ADVENT CAPITAL MANAGEMENT /DE/ Quant / Systematic

CIK: 0001097278 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 13, 2017

Total Value ($000): $5,432,123 (10.9% shares, 89.1% debt)

Holdings (306)

MICRON TECHNOLOGY INC 2.2%
Value ($000) $116,853 Shares 117,777,000 Est. Cost $0.94 Unrealized
PRICELINE GROUP INC/THE 2.0%
Value ($000) $110,321 Shares 86,506,000 Est. Cost $1.18 Unrealized
YAHOO INC 1.9%
Value ($000) $105,885 Shares 106,857,000 Est. Cost $1.11 Unrealized
WRIGHT MEDICAL GROUP INC 1.7%
Value ($000) $95,060 Shares 90,886,000 Est. Cost $0.91 Unrealized
INTEL CORP 1.6%
Value ($000) $88,068 Shares 65,062,000 Est. Cost $1.21 Unrealized
TWITTER INC 1.6%
Value ($000) $87,849 Shares 95,143,000 Est. Cost $0.84 Unrealized
LAM RESEARCH CORP 1.5%
Value ($000) $83,391 Shares 47,544,000 Est. Cost $1.41 Unrealized
CTRIP.COM INTL LTD 1.5%
Value ($000) $83,107 Shares 80,830,000 Est. Cost $1.06 Unrealized
ILLUMINA INC 1.5%
Value ($000) $79,068 Shares 82,273,000 Est. Cost $1.15 Unrealized
TWITTER INC 1.4%
Value ($000) $78,596 Shares 83,781,000 Est. Cost $0.86 Unrealized
WEATHERFORD BERMUDA 1.4%
Value ($000) $78,342 Shares 71,783,000 Est. Cost $1.09 Unrealized
RED HAT INC 1.4%
Value ($000) $75,847 Shares 64,590,000 Est. Cost $1.21 Unrealized
HOLOGIC INC 1.3%
Value ($000) $72,849 Shares 59,107,000 Est. Cost $1.16 Unrealized
WELLS FARGO & COMPANY 1.3%
Value ($000) $72,290 Shares 60,748 Est. Cost $871.95 Unrealized
ON SEMICONDUCTOR CORP 1.3%
Value ($000) $68,681 Shares 67,122,000 Est. Cost $0.90 Unrealized
DYCOM INDUSTRIES INC 1.3%
Value ($000) $68,275 Shares 62,592,000 Est. Cost $1.09 Unrealized
FIREEYE INC 1.2%
Value ($000) $66,877 Shares 74,169,000 Est. Cost $0.89 Unrealized
IONIS PHARMACEUTICALS IN 1.2%
Value ($000) $65,482 Shares 64,541,000 Est. Cost $1.05 Unrealized
FIREEYE INC 1.2%
Value ($000) $65,074 Shares 70,472,000 Est. Cost $0.91 Unrealized
INTEGRATED DEVICE TECH 1.2%
Value ($000) $63,691 Shares 61,721,000 Est. Cost $1.01 Unrealized
BIOMARIN PHARMACEUTICAL 1.2%
Value ($000) $63,226 Shares 56,067,000 Est. Cost $1.12 Unrealized
MOLINA HEALTHCARE INC 1.2%
Value ($000) $63,106 Shares 55,325,000 Est. Cost $1.20 Unrealized
ALLSCRIPTS HEALTHCARE SO 1.1%
Value ($000) $62,238 Shares 66,006,000 Est. Cost $1.01 Unrealized
ANTHEM INC 1.1%
Value ($000) $62,200 Shares 1,326,274 Est. Cost $49.17 Unrealized
PRICELINE GROUP INC/THE 1.1%
Value ($000) $60,167 Shares 56,917,000 Est. Cost $1.02 Unrealized
WEBMD HEALTH CORP 1.1%
Value ($000) $59,986 Shares 58,523,000 Est. Cost $1.04 Unrealized
SPIRIT REALTY CAPITAL IN 1.1%
Value ($000) $59,974 Shares 57,555,000 Est. Cost $1.03 Unrealized
COLONY NORTHSTAR INC 1.1%
Value ($000) $59,225 Shares 59,055,000 Est. Cost $1.02 Unrealized
INTEL CORP 1.1%
Value ($000) $58,641 Shares 33,208,000 Est. Cost $1.37 Unrealized
NUANCE COMMUNICATIONS 1.1%
Value ($000) $58,181 Shares 64,091,000 Est. Cost $0.91 Unrealized
JAZZ INVESTMENTS I LTD 1.1%
Value ($000) $57,592 Shares 59,848,000 Est. Cost $1.03 Unrealized
LIBERTY MEDIA CORP 1.1%
Value ($000) $57,094 Shares 52,967,000 Est. Cost $0.99 Unrealized
ALLERGAN PLC 1.0%
Value ($000) $56,941 Shares 74,636 Est. Cost $820.79 Unrealized
SERVICENOW INC 1.0%
Value ($000) $56,259 Shares 47,711,000 Est. Cost $1.11 Unrealized
MICROCHIP TECHNOLOGY INC 1.0%
Value ($000) $56,213 Shares 43,323,000 Est. Cost $1.02 Unrealized
ELECTRONICS FOR IMAGING 1.0%
Value ($000) $55,674 Shares 52,444,000 Est. Cost $1.07 Unrealized
NVIDIA CORP 1.0%
Value ($000) $52,102 Shares 9,823,000 Est. Cost $1.68 Unrealized
VERINT SYSTEMS INC 0.9%
Value ($000) $51,262 Shares 54,448,000 Est. Cost $1.00 Unrealized
B2GOLD CORP 0.9%
Value ($000) $49,450 Shares 49,085,000 Est. Cost $0.96 Unrealized
LIBERTY INTERACTIVE LLC 0.9%
Value ($000) $49,083 Shares 45,562,000 Est. Cost $1.06 Unrealized
CORNERSTONE ONDEMAND INC 0.9%
Value ($000) $49,018 Shares 47,108,000 Est. Cost $1.03 Unrealized
CALATLANTIC GROUP INC 0.9%
Value ($000) $48,136 Shares 46,534,000 Est. Cost $1.10 Unrealized
ARES CAPITAL CORP 0.9%
Value ($000) $46,577 Shares 44,865,000 Est. Cost $1.03 Unrealized
CITRIX SYSTEMS INC 0.8%
Value ($000) $45,477 Shares 39,282,000 Est. Cost $1.06 Unrealized
JEFFERIES GROUP LLC 0.8%
Value ($000) $44,753 Shares 44,173,000 Est. Cost $1.06 Unrealized
OLD REPUBLIC INTL CORP 0.8%
Value ($000) $44,215 Shares 35,191,000 Est. Cost $1.20 Unrealized
WHITING PETROLEUM CORP 0.8%
Value ($000) $43,629 Shares 49,206,000 Est. Cost $0.83 Unrealized
MACQUARIE INFRASTRUCTURE 0.8%
Value ($000) $42,920 Shares 36,867,000 Est. Cost $1.13 Unrealized
BANK OF AMERICA CORP 0.8%
Value ($000) $41,508 Shares 35,574 Est. Cost $390.34 Unrealized
FIDELITY NATL FINANCIAL 0.8%
Value ($000) $41,432 Shares 21,541,000 Est. Cost $1.75 Unrealized
HEALTHSOUTH CORP 0.8%
Value ($000) $40,929 Shares 34,466,000 Est. Cost $1.10 Unrealized
ROYAL GOLD INC 0.8%
Value ($000) $40,817 Shares 38,636,000 Est. Cost $0.96 Unrealized
NXP SEMICONDUCTOR NV 0.7%
Value ($000) $40,706 Shares 35,772,000 Est. Cost $1.11 Unrealized
AIR LEASE CORP 0.7%
Value ($000) $39,843 Shares 29,594,000 Est. Cost $1.30 Unrealized
TESLA INC 0.7%
Value ($000) $39,802 Shares 42,903,000 Est. Cost $0.92 Unrealized
KEYCORP 0.7%
Value ($000) $38,901 Shares 288,157 Est. Cost $11.86 Unrealized
STARWOOD PROPERTY TRUST 0.7%
Value ($000) $38,808 Shares 35,563,000 Est. Cost $1.06 Unrealized
MACQUARIE INFRASTRUCTURE 0.7%
Value ($000) $38,467 Shares 38,100,000 Est. Cost $1.01 Unrealized
FRONTIER COMMUNICATIONS 0.7%
Value ($000) $38,328 Shares 539,219 Est. Cost $94.98 Unrealized
HORIZON PHARMA INV LTD 0.7%
Value ($000) $37,797 Shares 39,578,000 Est. Cost $0.91 Unrealized
EURONET WORLDWIDE INC 0.7%
Value ($000) $37,678 Shares 32,434,000 Est. Cost $1.20 Unrealized
TEVA PHARM FIN CO LLC 0.7%
Value ($000) $37,673 Shares 34,466,000 Est. Cost $1.34 Unrealized
NEXTERA ENERGY INC 0.7%
Value ($000) $37,350 Shares 761,473 Est. Cost $49.55 Unrealized
AKAMAI TECHNOLOGIES INC 0.7%
Value ($000) $36,699 Shares 35,223,000 Est. Cost $1.07 Unrealized
STARWOOD PROPERTY TRUST 0.7%
Value ($000) $35,951 Shares 32,049,000 Est. Cost $1.07 Unrealized
TOLL BROS FINANCE CORP 0.7%
Value ($000) $35,509 Shares 36,081,000 Est. Cost $1.05 Unrealized
HERBALIFE LTD 0.6%
Value ($000) $33,836 Shares 36,911,000 Est. Cost $0.95 Unrealized
PROOFPOINT INC 0.6%
Value ($000) $33,747 Shares 29,770,000 Est. Cost $1.10 Unrealized
RTI INTERNATIONAL METALS 0.6%
Value ($000) $32,990 Shares 31,785,000 Est. Cost $1.02 Unrealized
BIOMARIN PHARMACEUTICAL 0.6%
Value ($000) $32,334 Shares 27,377,000 Est. Cost $1.11 Unrealized
LIBERTY INTERACTIVE LLC 0.6%
Value ($000) $32,197 Shares 60,416,000 Est. Cost $0.52 Unrealized
VIAVI SOLUTIONS INC 0.6%
Value ($000) $31,835 Shares 30,807,000 Est. Cost $1.02 Unrealized
CALATLANTIC GROUP INC 0.6%
Value ($000) $30,912 Shares 33,064,000 Est. Cost $0.92 Unrealized
WORKDAY INC 0.6%
Value ($000) $30,829 Shares 29,313,000 Est. Cost $1.06 Unrealized
LIVE NATION ENTERTAINMEN 0.6%
Value ($000) $30,772 Shares 28,860,000 Est. Cost $1.07 Unrealized
PDC ENERGY INC 0.5%
Value ($000) $29,477 Shares 26,433,000 Est. Cost $1.08 Unrealized
SUCAMPO PHARMACEUTICALS 0.5%
Value ($000) $29,275 Shares 27,500,000 Est. Cost $1.06 Unrealized
ADVANCED MICRO DEVICES 0.5%
Value ($000) $28,433 Shares 18,023,000 Est. Cost $1.09 Unrealized
FINISAR CORP 0.5%
Value ($000) $27,163 Shares 22,843,000 Est. Cost $0.96 Unrealized
CEMEX SAB DE CV 0.5%
Value ($000) $27,155 Shares 25,374,000 Est. Cost $0.93 Unrealized
NEWMONT MINING CORP 0.5%
Value ($000) $26,978 Shares 26,352,000 Est. Cost $1.06 Unrealized
BROCADE COMMUNICATIONS 0.5%
Value ($000) $26,640 Shares 26,432,000 Est. Cost $0.97 Unrealized
HOLOGIC INC 0.5%
Value ($000) $26,315 Shares 19,284,000 Est. Cost $1.16 Unrealized
COLONY NORTHSTAR INC 0.5%
Value ($000) $25,518 Shares 24,856,000 Est. Cost $1.05 Unrealized
DEPOMED INC 0.5%
Value ($000) $25,252 Shares 21,985,000 Est. Cost $1.17 Unrealized
SYNCHRONOSS TECHNOLOGIES 0.5%
Value ($000) $25,086 Shares 23,854,000 Est. Cost $1.08 Unrealized
WEB.COM GROUP INC 0.5%
Value ($000) $25,014 Shares 25,867,000 Est. Cost $0.93 Unrealized
XILINX INC 0.5%
Value ($000) $24,795 Shares 11,811,000 Est. Cost $1.50 Unrealized
KB HOME 0.4%
Value ($000) $24,188 Shares 24,813,000 Est. Cost $0.97 Unrealized
BROADSOFT INC 0.4%
Value ($000) $24,008 Shares 19,767,000 Est. Cost $1.31 Unrealized
NATIONAL HEALTH INVESTOR 0.4%
Value ($000) $23,786 Shares 21,193,000 Est. Cost $1.00 Unrealized
DOMINION RESOURCES INC 0.4%
Value ($000) $23,665 Shares 468,005 Est. Cost $50.50 Unrealized
CLOVIS ONCOLOGY INC 0.4%
Value ($000) $23,415 Shares 22,721,000 Est. Cost $1.01 Unrealized
INSULET CORPORATION 0.4%
Value ($000) $22,865 Shares 21,348,000 Est. Cost $1.02 Unrealized
CALATLANTIC GROUP INC 0.4%
Value ($000) $22,202 Shares 18,506,000 Est. Cost $1.22 Unrealized
RH 0.4%
Value ($000) $21,751 Shares 25,310,000 Est. Cost $0.82 Unrealized
PRICELINE GROUP INC/THE 0.4%
Value ($000) $21,295 Shares 13,533,000 Est. Cost $1.28 Unrealized
MERITOR INC 0.4%
Value ($000) $20,529 Shares 20,176,000 Est. Cost $0.94 Unrealized
MGIC INVESTMENT CORP 0.4%
Value ($000) $20,517 Shares 13,833,000 Est. Cost $1.22 Unrealized
WEBMD HEALTH CORP 0.4%
Value ($000) $20,165 Shares 17,842,000 Est. Cost $1.04 Unrealized
BROOKDALE SENIOR LIVING 0.4%
Value ($000) $19,807 Shares 20,298,000 Est. Cost $1.14 Unrealized
ILLUMINA INC 0.4%
Value ($000) $19,749 Shares 20,647,000 Est. Cost $1.16 Unrealized
VEREIT INC 0.3%
Value ($000) $18,334 Shares 18,315,000 Est. Cost $0.96 Unrealized
NEVRO CORP 0.3%
Value ($000) $18,149 Shares 16,992,000 Est. Cost $1.06 Unrealized
CALAMP CORP 0.3%
Value ($000) $17,910 Shares 18,584,000 Est. Cost $0.94 Unrealized
AMERICAN TOWER CORP 0.3%
Value ($000) $17,680 Shares 170,445 Est. Cost $100.08 Unrealized
BROADSOFT INC 0.3%
Value ($000) $17,375 Shares 15,091,000 Est. Cost $1.04 Unrealized
SALESFORCE.COM INC 0.3%
Value ($000) $16,960 Shares 14,576,000 Est. Cost $1.18 Unrealized
IMPAX LABORATORIES INC 0.3%
Value ($000) $16,891 Shares 21,355,000 Est. Cost $0.88 Unrealized
ARES CAPITAL CORP 0.3%
Value ($000) $16,876 Shares 16,444,000 Est. Cost $1.04 Unrealized
SPIRIT REALTY CAPITAL IN 0.3%
Value ($000) $16,210 Shares 15,373,000 Est. Cost $1.11 Unrealized
ANTHEM INC 0.3%
Value ($000) $16,151 Shares 8,106,000 Est. Cost $1.48 Unrealized
T-MOBILE US INC 0.3%
Value ($000) $15,713 Shares 166,498 Est. Cost $60.50 Unrealized
COLONY STARWOOD HOMES 0.3%
Value ($000) $15,658 Shares 14,325,000 Est. Cost $0.97 Unrealized
MOLINA HEALTHCARE INC 0.3%
Value ($000) $14,381 Shares 10,000,000 Est. Cost $1.40 Unrealized
TESLA INC 0.3%
Value ($000) $13,803 Shares 15,905,000 Est. Cost $0.92 Unrealized
OASIS PETROLEUM INC 0.2%
Value ($000) $13,309 Shares 9,583,000 Est. Cost $1.13 Unrealized
ATLAS AIR WORLDWIDE HLDG 0.2%
Value ($000) $13,274 Shares 13,008,000 Est. Cost $0.98 Unrealized
CIENA CORP 0.2%
Value ($000) $13,134 Shares 9,365,000 Est. Cost $1.33 Unrealized
SM ENERGY CO 0.2%
Value ($000) $11,968 Shares 10,323,000 Est. Cost $1.18 Unrealized
ARCONIC INC 0.2%
Value ($000) $11,924 Shares 393,670 Est. Cost $30.29 Unrealized
CTRIP.COM INTL LTD 0.2%
Value ($000) $11,516 Shares 9,958,000 Est. Cost $1.03 Unrealized
VEREIT INC 0.2%
Value ($000) $11,060 Shares 11,000,000 Est. Cost $0.93 Unrealized
SUNPOWER CORP 0.2%
Value ($000) $10,225 Shares 14,399,000 Est. Cost $0.71 Unrealized
WELLTOWER INC 0.2%
Value ($000) $10,096 Shares 168,000 Est. Cost $64.67 Unrealized
MEDIDATA SOLUTIONS INC 0.2%
Value ($000) $9,931 Shares 9,117,000 Est. Cost $1.10 Unrealized
QUIDEL CORP 0.2%
Value ($000) $9,376 Shares 9,472,000 Est. Cost $0.95 Unrealized
SOUTHWESTERN ENERGY CO 0.2%
Value ($000) $9,062 Shares 354,457 Est. Cost $29.93 Unrealized
MICRON TECHNOLOGY INC 0.2%
Value ($000) $8,844 Shares 4,221,000 Est. Cost $1.28 Unrealized
RED HAT INC 0.2%
Value ($000) $8,341 Shares 119,666 Est. Cost $73.38 Unrealized
INTERCEPT PHARMAS 0.2%
Value ($000) $8,330 Shares 9,279,000 Est. Cost $1.03 Unrealized
WFC WELLS FARGO & CO 0.2%
Value ($000) $8,267 Shares 150,000 Est. Cost $36.83 Unrealized +6.0%
RPM INTERNATIONAL INC 0.1%
Value ($000) $8,067 Shares 6,712,000 Est. Cost $1.14 Unrealized
GREAT PLAINS ENERGY INC 0.1%
Value ($000) $7,892 Shares 155,865 Est. Cost $50.93 Unrealized
JANUS CAPITAL GROUP INC 0.1%
Value ($000) $7,873 Shares 5,976,000 Est. Cost $1.42 Unrealized
PRA GROUP INC 0.1%
Value ($000) $7,869 Shares 8,334,000 Est. Cost $1.08 Unrealized
INCYTE CORP 0.1%
Value ($000) $7,767 Shares 3,794,000 Est. Cost $1.54 Unrealized
CIGNA CORP 0.1%
Value ($000) $7,603 Shares 57,000 Est. Cost $154.83 Unrealized
SPECTRANETICS CORP 0.1%
Value ($000) $7,274 Shares 7,049,000 Est. Cost $1.16 Unrealized
DTE ENERGY CO 0.1%
Value ($000) $7,254 Shares 137,500 Est. Cost $50.81 Unrealized
GM GENERAL MOTORS CO 0.1%
Value ($000) $6,689 Shares 192,000 Est. Cost $25.08 Unrealized +12.3%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $6,673 Shares 125,000 Est. Cost $31.14 Unrealized -0.5%
LAZARD LTD 0.1%
Value ($000) $6,574 Shares 160,000 Est. Cost $41.09 Unrealized
NUANCE COMMUNICATIONS 0.1%
Value ($000) $6,528 Shares 6,701,000 Est. Cost $0.96 Unrealized
NEXTERA ENERGY INC 0.1%
Value ($000) $6,455 Shares 112,171 Est. Cost $54.75 Unrealized
STERICYCLE INC 0.1%
Value ($000) $6,357 Shares 100,000 Est. Cost $63.57 Unrealized
MICRON TECHNOLOGY INC 0.1%
Value ($000) $5,890 Shares 2,906,000 Est. Cost $1.69 Unrealized
INNOVIVA INC 0.1%
Value ($000) $5,533 Shares 6,500,000 Est. Cost $1.28 Unrealized
TIME WARNER INC 0.1%
Value ($000) $5,357 Shares 55,500 Est. Cost $96.52 Unrealized
EMERGENT BIOSOLUTIONS 0.1%
Value ($000) $5,315 Shares 4,164,000 Est. Cost $1.18 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $5,192 Shares 72,500 Est. Cost $68.49 Unrealized -22.3%
TYSON FOODS INC 0.1%
Value ($000) $5,092 Shares 75,000 Est. Cost $67.89 Unrealized
ENDOLOGIX INC 0.1%
Value ($000) $5,013 Shares 5,562,000 Est. Cost $0.94 Unrealized
LAB CORP OF AMER HLDGS 0.1%
Value ($000) $4,911 Shares 2,853,000 Est. Cost $1.46 Unrealized
BIIB BIOGEN INC 0.1%
Value ($000) $4,821 Shares 17,000 Est. Cost $326.23 Unrealized -9.1%
L BRANDS INC 0.1%
Value ($000) $4,609 Shares 70,000 Est. Cost $67.03 Unrealized
META FACEBOOK INC 0.1%
Value ($000) $4,602 Shares 40,000 Est. Cost $121.96 Unrealized 0.0%
INFINERA CORP 0.1%
Value ($000) $4,576 Shares 4,435,000 Est. Cost $1.05 Unrealized
KLAC KLA-TENCOR CORP 0.1%
Value ($000) $4,426 Shares 56,250 Est. Cost $65.71 Unrealized 0.0%
DYNEGY INC 0.1%
Value ($000) $4,194 Shares 67,715 Est. Cost $101.23 Unrealized
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $3,999 Shares 16,000 Est. Cost $195.92 Unrealized 0.0%
MRK MERCK & CO INC 0.1%
Value ($000) $3,827 Shares 65,000 Est. Cost $44.08 Unrealized 0.0%
REPLIGEN CORP 0.1%
Value ($000) $3,234 Shares 2,781,000 Est. Cost $1.08 Unrealized
HELIX ENERGY SOLUTIONS 0.1%
Value ($000) $3,215 Shares 3,103,000 Est. Cost $1.04 Unrealized
GREENBRIER COS INC 0.1%
Value ($000) $3,185 Shares 2,538,000 Est. Cost $1.35 Unrealized
HLF HERBALIFE LTD 0.1%
Value ($000) $3,067 Shares 63,700 Est. Cost $27.30 Unrealized 0.0%
CBS CORP 0.1%
Value ($000) $3,035 Shares 47,700 Est. Cost $63.63 Unrealized
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND II 0.1%
Value ($000) $2,940 Shares 500,000 Est. Cost $5.88 Unrealized
ALZA CORP 0.1%
Value ($000) $2,791 Shares 1,763,000 Est. Cost $1.38 Unrealized
OMNICARE INC 0.0%
Value ($000) $2,259 Shares 1,756,000 Est. Cost $1.15 Unrealized
BRISTOL-MYERS SQUIBB CO 0.0%
Value ($000) $2,232 Shares 1,506,000 Est. Cost $1.32 Unrealized
TMUS T-MOBILE US INC 0.0%
Value ($000) $2,157 Shares 37,500 Est. Cost $50.55 Unrealized 0.0%
LYB LYONDELLBASELL INDUSTRIES NV 0.0%
Value ($000) $2,144 Shares 25,000 Est. Cost $49.39 Unrealized 0.0%
TPG SPECIALTY LENDING IN 0.0%
Value ($000) $2,124 Shares 2,073,000 Est. Cost $1.01 Unrealized
DANAHER CORP 0.0%
Value ($000) $2,092 Shares 703,000 Est. Cost $1.84 Unrealized
MU MICRON TECHNOLOGY INC 0.0%
Value ($000) $2,082 Shares 95,000 Est. Cost $14.88 Unrealized +23.1%
TGT TARGET CORP 0.0%
Value ($000) $1,806 Shares 25,000 Est. Cost $55.35 Unrealized 0.0%
BAC BANK OF AMERICA CORP 0.0%
Value ($000) $1,658 Shares 75,000 Est. Cost $15.68 Unrealized 0.0%
ASTORIA FINANCIAL CORP 0.0%
Value ($000) $1,585 Shares 85,000 Est. Cost $18.65 Unrealized
DIS WALT DISNEY CO/THE 0.0%
Value ($000) $1,563 Shares 15,000 Est. Cost $90.71 Unrealized 0.0%
NAVISTAR INTL CORP 0.0%
Value ($000) $1,480 Shares 1,500,000 Est. Cost $0.99 Unrealized
CHESAPEAKE ENERGY CORP 0.0%
Value ($000) $1,334 Shares 190,000 Est. Cost $7.02 Unrealized
ALLEGHENY TECHNOLOGIES 0.0%
Value ($000) $1,328 Shares 989,000 Est. Cost $1.34 Unrealized
INCYTE CORP 0.0%
Value ($000) $1,309 Shares 651,000 Est. Cost $1.50 Unrealized
CENTURYLINK INC 0.0%
Value ($000) $1,189 Shares 50,000 Est. Cost $23.78 Unrealized
ARCC ARES CAPITAL CORP 0.0%
Value ($000) $1,044 Shares 63,300 Est. Cost $6.62 Unrealized 0.0%
TCP CAPITAL CORP 0.0%
Value ($000) $1,044 Shares 1,000,000 Est. Cost $1.04 Unrealized
MACQUARIE INFRASTRUCTURE CORP 0.0%
Value ($000) $1,021 Shares 12,500 Est. Cost $81.68 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $1,021 Shares 90,000 Est. Cost $8.39 Unrealized 0.0%
SANDISK CORP 0.0%
Value ($000) $839 Shares 801,000 Est. Cost $1.04 Unrealized
NOVELLUS SYSTEMS INC 0.0%
Value ($000) $834 Shares 268,000 Est. Cost $1.55 Unrealized
PFE PFIZER INC 0.0%
Value ($000) $747 Shares 23,000 Est. Cost $20.50 Unrealized 0.0%
SONY SONY CORP 0.0%
Value ($000) $701 Shares 25,000 Est. Cost $28.04 Unrealized
AAL AMERICAN AIRLINES GROUP INC 0.0%
Value ($000) $700 Shares 15,000 Est. Cost $42.05 Unrealized 0.0%
SM SM ENERGY CO 0.0%
Value ($000) $690 Shares 20,000 Est. Cost $28.63 Unrealized +12.8%
WEBMD HEALTH CORP 0.0%
Value ($000) $659 Shares 13,300 Est. Cost $49.55 Unrealized
ARCELORMITTAL 0.0%
Value ($000) $657 Shares 90,000 Est. Cost $7.30 Unrealized
TER TERADYNE INC 0.0%
Value ($000) $635 Shares 25,000 Est. Cost $22.54 Unrealized 0.0%
BOTTOMLINE TECHNOLOGIES 0.0%
Value ($000) $606 Shares 594,000 Est. Cost $1.06 Unrealized
INTEGRATED DEVICE TECHNOLOGY I 0.0%
Value ($000) $589 Shares 25,000 Est. Cost $23.10 Unrealized
JBLU JETBLUE AIRWAYS CORP 0.0%
Value ($000) $561 Shares 25,000 Est. Cost $19.75 Unrealized 0.0%
VALE VALE SA 0.0%
Value ($000) $533 Shares 70,000 Est. Cost $7.61 Unrealized
WEB.COM GROUP INC 0.0%
Value ($000) $529 Shares 25,000 Est. Cost $21.16 Unrealized
RF REGIONS FINANCIAL CORP 0.0%
Value ($000) $503 Shares 35,000 Est. Cost $8.84 Unrealized 0.0%
WEATHERFORD INTERNATIONAL PLC 0.0%
Value ($000) $499 Shares 100,000 Est. Cost $4.99 Unrealized
CIENA CORP 0.0%
Value ($000) $498 Shares 500,000 Est. Cost $1.00 Unrealized
SPRINT CORP 0.0%
Value ($000) $421 Shares 50,000 Est. Cost $8.42 Unrealized
MEDICINES COMPANY 0.0%
Value ($000) $415 Shares 345,000 Est. Cost $1.24 Unrealized
NUANCE COMMUNICATIONS 0.0%
Value ($000) $410 Shares 408,000 Est. Cost $1.01 Unrealized
REDWOOD TRUST INC 0.0%
Value ($000) $398 Shares 416,000 Est. Cost $1.00 Unrealized
NUVASIVE INC 0.0%
Value ($000) $356 Shares 220,000 Est. Cost $1.29 Unrealized
ATWOOD OCEANICS INC 0.0%
Value ($000) $328 Shares 25,000 Est. Cost $13.12 Unrealized
MENTOR GRAPHICS CORP 0.0%
Value ($000) $314 Shares 236,000 Est. Cost $1.06 Unrealized
FOREST CITY REALTY TRUST 0.0%
Value ($000) $314 Shares 288,000 Est. Cost $1.12 Unrealized
WRIGHT MEDICAL GROUP INC 0.0%
Value ($000) $276 Shares 269,000 Est. Cost $1.14 Unrealized
HELIX ENERGY SOLUTIONS 0.0%
Value ($000) $261 Shares 265,000 Est. Cost $0.88 Unrealized
LINKEDIN CORP 0.0%
Value ($000) $246 Shares 246,000 Est. Cost $1.03 Unrealized
SINA CORP 0.0%
Value ($000) $230 Shares 230,000 Est. Cost $0.99 Unrealized
PDL BIOPHARMA INC 0.0%
Value ($000) $212 Shares 235,000 Est. Cost $1.06 Unrealized
SEACOR HOLDINGS INC 0.0%
Value ($000) $179 Shares 191,000 Est. Cost $1.13 Unrealized
NEWPARK RESOURCES INC 0.0%
Value ($000) $177 Shares 202,000 Est. Cost $1.24 Unrealized
HOMEAWAY INC 0.0%
Value ($000) $165 Shares 175,000 Est. Cost $0.96 Unrealized
FOREST CITY REALTY TRUST 0.0%
Value ($000) $158 Shares 152,000 Est. Cost $1.07 Unrealized
BANC OF CALIFORNIA INC 0.0%
Value ($000) $147 Shares 600 Est. Cost Unrealized
FLUIDIGM CORP 0.0%
Value ($000) $144 Shares 257,000 Est. Cost $1.05 Unrealized
MEDICINES COMPANY 0.0%
Value ($000) $139 Shares 95,000 Est. Cost $1.30 Unrealized
CHART INDUSTRIES INC 0.0%
Value ($000) $98 Shares 113,000 Est. Cost $1.18 Unrealized
STONE ENERGY CORP 0.0%
Value ($000) $90 Shares 107,000 Est. Cost $0.98 Unrealized
HORNBECK OFFSHORE SERV 0.0%
Value ($000) $74 Shares 145,000 Est. Cost $1.19 Unrealized
ALEXION PHARMACEUTICALS INC 0.0%
Value ($000) $73 Shares 600 Est. Cost $121.67 Unrealized
SANTANDER CONSUMER USA HOLDING 0.0%
Value ($000) $60 Shares 600 Est. Cost Unrealized
VANECK VECTORS SEMICONDUCTOR E 0.0%
Value ($000) $57 Shares 300 Est. Cost Unrealized
BANK OF AMERICA CORP 0.0%
Value ($000) $52 Shares 4,400 Est. Cost Unrealized
ALLERGAN PLC 0.0%
Value ($000) $48 Shares 50 Est. Cost Unrealized
SPDR S&P500 ETF TRUST 0.0%
Value ($000) $48 Shares 674 Est. Cost Unrealized
ARCELORMITTAL 0.0%
Value ($000) $36 Shares 600 Est. Cost Unrealized
MICRON TECHNOLOGY INC 0.0%
Value ($000) $35 Shares 1,700 Est. Cost Unrealized
TYSON FOODS INC 0.0%
Value ($000) $35 Shares 300 Est. Cost Unrealized
BIOMARIN PHARMACEUTICAL INC 0.0%
Value ($000) $34 Shares 503 Est. Cost Unrealized
MICRON TECHNOLOGY INC 0.0%
Value ($000) $33 Shares 1,300 Est. Cost Unrealized
GENERAL ELECTRIC CO 0.0%
Value ($000) $32 Shares 1,000 Est. Cost Unrealized
WWE 0.0%
Value ($000) $32 Shares 700 Est. Cost Unrealized
ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $30 Shares 2,000 Est. Cost Unrealized
ENCORE CAPITAL GROUP INC 0.0%
Value ($000) $29 Shares 42,000 Est. Cost $0.92 Unrealized
CHESAPEAKE ENERGY CORP 0.0%
Value ($000) $29 Shares 2,000 Est. Cost Unrealized
EEM ISHARES MSCI EMERGING MARKETS 0.0%
Value ($000) $26 Shares 731 Est. Cost $35.57 Unrealized
BANK OF AMERICA CORP 0.0%
Value ($000) $25 Shares 2,067 Est. Cost Unrealized
ALEXION PHARMACEUTICALS INC 0.0%
Value ($000) $25 Shares 200 Est. Cost Unrealized
INTEGRATED DEVICE TECHNOLOGY I 0.0%
Value ($000) $24 Shares 150 Est. Cost Unrealized
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $23 Shares 3,000 Est. Cost Unrealized
NXP SEMICONDUCTORS NV 0.0%
Value ($000) $22 Shares 2,884 Est. Cost Unrealized
CYPRESS SEMICONDUCTOR CORP 0.0%
Value ($000) $19 Shares 1,100 Est. Cost Unrealized
ASTORIA FINANCIAL CORP 0.0%
Value ($000) $19 Shares 500 Est. Cost Unrealized
AMERICAN AIRLINES GROUP INC 0.0%
Value ($000) $19 Shares 200 Est. Cost Unrealized
T-MOBILE US INC 0.0%
Value ($000) $18 Shares 300 Est. Cost Unrealized
FIREEYE INC 0.0%
Value ($000) $17 Shares 500 Est. Cost Unrealized
DEERE & CO 0.0%
Value ($000) $17 Shares 500 Est. Cost Unrealized
ENDO INTERNATIONAL PLC 0.0%
Value ($000) $15 Shares 1,500 Est. Cost Unrealized
AK STEEL HOLDING CORP 0.0%
Value ($000) $14 Shares 1,900 Est. Cost Unrealized
WEB.COM GROUP INC 0.0%
Value ($000) $14 Shares 400 Est. Cost Unrealized
FINANCIAL SELECT SECTOR SPDR F 0.0%
Value ($000) $13 Shares 5,000 Est. Cost Unrealized
VALEANT PHARMACEUTICALS INTERN 0.0%
Value ($000) $12 Shares 600 Est. Cost Unrealized
VALE SA 0.0%
Value ($000) $12 Shares 2,000 Est. Cost Unrealized
RED HAT INC 0.0%
Value ($000) $12 Shares 250 Est. Cost Unrealized
ISHARES MSCI EMERGING MARKETS 0.0%
Value ($000) $12 Shares 750 Est. Cost Unrealized
CBS CORP 0.0%
Value ($000) $11 Shares 200 Est. Cost Unrealized
WEATHERFORD INTERNATIONAL PLC 0.0%
Value ($000) $10 Shares 1,500 Est. Cost Unrealized
ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $10 Shares 950 Est. Cost Unrealized
TEVA PHARMACEUTICAL INDUSTRIES 0.0%
Value ($000) $9 Shares 150 Est. Cost Unrealized
CBS CORP 0.0%
Value ($000) $9 Shares 300 Est. Cost Unrealized
CENTURYLINK INC 0.0%
Value ($000) $8 Shares 300 Est. Cost Unrealized
AMKOR TECHNOLOGY INC 0.0%
Value ($000) $8 Shares 500 Est. Cost Unrealized
VALEANT PHARMACEUTICALS INTERN 0.0%
Value ($000) $8 Shares 768 Est. Cost Unrealized
T-MOBILE US INC 0.0%
Value ($000) $8 Shares 200 Est. Cost Unrealized
FIREEYE INC 0.0%
Value ($000) $7 Shares 1,000 Est. Cost Unrealized
JETBLUE AIRWAYS CORP 0.0%
Value ($000) $7 Shares 300 Est. Cost Unrealized
SUCAMPO PHARMACEUTICALS INC 0.0%
Value ($000) $7 Shares 250 Est. Cost Unrealized
SUCAMPO PHARMACEUTICALS INC 0.0%
Value ($000) $7 Shares 250 Est. Cost Unrealized
WALT DISNEY CO/THE 0.0%
Value ($000) $7 Shares 200 Est. Cost Unrealized
CLOVIS ONCOLOGY INC 0.0%
Value ($000) $6 Shares 50 Est. Cost Unrealized
WALT DISNEY CO/THE 0.0%
Value ($000) $6 Shares 300 Est. Cost Unrealized
SPDR S&P500 ETF TRUST 0.0%
Value ($000) $6 Shares 1,000 Est. Cost Unrealized
JETBLUE AIRWAYS CORP 0.0%
Value ($000) $6 Shares 250 Est. Cost Unrealized
TWITTER INC 0.0%
Value ($000) $6 Shares 1,500 Est. Cost Unrealized
WHITING PETROLEUM CORP 0.0%
Value ($000) $6 Shares 350 Est. Cost Unrealized
YAHOO! INC 0.0%
Value ($000) $6 Shares 300 Est. Cost Unrealized
CHESAPEAKE ENERGY CORP 0.0%
Value ($000) $5 Shares 1,000 Est. Cost Unrealized
CTRIP.COM INTERNATIONAL LTD 0.0%
Value ($000) $5 Shares 100 Est. Cost Unrealized
SONY CORP 0.0%
Value ($000) $5 Shares 300 Est. Cost Unrealized
COCA-COLA CO/THE 0.0%
Value ($000) $4 Shares 2,000 Est. Cost Unrealized
TERADYNE INC 0.0%
Value ($000) $4 Shares 200 Est. Cost Unrealized
ATWOOD OCEANICS INC 0.0%
Value ($000) $4 Shares 250 Est. Cost Unrealized
FORD MOTOR CO 0.0%
Value ($000) $4 Shares 1,500 Est. Cost Unrealized
AMERICAN AIRLINES GROUP INC 0.0%
Value ($000) $3 Shares 300 Est. Cost Unrealized
YAHOO! INC 0.0%
Value ($000) $3 Shares 500 Est. Cost Unrealized
REGIONS FINANCIAL CORP 0.0%
Value ($000) $3 Shares 400 Est. Cost Unrealized
MICROSOFT CORP 0.0%
Value ($000) $3 Shares 300 Est. Cost Unrealized
AMICUS THERAPEUTICS INC 0.0%
Value ($000) $3 Shares 500 Est. Cost Unrealized
ARCELORMITTAL 0.0%
Value ($000) $2 Shares 1,000 Est. Cost Unrealized
CLOVIS ONCOLOGY INC 0.0%
Value ($000) $2 Shares 150 Est. Cost Unrealized
FREEPORT-MCMORAN INC 0.0%
Value ($000) $1 Shares 600 Est. Cost Unrealized
SPDR DOW JONES INDUSTRIAL AVER 0.0%
Value ($000) $1 Shares 500 Est. Cost Unrealized
WEBMD HEALTH CORP 0.0%
Value ($000) $1 Shares 100 Est. Cost Unrealized
TOLL BROTHERS INC 0.0%
Value ($000) $1 Shares 100 Est. Cost Unrealized
GOLAR LNG LTD 0.0%
Value ($000) $1 Shares 250 Est. Cost Unrealized
BANC OF CALIFORNIA INC 0.0%
Value ($000) $0 Shares 100 Est. Cost Unrealized