Location: Austin, TX
CIK: 0001568132 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 6, 2017
Total Value: $192M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MDYV | SPDR S&P 400 MID CAP | 494,400 | $46.14M | 24.0% | $93.33 * | $44.85 | +4.8% | UIE | 78464A839 |
| SCHA | SCHWAB US SMALL CAP ETF | 418,573 | $25.69M | 13.4% | $61.37 * | $14.19 | +8.3% | UIE | 808524607 |
| SCHX | SCHWAB US LARGE CAP ETF | 326,898 | $17.29M | 9.0% | $52.88 * | $8.09 | +9.7% | UIE | 808524201 |
| HYLS | FIRST TRUST TACTCL HIGH | 250,458 | $12.02M | 6.3% | $48.00 | $47.97 | +0.6% | UIE | 33738D408 |
| IWB | ISHARES RUSSELL 1000 | 83,811 | $10.42M | 5.4% | $124.34 | $93.32 | +33.4% | UIE | 464287622 |
| GSLC | GOLDMAN SACHS ACTVBETA | 220,795 | $9.704M | 5.1% | $43.95 | $42.02 | +5.6% | UIE | 381430503 |
| VWO | VANGUARD FTSE EMERGING | 178,971 | $6.402M | 3.3% | $35.77 | $34.16 | +4.7% | UIE | 922042858 |
| — | FORUM ENERGY TECH | 283,001 | $6.226M | 3.2% | $22.00 | $29.80 | — | COM | 34984V100 |
| EWJ | ISHARES MSCI JAPAN ETF | 125,714 | $6.142M | 3.2% | $48.86 | $49.93 | -2.1% | UIE | 46434G822 |
| DBEF | DEUTSCH X TRKS MSCI EAFE | 159,986 | $4.489M | 2.3% | $28.06 | $27.01 | +3.9% | UIE | 233051200 |
| — | POWERSHARES FTSE RAFI | 234,065 | $4.194M | 2.2% | $17.92 | $17.92 | — | UIE | 73936T763 |
| IAT | ISHARES US REGIONAL | 83,811 | $3.772M | 2.0% | $45.01 | $40.47 | +12.1% | UIE | 464288778 |
| SOXX | ISHARES PHLX | 29,600 | $3.602M | 1.9% | $121.69 * | $34.91 | +17.2% | UIE | 464287523 |
| ILF | ISHARES LATIN AMERICA 40 | 113,734 | $3.11M | 1.6% | $27.34 | $28.72 | -4.0% | UIE | 464287390 |
| XOM | EXXON MOBIL CORP | 30,635 | $2.765M | 1.4% | $90.26 * | $54.29 | +11.1% | COM | 30231G102 |
| VO | VANGUARD MID CAP ETF | 20,184 | $2.656M | 1.4% | $131.59 * | $24.80 | +32.7% | UIE | 922908629 |
| IVE | ISHARES S&P 500 VALUE | 24,122 | $2.44M | 1.3% | $101.15 | $91.53 | +10.8% | UIE | 464287408 |
| XME | SPDR S&P METALS & MINING | 79,916 | $2.409M | 1.3% | $30.14 | $28.81 | +5.6% | UIE | 78464A755 |
| — | PWRSHRS DWA ENERGY MNTM | 56,532 | $2.4M | 1.3% | $42.45 | $42.45 | — | UIE | 73935X385 |
| QTEC | FIRST TST NASDAQ 100 | 44,181 | $2.269M | 1.2% | $51.36 * | $47.72 | +10.3% | UIE | 337345102 |
| VEU | VANGUARD FTSE ALL WORLD | 51,132 | $2.257M | 1.2% | $44.14 | $47.14 | -6.3% | UIE | 922042775 |
| — | AMG PANTHEON FD INSTL P | 1,025,150 | $1.025M | 0.5% | $1.00 | $1.00 | — | CEM | 001700103 |
| MAIN | MAIN STREET CAPITAL | 27,114 | $996K | 0.5% | $36.73 | $30.74 | +19.6% | COM | 56035L104 |
| DEM | WISDOMTREE EMRG MRKT HG | 27,127 | $988K | 0.5% | $36.42 * | $37.85 | -1.4% | UIE | 97717W315 |
| AAL | AMERICAN AIRLS GROUP | 14,040 | $655K | 0.3% | $46.65 * | $33.10 | +36.3% | COM | 02376R102 |
| — | 1/100 BERKSHIRE HTWY CLA | 200 | $488K | 0.3% | $2440.00 | $1685.00 | — | COM | 084990175 |
| SHW | SHERWIN WILLIAMS CO | 1,800 | $483K | 0.3% | $268.33 * | $54.58 | +51.3% | COM | 824348106 |
| SLB | SCHLUMBERGER LTD F | 5,120 | $429K | 0.2% | $83.79 * | $61.57 | +5.3% | FGO | 806857108 |
| SMMU | PIMCO SHORT TERM MUNI | 7,424 | $366K | 0.2% | $49.30 | $50.25 | -1.7% | UIE | 72201R874 |
| CVX | CHEVRON CORPORATION | 2,955 | $347K | 0.2% | $117.43 * | $69.75 | +14.9% | COM | 166764100 |
| AAPL | APPLE INC | 2,842 | $329K | 0.2% | $115.76 * | $19.85 | +34.5% | COM | 037833100 |
| SPY | SPDR S&P 500 ETF | 1,343 | $300K | 0.2% | $223.38 | $199.59 | +12.0% | UIE | 78462F103 |
| PM | PHILIP MORRIS INTL | 3,200 | $292K | 0.2% | $91.25 * | $50.60 | +14.8% | COM | 718172109 |
| MO | ALTRIA GROUP INC | 4,083 | $276K | 0.1% | $67.60 * | $20.49 | +75.5% | COM | 02209S103 |
| PCG | P G & E CORP | 4,009 | $243K | 0.1% | $60.61 * | $38.88 | +51.0% | COM | 69331C108 |
| NXPI | NXP SEMICONDUCTORS F | 2,462 | $241K | 0.1% | $97.89 * | $75.58 | +15.2% | FGO | N6596X109 |
| SHV | ISHARES SHORT TREASURY | 2,152 | $237K | 0.1% | $110.13 | $110.39 | -0.1% | UIE | 464288679 |
| — | GENERAL ELECTRIC CO | 7,301 | $230K | 0.1% | $31.50 | $23.77 | — | COM | 369604103 |
| JPM | JPMORGAN CHASE & CO | 2,587 | $223K | 0.1% | $86.20 * | $37.50 | +80.7% | COM | 46625H100 |
| DUK | DUKE ENERGY CORP | 2,622 | $203K | 0.1% | $77.42 * | $43.47 | +23.5% | COM | 26441C204 |
| PEP | PEPSICO INCORPORATED | 1,920 | $200K | 0.1% | $104.17 * | $56.45 | +41.1% | COM | 713448108 |
| MINT | PIMCO ENHANCED SHRT | 1,974 | $200K | 0.1% | $101.32 | $101.32 | +0.0% | UIE | 72201R833 |
| SO | SOUTHERN COMPANY | 4,000 | $196K | 0.1% | $49.00 * | $26.74 | +26.4% | COM | 842587107 |
| T | A T & T INC | 4,394 | $186K | 0.1% | $42.33 * | $12.62 | +33.4% | COM | 00206R102 |
| BRK/B | BERKSHIRE HATHAWAY | 1,050 | $171K | 0.1% | $162.86 | $114.78 | +42.0% | COM | 084670702 |
| — | SANTANDER BANK N. 0.717 | 170,000 | $170K | 0.1% | $1.00 | $0.99 | — | CDS | 80280JML2 |
| META | FACEBOOK INC | 1,391 | $160K | 0.1% | $115.03 | $60.30 | +89.5% | COM | 30303M102 |
| PFE | PFIZER INCORPORATED | 4,524 | $146K | 0.1% | $32.27 * | $17.32 | +20.0% | COM | 717081103 |
| — | NATIONAL INSTRUMENTS | 4,552 | $140K | 0.1% | $30.76 | $30.76 | — | COM | 636518102 |
| PSX | PHILLIPS 66 | 1,562 | $134K | 0.1% | $85.79 * | $42.92 | +42.6% | COM | 718546104 |
| LUV | SOUTHWEST AIRLINES | 2,531 | $126K | 0.1% | $49.78 * | $18.65 | +139.8% | COM | 844741108 |
| FFIN | 1ST FINANCIAL BANKSH | 2,784 | $125K | 0.1% | $44.90 * | $11.27 | +70.8% | COM | 32020R109 |
| TSLA | TESLA MOTORS INC | 586 | $125K | 0.1% | $213.31 * | $6.01 | +137.0% | COM | 88160R101 |
| — | GRIFFIN CAP ESSENTIAL | 11,803 | $123K | 0.1% | $10.42 | $10.34 | — | RET | 39818Q102 |
| HTH | HILLTOP HOLDINGS INC | 4,097 | $122K | 0.1% | $29.78 | $19.63 | +51.8% | COM | 432748101 |
| COP | CONOCOPHILLIPS | 2,282 | $114K | 0.1% | $49.96 * | $42.38 | -10.7% | COM | 20825C104 |
| — | CERNER CORP | 2,400 | $113K | 0.1% | $47.08 | $58.33 | — | COM | 156782104 |
| EPD | ENTERPRISE PRODUCTS LP | 4,144 | $112K | 0.1% | $27.03 | $36.43 | — | MLP | 293792107 |
| — | SAFRA NATL BK NEW 0.817 | 112,000 | $111K | 0.1% | $0.99 | $0.99 | — | CDS | 78658QYW7 |
| CSCO | CISCO SYSTEMS INC | 3,583 | $108K | 0.1% | $30.14 * | $16.55 | +38.0% | COM | 17275R102 |
| — | CALCASU-CAMERON LA 418 | 100,000 | $103K | 0.1% | $1.03 | $1.05 | — | BMU | 128271AV5 |
| KIM | KIMCO REALTY CORP | 4,000 | $100K | 0.1% | $25.00 * | $12.61 | +27.4% | RET | 49446R109 |
| KRG | KITE REALTY GRP TR | 4,267 | $100K | 0.1% | $23.44 | $24.14 | — | RET | 49803T300 |
| — | BMO HARRIS BANK 0.7517 | 95,000 | $94,000 | 0.0% | $0.99 | $0.99 | — | CDS | 05581WJX4 |
| GEL | GENESIS ENERGY LP LP | 2,600 | $93,000 | 0.0% | $35.77 | $37.69 | — | MLP | 371927104 |
| INTC | INTEL CORP | 2,540 | $92,000 | 0.0% | $36.22 * | $18.43 | +60.7% | COM | 458140100 |
| IBM | IBM CORP | 540 | $89,000 | 0.0% | $164.81 * | $117.39 | -8.2% | COM | 459200101 |
| JNJ | JOHNSON & JOHNSON | 727 | $83,000 | 0.0% | $114.17 * | $90.55 | -0.8% | COM | 478160104 |
| KO | COCA COLA COMPANY | 1,830 | $75,000 | 0.0% | $40.98 * | $31.32 | -0.2% | COM | 191216100 |
| SPG | SIMON PPTY GROUP | 416 | $73,000 | 0.0% | $175.48 * | $93.19 | +18.4% | RET | 828806109 |
| — | CARTER VALIDUS MSN REIT | 7,280 | $72,000 | 0.0% | $9.89 | $9.93 | — | RET | 146282108 |
| — | FS INVESTMENT CORP II | 8,133 | $71,000 | 0.0% | $8.73 | $10.57 | — | CEM | 35952V105 |
| — | FIRSTBANK P R 0.817 | 70,000 | $69,000 | 0.0% | $0.99 | $0.99 | — | CDS | 33767AJ44 |
| — | CORPORATE PPTY ASSOC 17 | 6,755 | $69,000 | 0.0% | $10.21 | $9.92 | — | RET | 22003D102 |
| — | ENERGY TRANSFER PART LP | 1,862 | $66,000 | 0.0% | $35.45 | $37.30 | — | MLP | 29273R109 |
| — | EXPRESS SCRIPTS HLDG | 972 | $66,000 | 0.0% | $67.90 | $62.86 | — | COM | 30219G108 |
| — | BUCKEYE PARTNERS LP LP | 1,002 | $66,000 | 0.0% | $65.87 | $70.11 | — | MLP | 118230101 |
| EFA | ISHARES MSCI EAFE ETF | 1,153 | $66,000 | 0.0% | $57.24 | $61.30 | -5.8% | UIE | 464287465 |
| CL | COLGATE-PALMOLIVE CO | 1,000 | $65,000 | 0.0% | $65.00 * | $44.38 | +19.2% | COM | 194162103 |
| — | DISCOVER BK 1.2517 | 65,000 | $65,000 | 0.0% | $1.00 | $1.00 | — | CDS | 254672TN8 |
| — | WELLS FARGO BK N 0.917 | 65,000 | $64,000 | 0.0% | $0.98 | $0.98 | — | CDS | 949763AN6 |
| — | T C PIPELINES LP LP | 1,100 | $64,000 | 0.0% | $58.18 | $56.36 | — | MLP | 87233Q108 |
| BAC | BANK OF AMERICA CORP | 2,854 | $63,000 | 0.0% | $22.07 * | $10.71 | +68.3% | COM | 060505104 |
| — | GOLDMAN SACHS BK 1.817 | 62,000 | $62,000 | 0.0% | $1.00 | $1.00 | — | CDS | 38143AUR4 |
| — | BMO HARRIS BANK 0.7517 | 60,000 | $60,000 | 0.0% | $1.00 | $0.98 | — | CDS | 05581WCJ2 |
| HBCP | HOME BANCORP INC | 1,549 | $59,000 | 0.0% | $38.09 * | $14.14 | +119.9% | COM | 43689E107 |
| PAA | PLAINS ALL AMERICAN LP | 1,740 | $56,000 | 0.0% | $32.18 | $31.03 | — | MLP | 726503105 |
| UNH | UNITEDHEALTH GRP INC | 356 | $56,000 | 0.0% | $157.30 * | $68.19 | +103.4% | COM | 91324P102 |
| ORCL | ORACLE CORPORATION | 1,427 | $54,000 | 0.0% | $37.84 * | $30.69 | +9.4% | COM | 68389X105 |
| MSFT | MICROSOFT CORP | 853 | $53,000 | 0.0% | $62.13 * | $34.60 | +61.6% | COM | 594918104 |
| WMT | WAL-MART STORES INC | 773 | $53,000 | 0.0% | $68.56 * | $19.77 | -0.1% | COM | 931142103 |
| GLD | SPDR GOLD SHARES ETF | 489 | $53,000 | 0.0% | $108.38 | $135.61 | -19.2% | UIE | 78463V107 |
| — | INGERSOLL RAND PLC F | 675 | $50,000 | 0.0% | $74.07 | $56.30 | — | FGO | G47791101 |
| VTI | VANGUARD TOTAL STOCK | 421 | $48,000 | 0.0% | $114.01 | $108.93 | +5.9% | UIE | 922908769 |
| — | FS ENERGY & POWER ADV | 6,301 | $46,000 | 0.0% | $7.30 | $6.46 | — | CEM | 302999248 |
| — | TELEFONICA EMI 5.87719F | 40,000 | $43,000 | 0.0% | $1.07 | $1.10 | — | UDD | 87938WAH6 |
| NVS | NOVARTIS AG F | 550 | $40,000 | 0.0% | $72.73 | $76.42 | -4.7% | ADR | 66987V109 |
| — | ISHARES GOLD ETF | 3,574 | $39,000 | 0.0% | $10.91 | $11.75 | — | UIE | 464285105 |
| — | ALLIANZGI CONV & INCM II | 6,800 | $38,000 | 0.0% | $5.59 | $5.08 | — | CEM | 018825109 |
| CSX | CSX CORP | 1,080 | $38,000 | 0.0% | $35.19 * | $6.66 | +58.9% | COM | 126408103 |
| MPLX | MPLX LP LP | 1,090 | $37,000 | 0.0% | $33.94 | $33.03 | — | MLP | 55336V100 |
| — | TEX PAC LAND SUB CTF | 124 | $36,000 | 0.0% | $290.32 | $134.75 | — | COM | 882610108 |
| — | SEMGROUP CORP | 813 | $33,000 | 0.0% | $40.59 | $40.59 | — | COM | 81663A105 |
| — | ALLIANCE HOLDINGS GP LP | 1,200 | $33,000 | 0.0% | $27.50 | $58.33 | — | MLP | 01861G100 |
| EA | ELECTRONIC ARTS INC | 400 | $31,000 | 0.0% | $77.50 | $19.79 | +287.0% | COM | 285512109 |
| SCHE | SCHWAB EMERGING MARKETS | 1,422 | $30,000 | 0.0% | $21.10 * | $24.06 | -10.4% | UIE | 808524706 |
| — | ABERDEEN AUSTRALIA EQUIT | 5,468 | $29,000 | 0.0% | $5.30 | $5.30 | — | CEM | 003011103 |
| HUBB | HUBBELL INC | 240 | $28,000 | 0.0% | $116.67 * | $76.44 | +26.6% | COM | 443510607 |
| GILD | GILEAD SCIENCES INC | 389 | $27,000 | 0.0% | $69.41 * | $58.13 | -11.4% | COM | 375558103 |
| — | POWERSHARES S&P 500 LOW | 632 | $26,000 | 0.0% | $41.14 | $37.97 | — | UIE | 73937B779 |
| — | INNOVATOR IBD 50 ETF | 1,100 | $26,000 | 0.0% | $23.64 | $22.73 | — | UIE | 004006508 |
| — | HSBC HLDGS P 8.125 PFD | 1,000 | $25,000 | 0.0% | $25.00 | $25.00 | — | PRE | 404280703 |
| — | POWERSHARES DWA MOMENTUM | 592 | $24,000 | 0.0% | $40.54 | $43.92 | — | UIE | 73935X153 |
| CIEN | CIENA CORP | 1,000 | $24,000 | 0.0% | $24.00 | $22.53 | +8.3% | COM | 171779309 |
| — | WEINGARTEN RLT | 675 | $24,000 | 0.0% | $35.56 | $33.08 | — | RET | 948741103 |
| NFLX | NETFLIX INC | 196 | $24,000 | 0.0% | $122.45 * | $9.74 | +27.1% | COM | 64110L106 |
| — | LEUCADIA NATIONAL CO | 1,045 | $24,000 | 0.0% | $22.97 | $22.93 | — | COM | 527288104 |
| QCOM | QUALCOMM INC | 360 | $23,000 | 0.0% | $63.89 * | $46.25 | +10.2% | COM | 747525103 |
| GOOG | ALPHABET INC. | 30 | $23,000 | 0.0% | $766.67 * | $35.61 | +7.6% | COM | 02079K107 |
| CPER | UNITED STATES COPPER | 1,400 | $22,000 | 0.0% | $15.71 * | $14.95 | +9.4% | UIE | 911718104 |
| — | EATON VANCE TAX MAN GL D | 2,828 | $22,000 | 0.0% | $7.78 | $9.19 | — | CEM | 27829F108 |
| TIP | ISHARES TIPS BOND ETF | 200 | $22,000 | 0.0% | $110.00 * | $115.50 | -2.0% | UIE | 464287176 |
| USB | U S BANCORP | 404 | $20,000 | 0.0% | $49.50 * | $23.62 | +55.2% | COM | 902973304 |
| — | COPPELL TX ISD 017 | 21,000 | $20,000 | 0.0% | $0.95 | $0.95 | — | BMU | 217489N82 |
| — | KEYBANK NA 1.0517 | 19,000 | $19,000 | 0.0% | $1.00 | $1.00 | — | CDS | 49306SVG8 |
| AMZN | AMAZON COM INC | 26 | $19,000 | 0.0% | $730.77 * | $25.36 | +47.8% | COM | 023135106 |
| LNT | ALLIANT ENERGY CORP | 496 | $18,000 | 0.0% | $36.29 * | $22.18 | +28.7% | COM | 018802108 |
| — | LUMINEX CORP DEL | 910 | $18,000 | 0.0% | $19.78 | $20.88 | — | COM | 55027E102 |
| — | MATAGORDA CN TX 5.12528 | 15,000 | $17,000 | 0.0% | $1.13 | $1.20 | — | BMU | 57652TAV9 |
| WPC | W.P. CAREY INC. | 294 | $17,000 | 0.0% | $57.82 | $61.22 | — | RET | 92936U109 |
| TXT | TEXTRON INCORPORATED | 352 | $17,000 | 0.0% | $48.30 | $26.50 | +81.0% | COM | 883203101 |
| SCHW | CHARLES SCHWAB CORP | 450 | $17,000 | 0.0% | $37.78 * | $28.16 | +24.8% | COM | 808513105 |
| AEP | AMER ELECTRIC PWR CO | 264 | $16,000 | 0.0% | $60.61 * | $29.90 | +53.2% | COM | 025537101 |
| SBUX | STARBUCKS CORP | 303 | $16,000 | 0.0% | $52.81 * | $34.12 | +34.2% | COM | 855244109 |
| — | HARRIS CNTY TX 017 | 17,000 | $16,000 | 0.0% | $0.94 | $0.94 | — | BMU | 414004MK4 |
| — | COACH INC | 460 | $16,000 | 0.0% | $34.78 | $56.52 | — | COM | 189754104 |
| — | DALLAS TX CONV HOTE 018 | 16,000 | $15,000 | 0.0% | $0.94 | $0.94 | — | BMU | 235417AR3 |
| — | DISCOVER BK 1.1517 | 15,000 | $15,000 | 0.0% | $1.00 | $1.00 | — | CDS | 254672VR6 |
| — | CRESTWOOD EQUITY LP LP | 568 | $14,000 | 0.0% | $24.65 | $20.02 | — | MLP | 226344208 |
| — | WHOLE FOODS MARKET | 474 | $14,000 | 0.0% | $29.54 | $48.05 | — | COM | 966837106 |
| LITE | LUMENTUM HOLDINGS IN | 377 | $14,000 | 0.0% | $37.14 * | $23.73 | +62.9% | COM | 55024U109 |
| MDLZ | MONDELEZ INTL | 338 | $14,000 | 0.0% | $41.42 * | $23.16 | +55.0% | COM | 609207105 |
| — | SPLUNK INC | 280 | $14,000 | 0.0% | $50.00 | $56.12 | — | COM | 848637104 |
| HPE | HEWLETT PACKARD ENTE | 632 | $14,000 | 0.0% | $22.15 * | $6.76 | +52.7% | COM | 42824C109 |
| — | CAPSTONE TURBINE CO | 21,000 | $14,000 | 0.0% | $0.67 | $0.95 | — | COM | 14067D409 |
| OXY | OCCIDENTAL PETROL CO | 200 | $14,000 | 0.0% | $70.00 * | $57.27 | -2.9% | COM | 674599105 |
| — | TCP CAPITAL CORP | 800 | $13,000 | 0.0% | $16.25 | $16.37 | — | COM | 87238Q103 |
| — | NORTHSTAR REALTY FIN | 865 | $13,000 | 0.0% | $15.03 | $16.18 | — | RET | 66704R803 |
| — | WESTERN ASSET INCOME CF | 925 | $13,000 | 0.0% | $14.05 | $12.97 | — | CEM | 95766T100 |
| — | MAGELLAN MIDSTREAM P LP | 166 | $12,000 | 0.0% | $72.29 | $54.22 | — | MLP | 559080106 |
| ALLE | ALLEGION PUBLIC LTD F | 200 | $12,000 | 0.0% | $60.00 * | $38.52 | +49.5% | FGO | G0176J109 |
| PG | PROCTER & GAMBLE | 131 | $11,000 | 0.0% | $83.97 * | $60.85 | +8.4% | COM | 742718109 |
| — | CHUYS HOLDINGS INC | 350 | $11,000 | 0.0% | $31.43 | $24.44 | — | COM | 171604101 |
| HTGC | HERCULES CAPITAL INC | 784 | $11,000 | 0.0% | $14.03 | $14.71 | -4.1% | COM | 427096508 |
| TRV | TRAVELERS COMPANIES | 90 | $11,000 | 0.0% | $122.22 * | $93.44 | +7.7% | COM | 89417E109 |
| KMB | KIMBERLY-CLARK CORP | 100 | $11,000 | 0.0% | $110.00 * | $62.39 | +34.0% | COM | 494368103 |
| NMFC | NEW MOUNTAIN FIN CO | 830 | $11,000 | 0.0% | $13.25 * | $4.55 | +19.0% | COM | 647551100 |
| COST | COSTCO WHOLESALE CO | 65 | $10,000 | 0.0% | $153.85 * | $136.95 | -0.5% | COM | 22160K105 |
| — | COSTCO WHOLESALE 5.517 | 10,000 | $10,000 | 0.0% | $1.00 | $1.00 | — | BCO | 22160KAC9 |
| MA | MASTERCARD INC | 100 | $10,000 | 0.0% | $100.00 | $79.51 | +23.3% | COM | 57636Q104 |
| — | EATON VANCE TAX MGD DVF | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | CEM | 27828N102 |
| VIAV | VIAVI SOLUTIONS INC | 1,263 | $10,000 | 0.0% | $7.92 * | $5.86 | +39.5% | COM | 925550105 |
| WLKP | WESTLAKE CHEMICAL PR LP | 500 | $10,000 | 0.0% | $20.00 | $28.00 | — | MLP | 960417103 |
| UHS | UNIVERSAL HLTH SVCS | 96 | $10,000 | 0.0% | $104.17 | $62.83 | +62.8% | COM | 913903100 |
| — | FRONTIER COMM CO | 3,006 | $10,000 | 0.0% | $3.33 | $3.33 | — | COM | 35906A108 |
| — | NUVEEN SELECT TAX FREE I | 700 | $9,000 | 0.0% | $12.86 | $12.86 | — | CEM | 67063C106 |
| HPQ | HP INC. | 632 | $9,000 | 0.0% | $14.24 * | $9.12 | +21.3% | COM | 40434L105 |
| — | SINA CORPORATION F | 157 | $9,000 | 0.0% | $57.32 | $31.85 | — | FGO | G81477104 |
| RF | REGIONS FINANCIAL CO | 661 | $9,000 | 0.0% | $13.62 * | $6.93 | +48.6% | COM | 7591EP100 |
| KHC | KRAFT HEINZ COMPANY | 112 | $9,000 | 0.0% | $80.36 * | $49.39 | +17.2% | COM | 500754106 |
| YUM | YUM BRANDS INC | 152 | $9,000 | 0.0% | $59.21 * | $39.11 | +37.5% | COM | 988498101 |
| DIS | WALT DISNEY CO | 92 | $9,000 | 0.0% | $97.83 | $88.85 | +9.7% | COM | 254687106 |
| — | CITRIX SYSTEMS INC | 92 | $8,000 | 0.0% | $86.96 | $71.36 | — | COM | 177376100 |
| MRK | MERCK & CO INC | 139 | $8,000 | 0.0% | $57.55 * | $36.79 | +15.7% | COM | 58933Y105 |
| AMAT | APPLIED MATERIALS | 262 | $8,000 | 0.0% | $30.53 * | $20.39 | +43.2% | COM | 038222105 |
| BMY | BRISTOL-MYERS SQUIBB | 150 | $8,000 | 0.0% | $53.33 * | $35.68 | +18.5% | COM | 110122108 |
| — | TIME WARNER INC | 88 | $8,000 | 0.0% | $90.91 | $78.51 | — | COM | 887317303 |
| — | VELOCITYSHARES 3X LNG | 300 | $8,000 | 0.0% | $26.67 | $20.00 | — | UIE | 22539T316 |
| — | RITE AID CORPORATION | 1,000 | $8,000 | 0.0% | $8.00 | $3.00 | — | COM | 767754104 |
| BP | BP PLC F | 200 | $7,000 | 0.0% | $35.00 * | $41.83 | -10.6% | ADR | 055622104 |
| THO | THOR INDUSTRIES INC | 77 | $7,000 | 0.0% | $90.91 * | $52.90 | +58.2% | COM | 885160101 |
| HAL | HALLIBURTON CO HLDG | 132 | $7,000 | 0.0% | $53.03 * | $44.18 | +2.6% | COM | 406216101 |
| FDX | FEDEX CORPORATION | 38 | $7,000 | 0.0% | $184.21 * | $91.26 | +76.3% | COM | 31428X106 |
| — | ALLY BANK 1.1518 | 8,000 | $7,000 | 0.0% | $0.88 | $1.00 | — | CDS | 02006LXV0 |
| GIS | GENERAL MILLS INC | 117 | $7,000 | 0.0% | $59.83 * | $39.89 | +12.2% | COM | 370334104 |
| GNTX | GENTEX CORP | 350 | $6,000 | 0.0% | $17.14 * | $14.56 | +35.3% | COM | 371901109 |
| URI | UNITED RENTALS INC | 65 | $6,000 | 0.0% | $92.31 * | $74.22 | +37.8% | COM | 911363109 |
| BR | BROADRIDGE FINL SOLU | 100 | $6,000 | 0.0% | $60.00 * | $45.41 | +25.4% | COM | 11133T103 |
| — | HAWAIIAN HOLDINGS | 114 | $6,000 | 0.0% | $52.63 | $43.86 | — | COM | 419879101 |
| VYX | NCR CORPORATION | 154 | $6,000 | 0.0% | $38.96 * | $19.67 | +26.5% | COM | 62886E108 |
| — | VIRTUS TOTAL RETURN CF | 1,402 | $6,000 | 0.0% | $4.28 | $3.57 | — | CEM | 92829A103 |
| WEC | W E C ENERGY GROUP I | 112 | $6,000 | 0.0% | $53.57 * | $42.98 | +2.1% | COM | 92939U106 |
| WAFD | WASHINGTON FEDERAL | 198 | $6,000 | 0.0% | $30.30 * | $19.33 | +34.8% | COM | 938824109 |
| IYR | ISHARES US REAL ESTATE | 83 | $6,000 | 0.0% | $72.29 * | $72.67 | +5.9% | UIE | 464287739 |
| PRI | PRIMERICA INC | 91 | $6,000 | 0.0% | $65.93 * | $55.25 | +25.2% | COM | 74164M108 |
| EEM | ISHARES MSCI EMERGING | 175 | $6,000 | 0.0% | $34.29 * | $40.07 | -12.6% | UIE | 464287234 |
| PPL | PPL CORPORATION | 200 | $6,000 | 0.0% | $30.00 * | $16.36 | +39.4% | COM | 69351T106 |
| SJT | SAN JUAN BASIN | 1,000 | $6,000 | 0.0% | $6.00 | $5.00 | — | UIE | 798241105 |
| HD | HOME DEPOT INC | 43 | $5,000 | 0.0% | $116.28 * | $86.30 | +25.0% | COM | 437076102 |
| EPP | ISHARES MSCI PACIFIC EX | 150 | $5,000 | 0.0% | $33.33 * | $36.41 | +8.7% | UIE | 464286665 |
| DIA | SPDR DOW JONES | 30 | $5,000 | 0.0% | $166.67 * | $149.37 | +32.2% | UIE | 78467X109 |
| — | SPDR BLMBRG BRCLY HGH | 160 | $5,000 | 0.0% | $31.25 | $31.25 | — | UIE | 78464A417 |
| QSR | RESTAURANT BRANDS F | 108 | $5,000 | 0.0% | $46.30 * | $38.08 | +25.2% | FGC | 76131D103 |
| — | GOLDMAN SACHS BK 1.3517 | 5,000 | $5,000 | 0.0% | $1.00 | $1.00 | — | CDS | 38143AW92 |
| CBT | CABOT CORPORATION | 104 | $5,000 | 0.0% | $48.08 * | $39.36 | +3.1% | COM | 127055101 |
| MSI | MOTOROLA SOLUTIONS | 71 | $5,000 | 0.0% | $70.42 * | $47.42 | +53.0% | COM | 620076307 |
| WEN | WENDYS COMPANY | 425 | $5,000 | 0.0% | $11.76 * | $5.79 | +133.4% | COM | 95058W100 |
| XEL | XCEL ENERGY INC | 133 | $5,000 | 0.0% | $37.59 * | $24.51 | +26.0% | COM | 98389B100 |
| KLAC | K L A TENCOR CORP | 60 | $4,000 | 0.0% | $66.67 | $61.47 | +10.5% | COM | 482480100 |
| MRSH | MARSH & MC LENNAN CO | 62 | $4,000 | 0.0% | $64.52 * | $57.32 | +1.7% | COM | 571748102 |
| — | ONEOK PARTNERS LP LP | 112 | $4,000 | 0.0% | $35.71 | $41.96 | — | MLP | 68268N103 |
| — | LAM RESEARCH CORP | 46 | $4,000 | 0.0% | $86.96 | $86.96 | — | COM | 512807108 |
| WELL | WELLTOWER INC | 64 | $4,000 | 0.0% | $62.50 * | $49.51 | -3.0% | RET | 95040Q104 |
| ETR | ENTERGY CORP | 59 | $4,000 | 0.0% | $67.80 * | $20.57 | +26.4% | COM | 29364G103 |
| O | REALTY INCM CORP | 85 | $4,000 | 0.0% | $47.06 * | $38.59 | -5.9% | RET | 756109104 |
| — | PIMCO MUNICIPAL INCOME I | 400 | $4,000 | 0.0% | $10.00 | $13.43 | — | CEM | 72200W106 |
| IJH | ISHARES CORE S&P MID CAP | 30 | $4,000 | 0.0% | $133.33 * | $23.21 | +42.5% | UIE | 464287507 |
| F | FORD MOTOR COMPANY | 400 | $4,000 | 0.0% | $10.00 * | $7.83 | -4.3% | COM | 345370860 |
| VPU | VANGUARD UTILITIES ETF | 38 | $4,000 | 0.0% | $105.26 | $85.08 | +25.8% | UIE | 92204A876 |
| FISV | FISERV INC | 41 | $4,000 | 0.0% | $97.56 * | $52.44 | +1.3% | COM | 337738108 |
| — | GOLDMAN SACHS BK 1.517 | 3,000 | $3,000 | 0.0% | $1.00 | $1.00 | — | CDS | 38147JKU5 |
| — | SPECTRA ENERGY CORP | 88 | $3,000 | 0.0% | $34.09 | $30.64 | — | COM | 847560109 |
| VIG | VANGUARD DIVIDEND | 45 | $3,000 | 0.0% | $66.67 * | $69.19 | +23.1% | UIE | 921908844 |
| RIG | TRANSOCEAN INC NEW F | 242 | $3,000 | 0.0% | $12.40 * | $13.88 | +6.2% | FGO | H8817H100 |
| TPVG | TRIPLEPOINT VENTURE | 325 | $3,000 | 0.0% | $9.23 * | $11.91 | -1.1% | COM | 89677Y100 |
| UAA | UNDER ARMOUR INC | 130 | $3,000 | 0.0% | $23.08 * | $27.92 | +4.0% | COM | 904311107 |
| V | VISA INC | 40 | $3,000 | 0.0% | $75.00 * | $69.33 | +5.7% | COM | 92826C839 |
| — | NORTHSTAR REALTY EUR | 288 | $3,000 | 0.0% | $10.42 | $10.42 | — | RET | 66706L101 |
| YUMC | YUM CHINA HOLDINGS I | 151 | $3,000 | 0.0% | $19.87 * | $26.68 | -2.1% | COM | 98850P109 |
| LLY | ELI LILLY & COMPANY | 44 | $3,000 | 0.0% | $68.18 * | $64.09 | -0.7% | COM | 532457108 |
| OTEX | OPEN TEXT CORP F | 61 | $3,000 | 0.0% | $49.18 * | $22.68 | +10.8% | FGC | 683715106 |
| KMI | KINDER MORGAN INC | 149 | $3,000 | 0.0% | $20.13 * | $22.45 | -42.7% | COM | 49456B101 |
| — | PAREXEL INTL CORP | 56 | $3,000 | 0.0% | $53.57 | $54.05 | — | COM | 699462107 |
| SCHD | SCHWAB US DIVIDEND | 85 | $3,000 | 0.0% | $35.29 * | $12.68 | +14.6% | UIE | 808524797 |
| SCHG | SCHWAB US LARGE CAP | 54 | $3,000 | 0.0% | $55.56 * | $6.20 | +12.6% | UIE | 808524300 |
| SCHB | SCHWAB US BROAD MARKET | 65 | $3,000 | 0.0% | $46.15 * | $7.96 | +13.4% | UIE | 808524102 |
| SWKS | SKYWORKS SOLUTIONS | 53 | $3,000 | 0.0% | $56.60 * | $53.08 | +16.1% | COM | 83088M102 |
| — | HP INC. 4.0522 | 2,000 | $2,000 | 0.0% | $1.00 | $1.00 | — | BCO | 428236BX0 |
| — | POWERSHARES GLOBAL CLEAN | 200 | $2,000 | 0.0% | $10.00 | $10.00 | — | UIE | 73936T615 |
| MMM | 3M COMPANY | 12 | $2,000 | 0.0% | $166.67 * | $91.22 | +20.8% | COM | 88579Y101 |
| UA | UNDER ARMOUR INC | 80 | $2,000 | 0.0% | $25.00 | $37.40 | -32.7% | COM | 904311206 |
| GLPI | GAMING & LEISURE PPT | 85 | $2,000 | 0.0% | $23.53 | $23.53 | — | RET | 36467J108 |
| BBY | BEST BUY INC | 69 | $2,000 | 0.0% | $28.99 * | $17.24 | +79.9% | COM | 086516101 |
| FDS | FACTSET RESEARCH SYS | 15 | $2,000 | 0.0% | $133.33 * | $139.95 | +6.5% | COM | 303075105 |
| CHTR | CHARTER COMMUNICATN | 8 | $2,000 | 0.0% | $250.00 * | $262.48 | +9.7% | COM | 16119P108 |
| — | JUNIPER NETWORKS INC | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 48203R104 |
| NKE | NIKE INC | 41 | $2,000 | 0.0% | $48.78 * | $50.32 | -10.0% | COM | 654106103 |
| — | WASHINGTON PRIME GRO | 208 | $2,000 | 0.0% | $9.62 | $9.62 | — | COM | 93964W108 |
| — | DELL TECHNOLOGIES IN | 44 | $2,000 | 0.0% | $45.45 | $34.09 | — | COM | 24703L103 |
| — | LEVEL 3 COMMUNICATN | 29 | $1,000 | 0.0% | $34.48 | $34.48 | — | COM | 52729N308 |
| VFC | VF CORPORATION | 20 | $1,000 | 0.0% | $50.00 | $59.14 | -15.1% | COM | 918204108 |
| EXPD | EXPEDITORS INTL WASH | 30 | $1,000 | 0.0% | $33.33 * | $46.57 | +1.9% | COM | 302130109 |
| VZ | VERIZON COMMUNICATN | 29 | $1,000 | 0.0% | $34.48 * | $30.99 | +6.8% | COM | 92343V104 |
| — | NATIONAL RURAL UTIL 420 | 1,000 | $1,000 | 0.0% | $1.00 | $1.00 | — | BCO | 63743FMT0 |
| — | PINNACLE ENTERTAINMT | 100 | $1,000 | 0.0% | $10.00 | $10.00 | — | COM | 72348Y105 |
| — | POWERSHARES WILDER CLEAN | 280 | $1,000 | 0.0% | $3.57 | $6.35 | — | UIE | 73935X500 |
| PRLB | PROTO LABS INC | 27 | $1,000 | 0.0% | $37.04 * | $70.59 | -27.3% | COM | 743713109 |
| — | HSBC FIN CORP 617 | 1,000 | $1,000 | 0.0% | $1.00 | $1.00 | — | BCO | 40429XTA4 |
| SONY | SONY CORPORATION F | 39 | $1,000 | 0.0% | $25.64 * | $32.05 | -12.5% | ADR | 835699307 |
| RHHBY | ROCHE HLDG AG F | 70 | $1,000 | 0.0% | $14.29 * | $28.74 | -0.7% | ADR | 771195104 |
| IWV | ISHARES RUSSELL 3000 | 8 | $1,000 | 0.0% | $125.00 * | $127.74 | +4.1% | UIE | 464287689 |
| GPRO | GOPRO INC | 205 | $1,000 | 0.0% | $4.88 * | $26.76 | -67.5% | COM | 38268T103 |
| — | GOLDMAN SACHS GROUP 522 | 1,000 | $1,000 | 0.0% | $1.00 | $1.00 | — | BCO | 38141E2N8 |
| — | GREAT PLAINS ENERGY | 73 | $1,000 | 0.0% | $13.70 | $27.40 | — | COM | 391164100 |
| — | ARISTA NETWORKS INC | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 040413106 |
| — | BAKER HUGHES INC | 20 | $1,000 | 0.0% | $50.00 | $62.53 | — | COM | 057224107 |
| — | BLACKSTONE GROUP LP LP | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | MLP | 09253U108 |
| — | BLUEBIRD BIO INC | 20 | $1,000 | 0.0% | $50.00 | $50.00 | — | COM | 09609G100 |
| — | VELATEL GLOBAL COMM | 50 | $0 | 0.0% | $0.00 | — | — | COM | 92256R207 |
| — | BEACON POWER CORP | 13 | $0 | 0.0% | $0.00 | — | — | COM | 073677205 |
| BDST | BEBE STORES INC | 51 | $0 | 0.0% | $0.00 | $1.54 | 0.0% | COM | 075571208 |
| — | VANGUARD NATURAL RES LP | 185 | $0 | 0.0% | $0.00 | — | — | MLP | 92205F106 |
| — | VALUESTAR CORP XXX | 6,000 | $0 | 0.0% | $0.00 | — | — | COM | 919910109 |
| — | FAIRPOINT COMMUN INC XXX | 6 | $0 | 0.0% | $0.00 | — | — | COM | 305560104 |
| C | CITIGROUP INC | 2 | $0 | 0.0% | $0.00 | $35.76 | +25.3% | COM | 172967424 |
| — | TWITTER INC | 40 | $0 | 0.0% | $0.00 | $24.27 | — | COM | 90184L102 |
| TCBK | TRICO BANCSHS CHICO | 206 | $0 | 0.0% | $0.00 | $29.72 | +15.0% | COM | 896095106 |
| TXCCQ | TRANSWITCH CORP | 7 | $0 | 0.0% | $0.00 | $0.44 | -99.7% | COM | 894065309 |
| — | TIME INC | 10 | $0 | 0.0% | $0.00 | — | — | COM | 887228104 |
| — | THORNBURG MORTGAGE NEXXX | 150 | $0 | 0.0% | $0.00 | — | — | RET | 885218800 |
| — | BROCADE COMMUNS SYS | 5 | $0 | 0.0% | $0.00 | — | — | COM | 111621306 |
| BRKO | BROKE OUT INC | 28 | $0 | 0.0% | $0.00 | $3.23 | -82.3% | COM | 112093109 |
| BIP | BROOKFIELD INFRA PTN LP | 150 | $0 | 0.0% | $0.00 | — | — | MLP | G16252101 |
| NVRI | HARSCO CORPORATION | 8 | $0 | 0.0% | $0.00 | $18.25 | -25.5% | COM | 415864107 |
| — | HALYARD HEALTH INC | 12 | $0 | 0.0% | $0.00 | $41.67 | — | COM | 40650V100 |
| — | GUGGENHEIM CURR CANADIAN | 1,200 | $0 | 0.0% | $0.00 | — | — | UIE | 23129X105 |
| — | CALIFORNIA RESOURCES | 9 | $0 | 0.0% | $0.00 | — | — | COM | 13057Q206 |
| — | GNMA PL 002247M 726 | 40,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202CP80 |
| — | GNMA PL 002032M 725 | 56,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202CHH9 |
| — | CENTURYLINK INC | 6 | $0 | 0.0% | $0.00 | $28.37 | — | COM | 156700106 |
| — | GNMA PL 001790M 824 | 125,000 | $0 | 0.0% | $0.00 | — | — | GIN | 36202B7B5 |
| — | GLOBALSCAPE INC | 98 | $0 | 0.0% | $0.00 | — | — | COM | 37940G109 |
| GME | GAMESTOP CORP | 5 | $0 | 0.0% | $0.00 | $7.13 | -28.0% | COM | 36467W109 |
| — | FREDDIE MAC 921 | 10,000 | $0 | 0.0% | $0.00 | — | — | CMO | 31340Y2N8 |
| AMKR | AMKOR TECHNOLOGY INC | 30 | $0 | 0.0% | $0.00 | $3.93 | +150.0% | COM | 031652100 |
| — | FITBIT INC | 100 | $0 | 0.0% | $0.00 | $20.00 | — | COM | 33812L102 |
| — | AZ GOLD & ONYX MININ | 1 | $0 | 0.0% | $0.00 | — | — | COM | 04051K105 |
| FE | FIRSTENERGY CORP | 27 | $0 | 0.0% | $0.00 | $21.38 | -0.4% | COM | 337932107 |
| — | AEROHIVE NETWORKS | 100 | $0 | 0.0% | $0.00 | — | — | COM | 007786106 |
| A | AGILENT TECHNOLOGIES | 7 | $0 | 0.0% | $0.00 | $27.97 | +52.3% | COM | 00846U101 |
| PRAA | PRA GROUP INC | 18 | $0 | 0.0% | $0.00 | $57.61 | -32.1% | COM | 69354N106 |
| ABBV | ABBVIE INC | 5 | $0 | 0.0% | $0.00 | $41.79 | +2.7% | COM | 00287Y109 |
| PNC | PNC FINANCIAL SRVCS | 2 | $0 | 0.0% | $0.00 | $47.34 | +83.4% | COM | 693475105 |
| — | A M R CORPORATION XXX | 20,000 | $0 | 0.0% | $0.00 | — | — | RES | 001ESC102 |
| ABT | ABBOTT LABORATORIES | 6 | $0 | 0.0% | $0.00 | $33.65 | -3.1% | COM | 002824100 |
| — | POWERSHARES QQQ TRUST | 5 | $0 | 0.0% | $0.00 | $121.51 | — | UIE | 73935A104 |
| ANF | ABERCROMBIE & FITCH | 50 | $0 | 0.0% | $0.00 | $12.60 | -18.5% | COM | 002896207 |
| RMR | R M R GROUP INC | 1 | $0 | 0.0% | $0.00 | $14.29 | +45.1% | COM | 74967R106 |
| WB | WEIBO CORP F | 15 | $0 | 0.0% | $0.00 | $47.71 | -14.9% | ADR | 948596101 |
| KEYS | KEYSIGHT TECH INC | 3 | $0 | 0.0% | $0.00 | $32.07 | +14.0% | COM | 49338L103 |
| PGN1EUR | PARAGON OFFSHORE PLC F | 34 | $0 | 0.0% | $0.00 | — | — | FGO | G6S01W108 |
| — | WA FUNDING TR III XXX | 25 | $0 | 0.0% | $0.00 | — | — | RES | 939ESC968 |
| — | PARTS.COM INC NEW XXX | 20 | $0 | 0.0% | $0.00 | — | — | COM | 702140203 |
| — | LIONS GATE ENTMT CP F | 8 | $0 | 0.0% | $0.00 | — | — | FGC | 535919500 |
| — | PEREGRINE PHARMA INC | 220 | $0 | 0.0% | $0.00 | — | — | COM | 713661304 |
| JAMN | JAMMIN JAVA CORP | 29,411 | $0 | 0.0% | $0.00 | $0.33 | -97.1% | COM | 470751108 |
| — | ISLE OF CAPRI CASINO | 2,000 | $0 | 0.0% | $0.00 | — | — | COM | 464592104 |
| — | NORTEL NETWORKS CP NEXXX | 1,000 | $0 | 0.0% | $0.00 | — | — | FGC | 656568508 |
| COKE | COCA COLA BOTTLG CO | 3 | $0 | 0.0% | $0.00 | $13.65 | +22.8% | COM | 191098102 |
| ENGIY | ENGIE F | 500 | $0 | 0.0% | $0.00 | $13.39 | -4.9% | ADR | 29286D105 |
| CTSH | COGNIZANT TECH SOLU | 17 | $0 | 0.0% | $0.00 | $55.65 | -10.7% | COM | 192446102 |
| — | ENERGY & ENGINE TECH XXX | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 29267D108 |
| NOK | NOKIA CORP SPON F | 40 | $0 | 0.0% | $0.00 | $3.52 | +36.6% | ADR | 654902204 |
| — | LIONS GATE ENTMT CP F | 8 | $0 | 0.0% | $0.00 | — | — | FGC | 535919401 |
| DTGI | DIGERATI TECH | 100 | $0 | 0.0% | $0.00 | $0.15 | +87.2% | COM | 25375L206 |
| — | LIQUEFIED NAT GAS ORDF | 579 | $0 | 0.0% | $0.00 | $3.04 | — | UFO | Q5570T107 |
| — | CREE INC | 500 | $0 | 0.0% | $0.00 | — | — | COM | 225447101 |
| — | MCEWEN MINING INC | 100 | $0 | 0.0% | $0.00 | — | — | COM | 58039P107 |
| CWGL | CRIMSON WINE GROUP | 100 | $0 | 0.0% | $0.00 | $9.29 | +0.8% | COM | 22662X100 |
| — | WMIH CORP | 1 | $0 | 0.0% | $0.00 | — | — | COM | 92936P100 |
| — | YTB INTERNATIONAL CL XXX | 214 | $0 | 0.0% | $0.00 | — | — | COM | 98425R200 |
| — | WILLIAMS PARTNERS LP LP | 11 | $0 | 0.0% | $0.00 | $46.51 | — | MLP | 96949L105 |
| ZTS | ZOETIS INC | 21 | $0 | 0.0% | $0.00 | $29.32 | +70.2% | COM | 98978V103 |
| — | WILHELMINA INTL | 71 | $0 | 0.0% | $0.00 | — | — | COM | 968235200 |
| — | LEHMAN BROS HLDGS 2XXX | 10,000 | $0 | 0.0% | $0.00 | — | — | PRD | 525ESCW62 |