CHUBB LIMITED | 18,353 | $2.703M | 2.0% | $147.28 * | $129.36 | +2.5% | COM | H1467J104 |
| PCAR | PACCAR INC | 37,678 | $2.7M | 2.0% | $71.66 * | $33.75 | +10.5% | COM | 693718108 |
| GPC | GENUINE PARTS CO | 25,210 | $2.611M | 1.9% | $103.57 * | $80.48 | +6.8% | COM | 372460105 |
| MRK | MERCK & CO INC | 31,104 | $2.608M | 1.9% | $83.85 * | $62.14 | +5.1% | COM | 58933Y105 |
| UCON | FIRST TR EXCHNG TRADED FD VI | 101,075 | $2.602M | 1.9% | $25.74 | $25.52 | +0.9% | TCW UNCONSTRAI | 33740F888 |
| CMBS | ISHARES TR | 48,759 | $2.58M | 1.9% | $52.91 | $51.91 | +1.9% | CMBS ETF | 46429B366 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 51,739 | $2.489M | 1.9% | $48.11 | $48.33 | -0.5% | FIRST TR TA HIYL | 33738D408 |
| — | UNITED TECHNOLOGIES CORP | 19,031 | $2.478M | 1.8% | $130.21 | $123.47 | — | COM | 913017109 |
| FIXD | FIRST TR EXCHNG TRADED FD VI | 47,275 | $2.448M | 1.8% | $51.78 | $50.87 | +1.8% | TCW OPPORTUNIS | 33740F805 |
| ABT | ABBOTT LABS | 28,615 | $2.407M | 1.8% | $84.12 * | $70.22 | +6.9% | COM | 002824100 |
| ABM | ABM INDS INC | 60,128 | $2.405M | 1.8% | $40.00 * | $33.17 | +5.3% | COM | 000957100 |
| INTC | INTEL CORP | 43,391 | $2.077M | 1.5% | $47.87 * | $41.52 | +0.5% | COM | 458140100 |
| ABBV | ABBVIE INC | 27,913 | $2.03M | 1.5% | $72.73 * | $59.38 | -7.3% | COM | 00287Y109 |
| AAPL | APPLE INC | 10,015 | $1.982M | 1.5% | $197.90 * | $39.23 | +20.9% | COM | 037833100 |
| QQQE | DIREXION SHS ETF TR | 38,121 | $1.892M | 1.4% | $49.63 | $45.77 | +8.4% | NAS100 EQL WGT | 25459Y207 |
| — | COHEN & STEERS REIT & PFD &I | 85,575 | $1.85M | 1.4% | $21.62 | $19.77 | — | COM | 19247X100 |
| SCHV | SCHWAB STRATEGIC TR | 32,262 | $1.811M | 1.4% | $56.13 * | $17.69 | +5.8% | US LCAP VA ETF | 808524409 |
| PFG | PRINCIPAL FINL GROUP INC | 27,905 | $1.616M | 1.2% | $57.91 * | $42.59 | +5.8% | COM | 74251V102 |
| — | ANNALY CAP MGMT INC | 173,702 | $1.586M | 1.2% | $9.13 | $10.21 | — | COM | 035710409 |
| ARI | APOLLO COML REAL EST FIN INC | 85,708 | $1.576M | 1.2% | $18.39 | $17.88 | — | COM | 03762U105 |
| LADR | LADDER CAP CORP | 94,886 | $1.576M | 1.2% | $16.61 | $15.35 | — | CL A | 505743104 |
| — | CITY OFFICE REIT INC | 128,278 | $1.538M | 1.1% | $11.99 | $11.49 | — | COM | 178587101 |
| VNQ | VANGUARD INDEX FDS | 16,559 | $1.447M | 1.1% | $87.38 | $80.67 | +8.3% | REAL ESTATE ETF | 922908553 |
| ARCC | ARES CAP CORP | 76,823 | $1.378M | 1.0% | $17.94 * | $8.17 | +18.8% | COM | 04010L103 |
| IYR | ISHARES TR | 15,398 | $1.344M | 1.0% | $87.28 | $87.55 | -0.3% | U.S. REAL ES ETF | 464287739 |
| AGM/A | FEDERAL AGRIC MTG CORP | 49,620 | $1.286M | 1.0% | $25.92 * | $50.40 | -2.3% | CL A | 313148108 |
| STAG | STAG INDL INC | 41,786 | $1.264M | 0.9% | $30.25 | $29.89 | — | COM | 85254J102 |
| GBDC | GOLUB CAP BDC INC | 66,319 | $1.18M | 0.9% | $17.79 * | $9.01 | +3.3% | COM | 38173M102 |
| T | AT&T INC | 35,156 | $1.178M | 0.9% | $33.51 * | $14.15 | +12.7% | COM | 00206R102 |
| — | ROYAL DUTCH SHELL PLC | 17,230 | $1.133M | 0.8% | $65.76 | $71.24 | — | SPON ADR B | 780259107 |
| FDUS | FIDUS INVT CORP | 69,943 | $1.116M | 0.8% | $15.96 * | $6.14 | +23.9% | COM | 316500107 |
| IGM | ISHARES TR | 4,963 | $1.07M | 0.8% | $215.60 * | $32.69 | +10.0% | EXPND TEC SC ETF | 464287549 |
| V | VISA INC | 5,918 | $1.027M | 0.8% | $173.54 * | $137.38 | +20.7% | COM CL A | 92826C839 |
| IHI | ISHARES TR | 3,594 | $865K | 0.6% | $240.68 * | $37.85 | +6.0% | U.S. MED DVC ETF | 464288810 |
| AWK | AMERICAN WTR WKS CO INC NEW | 7,227 | $838K | 0.6% | $115.95 * | $80.97 | +26.8% | COM | 030420103 |
| PPA | INVESCO EXCHANGE TRADED FD T | 12,690 | $824K | 0.6% | $64.93 | $61.73 | +5.2% | AEROSPACE DEFN | 46137V100 |
| OUNZ | VANECK MERK GOLD TRUST | 55,645 | $769K | 0.6% | $13.82 | $12.83 | +7.7% | GOLD TRUST | 921078101 |
| INTU | INTUIT | 2,774 | $725K | 0.5% | $261.36 * | $207.40 | +20.7% | COM | 461202103 |
| MSFT | MICROSOFT CORP | 5,275 | $707K | 0.5% | $134.03 * | $97.87 | +29.1% | COM | 594918104 |
| AMD | ADVANCED MICRO DEVICES INC | 22,732 | $690K | 0.5% | $30.35 | $28.53 | +6.5% | COM | 007903107 |
| GLD | SPDR GOLD TRUST | 5,122 | $682K | 0.5% | $133.15 | $123.59 | +7.8% | GOLD SHS | 78463V107 |
| — | XILINX INC | 5,664 | $668K | 0.5% | $117.94 | $126.72 | — | COM | 983919101 |
| MA | MASTERCARD INC | 2,240 | $593K | 0.4% | $264.73 * | $138.82 | +83.8% | CL A | 57636Q104 |
| VB | VANGUARD INDEX FDS | 3,778 | $592K | 0.4% | $156.70 | $149.52 | +4.8% | SMALL CP ETF | 922908751 |
| AMZN | AMAZON COM INC | 312 | $591K | 0.4% | $1894.23 * | $82.98 | +14.1% | COM | 023135106 |
| PG | PROCTER AND GAMBLE CO | 4,919 | $539K | 0.4% | $109.58 * | $68.10 | +36.9% | COM | 742718109 |
| MO | ALTRIA GROUP INC | 11,229 | $532K | 0.4% | $47.38 * | $30.90 | -8.4% | COM | 02209S103 |
| XEL | XCEL ENERGY INC | 8,628 | $513K | 0.4% | $59.46 * | $41.60 | +17.4% | COM | 98389B100 |
| WM | WASTE MGMT INC DEL | 4,168 | $481K | 0.4% | $115.40 * | $83.20 | +24.7% | COM | 94106L109 |
| VUG | VANGUARD INDEX FDS | 2,825 | $462K | 0.3% | $163.54 * | $20.84 | +30.6% | GROWTH ETF | 922908736 |
| IYY | ISHARES TR | 3,150 | $460K | 0.3% | $146.03 * | $66.35 | +10.1% | DOW JONES US ETF | 464287846 |
| XOM | EXXON MOBIL CORP | 5,870 | $450K | 0.3% | $76.66 * | $57.51 | -1.6% | COM | 30231G102 |
| EPD | ENTERPRISE PRODS PARTNERS L | 14,568 | $421K | 0.3% | $28.90 | $28.76 | — | COM | 293792107 |
| CSCO | CISCO SYS INC | 7,600 | $416K | 0.3% | $54.74 * | $36.62 | +22.3% | COM | 17275R102 |
| XLK | SELECT SECTOR SPDR TR | 5,099 | $398K | 0.3% | $78.05 * | $28.06 | +39.0% | TECHNOLOGY | 81369Y803 |
| GOOGL | ALPHABET INC | 351 | $380K | 0.3% | $1082.62 * | $53.93 | -0.4% | CAP STK CL A | 02079K305 |
| — | INVESCO EXCH TRD SLF IDX FD | 15,380 | $380K | 0.3% | $24.71 | $23.87 | — | BULSHS 2021 HY | 46138J809 |
| ADBE | ADOBE INC | 1,253 | $369K | 0.3% | $294.49 | $252.10 | +16.9% | COM | 00724F101 |
| SNPS | SYNOPSYS INC | 2,677 | $345K | 0.3% | $128.88 | $120.29 | +7.0% | COM | 871607107 |
| — | INVESCO EXCH TRD SLF IDX FD | 16,244 | $344K | 0.3% | $21.18 | $20.86 | — | BULSHS 2021 CB | 46138J700 |
| IWD | ISHARES TR | 2,704 | $344K | 0.3% | $127.22 | $118.15 | +7.7% | RUS 1000 VAL ETF | 464287598 |
| SBUX | STARBUCKS CORP | 4,037 | $338K | 0.3% | $83.73 * | $53.97 | +34.8% | COM | 855244109 |
| UNH | UNITEDHEALTH GROUP INC | 1,358 | $331K | 0.2% | $243.74 * | $213.29 | +2.9% | COM | 91324P102 |
| — | INVESCO EXCH TRD SLF IDX FD | 15,463 | $331K | 0.2% | $21.41 | $21.19 | — | BULSHS 2022 CB | 46138J882 |
| ADSK | AUTODESK INC | 1,962 | $320K | 0.2% | $163.10 | $168.13 | -3.1% | COM | 052769106 |
| MTD | METTLER TOLEDO INTERNATIONAL | 379 | $318K | 0.2% | $839.05 | $663.77 | +26.5% | COM | 592688105 |
| HLT | HILTON WORLDWIDE HLDGS INC | 3,258 | $318K | 0.2% | $97.61 | $78.28 | +22.7% | COM | 43300A203 |
| ETN | EATON CORP PLC | 3,658 | $305K | 0.2% | $83.38 * | $71.13 | +3.6% | SHS | G29183103 |
| FAST | FASTENAL CO | 9,214 | $300K | 0.2% | $32.56 * | $13.36 | +3.2% | COM | 311900104 |
| — | INVESCO EXCH TRD SLF IDX FD | 12,134 | $298K | 0.2% | $24.56 | $24.45 | — | BULSHS 2022 HY | 46138J874 |
| FISV | FISERV INC | 3,207 | $292K | 0.2% | $91.05 | $79.75 | +14.3% | COM | 337738108 |
| VLO | VALERO ENERGY CORP NEW | 3,411 | $292K | 0.2% | $85.61 * | $62.40 | +5.3% | COM | 91913Y100 |
| USB | US BANCORP DEL | 5,509 | $289K | 0.2% | $52.46 * | $39.13 | +1.9% | COM NEW | 902973304 |
| NOC | NORTHROP GRUMMAN CORP | 854 | $276K | 0.2% | $323.19 * | $222.16 | +30.8% | COM | 666807102 |
| CRM | SALESFORCE COM INC | 1,799 | $273K | 0.2% | $151.75 | $138.50 | +8.2% | COM | 79466L302 |
| PSA | PUBLIC STORAGE | 1,107 | $264K | 0.2% | $238.48 * | $140.87 | +29.0% | COM | 74460D109 |
| — | INVESCO EXCH TRD SLF IDX FD | 11,957 | $253K | 0.2% | $21.16 | $20.79 | — | BULSHS 2023 CB | 46138J866 |
| IHF | ISHARES TR | 1,472 | $252K | 0.2% | $171.20 * | $32.64 | +5.0% | US HLTHCR PR ETF | 464288828 |
| DHR | DANAHER CORPORATION | 1,677 | $240K | 0.2% | $143.11 * | $114.95 | +7.1% | COM | 235851102 |
| WMB | WILLIAMS COS INC DEL | 8,406 | $236K | 0.2% | $28.08 * | $18.25 | +7.1% | COM | 969457100 |
| — | INVESCO EXCH TRD SLF IDX FD | 8,631 | $225K | 0.2% | $26.07 | $26.00 | — | BULSHS 2023 HY | 46138J858 |
| AMN | AMN HEALTHCARE SERVICES INC | 4,018 | $218K | 0.2% | $54.26 | $50.73 | +6.9% | COM | 001744101 |
| IWV | ISHARES TR | 1,236 | $213K | 0.2% | $172.33 | $160.50 | +7.4% | RUSSELL 3000 ETF | 464287689 |
| SPY | SPDR S&P 500 ETF TR | 704 | $206K | 0.2% | $292.61 | $287.96 | +1.8% | TR UNIT | 78462F103 |
| — | INVESCO EXCH TRD SLF IDX FD | 9,623 | $205K | 0.2% | $21.30 | $21.30 | — | BULSHS 2020 CB | 46138J502 |
| HTGC | HERCULES CAPITAL INC | 15,336 | $197K | 0.1% | $12.85 | $12.97 | -1.2% | COM | 427096508 |
| — | GENERAL ELECTRIC CO | 12,249 | $129K | 0.1% | $10.53 | $7.59 | — | COM | 369604103 |
| EXK | ENDEAVOUR SILVER CORP | 50,000 | $103K | 0.1% | $2.06 | $2.38 | -13.8% | COM | 29258Y103 |
| — | SENIOR HSG PPTYS TR | 10,040 | $83,000 | 0.1% | $8.27 | $17.55 | — | SH BEN INT | 81721M109 |
| — | ABERDEEN ASIA PACIFIC INCOM | 13,000 | $54,000 | 0.0% | $4.15 | $4.15 | — | COM | 003009107 |