CIK: 0001177043 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 12, 2015
Total Value ($000): $358,536 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | YADKIN FINANCIAL CO | 1,038,334 | $22,314 | 6.2% | $20.48 | — | COM | 984305102 |
| TFIN | TRIUMPH BANCORP INC COM | 730,704 | $12,276 | 3.4% | $13.11 | +9.5% | COM | 89679E300 |
| — | C1 FINANCIAL INC COM | 618,032 | $11,774 | 3.3% | $18.83 | — | COM | 12591N109 |
| — | NEWBRIDGE BANCORP CLASS A NO P | 1,291,633 | $11,017 | 3.1% | $8.69 | — | COM | 65080T102 |
| RITM | NEW RESIDENTIAL INVESTMENT COR | 832,370 | $10,904 | 3.0% | $14.04 | — | COM | 64828T201 |
| HTB | HOMETRUST BANCSHARES INC COM | 580,646 | $10,771 | 3.0% | $15.67 | +13.6% | COM | 437872104 |
| — | PUT XLF 10/16/15 22 SEC | 375,000 | $8,498 | 2.4% | $22.66 | — | PUT | 8KQHXK9 |
| ABCB | AMERIS BANCORP | 271,430 | $7,804 | 2.2% | $22.39 | +6.4% | COM | 03076K108 |
| BAC | BANK AMERICA CORP | 500,600 | $7,799 | 2.2% | $12.19 | +10.3% | COM | 060505104 |
| — | STATE BANK FINANCIAL CORPORATI | 350,418 | $7,247 | 2.0% | $19.61 | — | COM | 856190103 |
| CNOB | CONNECTONE BANCORP INC NEW COM | 369,800 | $7,137 | 2.0% | $14.72 | +10.0% | COM | 20786W107 |
| — | BNC BANCORP | 318,472 | $7,079 | 2.0% | $18.12 | — | COM | 05566T101 |
| — | FIRST SEC GROUP INC COM NEW C/ | 2,807,160 | $6,989 | 1.9% | $2.32 | — | COM | 336312202 |
| — | COWEN GROUP INC CLASS A | 1,529,273 | $6,973 | 1.9% | $3.79 | — | COM | 223622101 |
| — | DISCOVER FINANCIAL SERVICES | 125,000 | $6,499 | 1.8% | $51.99 | — | COM | 254709108 |
| — | PUT XLF 10/16/15 21.50 | 280,000 | $6,345 | 1.8% | $22.66 | — | PUT | 8CXZFF5 |
| BANC | BANC OF CALIFORNIA INC | 503,903 | $6,183 | 1.7% | $8.82 | +12.9% | COM | 05990K106 |
| — | KRE 10/16/15 P38 SPDR SERIES T | 150,000 | $6,177 | 1.7% | $41.18 | — | PUT | KRE151016 |
| — | SOUTH ST CORP | 75,000 | $5,765 | 1.6% | $61.00 | — | COM | 840441109 |
| — | FRANKLIN FINANCIAL NETWORK INC | 257,262 | $5,749 | 1.6% | $21.20 | — | COM | 35352P104 |
| AER | ***AERCAP HOLDINGS NV | 130,890 | $5,005 | 1.4% | $46.21 | -5.8% | COM | N00985106 |
| SBCF | SEACOAST BANKING CORPORATION O | 320,106 | $4,699 | 1.3% | $11.38 | +34.8% | COM | 811707801 |
| — | AMERICAN EQUITY INVESTMENT LIF | 199,000 | $4,639 | 1.3% | $23.31 | — | COM | 025676206 |
| HLI | HOULIHAN LOKEY INC CLASS A COM | 211,480 | $4,610 | 1.3% | $17.63 | 0.0% | COM | 441593100 |
| — | E TRADE FINL CORP COMNEW | 175,000 | $4,608 | 1.3% | $26.33 | — | COM | 269246401 |
| HIG | HARTFORD FINL SVCS GROUP INC C | 100,000 | $4,578 | 1.3% | $36.99 | 0.0% | COM | 416515104 |
| — | SOUTHERN NATIONAL BANCORP OF V | 399,511 | $4,511 | 1.3% | $10.76 | — | COM | 843395104 |
| FFWM | FIRST FOUNDATION INC | 196,263 | $4,469 | 1.2% | $9.84 | 0.0% | COM | 32026V104 |
| — | SYNOVUS FINL CORP | 150,000 | $4,440 | 1.2% | $25.63 | — | COM | 87161C501 |
| UCB | UNITED COMMUNITY BANKS INC | 207,086 | $4,233 | 1.2% | $20.44 | 0.0% | COM | 90984P303 |
| — | TALMER BANCORP INC COM CL A | 248,110 | $4,131 | 1.2% | $16.65 | — | COM | 87482X101 |
| — | PARK STERLING CORP | 596,002 | $4,053 | 1.1% | $7.14 | — | COM | 70086Y105 |
| — | FIDELITY SOUTHERN CORP NEW | 191,704 | $4,053 | 1.1% | $13.09 | — | COM | 316394105 |
| — | ATLANTIC COAST FINANCIAL CORPO | 724,880 | $4,008 | 1.1% | $4.36 | — | COM | 048426100 |
| — | M&T BANK CORP -WT18 WARRANTS 1 | 80,000 | $3,938 | 1.1% | $51.77 | — | WT | 55261F112 |
| — | ASB BANCORP INC | 141,650 | $3,548 | 1.0% | $20.59 | — | COM | 00213T109 |
| — | AVENUE FINANCIAL HOLDINGS INC | 255,365 | $3,371 | 0.9% | $13.20 | — | COM | 05358K102 |
| CHCT | COMMUNITY HEALTHCARE TRUST INC | 200,738 | $3,192 | 0.9% | $15.90 | — | COM | 20369C106 |
| — | HAMPTON RDS BANKSHARES INC | 1,658,268 | $3,150 | 0.9% | $2.03 | — | COM | 409321502 |
| MS | MORGAN STANLEY | 100,000 | $3,150 | 0.9% | $27.26 | 0.0% | COM | 617446448 |
| NBHC | NATIONAL BANK HOLDINGS CORP-CL | 150,000 | $3,079 | 0.9% | $16.61 | 0.0% | COM | 633707104 |
| — | BOSTON PRIVATE FINANCIAL HLDGS | 261,673 | $3,062 | 0.9% | $12.35 | — | COM | 101119105 |
| SAMG | SILVERCREST ASSET MANAGEMENT G | 283,131 | $3,061 | 0.9% | $14.47 | -15.7% | COM | 828359109 |
| LOB | LIVE OAK BANCSHARES INC COM | 145,780 | $2,863 | 0.8% | $19.67 | 0.0% | COM | 53803X105 |
| — | PUT SCHW OCT 27.00000 10/16/20 | 100,000 | $2,856 | 0.8% | $28.56 | — | PUT | 8bxczj3 |
| FITB | FIFTH THIRD BANCORP COM | 150,000 | $2,836 | 0.8% | $13.36 | +5.9% | COM | 316773100 |
| FHN | FIRST HORIZON NATL CORP | 200,000 | $2,836 | 0.8% | $10.76 | 0.0% | COM | 320517105 |
| — | ANCHOR BANCORP WISCONSIN INC C | 66,550 | $2,834 | 0.8% | $39.47 | — | COM | 03283P106 |
| — | MANNING & NAPIER INC CL A | 362,380 | $2,667 | 0.7% | $7.36 | — | COM | 56382Q102 |
| RNST | RENASANT CORPORATION | 80,572 | $2,647 | 0.7% | $32.12 | 0.0% | COM | 75970E107 |
| — | ptusWFC 151016P000500000 | 50,000 | $2,567 | 0.7% | $51.34 | — | PUT | WFC151016 |
| SFST | SOUTHERN FIRST BANCSHARES | 119,379 | $2,446 | 0.7% | $19.16 | +4.0% | COM | 842873101 |
| HOMB | HOME BANCSHARES INC | 60,000 | $2,430 | 0.7% | $12.62 | +53.9% | COM | 436893200 |
| — | UNITED FINANCIAL BANCORP | 185,500 | $2,421 | 0.7% | $13.42 | — | COM | 910304104 |
| — | SUN BANCORP INC COM NEW | 123,538 | $2,371 | 0.7% | $18.99 | — | COM | 86663B201 |
| — | METLIFE INC | 50,000 | $2,357 | 0.7% | $55.98 | — | COM | 59156r108 |
| LADR | LADDER CAPITAL CORP CL A | 163,498 | $2,341 | 0.7% | $18.92 | — | COM | 505743104 |
| — | HERITAGE OAKS BANCORP | 284,556 | $2,265 | 0.6% | $7.87 | — | COM | 42724R107 |
| — | PNC 10/16/15 P85 PNC FINL SVCS | 25,000 | $2,230 | 0.6% | $89.20 | — | PUT | PNC151016 |
| NBTB | NBT BANCORP INC | 81,670 | $2,200 | 0.6% | $21.18 | +25.0% | COM | 628778102 |
| SHBI | SHORE BANCSHARES INC COM | 217,401 | $2,113 | 0.6% | $9.35 | +1.5% | COM | 825107105 |
| FCCO | FIRST COMMUNITY CORPORATION | 169,435 | $2,098 | 0.6% | $7.14 | +31.8% | COM | 319835104 |
| — | PUT KRE 10/16/15 35 SPD | 50,000 | $2,060 | 0.6% | $41.20 | — | PUT | 8BWCLX7 |
| — | JACKSONVILLE BANCORP INC | 137,336 | $2,052 | 0.6% | $10.60 | — | COM | 469249205 |
| — | PUT USB 10/16/15 41 US | 50,000 | $2,050 | 0.6% | $41.00 | — | PUT | 8KTNGN5 |
| — | PUT USB OCT 40.50000 10/16/201 | 50,000 | $2,050 | 0.6% | $41.00 | — | PUT | 8CXSKB7 |
| RF | REGIONS FINL CORP NEW COM | 200,000 | $1,802 | 0.5% | $6.88 | -0.7% | COM | 7591EP100 |
| WBS | WEBSTER FINL CORP WATERBURYCON | 50,000 | $1,781 | 0.5% | $37.24 | 0.0% | COM | 947890109 |
| — | PUT BBT 10/16/15 33 BB& | 50,000 | $1,780 | 0.5% | $35.60 | — | PUT | 8BTNGT0 |
| — | PUT BBT 10/16/15 34 BB& | 50,000 | $1,780 | 0.5% | $35.60 | — | PUT | 8BTNGT3 |
| — | SOUTHCOAST FINANCIAL CORP | 122,313 | $1,630 | 0.5% | $7.24 | — | COM | 84129R100 |
| — | ASTORIA FINANCIAL CORP | 100,000 | $1,610 | 0.4% | $14.24 | — | COM | 046265104 |
| — | PUT AMTD 10/16/15 31 TD | 50,000 | $1,592 | 0.4% | $31.84 | — | PUT | 8BTJWG2 |
| — | PUT XLF 10/16/15 21 SEC | 70,000 | $1,586 | 0.4% | $22.66 | — | PUT | 8KQHXK7 |
| — | PAYPAL HOLDINGS INCO | 50,000 | $1,552 | 0.4% | $31.04 | — | COM | 70450y103 |
| HTGC | HERCULES TECH GROWTH CAP INC C | 150,000 | $1,516 | 0.4% | $12.44 | -8.9% | COM | 427096508 |
| — | PUT SCHW 10/16/15 26 CHA | 50,000 | $1,428 | 0.4% | $28.56 | — | PUT | 8BXCZH9 |
| — | NATIONSTAR MTG LLC/NATIONSTARC | 100,000 | $1,387 | 0.4% | $16.80 | — | COM | 63861c109 |
| TOWN | TOWNEBANK PORTSMOUTH VA COM ST | 70,000 | $1,319 | 0.4% | $15.48 | +15.7% | COM | 89214P109 |
| — | PFG 10/16/15 P47 PRINCIPAL FIN | 25,000 | $1,183 | 0.3% | $47.32 | — | PUT | PFG151016 |
| TFSL | TFS FINANCIAL CORP | 65,050 | $1,122 | 0.3% | $5.55 | +61.1% | COM | 87240R107 |
| — | BANK OF THE OZARKS INC | 25,000 | $1,094 | 0.3% | $43.76 | — | COM | 063904106 |
| — | SELECT BANCORP INC COM | 145,965 | $1,068 | 0.3% | $7.20 | — | COM | 81617L108 |
| — | GUARANTY BANCORP DEL COM NEW | 64,444 | $1,061 | 0.3% | $16.51 | — | COM | 40075T607 |
| — | PUT CMA 10/16/15 40 COM | 25,000 | $1,027 | 0.3% | $41.08 | — | PUT | 8Y37514 |
| — | COBIZ FINANCIAL INC | 75,000 | $976 | 0.3% | $8.08 | — | COM | 190897108 |
| — | CARTER BK & TR MARTINSVILLE VA | 71,957 | $907 | 0.3% | $11.80 | — | COM | 146102108 |
| FBNC | FIRST BANCORP-TROY N.C. | 50,000 | $850 | 0.2% | $13.70 | +1.1% | COM | 318910106 |
| — | PERFORMANT FINANCIAL CORPORATI | 343,138 | $830 | 0.2% | $4.52 | — | COM | 71377E105 |
| — | FIRST BANCSHARES INC-MISS | 42,705 | $746 | 0.2% | $12.13 | — | COM | 318916103 |
| — | EVANS BANCORP INC NEW | 27,959 | $693 | 0.2% | $24.25 | — | COM | 29911Q208 |
| HTBK | HERITAGE COMMERCE CORP | 51,907 | $589 | 0.2% | $9.13 | +17.7% | COM | 426927109 |
| BWFG | BANKWELL FINANCIAL GROUP INC | 28,280 | $517 | 0.1% | $14.58 | 0.0% | COM | 06654A103 |
| — | DIME COMMUNITY BANCSHARES | 24,680 | $417 | 0.1% | $16.90 | — | COM | 253922108 |
| — | NATIONAL HOLDINGS CORPORATION | 149,327 | $411 | 0.1% | $2.75 | — | COM | 636375206 |
| — | BSB BANCORP INC MD COM | 18,678 | $395 | 0.1% | $22.08 | — | COM | 05573H108 |
| — | PEREGRINE HOLDINGS | 275,000 | $298 | 0.1% | $1.08 | — | COM | 995331600 |
| — | XENITH BANKSHARES INC | 43,240 | $276 | 0.1% | $6.38 | — | COM | 98410X105 |
| — | CITIZENS FIRST CORP COM | 20,638 | $261 | 0.1% | $12.50 | — | COM | 17462Q107 |
| — | OAK VIEW NATIONAL BANK WARRENT | 47,179 | $235 | 0.1% | $5.26 | — | COM | 67134X105 |
| NEWT | NEWTEK BUSINESS SERVICES CORP | 10,780 | $177 | 0.0% | $17.66 | 0.0% | COM | 652526203 |
| — | FIRST CAPITAL BANCORP INC | 33,947 | $162 | 0.0% | $4.19 | — | COM | 319438107 |