CIK: 0001177043 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value ($000): $1,194,834 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PINNACLE FINL PARTNERS INC | 841,264 | $56,323 | 4.7% | $66.95 | — | COM | 72346q104 |
| — | FB FINL CORP | 1,282,870 | $48,390 | 4.0% | $30.67 | — | COM | 30257x104 |
| SPY | SPDR S&P 500 ETF TR | 192,000 | $48,237 | 4.0% | — | — | Put | 78462F103 |
| — | TRIUMPH BANCORP INC | 1,343,570 | $43,330 | 3.6% | $25.58 | — | COM | 89679e300 |
| IWM | ISHARES TR | 288,000 | $42,678 | 3.6% | — | — | Put | 464287655 |
| — | PARK STERLING CORP | 3,307,658 | $41,081 | 3.4% | $10.27 | — | COM | 70086Y105 |
| — | SELECT SECTOR SPDR TR | 1,344,000 | $34,756 | 2.9% | — | — | Put | 81369y605 |
| — | SPDR SERIES TRUST | 608,000 | $34,512 | 2.9% | — | — | Put | 78464a698 |
| — | PACIFIC PREMIER BANCORP | 776,390 | $29,309 | 2.5% | $37.44 | — | COM | 69478x105 |
| — | LIVE OAK BANCSHARES INC | 1,189,760 | $27,900 | 2.3% | $23.45 | — | COM | 53803x105 |
| FBNC | FIRST BANCORP N C | 766,475 | $26,374 | 2.2% | $22.61 | +16.8% | COM | 318910106 |
| — | ATLANTIC CAP BANCSHARES INC | 1,452,973 | $26,372 | 2.2% | $15.06 | — | COM | 048269203 |
| — | FIRST FNDTN INC | 1,450,482 | $25,949 | 2.2% | $15.51 | — | COM | 32026v104 |
| — | OPUS BK IRVINE CALIF | 1,072,965 | $25,751 | 2.2% | $30.90 | — | COM | 684000102 |
| SBCF | SEACOAST BKG CORP FLA | 1,063,240 | $25,401 | 2.1% | $19.16 | +20.8% | COM NEW | 811707801 |
| EEM | ISHARES TR | 448,000 | $20,076 | 1.7% | — | — | Put | 464287234 |
| VLY | VALLEY NATL BANCORP | 1,401,918 | $16,893 | 1.4% | $11.48 | +0.4% | COM | 919794107 |
| — | FIDELITY SOUTHERN CORP NEW | 712,489 | $16,843 | 1.4% | $19.78 | — | COM | 316394105 |
| — | EQUITY BANCSHARES INC | 446,480 | $15,886 | 1.3% | $25.45 | — | COM CL A | 29460x109 |
| OCFC | OCEANFIRST FINL CORP | 556,036 | $15,285 | 1.3% | $13.64 | +38.7% | COM | 675234108 |
| — | UNITED FINL BANCORP INC NEW | 800,375 | $14,639 | 1.2% | $13.51 | — | COM | 910304104 |
| MA | MASTERCARD INCORPORATED | 96,000 | $13,555 | 1.1% | — | — | Put | 57636Q104 |
| — | XENITH BANKSHARES INC NEW | 400,000 | $13,000 | 1.1% | $27.72 | — | COM NEW | 984102202 |
| SFST | SOUTHERN FIRST BANCSHARES IN | 342,859 | $12,463 | 1.0% | $24.08 | +50.0% | COM | 842873101 |
| — | IBERIABANK CORP | 150,000 | $12,322 | 1.0% | $80.40 | — | COM | 450828108 |
| — | FIRST BANCSHARES INC MS | 392,934 | $11,847 | 1.0% | $19.13 | — | COM | 318916103 |
| HFWA | HERITAGE FINL CORP WASH | 400,000 | $11,800 | 1.0% | $25.05 | +7.3% | COM | 42722X106 |
| — | VERITEX HLDGS INC | 429,380 | $11,576 | 1.0% | $23.19 | — | COM | 923451108 |
| — | SPDR SERIES TRUST | 256,000 | $11,544 | 1.0% | — | — | Put | 78464a797 |
| BAC | BANK AMER CORP | 450,600 | $11,418 | 1.0% | $14.17 | +40.8% | COM | 060505104 |
| HYG | ISHARES TR | 128,000 | $11,362 | 1.0% | — | — | Put | 464288513 |
| — | GUARANTY BANCORP DEL | 400,000 | $11,120 | 0.9% | $24.33 | — | COM NEW | 40075T607 |
| — | ALLY FINL INC | 448,000 | $10,868 | 0.9% | — | — | Put | 02005n100 |
| COF | CAPITAL ONE FINL CORP | 128,000 | $10,836 | 0.9% | — | — | Put | 14040H105 |
| — | BANKUNITED INC | 300,000 | $10,671 | 0.9% | $35.57 | — | COM | 06652k103 |
| WFC | WELLS FARGO CO NEW | 192,000 | $10,590 | 0.9% | — | — | Put | 949746101 |
| — | COWEN INC | 593,514 | $10,565 | 0.9% | $15.50 | — | CL A NEW | 223622606 |
| USB | US BANCORP DEL | 192,000 | $10,290 | 0.9% | — | — | Put | 902973304 |
| — | LAKELAND BANCORP INC | 500,000 | $10,200 | 0.9% | $19.50 | — | COM | 511637100 |
| — | VISA INC | 96,000 | $10,103 | 0.8% | — | — | Put | 92826c839 |
| WAL | WESTERN ALLIANCE BANCORP | 190,000 | $10,085 | 0.8% | $30.48 | +39.7% | COM | 957638109 |
| — | AMERIS BANCORP | 200,000 | $9,600 | 0.8% | $48.20 | — | COM | 03076k108 |
| WNEB | WESTERN NEW ENG BANCORP INC | 866,658 | $9,447 | 0.8% | $7.82 | +2.6% | COM | 958892101 |
| — | CHUBB LIMITED | 64,000 | $9,123 | 0.8% | — | — | Put | h1467j104 |
| SYF | SYNCHRONY FINL | 288,000 | $8,942 | 0.7% | — | — | Put | 87165B103 |
| SAMG | SILVERCREST ASSET MGMT GROUP | 600,761 | $8,741 | 0.7% | $12.89 | -0.1% | CL A | 828359109 |
| PNC | PNC FINL SVCS GROUP INC | 64,000 | $8,626 | 0.7% | — | — | Put | 693475105 |
| — | STATE BK FINL CORP | 300,000 | $8,595 | 0.7% | $20.72 | — | COM | 856190103 |
| HOMB | HOME BANCSHARES INC | 336,250 | $8,480 | 0.7% | $20.58 | +16.7% | COM | 436893200 |
| SCHW | SCHWAB CHARLES CORP NEW | 192,000 | $8,397 | 0.7% | — | — | Put | 808513105 |
| — | SUNSHINE BANCORP INC | 361,070 | $8,391 | 0.7% | $21.72 | — | COM | 86777J108 |
| — | BOSTON PRIVATE FINL HLDGS IN | 500,000 | $8,275 | 0.7% | $11.57 | — | COM | 101119105 |
| — | CAPITAL BK FINL CORP | 200,000 | $8,210 | 0.7% | $39.25 | — | CL A COM | 139794101 |
| — | MIDSOUTH BANCORP INC | 669,839 | $8,072 | 0.7% | $11.75 | — | COM | 598039105 |
| PGC | PEAPACK-GLADSTONE FINL CORP | 229,770 | $7,752 | 0.6% | $28.83 | +2.7% | COM | 704699107 |
| — | HOMESTREET INC | 283,850 | $7,664 | 0.6% | $27.88 | — | COM | 43785v102 |
| CFG | CITIZENS FINL GROUP INC | 200,000 | $7,574 | 0.6% | $16.42 | +51.9% | COM | 174610105 |
| ZION | ZIONS BANCORPORATION | 160,000 | $7,549 | 0.6% | — | — | Put | 989701107 |
| BY | BYLINE BANCORP INC | 332,365 | $7,066 | 0.6% | $18.40 | +3.3% | COM | 124411109 |
| — | CAROLINA FINL CORP NEW | 183,030 | $6,567 | 0.5% | $30.00 | — | COM | 143873107 |
| MS | MORGAN STANLEY | 128,000 | $6,166 | 0.5% | — | — | Put | 617446448 |
| — | ATLANTIC COAST FINL CORP | 696,437 | $6,136 | 0.5% | $4.38 | — | COM | 048426100 |
| — | JPMORGAN CHASE & CO | 64,000 | $6,113 | 0.5% | — | — | Put | 46625h100 |
| — | PCSB FINL CORP | 322,160 | $6,076 | 0.5% | $17.06 | — | COM | 69324R104 |
| — | BB&T CORP | 128,000 | $6,008 | 0.5% | — | — | Put | 054937107 |
| FCCO | FIRST CMNTY CORP S C | 291,574 | $5,963 | 0.5% | $10.08 | +65.1% | COM | 319835104 |
| ALL | ALLSTATE CORP | 64,000 | $5,882 | 0.5% | — | — | Put | 020002101 |
| AXP | AMERICAN EXPRESS CO | 64,000 | $5,789 | 0.5% | — | — | Put | 025816109 |
| — | PARAGON COML CORP | 100,000 | $5,646 | 0.5% | $36.36 | — | COM NEW | 69911U403 |
| — | OLD LINE BANCSHARES INC | 200,000 | $5,600 | 0.5% | $18.00 | — | COM | 67984m100 |
| — | BAY BANCORP INC | 481,470 | $5,465 | 0.5% | $11.35 | — | COM | 07203T106 |
| — | FIRST SOUTH BANCORP INC VA | 273,536 | $5,069 | 0.4% | $16.54 | — | COM | 33646W100 |
| CMA | COMERICA INC | 64,000 | $4,881 | 0.4% | — | — | Put | 200340107 |
| — | ASB BANCORP INC N C | 105,823 | $4,773 | 0.4% | $20.80 | — | COM | 00213T109 |
| — | GREEN BANCORP INC | 200,000 | $4,730 | 0.4% | $17.80 | — | COM | 39260x100 |
| FIBK | FIRST INTST BANCSYSTEM INC | 123,341 | $4,718 | 0.4% | $24.61 | -2.9% | COM CL A | 32055Y201 |
| — | SYNOVUS FINL CORP | 100,000 | $4,606 | 0.4% | $46.06 | — | COM NEW | 87161c501 |
| — | SOUTHERN NATL BANCORP OF VA | 269,417 | $4,577 | 0.4% | $11.01 | — | COM | 843395104 |
| — | E TRADE FINANCIAL CORP | 100,000 | $4,361 | 0.4% | $32.39 | — | COM NEW | 269246401 |
| CNOB | CONNECTONE BANCORP INC NEW | 172,571 | $4,245 | 0.4% | $18.70 | 0.0% | COM | 20786W107 |
| TFSL | TFS FINL CORP | 248,860 | $4,014 | 0.3% | $8.62 | 0.0% | COM | 87240R107 |
| AIG | AMERICAN INTL GROUP INC | 64,000 | $3,929 | 0.3% | — | — | Put | 026874784 |
| — | EVANS BANCORP INC | 90,644 | $3,916 | 0.3% | $31.97 | — | COM NEW | 29911Q208 |
| — | SUNTRUST BKS INC | 64,000 | $3,825 | 0.3% | — | — | Put | 867914103 |
| FITB | FIFTH THIRD BANCORP | 128,000 | $3,582 | 0.3% | — | — | Put | 316773100 |
| — | MANNING & NAPIER INC | 903,497 | $3,569 | 0.3% | $6.73 | — | CL A | 56382q102 |
| HIG | HARTFORD FINL SVCS GROUP INC | 64,000 | $3,548 | 0.3% | — | — | Put | 416515104 |
| — | M & T BK CORP | 40,000 | $3,422 | 0.3% | $37.91 | — | *W EXP 12/23/201 | 55261F112 |
| BK | BANK NEW YORK MELLON CORP | 64,000 | $3,393 | 0.3% | — | — | Put | 064058100 |
| — | SUN BANCORP INC | 133,688 | $3,322 | 0.3% | $23.29 | — | COM NEW | 86663b201 |
| — | BANCORPSOUTH INC | 100,000 | $3,205 | 0.3% | $30.55 | — | COM | 059692103 |
| — | BROOKLINE BANCORP INC DEL | 200,000 | $3,100 | 0.3% | $14.60 | — | COM | 11373m107 |
| PGR | PROGRESSIVE CORP OHIO | 64,000 | $3,099 | 0.3% | — | — | Put | 743315103 |
| STT | STATE STR CORP | 32,000 | $3,057 | 0.3% | — | — | Put | 857477103 |
| SHBI | SHORE BANCSHARES INC | 177,750 | $2,960 | 0.2% | $9.89 | +67.9% | COM | 825107105 |
| BBT | BERKSHIRE HILLS BANCORP INC | 75,000 | $2,906 | 0.2% | $27.79 | -1.5% | COM | 084680107 |
| — | COBIZ FINANCIAL INC | 125,782 | $2,470 | 0.2% | $10.93 | — | COM | 190897108 |
| — | BANC OF CALIFORNIA INC | 100,000 | $2,075 | 0.2% | $20.75 | — | COM | 05990k106 |
| — | FIRST CONN BANCORP INC MD | 59,454 | $1,590 | 0.1% | $18.95 | — | COM | 319850103 |
| — | REGIONS FINL CORP NEW | 100,000 | $1,523 | 0.1% | $14.59 | — | COM | 7591ep100 |
| — | SI FINL GROUP INC MD | 100,000 | $1,495 | 0.1% | $16.10 | — | COM | 78425V104 |
| — | SELECT BANCORP INC NEW | 97,066 | $1,137 | 0.1% | $10.16 | — | COM | 81617L108 |
| — | PERFORMANT FINL CORP | 583,418 | $1,062 | 0.1% | $2.35 | — | COM | 71377e105 |
| ESQ | ESQUIRE FINL HLDGS INC | 44,400 | $714 | 0.1% | $14.50 | +0.2% | COM | 29667J101 |
| CIVB | CIVISTA BANCSHARES INC | 21,860 | $488 | 0.0% | $17.18 | -4.3% | COM NO PAR | 178867107 |
| — | BANCORP 34 INC | 34,489 | $483 | 0.0% | $12.60 | — | COM | 05970v106 |
| ISTR | INVESTAR HLDG CORP | 14,330 | $345 | 0.0% | $20.32 | +11.6% | COM | 46134L105 |
| — | FSB BANCORP INC | 17,550 | $291 | 0.0% | $12.58 | — | COM | 30289C102 |
| — | MELROSE BANCORP INC | 12,000 | $239 | 0.0% | $19.92 | — | COM | 585553100 |
| — | INTERACTIVE BROKERS GROUP IN | 64,000 | $0 | 0.0% | — | — | Put | 45841n107 |
| — | TD AMERITRADE HLDG CORP | 160,000 | $0 | 0.0% | — | — | Put | 87236Y108 |