Location: Pittsford, NY
CIK: 0001576053 · Show all filings
Period: Q4 2014 (Next →)
Filing Date: Feb 17, 2015
Total Value: $181M (93.1% shares, 6.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VUG | VANGUARD INDEX FDS | 181,618 | $18.96M | 10.4% | $104.39 * | $17.00 | +2.3% | GROWTH ETF | 922908736 |
| DXJ | WISDOMTREE TR | 176,735 | $8.701M | 4.8% | $49.23 * | $156.59 | -5.7% | JAPN HEDGE EQT | 97717W851 |
| TRAK | PARK CITY GROUP INC | 649,807 | $5.861M | 3.2% | $9.02 | $8.77 | +2.9% | COM NEW | 700215304 |
| IWB | ISHARES TR | 41,216 | $4.725M | 2.6% | $114.64 | $112.10 | +2.3% | RUS 1000 ETF | 464287622 |
| AAPL | APPLE INC | 39,270 | $4.335M | 2.4% | $110.39 * | $24.08 | +1.6% | COM | 037833100 |
| AGG | ISHARES TR | 36,443 | $4.013M | 2.2% | $110.12 | $110.03 | +0.1% | CORE US AGGBD ET | 464287226 |
| — | SHELL MIDSTREAM PARTNERS L P | 95,668 | $3.92M | 2.2% | $40.98 | $40.98 | — | UNIT LTD INT | 822634101 |
| VEA | VANGUARD TAX MANAGED INTL FD | 102,013 | $3.864M | 2.1% | $37.88 | $38.72 | -2.2% | FTSE DEV MKT ETF | 921943858 |
| XOM | EXXON MOBIL CORP | 41,329 | $3.821M | 2.1% | $92.45 * | $58.00 | -0.6% | COM | 30231G102 |
| JPM | JPMORGAN CHASE & CO | 59,808 | $3.743M | 2.1% | $62.58 * | $44.70 | +4.0% | COM | 46625H100 |
| DVY | ISHARES TR | 45,090 | $3.58M | 2.0% | $79.40 | $77.22 | +2.8% | SELECT DIVID ETF | 464287168 |
| T | AT&T INC | 106,576 | $3.58M | 2.0% | $33.59 * | $11.81 | -2.1% | COM | 00206R102 |
| — | GENERAL ELECTRIC CO | 141,109 | $3.566M | 2.0% | $25.27 | $25.27 | — | COM | 369604103 |
| JNJ | JOHNSON & JOHNSON | 33,234 | $3.475M | 1.9% | $104.56 * | $77.30 | -0.4% | COM | 478160104 |
| — | ALPS ETF TR | 189,001 | $3.311M | 1.8% | $17.52 | $17.52 | — | ALERIAN MLP | 00162Q866 |
| PFE | PFIZER INC | 100,162 | $3.12M | 1.7% | $31.15 * | $17.97 | +3.4% | COM | 717081103 |
| INTC | INTEL CORP | 81,421 | $2.955M | 1.6% | $36.29 * | $26.63 | +4.6% | COM | 458140100 |
| CSCO | CISCO SYS INC | 103,917 | $2.89M | 1.6% | $27.81 * | $18.31 | +7.8% | COM | 17275R102 |
| COP | CONOCOPHILLIPS | 40,476 | $2.795M | 1.5% | $69.05 * | $48.86 | -1.0% | COM | 20825C104 |
| MSFT | MICROSOFT CORP | 58,489 | $2.717M | 1.5% | $46.45 * | $39.88 | -0.7% | COM | 594918104 |
| — | PHILLIPS 66 PARTNERS LP | 38,277 | $2.638M | 1.5% | $68.92 | $68.92 | — | COM UNIT REP INT | 718549207 |
| — | POWERSHARES ETF TRUST | 25,576 | $2.577M | 1.4% | $100.76 | $100.76 | — | FTSE US1500 SM | 73935X567 |
| PG | PROCTER & GAMBLE CO | 28,232 | $2.572M | 1.4% | $91.10 * | $64.60 | +3.7% | COM | 742718109 |
| ABBV | ABBVIE INC | 38,488 | $2.519M | 1.4% | $65.45 * | $40.24 | +3.9% | COM | 00287Y109 |
| DE | DEERE & CO | 26,950 | $2.384M | 1.3% | $88.46 * | $70.62 | +3.0% | COM | 244199105 |
| MCD | MCDONALDS CORP | 24,565 | $2.302M | 1.3% | $93.71 * | $70.55 | +0.6% | COM | 580135101 |
| — | WISCONSIN ENERGY CORP | 42,504 | $2.242M | 1.2% | $52.75 | $52.75 | — | COM | 976657106 |
| — | POWERSHARES ETF TRUST | 24,109 | $2.204M | 1.2% | $91.42 | $91.42 | — | FTSE RAFI 1000 | 73935X583 |
| PEP | PEPSICO INC | 23,222 | $2.196M | 1.2% | $94.57 * | $68.61 | -0.9% | COM | 713448108 |
| NVS | NOVARTIS A G | 23,135 | $2.144M | 1.2% | $92.67 | $92.51 | +0.2% | SPONSORED ADR | 66987V109 |
| IDV | ISHARES | 62,556 | $2.108M | 1.2% | $33.70 | $35.05 | -3.9% | INTL SEL DIV ETF | 464288448 |
| CVX | CHEVRON CORP NEW | 16,670 | $1.87M | 1.0% | $112.18 * | $70.52 | -0.8% | COM | 166764100 |
| PM | PHILIP MORRIS INTL INC | 22,492 | $1.832M | 1.0% | $81.45 * | $49.22 | -4.1% | COM | 718172109 |
| NSC | NORFOLK SOUTHERN CORP | 16,171 | $1.773M | 1.0% | $109.64 * | $85.81 | +0.2% | COM | 655844108 |
| KMI | KINDER MORGAN INC DEL | 39,232 | $1.66M | 0.9% | $42.31 * | $22.45 | +7.8% | COM | 49456B101 |
| SDY | SPDR SERIES TRUST | 20,710 | $1.632M | 0.9% | $78.80 | $78.14 | +0.8% | S&P DIVID ETF | 78464A763 |
| BSV | VANGUARD BD INDEX FD INC | 18,860 | $1.508M | 0.8% | $79.96 | $80.24 | -0.4% | SHORT TRM BOND | 921937827 |
| EMN | EASTMAN CHEM CO | 15,115 | $1.147M | 0.6% | $75.88 * | $55.62 | -3.6% | COM | 277432100 |
| VZ | VERIZON COMMUNICATIONS INC | 24,208 | $1.132M | 0.6% | $46.76 * | $27.66 | -4.3% | COM | 92343V104 |
| IVV | ISHARES TR | 5,333 | $1.103M | 0.6% | $206.83 | $202.42 | +2.2% | CORE S&P500 ETF | 464287200 |
| PAYX | PAYCHEX INC | 22,635 | $1.045M | 0.6% | $46.17 * | $32.95 | +0.2% | COM | 704326107 |
| — | PLAINS GP HLDGS L P | 39,244 | $1.008M | 0.6% | $25.69 | $25.69 | — | SHS A REP LTPN | 72651A108 |
| MRK | MERCK & CO INC NEW | 16,068 | $912K | 0.5% | $56.76 * | $39.35 | -2.2% | COM | 58933Y105 |
| — | ROYAL DUTCH SHELL PLC | 13,559 | $908K | 0.5% | $66.97 | $66.97 | — | SPONS ADR A | 780259206 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,934 | $891K | 0.5% | $150.15 | $144.37 | +4.0% | CL B NEW | 084670702 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,138 | $824K | 0.5% | $160.37 * | $100.47 | -3.3% | COM | 459200101 |
| — | GABELLI DIVD & INCOME TR | 37,832 | $819K | 0.5% | $21.65 | $21.65 | — | COM | 36242H104 |
| QCOM | QUALCOMM INC | 10,975 | $816K | 0.4% | $74.35 * | $53.34 | +1.9% | COM | 747525103 |
| BXMT | BLACKSTONE MTG TR INC | 27,427 | $799K | 0.4% | $29.13 | $29.13 | — | COM CL A | 09257W100 |
| MMM | 3M CO | 4,798 | $788K | 0.4% | $164.24 * | $89.68 | +7.3% | COM | 88579Y101 |
| GIS | GENERAL MLS INC | 14,576 | $777K | 0.4% | $53.31 * | $35.24 | +3.2% | COM | 370334104 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 63,020 | $763K | 0.4% | $12.11 | $12.11 | — | COM | 6706ER101 |
| PAA | PLAINS ALL AMERN PIPELINE L | 14,041 | $721K | 0.4% | $51.35 | $51.35 | — | UNIT LTD PARTN | 726503105 |
| MO | ALTRIA GROUP INC | 14,418 | $710K | 0.4% | $49.24 * | $23.76 | +2.1% | COM | 02209S103 |
| — | KAYNE ANDERSON ENRGY TTL RT | 24,963 | $695K | 0.4% | $27.84 | $27.84 | — | COM | 48660P104 |
| — | DU PONT E I DE NEMOURS & CO | 8,823 | $652K | 0.4% | $73.90 | $73.90 | — | COM | 263534109 |
| — | POWERSHARES ETF TRUST | 13,462 | $647K | 0.4% | $48.06 | $48.06 | — | DYNA BUYBK ACH | 73935X286 |
| — | RYDEX ETF TRUST | 7,005 | $636K | 0.4% | $90.79 | $90.79 | — | GUG S&P500EQWTTE | 78355W817 |
| FNDB | SCHWAB STRATEGIC TR | 20,181 | $607K | 0.3% | $30.08 * | $9.77 | +2.7% | SCHWAB FDT US BM | 808524789 |
| — | SPDR SERIES TRUST | 24,585 | $597K | 0.3% | $24.28 | $24.28 | — | NUVN BR SHT MUNI | 78464A425 |
| — | RAYTHEON CO | 5,421 | $586K | 0.3% | $108.10 | $108.10 | — | COM NEW | 755111507 |
| — | POWERSHARES ETF TRUST | 20,319 | $566K | 0.3% | $27.86 | $27.86 | — | GOLDEN DRG CHINA | 73935X401 |
| WLKP | WESTLAKE CHEM PARTNERS LP | 18,600 | $539K | 0.3% | $28.98 | $28.98 | — | COM UNIT RP LP | 960417103 |
| — | RYDEX ETF TRUST | 7,949 | $538K | 0.3% | $67.68 | $67.68 | — | GUG S&P500EQWTEN | 78355W866 |
| — | HEALTH CARE REIT INC | 6,613 | $500K | 0.3% | $75.61 | $75.61 | — | COM | 42217K106 |
| KMB | KIMBERLY CLARK CORP | 4,286 | $495K | 0.3% | $115.49 * | $76.09 | +4.6% | COM | 494368103 |
| LLY | LILLY ELI & CO | 7,132 | $492K | 0.3% | $68.98 * | $55.19 | +2.5% | COM | 532457108 |
| DBEF | DBX ETF TR | 18,122 | $489K | 0.3% | $26.98 | $27.50 | -1.8% | XTRAK MSCI EAFE | 233051200 |
| — | ENERGY TRANSFER PRTNRS L P | 7,435 | $483K | 0.3% | $64.96 | $64.96 | — | UNIT LTD PARTN | 29273R109 |
| BCE | BCE INC | 10,425 | $478K | 0.3% | $45.85 * | $23.55 | +3.1% | COM NEW | 05534B760 |
| VDE | VANGUARD WORLD FDS | 4,273 | $477K | 0.3% | $111.63 | $119.22 | -6.4% | ENERGY ETF | 92204A306 |
| SCHG | SCHWAB STRATEGIC TR | 9,190 | $476K | 0.3% | $51.80 * | $6.30 | +2.8% | US LCAP GR ETF | 808524300 |
| SCHD | SCHWAB STRATEGIC TR | 11,828 | $471K | 0.3% | $39.82 * | $13.08 | +1.5% | US DIVIDEND EQ | 808524797 |
| TRV | TRAVELERS COMPANIES INC | 4,390 | $465K | 0.3% | $105.92 * | $78.95 | +5.2% | COM | 89417E109 |
| — | HCP INC | 10,565 | $465K | 0.3% | $44.01 | $44.01 | — | COM | 40414L109 |
| VO | VANGUARD INDEX FDS | 3,749 | $463K | 0.3% | $123.50 * | $30.14 | +2.5% | MID CAP ETF | 922908629 |
| VB | VANGUARD INDEX FDS | 3,952 | $461K | 0.3% | $116.65 | $113.82 | +2.5% | SMALL CP ETF | 922908751 |
| LMT | LOCKHEED MARTIN CORP | 2,390 | $460K | 0.3% | $192.47 * | $137.24 | +4.3% | COM | 539830109 |
| VNQ | VANGUARD INDEX FDS | 5,598 | $453K | 0.2% | $80.92 | $78.45 | +3.2% | REIT ETF | 922908553 |
| NEE | NEXTERA ENERGY INC | 4,171 | $443K | 0.2% | $106.21 * | $18.89 | +5.7% | COM | 65339F101 |
| DEO | DIAGEO P L C | 3,863 | $441K | 0.2% | $114.16 | $116.23 | -1.8% | SPON ADR NEW | 25243Q205 |
| MET | METLIFE INC | 8,095 | $438K | 0.2% | $54.11 * | $32.77 | +1.7% | COM | 59156R108 |
| — | UNILEVER N V | 11,165 | $436K | 0.2% | $39.05 | $39.05 | — | N Y SHS NEW | 904784709 |
| MPLX | MPLX LP | 5,808 | $427K | 0.2% | $73.52 | $73.52 | — | COM UNIT REP LTD | 55336V100 |
| VOD | VODAFONE GROUP PLC NEW | 12,148 | $415K | 0.2% | $34.16 | $33.71 | +1.4% | SPNSR ADR NO PAR | 92857W308 |
| — | GOOGLE INC | 780 | $414K | 0.2% | $530.77 | $530.77 | — | CL A | 38259P508 |
| — | ROYAL DUTCH SHELL PLC | 5,920 | $412K | 0.2% | $69.59 | $69.59 | — | SPON ADR B | 780259107 |
| DWX | SPDR INDEX SHS FDS | 9,770 | $411K | 0.2% | $42.07 | $44.44 | -5.4% | S&P INTL ETF | 78463X772 |
| FNDF | SCHWAB STRATEGIC TR | 16,002 | $411K | 0.2% | $25.68 | $26.62 | -3.6% | SCHWB FDT INT LG | 808524755 |
| BABA | ALIBABA GROUP HLDG LTD | 3,943 | $410K | 0.2% | $103.98 | $102.64 | +1.3% | SPONSORED ADS | 01609W102 |
| STZ | CONSTELLATION BRANDS INC | 4,093 | $402K | 0.2% | $98.22 * | $78.40 | +7.2% | CL A | 21036P108 |
| — | SYMANTEC CORP | 14,972 | $384K | 0.2% | $25.65 | $25.65 | — | COM | 871503108 |
| PFF | ISHARES | 9,579 | $378K | 0.2% | $39.46 | $39.54 | -0.2% | U.S. PFD STK ETF | 464288687 |
| — | FIRST TR ENERGY INFRASTRCTR | 15,829 | $376K | 0.2% | $23.75 | $23.75 | — | COM | 33738C103 |
| WFC | WELLS FARGO & CO NEW | 6,860 | $376K | 0.2% | $54.81 * | $38.77 | +3.8% | COM | 949746101 |
| EMB | ISHARES | 3,411 | $374K | 0.2% | $109.65 | $112.59 | -2.6% | JP MOR EM MK ETF | 464288281 |
| GPC | GENUINE PARTS CO | 3,495 | $372K | 0.2% | $106.44 * | $71.18 | +9.2% | COM | 372460105 |
| — | DIAMOND OFFSHORE DRILLING IN | 10,096 | $371K | 0.2% | $36.75 | $36.75 | — | COM | 25271C102 |
| AXP | AMERICAN EXPRESS CO | 3,987 | $371K | 0.2% | $93.05 * | $76.41 | +3.8% | COM | 025816109 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 4,559 | $370K | 0.2% | $81.16 | $79.08 | +2.6% | DIV APP ETF | 921908844 |
| — | ABERDEEN ASIA PACIFIC INCOM | 65,751 | $365K | 0.2% | $5.55 | $5.55 | — | COM | 003009107 |
| — | POWERSHARES GLOBAL ETF TRUST | 9,125 | $360K | 0.2% | $39.45 | $39.45 | — | DEV MKTS EX-US | 73936T789 |
| — | UNITED TECHNOLOGIES CORP | 3,100 | $357K | 0.2% | $115.16 | $115.16 | — | COM | 913017109 |
| SCHZ | SCHWAB STRATEGIC TR | 6,779 | $355K | 0.2% | $52.37 * | $26.09 | +0.4% | US AGGREGATE B | 808524839 |
| HSBC | HSBC HLDGS PLC | 7,477 | $353K | 0.2% | $47.21 | $49.49 | -4.6% | SPON ADR NEW | 404280406 |
| — | GOOGLE INC | 668 | $352K | 0.2% | $526.95 | $526.95 | — | CL C | 38259P706 |
| F | FORD MTR CO DEL | 22,283 | $345K | 0.2% | $15.48 * | $8.16 | +5.5% | COM PAR $0.01 | 345370860 |
| — | EATON VANCE NATL MUN OPPORT | 16,335 | $343K | 0.2% | $21.00 | $21.00 | — | COM SHS | 27829L105 |
| AMZN | AMAZON COM INC | 1,086 | $337K | 0.2% | $310.31 * | $15.58 | -0.4% | COM | 023135106 |
| MTB | M & T BK CORP | 2,672 | $336K | 0.2% | $125.75 * | $90.02 | +2.7% | COM | 55261F104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 9,057 | $327K | 0.2% | $36.10 | $36.10 | — | COM | 293792107 |
| — | FIRST TR MLP & ENERGY INCOME | 14,950 | $322K | 0.2% | $21.54 | $21.54 | — | COM | 33739B104 |
| — | SUNOCO LOGISTICS PRTNRS L P | 7,656 | $320K | 0.2% | $41.80 | $41.80 | — | COM UNITS | 86764L108 |
| SCHO | SCHWAB STRATEGIC TR | 6,317 | $320K | 0.2% | $50.66 * | $25.32 | -0.1% | SHT TM US TRES | 808524862 |
| BP | BP PLC | 8,377 | $319K | 0.2% | $38.08 | $40.74 | -6.4% | SPONSORED ADR | 055622104 |
| HD | HOME DEPOT INC | 3,002 | $315K | 0.2% | $104.93 * | $74.81 | +8.4% | COM | 437076102 |
| IYR | ISHARES TR | 4,086 | $314K | 0.2% | $76.85 | $74.78 | +2.8% | U.S. REAL ES ETF | 464287739 |
| — | CNOOC LTD | 2,161 | $293K | 0.2% | $135.59 | $135.59 | — | SPONSORED ADR | 126132109 |
| UNH | UNITEDHEALTH GROUP INC | 2,866 | $290K | 0.2% | $101.19 * | $79.25 | +6.9% | COM | 91324P102 |
| KO | COCA COLA CO | 6,795 | $287K | 0.2% | $42.24 * | $30.05 | -0.7% | COM | 191216100 |
| PFIS | PEOPLES FINL SVCS CORP | 5,781 | $287K | 0.2% | $49.65 * | $33.02 | +2.4% | COM | 711040105 |
| BNDX | VANGUARD CHARLOTTE FDS | 5,362 | $285K | 0.2% | $53.15 | $52.54 | +1.1% | INTL BD IDX ETF | 92203J407 |
| VOO | VANGUARD INDEX FDS | 1,453 | $274K | 0.2% | $188.58 | $184.33 | +2.2% | S&P 500 ETF SHS | 922908363 |
| BA | BOEING CO | 2,089 | $272K | 0.1% | $130.21 * | $110.65 | +2.7% | COM | 097023105 |
| SPY | SPDR S&P 500 ETF TR | 1,308 | $269K | 0.1% | $205.66 | $201.02 | +2.2% | TR UNIT | 78462F103 |
| UNP | UNION PAC CORP | 2,220 | $264K | 0.1% | $118.92 * | $89.46 | +4.0% | COM | 907818108 |
| PSX | PHILLIPS 66 | 3,630 | $260K | 0.1% | $71.63 * | $49.15 | -2.5% | COM | 718546104 |
| GILD | GILEAD SCIENCES INC | 2,706 | $255K | 0.1% | $94.24 * | $71.85 | -8.9% | COM | 375558103 |
| RWX | SPDR INDEX SHS FDS | 6,054 | $252K | 0.1% | $41.63 | $41.91 | -0.8% | DJ INTL RL ETF | 78463X863 |
| — | SHAW COMMUNICATIONS INC | 9,329 | $252K | 0.1% | $27.01 | $27.01 | — | CL B CONV | 82028K200 |
| — | NORDSTROM INC | 3,168 | $252K | 0.1% | $79.55 | $79.55 | — | COM | 655664100 |
| — | DOUBLELINE INCOME SOLUTIONS | 12,504 | $249K | 0.1% | $19.91 | $19.91 | — | COM | 258622109 |
| BND | VANGUARD BD INDEX FD INC | 3,000 | $247K | 0.1% | $82.33 | $82.48 | -0.1% | TOTAL BND MRKT | 921937835 |
| UBSI | UNITED BANKSHARES INC WEST V | 6,451 | $242K | 0.1% | $37.51 | $34.37 | +9.0% | COM | 909907107 |
| DIS | DISNEY WALT CO | 2,562 | $241K | 0.1% | $94.07 * | $81.30 | +5.5% | COM DISNEY | 254687106 |
| — | POWERSHARES ETF TRUST II | 10,000 | $240K | 0.1% | $24.00 | $24.00 | — | SENIOR LN PORT | 73936Q769 |
| CWB | SPDR SERIES TRUST | 5,000 | $234K | 0.1% | $46.80 | $48.96 | -4.2% | BRC CNV SECS ETF | 78464A359 |
| EEM | ISHARES TR | 5,894 | $232K | 0.1% | $39.36 | $40.65 | -3.3% | MSCI EMG MKT ETF | 464287234 |
| AZN | ASTRAZENECA PLC | 3,235 | $228K | 0.1% | $70.48 | $70.48 | — | SPONSORED ADR | 046353108 |
| VTIP | VANGUARD MALVERN FDS | 4,700 | $227K | 0.1% | $48.30 | $49.18 | -1.9% | STRM INFPROIDX | 922020805 |
| — | MICHAEL KORS HLDGS LTD | 3,024 | $227K | 0.1% | $75.07 | $75.07 | — | SHS | G60754101 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 15,845 | $224K | 0.1% | $14.14 | $14.14 | — | COM | 67070F100 |
| CMCSA | COMCAST CORP NEW | 3,771 | $219K | 0.1% | $58.07 * | $21.26 | +5.9% | CL A | 20030N101 |
| — | BUCKEYE PARTNERS L P | 2,867 | $217K | 0.1% | $75.69 | $75.69 | — | UNIT LTD PARTN | 118230101 |
| SCHE | SCHWAB STRATEGIC TR | 9,032 | $216K | 0.1% | $23.91 | $24.99 | -4.4% | EMRG MKTEQ ETF | 808524706 |
| GLD | SPDR GOLD TRUST | 1,885 | $214K | 0.1% | $113.53 | $115.41 | -1.6% | GOLD SHS | 78463V107 |
| FNDA | SCHWAB STRATEGIC TR | 7,146 | $213K | 0.1% | $29.81 * | $14.34 | +4.1% | SCHWAB FDT US SC | 808524763 |
| WPC | W P CAREY INC | 3,028 | $212K | 0.1% | $70.01 | $70.01 | — | COM | 92936U109 |
| TGT | TARGET CORP | 2,768 | $210K | 0.1% | $75.87 * | $48.59 | +12.9% | COM | 87612E106 |
| CAG | CONAGRA FOODS INC | 5,700 | $207K | 0.1% | $36.32 * | $18.73 | +3.4% | COM | 205887102 |
| THC | TENET HEALTHCARE CORP | 4,000 | $203K | 0.1% | $50.75 | $52.27 | -3.1% | COM NEW | 88033G407 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,415 | $202K | 0.1% | $59.15 * | $38.91 | +5.3% | COM | 110122108 |
| — | CALAMOS CONV OPP AND INC FD | 15,000 | $193K | 0.1% | $12.87 | $12.87 | — | SH BEN INT | 128117108 |
| — | NUVEEN FLOATING RATE INCOME | 13,000 | $143K | 0.1% | $11.00 | $11.00 | — | COM | 67072T108 |
| — | CASTLE BRANDS INC | 15,000 | $24,000 | 0.0% | $1.60 | $1.60 | — | COM | 148435100 |