Location: Austin, TX
CIK: 0001568132 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 7, 2016
Total Value: $193M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SCHM | CHARLES SCHWAB US MC | 1,026,113 | $44.73M | 23.2% | $43.59 * | $13.67 | +6.1% | UIE | 808524508 |
| SCHA | SCHWAB US SMALL CAP ETF | 409,686 | $23.61M | 12.2% | $57.64 * | $14.18 | +1.4% | UIE | 808524607 |
| SCHX | SCHWAB US LARGE CAP ETF | 393,032 | $20.34M | 10.5% | $51.74 * | $8.09 | +6.4% | UIE | 808524201 |
| HYLS | FIRST TRUST TACTCL HIGH | 255,613 | $12.45M | 6.5% | $48.69 | $47.97 | +1.4% | UIE | 33738D408 |
| IWB | ISHARES RUSSELL 1000 | 86,408 | $10.39M | 5.4% | $120.28 | $93.32 | +29.1% | UIE | 464287622 |
| GSLC | GOLDMAN SACHS ACTVBETA | 222,712 | $9.719M | 5.0% | $43.64 | $42.02 | +3.7% | UIE | 381430503 |
| EPP | ISHARES MSCI PACIFIC EX | 167,063 | $7.063M | 3.7% | $42.28 | $36.41 | +16.1% | UIE | 464286665 |
| VWO | VANGUARD FTSE EMERGING | 185,316 | $6.973M | 3.6% | $37.63 | $34.16 | +10.1% | UIE | 922042858 |
| — | FORUM ENERGY TECH | 283,001 | $5.62M | 2.9% | $19.86 | $29.80 | — | COM | 34984V100 |
| SCZ | ISHARES MSCI EAFE SMALL | 81,360 | $4.264M | 2.2% | $52.41 | $50.68 | +3.4% | UIE | 464288273 |
| — | POWERSHARES FTSE RAFI | 236,224 | $4.233M | 2.2% | $17.92 | $17.92 | — | UIE | 73936T763 |
| SOXX | ISHARES PHLX | 30,637 | $3.461M | 1.8% | $112.97 * | $34.91 | +7.9% | UIE | 464287523 |
| GDX | VANECK VECTORS GOLD | 127,766 | $3.376M | 1.8% | $26.42 | $24.00 | +10.1% | UIE | 92189F106 |
| — | ALPS ALERIAN MLP ETF | 253,098 | $3.211M | 1.7% | $12.69 | $12.69 | — | UIE | 00162Q866 |
| — | POWERSHARES DYNAMIC BLDG | 120,222 | $3.116M | 1.6% | $25.92 | $25.92 | — | UIE | 73935X666 |
| XOM | EXXON MOBIL CORP | 31,571 | $2.755M | 1.4% | $87.26 * | $54.29 | +6.5% | COM | 30231G102 |
| VO | VANGUARD MID CAP ETF | 20,804 | $2.687M | 1.4% | $129.16 * | $24.80 | +30.5% | UIE | 922908629 |
| VEU | VANGUARD FTSE ALL WORLD | 54,978 | $2.497M | 1.3% | $45.42 | $47.14 | -3.6% | UIE | 922042775 |
| IVE | ISHARES S&P 500 VALUE | 26,207 | $2.488M | 1.3% | $94.94 | $91.53 | +3.7% | UIE | 464287408 |
| QTEC | FIRST TST NASDAQ 100 | 47,014 | $2.393M | 1.2% | $50.90 | $47.72 | +6.7% | UIE | 337345102 |
| FXZ | FIRST TRUST MATERIALS | 69,009 | $2.36M | 1.2% | $34.20 | $34.11 | +0.3% | UIE | 33734X168 |
| DEM | WISDOMTREE EMRG MRKT HG | 28,866 | $1.084M | 0.6% | $37.55 | $37.85 | -0.7% | UIE | 97717W315 |
| MAIN | MAIN STREET CAPITAL | 28,899 | $992K | 0.5% | $34.33 | $30.74 | +11.7% | COM | 56035L104 |
| AAL | AMERICAN AIRLS GROUP | 14,040 | $514K | 0.3% | $36.61 * | $33.10 | +6.6% | COM | 02376R102 |
| SHW | SHERWIN WILLIAMS CO | 1,800 | $497K | 0.3% | $276.11 * | $54.58 | +55.3% | COM | 824348106 |
| SHV | ISHARES SHORT TREASURY | 5,072 | $450K | 0.2% | $88.72 * | $110.39 | +0.0% | UIE | 464288679 |
| — | 1/100 BERKSHIRE HTWY CLA | 200 | $432K | 0.2% | $2160.00 | $1685.00 | — | COM | 084990175 |
| SMMU | PIMCO SHORT TERM MUNI | 7,466 | $376K | 0.2% | $50.36 | $50.25 | +0.3% | UIE | 72201R874 |
| AAPL | APPLE INC | 2,841 | $321K | 0.2% | $112.99 * | $19.85 | +30.6% | COM | 037833100 |
| PM | PHILIP MORRIS INTL | 3,200 | $311K | 0.2% | $97.19 * | $50.60 | +20.6% | COM | 718172109 |
| CVX | CHEVRON CORPORATION | 2,955 | $304K | 0.2% | $102.88 * | $69.75 | -0.5% | COM | 166764100 |
| SPY | SPDR S&P 500 ETF | 1,300 | $281K | 0.1% | $216.15 | $198.97 | +8.7% | UIE | 78462F103 |
| NXPI | NXP SEMICONDUCTORS F | 2,462 | $251K | 0.1% | $101.95 * | $75.58 | +19.9% | FGO | N6596X109 |
| PCG | P G & E CORP | 4,009 | $245K | 0.1% | $61.11 * | $38.88 | +50.7% | COM | 69331C108 |
| MO | ALTRIA GROUP INC | 3,890 | $245K | 0.1% | $62.98 * | $19.82 | +68.1% | COM | 02209S103 |
| — | GENERAL ELECTRIC CO | 7,626 | $225K | 0.1% | $29.50 | $23.77 | — | COM | 369604103 |
| DUK | DUKE ENERGY CORP | 2,819 | $225K | 0.1% | $79.82 * | $43.47 | +25.9% | COM | 26441C204 |
| PEP | PEPSICO INCORPORATED | 1,920 | $208K | 0.1% | $108.33 * | $56.45 | +45.6% | COM | 713448108 |
| JPM | JPMORGAN CHASE & CO | 3,116 | $207K | 0.1% | $66.43 * | $37.50 | +38.5% | COM | 46625H100 |
| SO | SOUTHERN COMPANY | 4,000 | $205K | 0.1% | $51.25 * | $26.74 | +30.3% | COM | 842587107 |
| META | FACEBOOK INC | 1,441 | $184K | 0.1% | $127.69 | $60.30 | +111.2% | COM | 30303M102 |
| BRK/B | BERKSHIRE HATHAWAY | 1,250 | $180K | 0.1% | $144.00 | $114.78 | +25.9% | COM | 084670702 |
| T | A T & T INC | 4,390 | $178K | 0.1% | $40.55 * | $12.62 | +25.4% | COM | 00206R102 |
| — | SANTANDER BANK N. 0.7%17 | 170,000 | $170K | 0.1% | $1.00 | $0.99 | — | CDS | 80280JML2 |
| SWVXX | SCHWAB VALUE ADVANTAGE | 161,853 | $161K | 0.1% | $0.99 | $0.99 | — | MMN | 808515605 |
| PFE | PFIZER INCORPORATED | 4,524 | $153K | 0.1% | $33.82 * | $17.32 | +23.9% | COM | 717081103 |
| — | CERNER CORP | 2,400 | $148K | 0.1% | $61.67 | $58.33 | — | COM | 156782104 |
| SLB | SCHLUMBERGER LTD F | 1,814 | $142K | 0.1% | $78.28 * | $58.89 | +2.5% | FGO | 806857108 |
| INTC | INTEL CORP | 3,440 | $129K | 0.1% | $37.50 * | $18.43 | +66.0% | COM | 458140100 |
| COP | CONOCOPHILLIPS | 2,877 | $125K | 0.1% | $43.45 * | $42.38 | -23.1% | COM | 20825C104 |
| PSX | PHILLIPS 66 | 1,562 | $125K | 0.1% | $80.03 * | $42.92 | +31.9% | COM | 718546104 |
| — | GRIFFIN CAP ESSENTIAL | 11,610 | $120K | 0.1% | $10.34 | $10.34 | — | RET | 39818Q102 |
| TSLA | TESLA MOTORS INC | 586 | $119K | 0.1% | $203.07 * | $6.01 | +126.3% | COM | 88160R101 |
| KRG | KITE REALTY GRP TR | 4,267 | $118K | 0.1% | $27.65 | $24.14 | — | RET | 49803T300 |
| KIM | KIMCO REALTY CORP | 4,000 | $115K | 0.1% | $28.75 * | $12.61 | +43.7% | RET | 49446R109 |
| EPD | ENTERPRISE PRODUCTS LP | 4,144 | $114K | 0.1% | $27.51 | $36.43 | — | MLP | 293792107 |
| — | SAFRA NATL BK NEW 0.8%17 | 112,000 | $111K | 0.1% | $0.99 | $0.99 | — | CDS | 78658QYW7 |
| CSCO | CISCO SYSTEMS INC | 3,493 | $110K | 0.1% | $31.49 * | $16.38 | +45.2% | COM | 17275R102 |
| MSFT | MICROSOFT CORP | 1,874 | $107K | 0.1% | $57.10 * | $34.60 | +48.8% | COM | 594918104 |
| — | CALCASU-CAMERON LA 4%18 | 100,000 | $104K | 0.1% | $1.04 | $1.05 | — | BMU | 128271AV5 |
| FFIN | 1ST FINANCIAL BANKSH | 2,784 | $101K | 0.1% | $36.28 * | $11.27 | +37.2% | COM | 32020R109 |
| MINT | PIMCO ENHANCED SHORT | 988 | $100K | 0.1% | $101.21 | $101.24 | +0.2% | UIE | 72201R833 |
| GEL | GENESIS ENERGY LP LP | 2,600 | $98,000 | 0.1% | $37.69 | $37.69 | — | MLP | 371927104 |
| LUV | SOUTHWEST AIRLINES | 2,531 | $98,000 | 0.1% | $38.72 * | $18.65 | +86.7% | COM | 844741108 |
| — | BMO HARRIS BANK 0.75%17 | 95,000 | $94,000 | 0.0% | $0.99 | $0.99 | — | CDS | 05581WJX4 |
| SPG | SIMON PPTY GROUP | 416 | $86,000 | 0.0% | $206.73 * | $93.19 | +36.7% | RET | 828806109 |
| IBM | IBM CORP | 538 | $85,000 | 0.0% | $157.99 * | $117.39 | -13.0% | COM | 459200101 |
| JNJ | JOHNSON & JOHNSON | 727 | $85,000 | 0.0% | $116.92 * | $90.55 | +1.0% | COM | 478160104 |
| — | EXPRESS SCRIPTS HLDG | 1,169 | $82,000 | 0.0% | $70.15 | $62.86 | — | COM | 30219G108 |
| KO | COCA COLA COMPANY | 1,826 | $77,000 | 0.0% | $42.17 * | $31.32 | +1.0% | COM | 191216100 |
| CL | COLGATE-PALMOLIVE CO | 1,000 | $74,000 | 0.0% | $74.00 * | $44.38 | +34.3% | COM | 194162103 |
| MDT | MEDTRONIC PLC F | 852 | $73,000 | 0.0% | $85.68 * | $67.65 | +1.3% | FGO | G5960L103 |
| — | CARTER VALIDUS MSN REIT | 7,149 | $71,000 | 0.0% | $9.93 | $9.93 | — | RET | 146282108 |
| — | BUCKEYE PARTNERS LP LP | 1,002 | $71,000 | 0.0% | $70.86 | $70.11 | — | MLP | 118230101 |
| — | FS INVESTMENT CORP II | 8,133 | $69,000 | 0.0% | $8.48 | $10.57 | — | CEM | 35952V105 |
| — | SANTANDER BANK N 0.65%16 | 68,000 | $68,000 | 0.0% | $1.00 | $0.99 | — | CDS | 80280JJK8 |
| — | CORPORATE PPTY ASSOC 17 | 6,649 | $68,000 | 0.0% | $10.23 | $9.92 | — | RET | 22003D102 |
| — | ENERGY TRANSFER PART LP | 1,862 | $68,000 | 0.0% | $36.52 | $37.30 | — | MLP | 29273R109 |
| — | DISCOVER BK 1.25%17 | 65,000 | $65,000 | 0.0% | $1.00 | $1.00 | — | CDS | 254672TN8 |
| UNH | UNITEDHEALTH GRP INC | 470 | $65,000 | 0.0% | $138.30 * | $68.19 | +77.2% | COM | 91324P102 |
| CAIBX | AMERICAN FD CAP | 1,091 | $64,000 | 0.0% | $58.66 | $58.66 | — | MPL | 140193103 |
| — | WELLS FARGO BK N 0.9%17 | 65,000 | $64,000 | 0.0% | $0.98 | $0.98 | — | CDS | 949763AN6 |
| CWGIX | AMERICAN FD CAP WORLD | 1,404 | $63,000 | 0.0% | $44.87 | $44.87 | — | MPL | 140543109 |
| EFA | ISHARES MSCI EAFE ETF | 1,076 | $63,000 | 0.0% | $58.55 | $61.56 | -4.0% | UIE | 464287465 |
| — | GOLDMAN SACHS BK 1.8%17 | 62,000 | $62,000 | 0.0% | $1.00 | $1.00 | — | CDS | 38143AUR4 |
| — | T C PIPELINES LP LP | 1,100 | $62,000 | 0.0% | $56.36 | $56.36 | — | MLP | 87233Q108 |
| — | PIMCO MUNICIPAL INCOME I | 4,585 | $62,000 | 0.0% | $13.52 | $13.43 | — | CEM | 72200W106 |
| GLD | SPDR GOLD SHARES ETF | 489 | $61,000 | 0.0% | $124.74 | $135.61 | -7.3% | UIE | 78463V107 |
| — | BMO HARRIS BANK 0.75%17 | 60,000 | $60,000 | 0.0% | $1.00 | $0.98 | — | CDS | 05581WCJ2 |
| XMYDX | BLACKROCK MUNIYIELD CF | 3,675 | $58,000 | 0.0% | $15.78 | $15.78 | — | CEM | 09253W104 |
| DBEF | DEUTSCH X TRKS MSCI EAFE | 2,167 | $57,000 | 0.0% | $26.30 | $28.10 | -6.1% | UIE | 233051200 |
| ORCL | ORACLE CORPORATION | 1,427 | $56,000 | 0.0% | $39.24 * | $30.69 | +11.3% | COM | 68389X105 |
| — | INVESCO ADVANTAGE MUNI | 4,565 | $56,000 | 0.0% | $12.27 | $12.27 | — | CEM | 46132E103 |
| WMT | WAL-MART STORES INC | 773 | $55,000 | 0.0% | $71.15 * | $19.77 | +3.5% | COM | 931142103 |
| — | NUVEEN DIVIDEND ADVANTAG | 3,715 | $55,000 | 0.0% | $14.80 | $14.80 | — | CEM | 67066V101 |
| HTH | HILLTOP HOLDINGS INC | 2,430 | $54,000 | 0.0% | $22.22 | $14.87 | +51.0% | COM | 432748101 |
| PAA | PLAINS ALL AMERICAN LP | 1,740 | $54,000 | 0.0% | $31.03 | $31.03 | — | MLP | 726503105 |
| XMVFX | BLACKROCK MUNIVEST CF | 5,155 | $54,000 | 0.0% | $10.48 | $10.48 | — | CEM | 09253R105 |
| — | UNITED STATES NATURAL | 6,280 | $52,000 | 0.0% | $8.28 | $18.95 | — | UIE | 912318201 |
| VTI | VANGUARD TOTAL STOCK | 418 | $46,000 | 0.0% | $110.05 | $108.93 | +2.2% | UIE | 922908769 |
| ECFAX | EATON VANCE FLOATING | 4,413 | $46,000 | 0.0% | $10.42 | $10.42 | — | MPB | 277923645 |
| — | ISHARES GOLD ETF | 3,574 | $45,000 | 0.0% | $12.59 | $11.75 | — | UIE | 464285105 |
| — | INGERSOLL RAND PLC F | 675 | $45,000 | 0.0% | $66.67 | $56.30 | — | FGO | G47791101 |
| BAC | BANK OF AMERICA CORP | 2,854 | $44,000 | 0.0% | $15.42 * | $10.71 | +18.7% | COM | 060505104 |
| EWW | ISHARES MSCI MEXICO | 918 | $44,000 | 0.0% | $47.93 | $69.47 | -30.2% | UIE | 464286822 |
| — | TELEFONICA EMI 5.877%19F | 40,000 | $44,000 | 0.0% | $1.10 | $1.10 | — | UDD | 87938WAH6 |
| — | FS ENERGY & POWER ADV | 6,199 | $44,000 | 0.0% | $7.10 | $6.45 | — | CEM | 302999248 |
| HBCP | HOME BANCORP INC | 1,549 | $43,000 | 0.0% | $27.76 * | $14.14 | +58.8% | COM | 43689E107 |
| NVS | NOVARTIS AG F | 550 | $43,000 | 0.0% | $78.18 | $76.42 | +3.3% | ADR | 66987V109 |
| — | ALLIANZGI CONV & INCM II | 6,800 | $40,000 | 0.0% | $5.88 | $5.08 | — | CEM | 018825109 |
| GILD | GILEAD SCIENCES INC | 490 | $38,000 | 0.0% | $77.55 * | $58.13 | -2.7% | COM | 375558103 |
| PG | PROCTER & GAMBLE | 424 | $38,000 | 0.0% | $89.62 * | $60.85 | +14.8% | COM | 742718109 |
| MPLX | MPLX LP LP | 1,090 | $36,000 | 0.0% | $33.03 | $33.03 | — | MLP | 55336V100 |
| EA | ELECTRONIC ARTS INC | 400 | $34,000 | 0.0% | $85.00 * | $19.79 | +319.6% | COM | 285512109 |
| CSX | CSX CORP | 1,080 | $32,000 | 0.0% | $29.63 * | $6.66 | +34.2% | COM | 126408103 |
| SCHE | SCHWAB EMERGING MARKETS | 1,207 | $32,000 | 0.0% | $26.51 * | $24.36 | -5.4% | UIE | 808524706 |
| — | ALLIANCE HOLDINGS GP LP | 1,200 | $31,000 | 0.0% | $25.83 | $58.33 | — | MLP | 01861G100 |
| EWH | ISHARES MSCI HONG KONG | 1,400 | $30,000 | 0.0% | $21.43 * | $20.47 | +7.5% | UIE | 464286871 |
| — | PROSHARES SHORT QQQ ETF | 621 | $29,000 | 0.0% | $46.70 | $50.75 | — | UIE | 74347B714 |
| — | TEX PAC LAND SUB CTF | 120 | $28,000 | 0.0% | $233.33 | $129.56 | — | COM | 882610108 |
| — | ROSE ROCK MIDSTREAM XXX | 1,000 | $27,000 | 0.0% | $27.00 | $26.00 | — | MLP | 777149105 |
| GOOG | ALPHABET INC. | 35 | $27,000 | 0.0% | $771.43 * | $35.61 | +8.3% | COM | 02079K107 |
| — | HSBC HLDGS P 8.125% PFD | 1,000 | $27,000 | 0.0% | $27.00 | $25.00 | — | PRE | 404280703 |
| — | WEINGARTEN RLT | 675 | $26,000 | 0.0% | $38.52 | $33.08 | — | RET | 948741103 |
| — | POWERSHARES S&P 500 LOW | 632 | $26,000 | 0.0% | $41.14 | $37.97 | — | UIE | 73937B779 |
| — | POWERSHARES DWA MOMENTUM | 592 | $25,000 | 0.0% | $42.23 | $43.92 | — | UIE | 73935X153 |
| — | INNOVATOR IBD 50 ETF | 1,100 | $25,000 | 0.0% | $22.73 | $22.73 | — | UIE | 004006508 |
| HUBB | HUBBELL INC | 240 | $25,000 | 0.0% | $104.17 * | $76.44 | +16.1% | COM | 443510607 |
| WEC | W E C ENERGY GROUP I | 430 | $25,000 | 0.0% | $58.14 * | $42.98 | +3.4% | COM | 92939U106 |
| — | EATON VANCE TAX MAN GL D | 2,828 | $24,000 | 0.0% | $8.49 | $9.19 | — | CEM | 27829F108 |
| SCHB | SCHWAB US BROAD MARKET | 465 | $24,000 | 0.0% | $51.61 * | $7.96 | +9.5% | UIE | 808524102 |
| TIP | ISHARES TIPS BOND ETF | 200 | $23,000 | 0.0% | $115.00 | $115.50 | +0.9% | UIE | 464287176 |
| BABA | ALIBABA GROUP HLDG F | 200 | $21,000 | 0.0% | $105.00 | $96.22 | +9.9% | ADR | 01609W102 |
| CIEN | CIENA CORP | 1,000 | $21,000 | 0.0% | $21.00 * | $22.53 | -3.2% | COM | 171779309 |
| — | LUMINEX CORP DEL | 910 | $20,000 | 0.0% | $21.98 | $20.88 | — | COM | 55027E102 |
| — | COPPELL TX ISD 0%17 | 21,000 | $20,000 | 0.0% | $0.95 | $0.95 | — | BMU | 217489N82 |
| QCOM | QUALCOMM INC | 300 | $20,000 | 0.0% | $66.67 * | $45.06 | +17.9% | COM | 747525103 |
| LNT | ALLIANT ENERGY CORP | 496 | $19,000 | 0.0% | $38.31 * | $22.18 | +29.1% | COM | 018802108 |
| — | KEYBANK NA 1.05%17 | 19,000 | $19,000 | 0.0% | $1.00 | $1.00 | — | CDS | 49306SVG8 |
| AMZN | AMAZON COM INC | 23 | $19,000 | 0.0% | $826.09 * | $23.56 | +77.7% | COM | 023135106 |
| NFLX | NETFLIX INC | 196 | $19,000 | 0.0% | $96.94 * | $9.74 | +1.2% | COM | 64110L106 |
| — | MATAGORDA CN TX 5.125%28 | 15,000 | $18,000 | 0.0% | $1.20 | $1.20 | — | BMU | 57652TAV9 |
| WPC | W.P. CAREY INC. | 294 | $18,000 | 0.0% | $61.22 | $61.22 | — | RET | 92936U109 |
| USB | U S BANCORP | 404 | $17,000 | 0.0% | $42.08 * | $23.62 | +28.9% | COM | 902973304 |
| — | SPLUNK INC | 280 | $16,000 | 0.0% | $57.14 | $56.12 | — | COM | 848637104 |
| SBUX | STARBUCKS CORP | 502 | $16,000 | 0.0% | $31.87 * | $34.12 | +30.2% | COM | 855244109 |
| — | HARRIS CNTY TX 0%17 | 17,000 | $16,000 | 0.0% | $0.94 | $0.94 | — | BMU | 414004MK4 |
| — | COACH INC | 460 | $16,000 | 0.0% | $34.78 | $56.52 | — | COM | 189754104 |
| AEP | AMER ELECTRIC PWR CO | 264 | $16,000 | 0.0% | $60.61 * | $29.90 | +54.8% | COM | 025537101 |
| — | SPECTRA ENERGY CORP | 372 | $15,000 | 0.0% | $40.32 | $30.64 | — | COM | 847560109 |
| LITE | LUMENTUM HOLDINGS IN | 375 | $15,000 | 0.0% | $40.00 * | $23.73 | +76.0% | COM | 55024U109 |
| — | DALLAS TX CONV HOTE 0%18 | 16,000 | $15,000 | 0.0% | $0.94 | $0.94 | — | BMU | 235417AR3 |
| — | DISCOVER BK 1.15%17 | 15,000 | $15,000 | 0.0% | $1.00 | $1.00 | — | CDS | 254672VR6 |
| MDLZ | MONDELEZ INTL | 338 | $14,000 | 0.0% | $41.42 * | $23.16 | +52.8% | COM | 609207105 |
| — | WESTERN ASSET INCOME CF | 925 | $14,000 | 0.0% | $15.14 | $12.97 | — | CEM | 95766T100 |
| OXY | OCCIDENTAL PETROL CO | 200 | $14,000 | 0.0% | $70.00 * | $57.27 | -1.7% | COM | 674599105 |
| SCHW | CHARLES SCHWAB CORP | 450 | $14,000 | 0.0% | $31.11 * | $28.16 | -0.4% | COM | 808513105 |
| — | TCP CAPITAL CORP | 911 | $14,000 | 0.0% | $15.37 | $16.37 | — | COM | 87238Q103 |
| HPE | HEWLETT PACKARD ENTE | 632 | $14,000 | 0.0% | $22.15 * | $6.76 | +49.4% | COM | 42824C109 |
| TXT | TEXTRON INCORPORATED | 352 | $13,000 | 0.0% | $36.93 * | $26.50 | +48.1% | COM | 883203101 |
| ALLE | ALLEGION PUBLIC LTD F | 200 | $13,000 | 0.0% | $65.00 * | $38.52 | +60.7% | FGO | G0176J109 |
| — | CAPSTONE TURBINE CO | 8,500 | $13,000 | 0.0% | $1.53 | $1.36 | — | COM | 14067D409 |
| YUM | YUM BRANDS INC | 151 | $13,000 | 0.0% | $86.09 * | $39.11 | +40.9% | COM | 988498101 |
| — | WHOLE FOODS MARKET | 474 | $13,000 | 0.0% | $27.43 | $48.05 | — | COM | 966837106 |
| — | PENNTEX MIDSTREAM PA LP | 700 | $12,000 | 0.0% | $17.14 | $12.86 | — | MLP | 709311104 |
| — | CRESTWOOD EQUITY LP LP | 568 | $12,000 | 0.0% | $21.13 | $20.02 | — | MLP | 226344208 |
| F | FORD MOTOR COMPANY | 1,000 | $12,000 | 0.0% | $12.00 * | $7.83 | -5.9% | COM | 345370860 |
| KMB | KIMBERLY-CLARK CORP | 100 | $12,000 | 0.0% | $120.00 * | $62.39 | +46.9% | COM | 494368103 |
| — | NORTHSTAR REALTY FIN | 865 | $11,000 | 0.0% | $12.72 | $16.18 | — | RET | 66704R803 |
| NMFC | NEW MOUNTAIN FIN CO | 830 | $11,000 | 0.0% | $13.25 * | $4.55 | +13.3% | COM | 647551100 |
| UHS | UNIVERSAL HLTH SVCS | 96 | $11,000 | 0.0% | $114.58 * | $62.83 | +88.5% | COM | 913903100 |
| WLKP | WESTLAKE CHEMICAL PR LP | 500 | $11,000 | 0.0% | $22.00 | $28.00 | — | MLP | 960417103 |
| — | MAGELLAN MIDSTREAM P LP | 166 | $11,000 | 0.0% | $66.27 | $54.22 | — | MLP | 559080106 |
| RDY | DR REDDYS LABS F | 241 | $11,000 | 0.0% | $45.64 | $44.69 | +3.9% | ADR | 256135203 |
| — | SINA CORPORATION F | 157 | $11,000 | 0.0% | $70.06 | $31.85 | — | FGO | G81477104 |
| HTGC | HERCULES CAPITAL INC | 784 | $10,000 | 0.0% | $12.76 * | $14.71 | -7.8% | COM | 427096508 |
| CPER | UNITED STATES COPPER | 727 | $10,000 | 0.0% | $13.76 * | $14.26 | +1.7% | UIE | 911718104 |
| KHC | KRAFT HEINZ COMPANY | 112 | $10,000 | 0.0% | $89.29 * | $49.39 | +19.3% | COM | 500754106 |
| — | NUVEEN SELECT TAX FREE I | 700 | $10,000 | 0.0% | $14.29 | $12.86 | — | CEM | 67063C106 |
| MA | MASTERCARD INC | 100 | $10,000 | 0.0% | $100.00 * | $79.51 | +21.3% | COM | 57636Q104 |
| — | COSTCO WHOLESALE 5.5%17 | 10,000 | $10,000 | 0.0% | $1.00 | $1.00 | — | BCO | 22160KAC9 |
| — | EATON VANCE TAX MGD DVF | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | CEM | 27828N102 |
| — | DOW CHEMICAL COMPANY | 174 | $9,000 | 0.0% | $51.72 | $49.28 | — | COM | 260543103 |
| VIAV | VIAVI SOLUTIONS INC | 1,251 | $9,000 | 0.0% | $7.19 * | $5.86 | +26.0% | COM | 925550105 |
| — | CHUYS HOLDINGS INC | 350 | $9,000 | 0.0% | $25.71 | $24.44 | — | COM | 171604101 |
| COST | COSTCO WHOLESALE CO | 65 | $9,000 | 0.0% | $138.46 * | $136.95 | -5.5% | COM | 22160K105 |
| — | PROSHARES ULTRASHORT QQQ | 403 | $9,000 | 0.0% | $22.33 | $22.33 | — | UIE | 74348A426 |
| SPH | SUBURBAN PROPANE PRT LP | 280 | $9,000 | 0.0% | $32.14 | $32.14 | — | MLP | 864482104 |
| HPQ | HP INC. | 632 | $9,000 | 0.0% | $14.24 * | $9.12 | +25.9% | COM | 40434L105 |
| — | AMTRUST FINL SVCS | 300 | $8,000 | 0.0% | $26.67 | $41.67 | — | COM | 032359309 |
| MRK | MERCK & CO INC | 139 | $8,000 | 0.0% | $57.55 * | $36.79 | +21.7% | COM | 58933Y105 |
| WFC | WELLS FARGO BK N A | 185 | $8,000 | 0.0% | $43.24 * | $37.17 | -8.0% | COM | 949746101 |
| BMY | BRISTOL-MYERS SQUIBB | 150 | $8,000 | 0.0% | $53.33 * | $35.68 | +8.6% | COM | 110122108 |
| DIS | WALT DISNEY CO | 92 | $8,000 | 0.0% | $86.96 | $88.85 | -3.0% | COM | 254687106 |
| RF | REGIONS FINANCIAL CO | 892 | $8,000 | 0.0% | $8.97 * | $6.93 | +1.7% | COM | 7591EP100 |
| GIS | GENERAL MILLS INC | 116 | $7,000 | 0.0% | $60.34 * | $39.89 | +15.2% | COM | 370334104 |
| — | RITE AID CORPORATION | 1,000 | $7,000 | 0.0% | $7.00 | $3.00 | — | COM | 767754104 |
| BP | BP PLC F | 200 | $7,000 | 0.0% | $35.00 | $41.83 | -15.9% | ADR | 055622104 |
| AMAT | APPLIED MATERIALS | 262 | $7,000 | 0.0% | $26.72 | $20.39 | +33.4% | COM | 038222105 |
| — | ALLY BANK 1.15%18 | 8,000 | $7,000 | 0.0% | $0.88 | $1.00 | — | CDS | 02006LXV0 |
| — | VELOCITYSHARES 3X LNG | 300 | $7,000 | 0.0% | $23.33 | $20.00 | — | UIE | 22539T316 |
| — | CITRIX SYSTEMS INC | 92 | $7,000 | 0.0% | $76.09 | $71.36 | — | COM | 177376100 |
| MRGAX | MFS CORE EQUITY FD CL A | 285 | $7,000 | 0.0% | $24.56 | $24.56 | — | MPL | 552983884 |
| — | VIRTUS TOTAL RETURN CF | 1,402 | $6,000 | 0.0% | $4.28 | $3.57 | — | CEM | 92829A103 |
| BR | BROADRIDGE FINL SOLU | 100 | $6,000 | 0.0% | $60.00 * | $45.41 | +27.6% | COM | 11133T103 |
| — | WALGREENS BOOTS ALLI | 81 | $6,000 | 0.0% | $74.07 | $74.07 | — | COM | 931427108 |
| THO | THOR INDUSTRIES INC | 77 | $6,000 | 0.0% | $77.92 * | $52.90 | +33.0% | COM | 885160101 |
| GNTX | GENTEX CORP | 350 | $6,000 | 0.0% | $17.14 * | $14.56 | +20.6% | COM | 371901109 |
| FDX | FEDEX CORPORATION | 38 | $6,000 | 0.0% | $157.89 * | $91.26 | +65.1% | COM | 31428X106 |
| PPL | PPL CORPORATION | 200 | $6,000 | 0.0% | $30.00 * | $16.36 | +39.9% | COM | 69351T106 |
| IYR | ISHARES US REAL ESTATE | 83 | $6,000 | 0.0% | $72.29 * | $72.67 | +11.0% | UIE | 464287739 |
| EEM | ISHARES MSCI EMERGING | 175 | $6,000 | 0.0% | $34.29 * | $40.07 | -6.5% | UIE | 464287234 |
| — | JOHN HANCOCK PREMIUM DIV | 328 | $5,000 | 0.0% | $15.24 | $15.24 | — | CEM | 41013T105 |
| HD | HOME DEPOT INC | 43 | $5,000 | 0.0% | $116.28 * | $86.30 | +19.4% | COM | 437076102 |
| — | DREW INDUSTRIES INC | 52 | $5,000 | 0.0% | $96.15 | $96.15 | — | COM | 26168L205 |
| WAFD | WASHINGTON FEDERAL | 198 | $5,000 | 0.0% | $25.25 * | $19.33 | +4.2% | COM | 938824109 |
| XEL | XCEL ENERGY INC | 133 | $5,000 | 0.0% | $37.59 * | $24.51 | +26.4% | COM | 98389B100 |
| LKQ | LKQ CORP | 143 | $5,000 | 0.0% | $34.97 * | $29.16 | +9.2% | COM | 501889208 |
| MSI | MOTOROLA SOLUTIONS | 71 | $5,000 | 0.0% | $70.42 * | $47.42 | +40.0% | COM | 620076307 |
| CBT | CABOT CORPORATION | 104 | $5,000 | 0.0% | $48.08 * | $39.36 | +6.3% | COM | 127055101 |
| HAL | HALLIBURTON CO HLDG | 132 | $5,000 | 0.0% | $37.88 | $44.18 | -15.1% | COM | 406216101 |
| — | HAWAIIAN HOLDINGS | 114 | $5,000 | 0.0% | $43.86 | $43.86 | — | COM | 419879101 |
| O | REALTY INCM CORP | 85 | $5,000 | 0.0% | $58.82 * | $38.59 | +8.5% | RET | 756109104 |
| SJT | SAN JUAN BASIN | 1,000 | $5,000 | 0.0% | $5.00 | $5.00 | — | UIE | 798241105 |
| — | GOLDMAN SACHS BK 1.35%17 | 5,000 | $5,000 | 0.0% | $1.00 | $1.00 | — | CDS | 38143AW92 |
| — | SPDR BARCLAYS HIGH YIELD | 160 | $5,000 | 0.0% | $31.25 | $31.25 | — | UIE | 78464A417 |
| DIA | SPDR DOW JONES | 30 | $5,000 | 0.0% | $166.67 * | $149.37 | +22.4% | UIE | 78467X109 |
| UAA | UNDER ARMOUR INC | 130 | $5,000 | 0.0% | $38.46 | $27.92 | +38.5% | COM | 904311107 |
| URI | UNITED RENTALS INC | 65 | $5,000 | 0.0% | $76.92 | $74.22 | +2.4% | COM | 911363109 |
| FISV | FISERV INC | 41 | $4,000 | 0.0% | $97.56 * | $52.44 | -5.2% | COM | 337738108 |
| QSR | RESTAURANT BRANDS F | 108 | $4,000 | 0.0% | $37.04 * | $38.08 | +17.1% | FGC | 76131D103 |
| SWKS | SKYWORKS SOLUTIONS | 53 | $4,000 | 0.0% | $75.47 * | $53.08 | +17.9% | COM | 83088M102 |
| PRI | PRIMERICA INC | 91 | $4,000 | 0.0% | $43.96 * | $55.25 | -4.0% | COM | 74164M108 |
| — | LAM RESEARCH CORP | 46 | $4,000 | 0.0% | $86.96 | $86.96 | — | COM | 512807108 |
| KLAC | K L A TENCOR CORP | 60 | $4,000 | 0.0% | $66.67 * | $61.47 | -2.8% | COM | 482480100 |
| PFF | ISHARES U.S. PREFERRED | 114 | $4,000 | 0.0% | $35.09 * | $39.19 | +0.8% | UIE | 464288687 |
| GOOGL | ALPHABET INC. | 5 | $4,000 | 0.0% | $800.00 * | $36.49 | +9.4% | COM | 02079K305 |
| IJH | ISHARES CORE S&P MID CAP | 30 | $4,000 | 0.0% | $133.33 * | $23.21 | +33.3% | UIE | 464287507 |
| VYX | NCR CORPORATION | 154 | $4,000 | 0.0% | $25.97 * | $19.67 | +0.4% | COM | 62886E108 |
| VPU | VANGUARD UTILITIES ETF | 38 | $4,000 | 0.0% | $105.26 | $85.08 | +25.7% | UIE | 92204A876 |
| ETR | ENTERGY CORP | 59 | $4,000 | 0.0% | $67.80 * | $20.57 | +30.4% | COM | 29364G103 |
| WELL | WELLTOWER INC | 64 | $4,000 | 0.0% | $62.50 * | $49.51 | +6.9% | RET | 95040Q104 |
| WEN | WENDYS COMPANY | 425 | $4,000 | 0.0% | $9.41 * | $5.79 | +86.4% | COM | 95058W100 |
| CHD | CHURCH & DWIGHT CO | 102 | $4,000 | 0.0% | $39.22 * | $42.65 | -0.4% | COM | 171340102 |
| MRSH | MARSH & MC LENNAN CO | 62 | $4,000 | 0.0% | $64.52 * | $57.32 | +0.2% | COM | 571748102 |
| — | ONEOK PARTNERS LP LP | 112 | $4,000 | 0.0% | $35.71 | $41.96 | — | MLP | 68268N103 |
| — | CENTURYLINK INC | 141 | $3,000 | 0.0% | $21.28 | $28.37 | — | COM | 156700106 |
| — | NORTHSTAR REALTY EUR | 288 | $3,000 | 0.0% | $10.42 | $10.42 | — | RET | 66706L101 |
| V | VISA INC | 40 | $3,000 | 0.0% | $75.00 * | $69.33 | +11.8% | COM | 92826C839 |
| VIG | VANGUARD DIVIDEND | 45 | $3,000 | 0.0% | $66.67 * | $69.19 | +21.3% | UIE | 921908844 |
| — | PAREXEL INTL CORP | 56 | $3,000 | 0.0% | $53.57 | $54.05 | — | COM | 699462107 |
| LLY | ELI LILLY & COMPANY | 44 | $3,000 | 0.0% | $68.18 | $64.09 | +7.6% | COM | 532457108 |
| OTEX | OPEN TEXT CORP F | 61 | $3,000 | 0.0% | $49.18 * | $22.68 | +15.8% | FGC | 683715106 |
| — | FS INVESTMENT CORP | 344 | $3,000 | 0.0% | $8.72 | $9.88 | — | COM | 302635107 |
| — | SUNOCO LOGISTICS PTN LP | 112 | $3,000 | 0.0% | $26.79 | $26.79 | — | MLP | 86764L108 |
| SCHG | SCHWAB US LARGE CAP | 62 | $3,000 | 0.0% | $48.39 * | $6.20 | +11.9% | UIE | 808524300 |
| — | GOLDMAN SACHS BK 1.5%17 | 3,000 | $3,000 | 0.0% | $1.00 | $1.00 | — | CDS | 38147JKU5 |
| GPRO | GOPRO INC | 205 | $3,000 | 0.0% | $14.63 * | $26.76 | -37.7% | COM | 38268T103 |
| SCHD | SCHWAB US DIVIDEND | 85 | $3,000 | 0.0% | $35.29 * | $12.68 | +11.3% | UIE | 808524797 |
| — | ALLETE INC | 64 | $3,000 | 0.0% | $46.88 | $46.88 | — | COM | 018522300 |
| KMI | KINDER MORGAN INC | 149 | $3,000 | 0.0% | $20.13 * | $22.45 | -36.4% | COM | 49456B101 |
| BBY | BEST BUY INC | 68 | $2,000 | 0.0% | $29.41 * | $17.04 | +61.9% | COM | 086516101 |
| ARLP | ALLIANCE RES PARTNER LP | 112 | $2,000 | 0.0% | $17.86 | $8.93 | — | MLP | 01877R108 |
| MMM | 3M COMPANY | 12 | $2,000 | 0.0% | $166.67 * | $91.22 | +18.5% | COM | 88579Y101 |
| — | HP INC. 4.05%22 | 2,000 | $2,000 | 0.0% | $1.00 | $1.00 | — | BCO | 428236BX0 |
| BA | BOEING CO | 17 | $2,000 | 0.0% | $117.65 * | $118.53 | +2.3% | COM | 097023105 |
| — | JUNIPER NETWORKS INC | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 48203R104 |
| FDS | FACTSET RESEARCH SYS | 15 | $2,000 | 0.0% | $133.33 * | $139.95 | +5.3% | COM | 303075105 |
| — | WASHINGTON PRIME GRO | 208 | $2,000 | 0.0% | $9.62 | $9.62 | — | COM | 93964W108 |
| NKE | NIKE INC | 41 | $2,000 | 0.0% | $48.78 * | $50.32 | -7.1% | COM | 654106103 |
| RIG | TRANSOCEAN INC NEW F | 242 | $2,000 | 0.0% | $8.26 * | $13.88 | -23.2% | FGO | H8817H100 |
| — | POWERSHARES GLOBAL CLEAN | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | UIE | 73936T615 |
| GLPI | GAMING & LEISURE PPT | 85 | $2,000 | 0.0% | $23.53 | $23.53 | — | RET | 36467J108 |
| UA | UNDER ARMOUR INC | 80 | $2,000 | 0.0% | $25.00 * | $37.40 | -9.5% | COM | 904311206 |
| — | GREAT PLAINS ENERGY | 73 | $1,000 | 0.0% | $13.70 | $27.40 | — | COM | 391164100 |
| PRLB | PROTO LABS INC | 27 | $1,000 | 0.0% | $37.04 * | $70.59 | -15.1% | COM | 743713109 |
| SONY | SONY CORPORATION F | 39 | $1,000 | 0.0% | $25.64 * | $32.05 | +3.6% | ADR | 835699307 |
| — | POWERSHARES WILDER CLEAN | 280 | $1,000 | 0.0% | $3.57 | $6.35 | — | UIE | 73935X500 |
| — | FITBIT INC | 100 | $1,000 | 0.0% | $10.00 | $20.00 | — | COM | 33812L102 |
| — | TIME WARNER INC | 23 | $1,000 | 0.0% | $43.48 | $43.48 | — | COM | 887317303 |
| TPVG | TRIPLEPOINT VENTURE | 150 | $1,000 | 0.0% | $6.67 * | $12.20 | -13.1% | COM | 89677Y100 |
| — | PINNACLE ENTERTAINMT | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 72348Y105 |
| — | GOLDMAN SACHS GROUP 5%22 | 1,000 | $1,000 | 0.0% | $1.00 | $1.00 | — | BCO | 38141E2N8 |
| IWV | ISHARES RUSSELL 3000 | 8 | $1,000 | 0.0% | $125.00 * | $127.74 | +0.4% | UIE | 464287689 |
| IWS | ISHARES RUSSELL MID CAP | 21 | $1,000 | 0.0% | $47.62 * | $74.59 | +2.9% | UIE | 464287473 |
| — | ARISTA NETWORKS INC | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 040413106 |
| — | BAKER HUGHES INC | 20 | $1,000 | 0.0% | $50.00 | $62.53 | — | COM | 057224107 |
| — | HSBC FIN CORP 6%17 | 1,000 | $1,000 | 0.0% | $1.00 | $1.00 | — | BCO | 40429XTA4 |
| VFC | VF CORPORATION | 20 | $1,000 | 0.0% | $50.00 * | $59.14 | -10.8% | COM | 918204108 |
| ZTS | ZOETIS INC | 21 | $1,000 | 0.0% | $47.62 | $29.32 | +65.1% | COM | 98978V103 |
| — | NATIONAL RURAL UTIL 4%20 | 1,000 | $1,000 | 0.0% | $1.00 | $1.00 | — | BCO | 63743FMT0 |
| — | DELL TECHNOLOGIES IN | 33 | $1,000 | 0.0% | $30.30 | $30.30 | — | COM | 24703L103 |
| NOK | NOKIA CORP SPON F | 40 | $0 | 0.0% | $0.00 | $3.52 | +64.5% | ADR | 654902204 |
| — | CALIFORNIA RESOURCES | 9 | $0 | 0.0% | $0.00 | — | — | COM | 13057Q206 |
| CHTR | CHARTER COMMUNICATN | 1 | $0 | 0.0% | $0.00 | $214.89 | +25.6% | COM | 16119P108 |
| BRKO | BROKE OUT INC | 28 | $0 | 0.0% | $0.00 | $3.23 | -88.0% | COM | 112093109 |
| — | CHINA MEDICAL TECH ADXXX | 51 | $0 | 0.0% | $0.00 | — | — | ADR | 169483104 |
| — | BROCADE COMMUNS SYS | 5 | $0 | 0.0% | $0.00 | — | — | COM | 111621306 |
| PGN1EUR | PARAGON OFFSHORE PLC F | 34 | $0 | 0.0% | $0.00 | — | — | FGO | G6S01W108 |
| — | VELATEL GLOBAL COMM | 50 | $0 | 0.0% | $0.00 | — | — | COM | 92256R207 |
| — | PARTS.COM INC NEW XXX | 20 | $0 | 0.0% | $0.00 | — | — | COM | 702140203 |
| C | CITIGROUP INC | 2 | $0 | 0.0% | $0.00 | $35.76 | -0.8% | COM | 172967424 |
| — | YTB INTERNATIONAL CL XXX | 214 | $0 | 0.0% | $0.00 | — | — | COM | 98425R200 |
| — | WMIH CORP | 1 | $0 | 0.0% | $0.00 | — | — | COM | 92936P100 |
| COKE | COCA COLA BOTTLG CO | 3 | $0 | 0.0% | $0.00 | $13.65 | +1.6% | COM | 191098102 |
| — | PENINSULA HLDGS GRP CXXX | 500 | $0 | 0.0% | $0.00 | — | — | COM | 70713P105 |
| CTSH | COGNIZANT TECH SOLU | 17 | $0 | 0.0% | $0.00 | $55.65 | -24.0% | COM | 192446102 |
| — | MCEWEN MINING INC | 100 | $0 | 0.0% | $0.00 | — | — | COM | 58039P107 |
| — | WILLIAMS PARTNERS LP LP | 86 | $0 | 0.0% | $0.00 | $46.51 | — | MLP | 96949L105 |
| — | WILHELMINA INTL | 71 | $0 | 0.0% | $0.00 | — | — | COM | 968235200 |
| — | LIQUEFIED NAT GAS ORDF | 579 | $0 | 0.0% | $0.00 | $3.04 | — | UFO | Q5570T107 |
| — | LEUCADIA NATIONAL CO | 45 | $0 | 0.0% | $0.00 | $22.22 | — | COM | 527288104 |
| OLED | UNIVERSAL DISPLAY CO | 70 | $0 | 0.0% | $0.00 | $60.03 | -12.4% | COM | 91347P105 |
| — | LEHMAN BROS HLDGS 2XXX | 10,000 | $0 | 0.0% | $0.00 | — | — | PRD | 525ESCW62 |
| — | FAIRPOINT COMMUN INC XXX | 6 | $0 | 0.0% | $0.00 | — | — | COM | 305560104 |
| — | VALUESTAR CORP XXX | 6,000 | $0 | 0.0% | $0.00 | — | — | COM | 919910109 |
| — | WA FUNDING TR III XXX | 25 | $0 | 0.0% | $0.00 | — | — | RES | 939ESC968 |
| — | VANGUARD NATURAL RES LP | 185 | $0 | 0.0% | $0.00 | — | — | MLP | 92205F106 |
| DTGI | DIGERATI TECH | 100 | $0 | 0.0% | $0.00 | $0.15 | +73.2% | COM | 25375L206 |
| — | ENERGY & ENGINE TECH XXX | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 29267D108 |
| — | ONEOK INC 4.25%22 | 25,000 | $0 | 0.0% | $0.00 | — | — | BCO | 682680AQ6 |
| — | NORTEL NETWORKS CP NEXXX | 1,000 | $0 | 0.0% | $0.00 | — | — | FGC | 656568508 |
| — | AZ GOLD & ONYX MININ | 1 | $0 | 0.0% | $0.00 | — | — | COM | 04051K105 |
| — | A M R CORPORATION XXX | 20,000 | $0 | 0.0% | $0.00 | — | — | RES | 001ESC102 |
| JAMN | JAMMIN JAVA CORP | 29,411 | $0 | 0.0% | $0.00 | $0.33 | -89.2% | COM | 470751108 |
| — | BEACON POWER CORP | 13 | $0 | 0.0% | $0.00 | — | — | COM | 073677205 |
| — | BEBE STORES INC | 511 | $0 | 0.0% | $0.00 | $3.91 | — | COM | 075571109 |
| A | AGILENT TECHNOLOGIES | 7 | $0 | 0.0% | $0.00 | $27.97 | +57.0% | COM | 00846U101 |
| AMKR | AMKOR TECHNOLOGY INC | 30 | $0 | 0.0% | $0.00 | $3.93 | +130.3% | COM | 031652100 |
| — | AMERICAS ENERGY CO XXX | 400 | $0 | 0.0% | $0.00 | — | — | COM | 03063G102 |
| — | ADVANCED BATTERY TEC XXX | 200 | $0 | 0.0% | $0.00 | — | — | COM | 00752H102 |
| — | ALTERNATE ENERGY HLD XXX | 400 | $0 | 0.0% | $0.00 | — | — | COM | 02147K105 |
| — | AGFEED INDUSTRIES XXX | 100 | $0 | 0.0% | $0.00 | — | — | COM | 00846L101 |
| KEYS | KEYSIGHT TECH INC | 3 | $0 | 0.0% | $0.00 | $32.07 | -1.2% | COM | 49338L103 |
| SJM | J M SMUCKER CO | 1 | $0 | 0.0% | $0.00 | $109.93 | -7.5% | COM | 832696405 |
| — | SUNTECH POWER HLDGS F | 200 | $0 | 0.0% | $0.00 | — | — | ADR | 86800C104 |
| — | SYCAMORE NETWRKS INC | 10 | $0 | 0.0% | $0.00 | — | — | COM | 871206405 |
| — | POWERSHARES QQQ TRUST | 5 | $0 | 0.0% | $0.00 | $121.51 | — | UIE | 73935A104 |
| — | TALEN ENERGY CORPORA | 24 | $0 | 0.0% | $0.00 | — | — | COM | 87422J105 |
| — | FIRST CHINA PHARMA XXX | 200 | $0 | 0.0% | $0.00 | — | — | COM | 31948N109 |
| — | GNMA PL 002247M 7%26 | 40,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202CP80 |
| GME | GAMESTOP CORP | 5 | $0 | 0.0% | $0.00 | $7.13 | -22.5% | COM | 36467W109 |
| — | PEREGRINE PHARMA INC | 220 | $0 | 0.0% | $0.00 | — | — | COM | 713661304 |
| — | HALYARD HEALTH INC | 12 | $0 | 0.0% | $0.00 | $41.67 | — | COM | 40650V100 |
| PNC | PNC FINANCIAL SRVCS | 2 | $0 | 0.0% | $0.00 | $47.34 | +40.4% | COM | 693475105 |
| — | THORNBURG MORTGAGE NEXXX | 150 | $0 | 0.0% | $0.00 | — | — | RET | 885218800 |
| — | TIME INC | 2 | $0 | 0.0% | $0.00 | — | — | COM | 887228104 |
| — | GNMA PL 001790M 8%24 | 125,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202B7B5 |
| RMR | R M R GROUP INC | 1 | $0 | 0.0% | $0.00 | $14.29 | +38.5% | COM | 74967R106 |
| TXCCQ | TRANSWITCH CORP | 7 | $0 | 0.0% | $0.00 | $0.44 | -99.8% | COM | 894065309 |
| FE | FIRSTENERGY CORP | 27 | $0 | 0.0% | $0.00 | $21.38 | +5.2% | COM | 337932107 |
| — | TWITTER INC | 40 | $0 | 0.0% | $0.00 | $24.27 | — | COM | 90184L102 |
| — | RASER TECHNOLOGIES INXXX | 100 | $0 | 0.0% | $0.00 | — | — | COM | 754055101 |
| — | FOX PETROLEUM INC NEWXXX | 160 | $0 | 0.0% | $0.00 | — | — | COM | 351465208 |
| — | GNMA PL 002032M 7%25 | 56,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202CHH9 |
| — | FREDDIE MAC 9%21 | 10,000 | $0 | 0.0% | $0.00 | — | — | CMO | 31340Y2N8 |
| PRAA | PRA GROUP INC | 18 | $0 | 0.0% | $0.00 | $57.61 | -40.0% | COM | 69354N106 |
| — | GLOBALSCAPE INC | 98 | $0 | 0.0% | $0.00 | — | — | COM | 37940G109 |
| NVRI | HARSCO CORPORATION | 8 | $0 | 0.0% | $0.00 | $18.25 | -45.6% | COM | 415864107 |