CIK: 0001744348 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 17, 2020
Total Value ($000): $163,887 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 45,730 | $7,212 | 4.4% | $90.57 | +72.6% | COM | 594918104 |
| TYL | TYLER TECHNOLOGIES INC | 17,881 | $5,303 | 3.2% | $224.90 | +37.8% | COM | 902252105 |
| FLRN | SPDR SER TR | 162,613 | $4,781 | 2.9% | $30.68 | — | BLOMBERG BRC INV | 78468R200 |
| INTC | INTEL CORP | 72,949 | $3,948 | 2.4% | $45.05 | +16.2% | COM | 458140100 |
| NGG | NATIONAL GRID PLC | 60,320 | $3,515 | 2.1% | $56.29 | — | SPONSORED ADR NE | 636274409 |
| VYM | VANGUARD WHITEHALL FDS | 46,271 | $3,274 | 2.0% | $83.55 | — | HIGH DIV YLD | 921946406 |
| BMY | BRISTOL-MYERS SQUIBB CO | 55,020 | $3,067 | 1.9% | $40.63 | +19.5% | COM | 110122108 |
| AAPL | APPLE INC | 11,945 | $3,037 | 1.9% | $43.99 | +61.6% | COM | 037833100 |
| — | UNILEVER PLC | 58,958 | $2,981 | 1.8% | $55.29 | — | SPON ADR NEW | 904767704 |
| PFE | PFIZER INC | 89,701 | $2,928 | 1.8% | $24.51 | +5.3% | COM | 717081103 |
| AWK | AMERICAN WTR WKS CO INC NEW | 23,840 | $2,850 | 1.7% | $71.59 | +61.3% | COM | 030420103 |
| — | GLAXOSMITHKLINE PLC | 73,057 | $2,768 | 1.7% | $40.33 | — | SPONSORED ADR | 37733W105 |
| WM | WASTE MGMT INC DEL | 29,845 | $2,762 | 1.7% | $72.68 | +43.3% | COM | 94106L109 |
| SCHG | SCHWAB STRATEGIC TR | 34,110 | $2,717 | 1.7% | $76.01 | — | US LCAP GR ETF | 808524300 |
| HON | HONEYWELL INTL INC | 19,909 | $2,664 | 1.6% | $113.57 | +20.3% | COM | 438516106 |
| CAG | CONAGRA BRANDS INC | 86,747 | $2,545 | 1.6% | $26.28 | -10.4% | COM | 205887102 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 51,106 | $2,538 | 1.5% | $50.02 | — | ULTRA SHRT INC | 46641Q837 |
| EUDG | WISDOMTREE TR | 110,618 | $2,420 | 1.5% | $25.56 | — | EURO QTLY DIV GR | 97717X610 |
| JPM | JPMORGAN CHASE & CO | 26,558 | $2,391 | 1.5% | $89.90 | +15.3% | COM | 46625H100 |
| — | MACQUARIE / FIRST TR GLOBAL | 316,468 | $2,383 | 1.5% | $10.68 | — | COM | 55607W100 |
| SCHD | SCHWAB STRATEGIC TR | 51,176 | $2,302 | 1.4% | $49.26 | — | US DIVIDEND EQ | 808524797 |
| RYN | RAYONIER INC | 94,547 | $2,227 | 1.4% | $38.69 | — | COM | 754907103 |
| — | TOTAL S.A. | 57,395 | $2,137 | 1.3% | $58.53 | — | SPONSORED ADS | 89151E109 |
| — | PEOPLES UTD FINL INC | 174,961 | $1,933 | 1.2% | $18.02 | — | COM | 712704105 |
| VOD | VODAFONE GROUP PLC NEW | 131,560 | $1,812 | 1.1% | $22.37 | — | SPONSORED ADR | 92857W308 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 9,693 | $1,772 | 1.1% | $207.26 | +2.6% | CL B NEW | 084670702 |
| GNR | SPDR INDEX SHS FDS | 56,503 | $1,748 | 1.1% | $48.93 | — | GLB NAT RESRCE | 78463X541 |
| GLW | CORNING INC | 85,000 | $1,746 | 1.1% | $22.38 | -1.3% | COM | 219350105 |
| EDIV | SPDR INDEX SHS FDS | 78,543 | $1,744 | 1.1% | $30.65 | — | S&P EM MKT DIV | 78463X533 |
| TGT | TARGET CORP | 17,652 | $1,641 | 1.0% | $62.30 | +52.5% | COM | 87612E106 |
| CSCO | CISCO SYS INC | 41,702 | $1,639 | 1.0% | $34.83 | +5.3% | COM | 17275R102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 14,667 | $1,627 | 1.0% | $94.53 | +4.0% | COM | 459200101 |
| IVW | ISHARES TR | 9,772 | $1,613 | 1.0% | $162.65 | — | S&P 500 GRWT ETF | 464287309 |
| ILF | ISHARES TR | 87,773 | $1,603 | 1.0% | $29.78 | — | LATN AMER 40 ETF | 464287390 |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | 35,547 | $1,596 | 1.0% | $42.86 | +3.0% | COM | 744573106 |
| IP | INTL PAPER CO | 50,927 | $1,585 | 1.0% | $35.05 | -18.7% | COM | 460146103 |
| DVYA | ISHARES INC | 55,753 | $1,584 | 1.0% | $44.04 | — | ASIA/PAC DIV ETF | 464286293 |
| RPM | RPM INTL INC | 26,400 | $1,571 | 1.0% | $50.15 | +37.3% | COM | 749685103 |
| — | SEAGATE TECHNOLOGY PLC | 30,798 | $1,503 | 0.9% | $56.48 | — | SHS | G7945M107 |
| IFGL | ISHARES TR | 69,207 | $1,496 | 0.9% | $29.12 | — | INTL DEV RE ETF | 464288489 |
| HSBC | HSBC HLDGS PLC | 50,581 | $1,417 | 0.9% | $45.78 | — | SPON ADR NEW | 404280406 |
| CAT | CATERPILLAR INC DEL | 11,863 | $1,377 | 0.8% | $126.53 | -10.4% | COM | 149123101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 15,346 | $1,336 | 0.8% | $83.50 | — | INT-TERM CORP | 92206C870 |
| DEO | DIAGEO P L C | 10,421 | $1,325 | 0.8% | $144.30 | — | SPON ADR NEW | 25243Q205 |
| T | AT&T INC | 45,189 | $1,317 | 0.8% | $14.52 | +25.2% | COM | 00206R102 |
| WMT | WALMART INC | 11,299 | $1,284 | 0.8% | $25.25 | +40.1% | COM | 931142103 |
| PCH | POTLATCHDELTIC CORPORATION | 40,478 | $1,271 | 0.8% | $50.07 | — | COM | 737630103 |
| DIS | DISNEY WALT CO | 12,769 | $1,233 | 0.8% | $99.77 | +23.8% | COM DISNEY | 254687106 |
| — | WEINGARTEN RLTY INVS | 82,731 | $1,194 | 0.7% | $30.59 | — | SH BEN INT | 948741103 |
| PEP | PEPSICO INC | 9,778 | $1,174 | 0.7% | $81.72 | +38.0% | COM | 713448108 |
| VWO | VANGUARD INTL EQUITY INDEX F | 34,409 | $1,154 | 0.7% | $42.21 | — | FTSE EMR MKT ETF | 922042858 |
| XEL | XCEL ENERGY INC | 18,304 | $1,104 | 0.7% | $35.43 | +53.1% | COM | 98389B100 |
| CWB | SPDR SER TR | 21,781 | $1,042 | 0.6% | $53.48 | — | BLMBRG BRC CNVRT | 78464A359 |
| GOOGL | ALPHABET INC | 884 | $1,027 | 0.6% | $55.03 | +22.2% | CAP STK CL A | 02079K305 |
| HD | HOME DEPOT INC | 5,412 | $1,010 | 0.6% | $155.00 | +22.7% | COM | 437076102 |
| RSP | INVESCO EXCHANGE TRADED FD T | 11,664 | $980 | 0.6% | $97.50 | — | S&P500 EQL WGT | 46137V357 |
| AMZN | AMAZON COM INC | 498 | $971 | 0.6% | $79.60 | +21.6% | COM | 023135106 |
| — | GENERAL ELECTRIC CO | 120,482 | $957 | 0.6% | $12.96 | — | COM | 369604103 |
| IDXX | IDEXX LABS INC | 3,832 | $928 | 0.6% | $206.05 | +26.7% | COM | 45168D104 |
| RWO | SPDR INDEX SHS FDS | 25,645 | $923 | 0.6% | $48.21 | — | DJ GLB RL ES ETF | 78463X749 |
| IJH | ISHARES TR | 6,357 | $915 | 0.6% | $194.75 | — | CORE S&P MCP ETF | 464287507 |
| VZ | VERIZON COMMUNICATIONS INC | 16,628 | $893 | 0.5% | $32.93 | +24.5% | COM | 92343V104 |
| LYB | LYONDELLBASELL INDUSTRIES N | 16,847 | $836 | 0.5% | $60.31 | -17.7% | SHS - A - | N53745100 |
| ATO | ATMOS ENERGY CORP | 8,294 | $823 | 0.5% | $72.10 | +31.7% | COM | 049560105 |
| WPC | WP CAREY INC | 13,992 | $813 | 0.5% | $67.76 | — | COM | 92936U109 |
| JNJ | JOHNSON & JOHNSON | 6,083 | $798 | 0.5% | $106.95 | +12.3% | COM | 478160104 |
| JPIN | J P MORGAN EXCHANGE-TRADED F | 18,208 | $787 | 0.5% | $56.78 | — | DIV RTN INT EQ | 46641Q209 |
| INTU | INTUIT | 3,313 | $762 | 0.5% | $182.24 | +43.2% | COM | 461202103 |
| BOND | PIMCO ETF TR | 6,852 | $727 | 0.4% | $107.10 | — | ACTIVE BD ETF | 72201R775 |
| ADM | ARCHER DANIELS MIDLAND CO | 20,592 | $724 | 0.4% | $35.79 | -3.5% | COM | 039483102 |
| SHY | ISHARES TR | 8,125 | $704 | 0.4% | $83.35 | — | 1 3 YR TREAS BD | 464287457 |
| VNQ | VANGUARD INDEX FDS | 10,047 | $702 | 0.4% | $81.63 | — | REAL ESTATE ETF | 922908553 |
| SPY | SPDR S&P 500 ETF TR | 2,577 | $664 | 0.4% | $263.70 | — | TR UNIT | 78462F103 |
| DHC | DIVERSIFIED HEALTHCARE TR | 169,566 | $616 | 0.4% | $3.63 | — | COM SH BEN INT | 25525P107 |
| DUK | DUKE ENERGY CORP NEW | 7,371 | $596 | 0.4% | $56.43 | +28.9% | COM NEW | 26441C204 |
| NVDA | NVIDIA CORP | 2,249 | $593 | 0.4% | $5.75 | +9.3% | COM | 67066G104 |
| CNP | CENTERPOINT ENERGY INC | 37,004 | $572 | 0.3% | $20.86 | -6.1% | COM | 15189T107 |
| OKE | ONEOK INC NEW | 25,081 | $547 | 0.3% | $39.78 | +3.5% | COM | 682680103 |
| BABA | ALIBABA GROUP HLDG LTD | 2,770 | $539 | 0.3% | $177.06 | — | SPONSORED ADS | 01609W102 |
| V | VISA INC | 3,314 | $534 | 0.3% | $122.08 | +48.0% | COM CL A | 92826C839 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,864 | $529 | 0.3% | $213.57 | +45.4% | COM | 883556102 |
| SRE | SEMPRA ENERGY | 4,671 | $528 | 0.3% | $42.70 | +36.8% | COM | 816851109 |
| MRK | MERCK & CO. INC | 6,415 | $494 | 0.3% | $54.62 | +19.2% | COM | 58933Y105 |
| F | FORD MTR CO DEL | 99,996 | $483 | 0.3% | $7.44 | -24.0% | COM | 345370860 |
| SCHM | SCHWAB STRATEGIC TR | 11,453 | $483 | 0.3% | $54.86 | — | US MID-CAP ETF | 808524508 |
| BAC | BK OF AMERICA CORP | 22,113 | $469 | 0.3% | $24.97 | +3.8% | COM | 060505104 |
| MA | MASTERCARD INC | 1,891 | $457 | 0.3% | $182.00 | +58.1% | CL A | 57636Q104 |
| SCHZ | SCHWAB STRATEGIC TR | 8,389 | $455 | 0.3% | $50.62 | — | US AGGREGATE B | 808524839 |
| LOW | LOWES COS INC | 5,174 | $445 | 0.3% | $80.74 | +21.7% | COM | 548661107 |
| ECL | ECOLAB INC | 2,778 | $433 | 0.3% | $136.79 | +28.9% | COM | 278865100 |
| IVE | ISHARES TR | 4,431 | $426 | 0.3% | $110.33 | — | S&P 500 VAL ETF | 464287408 |
| CVX | CHEVRON CORP NEW | 5,801 | $420 | 0.3% | $87.02 | -12.7% | COM | 166764100 |
| UNP | UNION PAC CORP | 2,942 | $415 | 0.3% | $121.59 | +19.2% | COM | 907818108 |
| STZ | CONSTELLATION BRANDS INC | 2,890 | $414 | 0.3% | $195.98 | -18.3% | CL A | 21036P108 |
| META | FACEBOOK INC | 2,475 | $413 | 0.3% | $171.00 | +13.7% | CL A | 30303M102 |
| TSN | TYSON FOODS INC | 7,025 | $407 | 0.2% | $56.96 | +10.0% | CL A | 902494103 |
| CMCSA | COMCAST CORP NEW | 11,813 | $406 | 0.2% | $27.54 | +30.9% | CL A | 20030N101 |
| SLYV | SPDR SER TR | 9,873 | $403 | 0.2% | $66.61 | — | S&P 600 SMCP VAL | 78464A300 |
| TD | TORONTO DOMINION BK ONT | 9,351 | $396 | 0.2% | $57.22 | -10.4% | COM NEW | 891160509 |
| XOM | EXXON MOBIL CORP | 9,382 | $356 | 0.2% | $55.78 | -24.6% | COM | 30231G102 |
| NVS | NOVARTIS A G | 4,300 | $355 | 0.2% | $87.51 | — | SPONSORED ADR | 66987V109 |
| EMB | ISHARES TR | 3,582 | $346 | 0.2% | $110.80 | — | JPMORGAN USD EMG | 464288281 |
| ROP | ROPER TECHNOLOGIES INC | 1,106 | $345 | 0.2% | $266.47 | +28.4% | COM | 776696106 |
| RWX | SPDR INDEX SHS FDS | 12,583 | $337 | 0.2% | $39.18 | — | DJ INTL RL ETF | 78463X863 |
| PNC | PNC FINL SVCS GROUP INC | 3,496 | $335 | 0.2% | $110.67 | -2.1% | COM | 693475105 |
| CVS | CVS HEALTH CORP | 5,602 | $332 | 0.2% | $53.11 | +4.1% | COM | 126650100 |
| SCHF | SCHWAB STRATEGIC TR | 12,795 | $331 | 0.2% | $32.84 | — | INTL EQTY ETF | 808524805 |
| PCY | INVESCO EXCHANGE-TRADED FD T | 13,768 | $329 | 0.2% | $26.45 | — | EMRNG MKT SVRG | 46138E784 |
| HTGC | HERCULES CAPITAL INC | 42,407 | $324 | 0.2% | $12.36 | +5.6% | COM | 427096508 |
| ACN | ACCENTURE PLC IRELAND | 1,979 | $323 | 0.2% | $150.81 | +17.4% | SHS CLASS A | G1151C101 |
| COP | CONOCOPHILLIPS | 10,393 | $320 | 0.2% | $51.80 | -20.9% | COM | 20825C104 |
| WIP | SPDR SER TR | 6,518 | $318 | 0.2% | $54.19 | — | FTSE INT GVT ETF | 78464A490 |
| SCHE | SCHWAB STRATEGIC TR | 15,189 | $314 | 0.2% | $25.81 | — | EMRG MKTEQ ETF | 808524706 |
| FISV | FISERV INC | 3,308 | $314 | 0.2% | $84.99 | +30.7% | COM | 337738108 |
| KMI | KINDER MORGAN INC DEL | 22,549 | $314 | 0.2% | $10.67 | +25.2% | COM | 49456B101 |
| — | TORTOISE ENERGY INFRA CORP | 120,806 | $309 | 0.2% | $24.43 | — | COM | 89147L100 |
| GIS | GENERAL MLS INC | 5,816 | $307 | 0.2% | $34.33 | +26.1% | COM | 370334104 |
| CWT | CALIFORNIA WTR SVC GROUP | 5,969 | $300 | 0.2% | $34.22 | +34.0% | COM | 130788102 |
| VO | VANGUARD INDEX FDS | 2,253 | $297 | 0.2% | $157.73 | — | MID CAP ETF | 922908629 |
| TIP | ISHARES TR | 2,505 | $295 | 0.2% | $111.24 | — | TIPS BD ETF | 464287176 |
| VLO | VALERO ENERGY CORP | 6,350 | $288 | 0.2% | $81.00 | -29.4% | COM | 91913Y100 |
| TFI | SPDR SER TR | 5,665 | $283 | 0.2% | $48.01 | — | NUVEEN BRC MUNIC | 78468R721 |
| UNH | UNITEDHEALTH GROUP INC | 1,128 | $281 | 0.2% | $213.01 | +17.2% | COM | 91324P102 |
| VIG | VANGUARD SPECIALIZED FUNDS | 2,695 | $279 | 0.2% | $101.61 | — | DIV APP ETF | 921908844 |
| GLD | SPDR GOLD TRUST | 1,874 | $277 | 0.2% | $124.43 | — | GOLD SHS | 78463V107 |
| DAUG | FIRST TR EXCHNG TRADED FD VI | 9,895 | $276 | 0.2% | $27.89 | — | VEST US DEEP | 33740F854 |
| DVYE | ISHARES INC | 9,805 | $276 | 0.2% | $39.06 | — | EM MKTS DIV ETF | 464286319 |
| PG | PROCTER & GAMBLE CO | 2,495 | $274 | 0.2% | $79.16 | +31.2% | COM | 742718109 |
| HST | HOST HOTELS & RESORTS INC | 24,770 | $273 | 0.2% | $14.46 | -15.1% | COM | 44107P104 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 8,132 | $271 | 0.2% | $42.79 | — | FTSE DEV MKT ETF | 921943858 |
| LQD | ISHARES TR | 2,168 | $268 | 0.2% | $115.51 | — | IBOXX INV CP ETF | 464287242 |
| DRI | DARDEN RESTAURANTS INC | 4,889 | $266 | 0.2% | $75.22 | +10.0% | COM | 237194105 |
| SCHP | SCHWAB STRATEGIC TR | 4,520 | $260 | 0.2% | $53.45 | — | US TIPS ETF | 808524870 |
| PDP | INVESCO EXCHANGE TRADED FD T | 4,813 | $260 | 0.2% | $54.02 | — | DWA MOMENTUM | 46137V837 |
| OEF | ISHARES TR | 2,154 | $256 | 0.2% | $125.45 | — | S&P 100 ETF | 464287101 |
| IGSB | ISHARES TR | 4,823 | $253 | 0.2% | $84.10 | — | SH TR CRPORT ETF | 464288646 |
| — | WALGREENS BOOTS ALLIANCE INC | 5,537 | $253 | 0.2% | $56.52 | — | COM | 931427108 |
| — | UNITED TECHNOLOGIES CORP | 2,579 | $243 | 0.1% | $121.70 | — | COM | 913017109 |
| SPMD | SPDR SER TR | 9,525 | $241 | 0.1% | $31.93 | — | PORTFOLIO S&P400 | 78464A847 |
| MINT | PIMCO ETF TR | 2,372 | $235 | 0.1% | $101.43 | — | ENHAN SHRT MA AC | 72201R833 |
| MCK | MCKESSON CORP | 1,737 | $235 | 0.1% | $140.83 | 0.0% | COM | 58155Q103 |
| DHR | DANAHER CORPORATION | 1,691 | $234 | 0.1% | $89.89 | +46.1% | COM | 235851102 |
| FVD | FIRST TR VALUE LINE DIVID IN | 8,459 | $234 | 0.1% | $27.66 | — | SHS | 33734H106 |
| RDVY | FIRST TR EXCHANGE-TRADED FD | 8,766 | $225 | 0.1% | $25.67 | — | RISNG DIVD ACHIV | 33738R506 |
| BX | BLACKSTONE GROUP INC | 4,915 | $224 | 0.1% | $42.36 | +6.8% | COM CL A | 09260D107 |
| GM | GENERAL MTRS CO | 10,700 | $222 | 0.1% | $33.34 | -12.5% | COM | 37045V100 |
| FDL | FIRST TR MORNINGSTAR DIVID L | 9,809 | $219 | 0.1% | $22.33 | — | SHS | 336917109 |
| LMBS | FIRST TR EXCHANGE-TRADED FD | 4,266 | $218 | 0.1% | $51.10 | — | FST LOW OPPT EFT | 33739Q200 |
| BTAL | AGF INVESTMENTS TRUST | 8,354 | $215 | 0.1% | $25.74 | — | AGFIQ US MK ANTI | 00110G408 |
| TRV | TRAVELERS COMPANIES INC | 2,143 | $213 | 0.1% | $111.21 | -1.4% | COM | 89417E109 |
| SDVY | FIRST TR EXCHANGE-TRADED FD | 14,625 | $208 | 0.1% | $14.22 | — | SMID RISNG ETF | 33741X102 |
| RSPU | INVESCO EXCHANGE TRADED FD T | 2,332 | $206 | 0.1% | $88.57 | — | S&P500 EQL UTL | 46137V274 |
| FIXD | FIRST TR EXCHNG TRADED FD VI | 3,892 | $205 | 0.1% | $52.67 | — | TCW OPPORTUNIS | 33740F805 |
| NEE | NEXTERA ENERGY INC | 853 | $205 | 0.1% | $54.30 | 0.0% | COM | 65339F101 |
| SO | SOUTHERN CO | 3,792 | $205 | 0.1% | $37.42 | +34.9% | COM | 842587107 |
| AGG | ISHARES TR | 1,758 | $203 | 0.1% | $115.47 | — | CORE US AGGBD ET | 464287226 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 4,741 | $203 | 0.1% | $58.09 | — | GLB EX US ETF | 922042676 |
| SWK | STANLEY BLACK & DECKER INC | 2,002 | $200 | 0.1% | $116.19 | +2.5% | COM | 854502101 |
| HPQ | HP INC | 11,465 | $199 | 0.1% | $16.49 | 0.0% | COM | 40434L105 |
| UNM | UNUM GROUP | 12,280 | $184 | 0.1% | $35.24 | -31.7% | COM | 91529Y106 |
| MPT | MEDICAL PPTYS TRUST INC | 10,082 | $174 | 0.1% | $17.26 | — | COM | 58463J304 |
| FID | FIRST TR EXCHANGE-TRADED FD | 11,405 | $146 | 0.1% | $12.80 | — | S&P INTL DIVID | 33738R688 |
| ENFR | ALPS ETF TR | 14,089 | $145 | 0.1% | $22.13 | — | ALERIAN ENERGY | 00162Q676 |
| FDD | FIRST TR STOXX EUROPEAN SELE | 14,319 | $138 | 0.1% | $9.64 | — | COMMON SHS | 33735T109 |
| MDIV | FIRST TR EXCHANGE-TRADED FD | 11,404 | $134 | 0.1% | $11.75 | — | MULTI ASSET DI | 33738R100 |
| — | WELLS FARGO & CO | 20,000 | $38 | 0.0% | $1.75 | — | MTNF 6/0 | 94986RQF1 |
| — | GOLAR LNG PARTNERS LP | 10,795 | $36 | 0.0% | $15.46 | — | COM UNIT LPI | Y2745C102 |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | 30,004 | $30 | 0.0% | $1.00 | — | COM | 562803106 |
| — | MACQUARIE INFRASTRUCTURE COR | 30,000 | $24 | 0.0% | $0.90 | — | NOTE 2.000%10/0 | 55608BAB1 |
| — | J2 GLOBAL INC | 17,000 | $21 | 0.0% | $1.35 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | PROSPECT CAPITAL CORPORATION | 15,000 | $13 | 0.0% | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | NATIONAL HEALTH INVS INC | 10,000 | $9 | 0.0% | $1.12 | — | NOTE 3.250% 4/0 | 63633DAE4 |